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WO2025019312A1 - Dynamic mode switching between beam indication and beam pair indication based on ue request and gnb confirmation or used search space for pdcch reception - Google Patents

Dynamic mode switching between beam indication and beam pair indication based on ue request and gnb confirmation or used search space for pdcch reception Download PDF

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Publication number
WO2025019312A1
WO2025019312A1 PCT/US2024/037796 US2024037796W WO2025019312A1 WO 2025019312 A1 WO2025019312 A1 WO 2025019312A1 US 2024037796 W US2024037796 W US 2024037796W WO 2025019312 A1 WO2025019312 A1 WO 2025019312A1
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WO
WIPO (PCT)
Prior art keywords
wtru
indication mode
beam indication
mode
indication
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Pending
Application number
PCT/US2024/037796
Other languages
French (fr)
Inventor
Young Woo Kwak
Moon Il Lee
Yugeswar Deenoo NARAYANAN THANGARAJ
Patrick Tooher
Janet Stern-Berkowitz
Nazli KHAN BEIGI
Prasanna Herath
Haseeb UR REHMAN
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
InterDigital Patent Holdings Inc
Original Assignee
InterDigital Patent Holdings Inc
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by InterDigital Patent Holdings Inc filed Critical InterDigital Patent Holdings Inc
Publication of WO2025019312A1 publication Critical patent/WO2025019312A1/en
Pending legal-status Critical Current
Anticipated expiration legal-status Critical

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Classifications

    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0621Feedback content
    • H04B7/063Parameters other than those covered in groups H04B7/0623 - H04B7/0634, e.g. channel matrix rank or transmit mode selection
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0636Feedback format
    • H04B7/0645Variable feedback
    • H04B7/065Variable contents, e.g. long-term or short-short
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0686Hybrid systems, i.e. switching and simultaneous transmission
    • H04B7/0695Hybrid systems, i.e. switching and simultaneous transmission using beam selection
    • H04B7/06952Selecting one or more beams from a plurality of beams, e.g. beam training, management or sweeping
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0686Hybrid systems, i.e. switching and simultaneous transmission
    • H04B7/0695Hybrid systems, i.e. switching and simultaneous transmission using beam selection
    • H04B7/06952Selecting one or more beams from a plurality of beams, e.g. beam training, management or sweeping
    • H04B7/0696Determining beam pairs
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0686Hybrid systems, i.e. switching and simultaneous transmission
    • H04B7/0695Hybrid systems, i.e. switching and simultaneous transmission using beam selection
    • H04B7/06952Selecting one or more beams from a plurality of beams, e.g. beam training, management or sweeping
    • H04B7/06968Selecting one or more beams from a plurality of beams, e.g. beam training, management or sweeping using quasi-colocation [QCL] between signals

Definitions

  • New Radio introduced radio access technology (RAT) in frequency range 2 (FR2), where FR2 denotes the frequency range of 24.25 - 52.6 GHz
  • RAT radio access technology
  • FR2 denotes the frequency range of 24.25 - 52.6 GHz
  • One of key challenge of FR2 is higher propagation loss. Since propagation loss increases as carrier frequency increases, FR2 experiences the higher propagation loss. In order to overcome the higher propagation loss, efficient usage of highly directional beamformed transmissions and receptions is desirable.
  • Beamforming gain can be achieved by adding or subtracting one signal from another signal. Since more beamforming gain can be achieve as more signals are added or subtracted, utilization of large number of antenna elements are helpful for the highly directional beamformed transmission. Controlling signal addition or signal subtraction can be done by controlling phases of respective antenna elements.
  • a mobile device such as user equipment (UE), alternatively referred to a wireless transmit receive unit (WTRU), decides its own reception beam based on transmission control indicator (TCI) states provided by gNB indication.
  • TCI transmission control indicator
  • UE user equipment
  • WTRU wireless transmit receive unit
  • TCI transmission control indicator
  • AI/ML artificial intelligence/machine learning
  • the beam pair prediction estimates not only qualities of gNB Tx beams but also qualities of a pair of a gNB Tx beam and a WTRU Rx beam. As the beam pair prediction considers both Tx beams and Rx beams, performance of the beam pair prediction is expected to be higher than the beam prediction for DL Tx beams alone.
  • beam pair prediction may be less reliable in some cases such as WTRU rotation and maximum permissible exposure (MPE).
  • MPE maximum permissible exposure
  • a WTRU receives a configuration of one or more thresholds on WTRU rotation, WTRU movement, maximum permissible exposure (MPE), etc., one or more reference signal (RS) resources associated with the one or more thresholds and one or more control resource sets (CORESETs)/search spaces associated with beam indication mode, one or more TCI states and each TCI state is configured with quasi-colocation (QCL) Type D (e.g., with a DL RS ID).
  • the WTRU may receive an indication of another QCL Type (e.g , with Rx beam ID and/or UL RS ID) for each TCI state via a MAC CE.
  • the WTRU measures a received RS of the one or more RS resources and determines a beam indication mode of operation based on the measurement
  • the WTRU determines a Tx beam pair indication mode if one or more of the following conditions are satisfied: (i) if the measured WTRU rotation ⁇ a threshold; (ii) if the measured WTRU movement ⁇ a threshold; and/or (iii) if the measured MPE ⁇ a threshold Otherwise, the WTRU determines a Tx beam indication mode.
  • the WTRU indicates the determined indication mode to a gNB.
  • the WTRU receives a PDCCH indicating a scheduled PDSCH (e.g., in the one or more CORESETs/ search spaces (SSs) corresponding with the determined beam indication mode) and a first TCI state (i.e., a dynamically indicated TCI state for PDSCH) by using QCL Type D determined from a previously indicated second TCI state (indicated TCI state for PDCCH e.g., by MAC CE) and ignores the other QCL Type.
  • the CORESET/SS is associated with a beam indication mode.
  • the CORESET/SS is used only for a beam indication mode change confirmation.
  • the CORESET/SS is associated with a gNB response (e.g., Yes/No)
  • the WTRU applies the determined beam indication mode after an application time (e.g., from the WTRU indication or the gNB confirmation)
  • the WTRU receives the scheduled PDSCH by using the first TCI state If the WTRU determined a Tx beam indication mode, the WTRU uses QCL Type D or if the WTRU determined a Tx beam pair indication mode, the WTRU uses the other QCL Type for an Rx beam.
  • FIG. 1A is a system diagram illustrating an example communications system in which one or more disclosed embodiments may be implemented
  • FIG. 1 B is a system diagram illustrating an example wireless transmit/receive unit (WTRU) that may be used within the communications system illustrated in FIG. 1A according to an embodiment;
  • WTRU wireless transmit/receive unit
  • FIG. 1C is a system diagram illustrating an example radio access network (RAN) and an example core network (CN) that may be used within the communications system illustrated in FIG. 1A according to an embodiment;
  • RAN radio access network
  • CN core network
  • FIG. 1D is a system diagram illustrating a further example RAN and a further example CN that may be used within the communications system illustrated in FIG. 1A according to an embodiment;
  • FIG. 2 is a block diagram representing an example of Hybrid beamforming;
  • FIG. 3 is a block diagram showing impact of beams for WTRU measurement/positioning and rotation of a WTRU.
  • FIG. 4 is a flow diagram illustrating a method of dynamic mode switching between beam indication and beam pair indication based on WTRU request and gNB confirmation or used search space for PDCCH reception according to embodiments.
  • FIG. 1A is a diagram illustrating an example communications system 100 in which one or more disclosed embodiments may be implemented.
  • the communications system 100 may be a multiple access system that provides content, such as voice, data, video, messaging, broadcast, etc., to multiple wireless users.
  • the communications system 100 may enable multiple wireless users to access such content through the sharing of system resources, including wireless bandwidth.
  • the communications systems 100 may employ one or more channel access methods, such as code division multiple access (CDMA), time division multiple access (TDMA), frequency division multiple access (FDMA), orthogonal FDMA (OFDMA), singlecarrier FDMA (SC-FDMA), zero-tail unique-word discrete Fourier transform Spread OFDM (ZT-UW-DFT-S- OFDM), unique word OFDM (UW-OFDM), resource block-filtered OFDM, filter bank multicarrier (FBMC), and the like.
  • CDMA code division multiple access
  • TDMA time division multiple access
  • FDMA frequency division multiple access
  • OFDMA orthogonal FDMA
  • SC-FDMA singlecarrier FDMA
  • ZT-UW-DFT-S- OFDM zero-tail unique-word discrete Fourier transform Spread OFDM
  • UW-OFDM unique word OFDM
  • FBMC filter bank multicarrier
  • the communications system 100 may include wireless transmit/receive units (WTRUs) 102a, 102b, 102c, 102d, a radio access network (RAN) 104, a core network (ON) 106, a public switched telephone network (PSTN) 108, the Internet 110, and other networks 112, though itwill be appreciated that the disclosed embodiments contemplate any number of WTRUs, base stations, networks, and/or network elements.
  • WTRUs wireless transmit/receive units
  • RAN radio access network
  • ON core network
  • PSTN public switched telephone network
  • Each of the WTRUs 102a, 102b, 102c, 102d may be any type of device configured to operate and/or communicate in a wireless environment
  • the WTRUs 102a, 102b, 102c, 102d may be configured to transmit and/or receive wireless signals and may include a user equipment (UE), a mobile station, a fixed or mobile subscriber unit, a subscription-based unit, a pager, a cellular telephone, a personal digital assistant (PDA), a smartphone, a laptop, a netbook, a personal computer, a wireless sensor, a hotspot or Mi-Fi device, an Internet of Things (loT) device, a watch or other wearable, a head-mounted display (HMD), a vehicle, a drone, a medical device and applications (e.g., remote surgery), an industrial device and applications (e.g., a robot and/or other wireless devices operating in an industrial and
  • UE user equipment
  • PDA personal digital assistant
  • HMD head-
  • the communications systems 100 may also include a base station 114a and/or a base station 114b.
  • Each of the base stations 114a, 114b may be any type of device configured to wirelessly interface with at least one of the WTRUs 102a, 102b, 102c, 102d to facilitate access to one or more communication networks, such as the CN 106, the Internet 110, and/or the other networks 112.
  • the base stations 114a, 114b may be a base transceiver station (BTS), a NodeB, an eNode B (eNB), a Home Node B, a Home eNode B, a next generation NodeB, such as a gNode B (gNB), a new radio (NR) NodeB, a site controller, an access point (AP), a wireless router, and the like. While the base stations 114a, 114b are each depicted as a single element, it will be appreciated that the base stations 114a, 114b may include any number of interconnected base stations and/or network elements.
  • the base station 114a may be part of the RAN 104, which may also include other base stations and/or network elements (not shown), such as a base station controller (BSC), a radio network controller (RNC), relay nodes, and the like.
  • BSC base station controller
  • RNC radio network controller
  • the base station 114a and/or the base station 114b may be configured to transmit and/or receive wireless signals on one or more carrier frequencies, which may be referred to as a cell (not shown). These frequencies may be in licensed spectrum, unlicensed spectrum, or a combination of licensed and unlicensed spectrum
  • a cell may provide coverage for a wireless service to a specific geographical area that may be relatively fixed or that may change over time. The cell may further be divided into cell sectors.
  • the cell associated with the base station 114a may be divided into three sectors.
  • the base station 114a may include three transceivers, i.e., one for each sector of the cell.
  • the base station 114a may employ multiple-input multiple output (MIMO) technology and may utilize multiple transceivers for each sector of the cell.
  • MIMO multiple-input multiple output
  • beamforming may be used to transmit and/or receive signals in desired spatial directions.
  • the base stations 114a, 114b may communicate with one or more of the WTRUs 102a, 102b, 102c, 102d over an air interface 116, which may be any suitable wireless communication link (e.g., radio frequency (RF), microwave, centimeter wave, micrometer wave, infrared (IR), ultraviolet (UV), visible light, etc.).
  • the air interface 116 may be established using any suitable radio access technology (RAT).
  • RAT radio access technology
  • the communications system 100 may be a multiple access system and may employ one or more channel access schemes, such as CDMA, TDMA, FDMA, OFDMA, SC-FDMA, and the like.
  • the base station 114a in the RAN 104 and the WTRUs 102a, 102b, 102c may implement a radio technology such as Universal Mobile Telecommunications System (UMTS) Terrestrial Radio Access (UTRA), which may establish the air interface 116 using wideband CDMA (WCDMA).
  • WCDMA may include communication protocols such as High-Speed Packet Access (HSPA) and/or Evolved HSPA (HSPA+).
  • HSPA may include High-Speed Downlink (DL) Packet Access (HSDPA) and/or High-Speed Uplink (UL) Packet Access (HSUPA).
  • the base station 114a and the WTRUs 102a, 102b, 102c may implement a radio technology such as Evolved UMTS Terrestrial Radio Access (E-UTRA), which may establish the air interface 116 using Long Term Evolution (LTE) and/or LTE-Advanced (LTE-A) and/or LTE-Advanced Pro (LTE-A Pro).
  • E-UTRA Evolved UMTS Terrestrial Radio Access
  • LTE Long Term Evolution
  • LTE-A LTE-Advanced
  • LTE-A Pro LTE-Advanced Pro
  • the base station 114a and the WTRUs 102a, 102b, 102c may implement a radio technology such as NR Radio Access , which may establish the air interface 116 using NR.
  • the base station 114a and the WTRUs 102a, 102b, 102c may implement multiple radio access technologies.
  • the base station 114a and the WTRUs 102a, 102b, 102c may implement LTE radio access and NR radio access together, for instance using dual connectivity (DC) principles.
  • DC dual connectivity
  • the air interface utilized by WTRUs 102a, 102b, 102c may be characterized by multiple types of radio access technologies and/or transmissions sent to/from multiple types of base stations (e.g , an eNB and a gNB).
  • the base station 114a and the WTRUs 102a, 102b, 102c may implement radio technologies such as IEEE 802.11 (i.e, Wireless Fidelity (WiFi), IEEE 802.16 (i.e, Worldwide Interoperability for Microwave Access (WiMAX)), CDMA2000, CDMA2000 1X, CDMA2000 EV-DO, Interim Standard 2000 (IS-2000), Interim Standard 95 (IS-95), Interim Standard 856 (IS-856), Global System for Mobile communications (GSM), Enhanced Data rates for GSM Evolution (EDGE), GSM EDGE (GERAN), and the like.
  • IEEE 802.11 i.e, Wireless Fidelity (WiFi)
  • IEEE 802.16 i.e, Worldwide Interoperability for Microwave Access (WiMAX)
  • CDMA2000, CDMA2000 1X, CDMA2000 EV-DO Code Division Multiple Access 2000
  • IS-95 Interim Standard 95
  • IS-856 Interim Standard 856
  • GSM Global System for Mobile communications
  • the base station 114b in FIG 1A may be a wireless router, Home Node B, Home eNode B, or access point, for example, and may utilize any suitable RAT for facilitating wireless connectivity in a localized area, such as a place of business, a home, a vehicle, a campus, an industrial facility, an air corridor (e.g., for use by drones), a roadway, and the like.
  • the base station 114b and the WTRUs 102c, 102d may implement a radio technology such as IEEE 802.11 to establish a wireless local area network (WLAN).
  • WLAN wireless local area network
  • the base station 114b and the WTRUs 102c, 102d may implement a radio technology such as IEEE 802.15 to establish a wireless personal area network (WPAN).
  • the base station 114b and the WTRUs 102c, 102d may utilize a cellular-based RAT (e.g, WCDMA, CDMA2000, GSM, LTE, LTE-A, LTE-A Pro, NR etc.) to establish a picocell or femtocell.
  • the base station 114b may have a direct connection to the Internet 110.
  • the base station 114b may not be required to access the Internet 110 via the CN 106.
  • the RAN 104 may be in communication with the CN 106, which may be any type of network configured to provide voice, data, applications, and/or voice over internet protocol (VoIP) services to one or more of the WTRUs 102a, 102b, 102c, 102d.
  • the data may have varying quality of service (QoS) requirements, such as differing throughput requirements, latency requirements, error tolerance requirements, reliability requirements, data throughput requirements, mobility requirements, and the like.
  • QoS quality of service
  • the CN 106 may provide call control, billing services, mobile location-based services, pre-paid calling, Internet connectivity, video distribution, etc, and/or perform high-level security functions, such as user authentication.
  • the RAN 104 and/or the CN 106 may be in direct or indirect communication with other RANs that employ the same RAT as the RAN 104 or a different RAT.
  • the CN 106 may also be in communication with another RAN (not shown) employing a GSM, UMTS, CDMA 2000, WiMAX, E-UTRA, or WiFi radio technology.
  • the CN 106 may also serve as a gateway for the WTRUs 102a, 102b, 102c, 102d to access the PSTN 108, the Internet 110, and/or the other networks 112.
  • the PSTN 108 may include circuit-switched telephone networks that provide plain old telephone service (POTS).
  • POTS plain old telephone service
  • the Internet 110 may include a global system of interconnected computer networks and devices that use common communication protocols, such as the transmission control protocol (TCP), user datagram protocol (UDP) and/or the internet protocol (IP) in the TCP/IP internet protocol suite.
  • the networks 112 may include wired and/or wireless communications networks owned and/or operated by other service providers.
  • the networks 112 may include another CN connected to one or more RANs, which may employ the same RAT as the RAN 104 or a different RAT.
  • Some or all of the WTRUs 102a, 102b, 102c, 102d in the communications system 100 may include multi-mode capabilities (e.g., the WTRUs 102a, 102b, 102c, 102d may include multiple transceivers for communicating with different wireless networks over different wireless links).
  • the WTRU 102c shown in FIG. 1 A may be configured to communicate with the base station 114a, which may employ a cellularbased radio technology, and with the base station 114b, which may employ an IEEE 802 radio technology.
  • FIG. 1 B is a system diagram illustrating an example WTRU 102.
  • the WTRU 102 may include a processor 118, a transceiver 120, a transmit/receive element 122, a speaker/microphone 124, a keypad 126, a display/touchpad 128, non-removable memory 130, removable memory 132, a power source 134, a global positioning system (GPS) chipset 136, and/or other peripherals 138, among others.
  • GPS global positioning system
  • the processor 118 may be a general purpose processor, a special purpose processor, a conventional processor, a digital signal processor (DSP), a plurality of microprocessors, one or more microprocessors in association with a DSP core, a controller, a microcontroller, Application Specific Integrated Circuits (ASICs), Field Programmable Gate Arrays (FPGAs), any other type of integrated circuit (IC), a state machine, and the like.
  • the processor 118 may perform signal coding, data processing, power control, input/output processing, and/or any other functionality that enables the WTRU 102 to operate in a wireless environment.
  • the processor 118 may be coupled to the transceiver 120, which may be coupled to the transmit/receive element 122. While FIG. 1 B depicts the processor 118 and the transceiver 120 as separate components, it will be appreciated that the processor 118 and the transceiver 120 may be integrated together in an electronic package or chip.
  • the transmit/receive element 122 may be configured to transmit signals to, or receive signals from, a base station (e.g., the base station 114a) over the air interface 116.
  • the transmit/receive element 122 may be an antenna configured to transmit and/or receive RF signals.
  • the transmit/receive element 122 may be an emitter/detector configured to transmit and/or receive IR, UV, or visible light signals, for example.
  • the transmit/receive element 122 may be configured to transmit and/or receive both RF and light signals. It will be appreciated that the transmit/receive element 122 may be configured to transmit and/or receive any combination of wireless signals.
  • the WTRU 102 may include any number of transmit/receive elements 122. More specifically, the WTRU 102 may employ MIMO technology. Thus, in one embodiment, the WTRU 102 may include two or more transmit/receive elements 122 (e g., multiple antennas) for transmitting and receiving wireless signals over the air interface 116.
  • the transceiver 120 may be configured to modulate the signals that are to be transmitted by the transmit/receive element 122 and to demodulate the signals that are received by the transmit/receive element 122. As noted above, the WTRU 102 may have multi-mode capabilities. Thus, the transceiver 120 may include multiple transceivers for enabling the WTRU 102 to communicate via multiple RATs, such as NR and IEEE 802.11 , for example.
  • the processor 118 of the WTRU 102 may be coupled to, and may receive user input data from, the speaker/microphone 124, the keypad 126, and/or the display/touchpad 128 (e.g., a liquid crystal display (LCD) display unit or organic light-emitting diode (OLED) display unit)
  • the processor 118 may also output user data to the speaker/microphone 124, the keypad 126, and/or the display/touchpad 128.
  • the processor 118 may access information from, and store data in, any type of suitable memory, such as the non-removable memory 130 and/or the removable memory 132.
  • the non-removable memory 130 may include random-access memory (RAM), read-only memory (ROM), a hard disk, or any other type of memory storage device.
  • the removable memory 132 may include a subscriber identity module (SIM) card, a memory stick, a secure digital (SD) memory card, and the like.
  • SIM subscriber identity module
  • SD secure digital
  • the processor 118 may access information from, and store data in, memory that is not physically located on the WTRU 102, such as on a server or a home computer (not shown).
  • the processor 118 may receive power from the power source 134, and may be configured to distribute and/or control the power to the other components in the WTRU 102.
  • the power source 134 may be any suitable device for powering the WTRU 102.
  • the power source 134 may include one or more dry cell batteries (e.g., nickel-cadmium (NiCd), nickel-zinc (NiZn), nickel metal hydride (NiMH), lithium-ion (Li- ion), etc.), solar cells, fuel cells, and the like.
  • the processor 118 may also be coupled to the GPS chipset 136, which may be configured to provide location information (e.g., longitude and latitude) regarding the current location of the WTRU 102.
  • location information e.g., longitude and latitude
  • the WTRU 102 may receive location information over the air interface 116 from a base station (e.g., base stations 114a, 114b) and/or determine its location based on the timing of the signals being received from two or more nearby base stations. It will be appreciated that the WTRU 102 may acquire location information by way of any suitable location-determination method while remaining consistent with an embodiment
  • the processor 118 may further be coupled to other peripherals 138, which may include one or more software and/or hardware modules that provide additional features, functionality and/or wired or wireless connectivity.
  • the peripherals 138 may include an accelerometer, an e-compass, a satellite transceiver, a digital camera (for photographs and/or video), a universal serial bus (USB) port, a vibration device, a television transceiver, a hands free headset, a Bluetooth® module, a frequency modulated (FM) radio unit, a digital music player, a media player, a video game player module, an Internet browser, a Virtual Reality and/or Augmented Reality (VR/AR) device, an activity tracker, and the like.
  • FM frequency modulated
  • the peripherals 138 may include one or more sensors.
  • the sensors may be one or more of a gyroscope, an accelerometer, a hall effect sensor, a magnetometer, an orientation sensor, a proximity sensor, a temperature sensor, a time sensor; a geolocation sensor, an altimeter, a light sensor, a touch sensor, a magnetometer, a barometer, a gesture sensor, a biometric sensor, a humidity sensor and the like.
  • the WTRU 102 may include a full duplex radio for which transmission and reception of some or all of the signals (e g., associated with particular subframes for both the UL (e.g., for transmission) and DL (e.g., for reception) may be concurrent and/or simultaneous.
  • the full duplex radio may include an interference management unit to reduce and or substantially eliminate self-interference via either hardware (e.g., a choke) or signal processing via a processor (e.g., a separate processor (not shown) or via processor 118).
  • the WTRU 102 may include a half-duplex radio for which transmission and reception of some or all of the signals (e.g., associated with particular subframes for either the UL (e g., for transmission) or the DL (e g., for reception)).
  • a half-duplex radio for which transmission and reception of some or all of the signals (e.g., associated with particular subframes for either the UL (e g., for transmission) or the DL (e g., for reception)).
  • FIG. 1C is a system diagram illustrating the RAN 104 and the CN 106 according to an embodiment.
  • the RAN 104 may employ an E-UTRA radio technology to communicate with the WTRUs 102a, 102b, 102c over the air interface 116.
  • the RAN 104 may also be in communication with the ON 106.
  • the RAN 104 may include eNode-Bs 160a, 160b, 160c, though it will be appreciated that the RAN 104 may include any number of eNode-Bs while remaining consistent with an embodiment.
  • the eNode-Bs 160a, 160b, 160c may each include one or more transceivers for communicating with the WTRUs 102a, 102b, 102c over the air interface 116.
  • the eNode-Bs 160a, 160b, 160c may implement MIMO technology.
  • the eNode-B 160a for example, may use multiple antennas to transmit wireless signals to, and/or receive wireless signals from, the WTRU 102a.
  • Each of the eNode-Bs 160a, 160b, 160c may be associated with a particular cell (not shown) and may be configured to handle radio resource management decisions, handover decisions, scheduling of users in the UL and/or DL, and the like. As shown in FIG. 1 C, the eNode-Bs 160a, 160b, 160c may communicate with one another over an X2 interface.
  • the ON 106 shown in FIG. 1C may include a mobility management entity (MME) 162, a serving gateway (SGW) 164, and a packet data network (PDN) gateway (PGW) 166. While the foregoing elements are depicted as part of the ON 106, it will be appreciated that any of these elements may be owned and/or operated by an entity other than the CN operator.
  • MME mobility management entity
  • SGW serving gateway
  • PGW packet data network gateway
  • PGW packet data network gateway
  • the MME 162 may be connected to each of the eNode-Bs 162a, 162b, 162c in the RAN 104 via an S1 interface and may serve as a control node.
  • the MME 162 may be responsible for authenticating users of the WTRUs 102a, 102b, 102c, bearer activation/deactivation, selecting a particular serving gateway during an initial attach of the WTRUs 102a, 102b, 102c, and the like.
  • the MME 162 may provide a control plane function for switching between the RAN 104 and other RANs (not shown) that employ other radio technologies, such as GSM and/or WCDMA
  • the SGW 164 may be connected to each of the eNode Bs 160a, 160b, 160c in the RAN 104 via the S1 interface.
  • the SGW 164 may generally route and forward user data packets to/from the WTRUs 102a, 102b, 102c.
  • the SGW 164 may perform other functions, such as anchoring user planes during inter-eNode B handovers, triggering paging when DL data is available for the WTRUs 102a, 102b, 102c, managing and storing contexts of the WTRUs 102a, 102b, 102c, and the like.
  • the SGW 164 may be connected to the PGW 166, which may provide the WTRUs 102a, 102b, 102c with access to packet-switched networks, such as the Internet 110, to facilitate communications between the WTRUs 102a, 102b, 102c and IP-enabled devices.
  • packet-switched networks such as the Internet 110
  • the ON 106 may facilitate communications with other networks
  • the CN 106 may provide the WTRUs 102a, 102b, 102c with access to circuit-switched networks, such as the PSTN 108, to facilitate communications between the WTRUs 102a, 102b, 102c and traditional land-line communications devices.
  • the CN 106 may include, or may communicate with, an IP gateway (e.g., an IP multimedia subsystem (IMS) server) that serves as an interface between the CN 106 and the PSTN 108.
  • IMS IP multimedia subsystem
  • the CN 106 may provide the WTRUs 102a, 102b, 102c with access to the other networks 112, which may include other wired and/or wireless networks that are owned and/or operated by other service providers.
  • the WTRU is described in FIGS. 1A-1 D as a wireless terminal, it is contemplated that in certain representative embodiments that such a terminal may use (e.g., temporarily or permanently) wired communication interfaces with the communication network.
  • the other network 112 may be a WLAN.
  • a WLAN in Infrastructure Basic Service Set (BSS) mode may have an Access Point (AP) for the BSS and one or more stations (STAs) associated with the AP.
  • the AP may have access or an interface to a Distribution System (DS) or another type of wired/wireless network that carries traffic in to and/or out of the BSS.
  • Traffic to STAs that originates from outside the BSS may arrive through the AP and may be delivered to the STAs.
  • Traffic originating from STAs to destinations outside the BSS may be sent to the AP to be delivered to respective destinations.
  • DS Distribution System
  • Traffic between STAs within the BSS may be sent through the AP, for example, where the source STA may send traffic to the AP and the AP may deliver the traffic to the destination STA
  • the traffic between STAs within a BSS may be considered and/or referred to as peer-to-peer traffic.
  • the peer-to- peer traffic may be sent between (e.g., directly between) the source and destination STAs with a direct link setup (DLS).
  • the DLS may use an 802.11e DLS or an 802.11z tunneled DLS (TDLS).
  • a WLAN using an Independent BSS (IBSS) mode may not have an AP, and the STAs (e.g., all of the STAs) within or using the IBSS may communicate directly with each other.
  • the IBSS mode of communication may sometimes be referred to herein as an “ad-hoc” mode of communication.
  • the AP may transmit a beacon on a fixed channel, such as a primary channel.
  • the primary channel may be a fixed width (e.g., 20 MHz wide bandwidth) or a dynamically set width.
  • the primary channel may be the operating channel of the BSS and may be used by the STAs to establish a connection with the AP.
  • Carrier Sense Multiple Access with Collision Avoidance (CSMA/CA) may be implemented, for example in 802.11 systems.
  • the STAs e.g., every STA, including the AP, may sense the primary channel. If the primary channel is sensed/detected and/or determined to be busy by a particular STA, the particular STA may back off.
  • One STA (e.g., only one station) may transmit at any given time in a given BSS.
  • High Throughput (HT) STAs may use a 40 MHz wide channel for communication, for example, via a combination of the primary 20 MHz channel with an adjacent or nonadjacent 20 MHz channel to form a 40 MHz wide channel.
  • VHT STAs may support 20MHz, 40 MHz, 80 MHz, and/or 160 MHz wide channels
  • the 40 MHz, and/or 80 MHz, channels may be formed by combining contiguous 20 MHz channels.
  • a 160 MHz channel may be formed by combining 8 contiguous 20 MHz channels, or by combining two noncontiguous 80 MHz channels, which may be referred to as an 80+80 configuration.
  • the data, after channel encoding may be passed through a segment parser that may divide the data into two streams.
  • IFFT Inverse Fast Fourier Transform
  • time domain processing may be done on each stream separately
  • the streams may be mapped on to the two 80 MHz channels, and the data may be transmitted by a transmitting STA.
  • the above described operation for the 80+80 configuration may be reversed, and the combined data may be sent to the Medium Access Control (MAC).
  • MAC Medium Access Control
  • Sub 1 GHz modes of operation are supported by 802.11 af and 802.11 ah.
  • the channel operating bandwidths, and carriers, are reduced in 802.11 af and 802.11ah relative to those used in 802.11n, and 802.11ac.
  • 802.11 af supports 5 MHz, 10 MHz, and 20 MHz bandwidths in the TV White Space (TVWS) spectrum
  • 802.11 ah supports 1 MHz, 2 MHz, 4 MHz, 8 MHz, and 16 MHz bandwidths using non-TVWS spectrum.
  • 802.11 ah may support Meter Type Control/Machine- Type Communications (MTC), such as MTC devices in a macro coverage area.
  • MTC Meter Type Control/Machine- Type Communications
  • MTC devices may have certain capabilities, for example, limited capabilities including support for (e.g , only support for) certain and/or limited bandwidths
  • the MTC devices may include a battery with a battery life above a threshold (e.g., to maintain a very long battery life).
  • WLAN systems which may support multiple channels, and channel bandwidths, such as 802 11 n, 802.11ac, 802.11 af, and 802.11 ah, include a channel which may be designated as the primary channel.
  • the primary channel may have a bandwidth equal to the largest common operating bandwidth supported by all STAs in the BSS.
  • the bandwidth of the primary channel may be set and/or limited by a STA, from among all STAs in operating in a BSS, which supports the smallest bandwidth operating mode.
  • the primary channel may be 1 MHz wide for STAs (e.g., MTC type devices) that support (e.g., only support) a 1 MHz mode, even if the AP, and other STAs in the BSS support 2 MHz, 4 MHz, 8 MHz, 16 MHz, and/or other channel bandwidth operating modes.
  • Carrier sensing and/or Network Allocation Vector (NAV) settings may depend on the status of the primary channel. If the primary channel is busy, for example, due to a STA (which supports only a 1 MHz operating mode) transmitting to the AP, all available frequency bands may be considered busy even though a majority of the available frequency bands remains idle.
  • STAs e.g., MTC type devices
  • NAV Network Allocation Vector
  • the available frequency bands which may be used by 802.11 ah, are from 902 MHz to 928 MHz. In Korea, the available frequency bands are from 917.5 MHz to 923.5 MHz. In Japan, the available frequency bands are from 916.5 MHz to 927.5 MHz. The total bandwidth available for 802.11 ah is 6 MHz to 26 MHz depending on the country code.
  • FIG. 1 D is a system diagram illustrating the RAN 104 and the CN 106 according to an embodiment.
  • the RAN 104 may employ an NR radio technology to communicate with the WTRUs 102a, 102b, 102c over the air interface 116.
  • the RAN 104 may also be in communication with the CN 106.
  • the RAN 104 may include gNBs 180a, 180b, 180c, though it will be appreciated that the RAN 104 may include any number of gNBs while remaining consistent with an embodiment.
  • the gNBs 180a, 180b, 180c may each include one or more transceivers for communicating with the WTRUs 102a, 102b, 102c over the air interface 116.
  • the gNBs 180a, 180b, 180c may implement MIMO technology.
  • gNBs 180a, 108b may utilize beamforming to transmit signals to and/or receive signals from the gNBs 180a, 180b, 180c.
  • the gNB 180a may use multiple antennas to transmit wireless signals to, and/or receive wireless signals from, the WTRU 102a.
  • the gNBs 180a, 180b, 180c may implement carrier aggregation technology.
  • the gNB 180a may transmit multiple component carriers to the WTRU 102a (not shown). A subset of these component carriers may be on unlicensed spectrum while the remaining component carriers may be on licensed spectrum.
  • the gNBs 180a, 180b, 180c may implement Coordinated Multi-Point (CoMP) technology.
  • WTRU 102a may receive coordinated transmissions from gNB 180a and gNB 180b (and/or gNB 180c).
  • CoMP Coordinated Multi-Point
  • the WTRUs 102a, 102b, 102c may communicate with gNBs 180a, 180b, 180c using transmissions associated with a scalable numerology. For example, the OFDM symbol spacing and/or OFDM subcarrier spacing may vary for different transmissions, different cells, and/or different portions of the wireless transmission spectrum.
  • the WTRUs 102a, 102b, 102c may communicate with gNBs 180a, 180b, 180c using subframe or transmission time intervals (TTIs) of various or scalable lengths (e.g., containing a varying number of OFDM symbols and/or lasting varying lengths of absolute time).
  • TTIs subframe or transmission time intervals
  • the gNBs 180a, 180b, 180c may be configured to communicate with the WTRUs 102a, 102b, 102c in a standalone configuration and/or a non-standalone configuration.
  • WTRUs 102a, 102b, 102c may communicate with gNBs 180a, 180b, 180c without also accessing other RANs (e.g., such as eNode-Bs 160a, 160b, 160c).
  • WTRUs 102a, 102b, 102c may utilize one or more of gNBs 180a, 180b, 180c as a mobility anchor point.
  • WTRUs 102a, 102b, 102c may communicate with gNBs 180a, 180b, 180c using signals in an unlicensed band.
  • WTRUs 102a, 102b, 102c may communicate with/connect to gNBs 180a, 180b, 180c while also communicating with/connecting to another RAN such as eNode-Bs 160a, 160b, 160c.
  • WTRUs 102a, 102b, 102c may implement DC principles to communicate with one or more gNBs 180a, 180b, 180c and one or more eNode-Bs 160a, 160b, 160c substantially simultaneously.
  • eNode-Bs 160a, 160b, 160c may serve as a mobility anchor for WTRUs 102a, 102b, 102c and gNBs 180a, 180b, 180c may provide additional coverage and/or throughput for servicing WTRUs 102a, 102b, 102c.
  • Each of the gNBs 180a, 180b, 180c may be associated with a particular cell (not shown) and may be configured to handle radio resource management decisions, handover decisions, scheduling of users in the UL and/or DL, support of network slicing, DC, interworking between NR and E-UTRA, routing of user plane data towards User Plane Function (UPF) 184a, 184b, routing of control plane information towards Access and Mobility Management Function (AMF) 182a, 182b and the like. As shown in FIG. 1D, the gNBs 180a, 180b, 180c may communicate with one another over an Xn interface.
  • UPF User Plane Function
  • AMF Access and Mobility Management Function
  • the CN 106 shown in FIG. 1 D may include at least one AMF 182a, 182b, at least one UPF 184a, 184b, at least one Session Management Function (SMF) 183a, 183b, and possibly a Data Network (DN) 185a, 185b. While the foregoing elements are depicted as part of the CN 106, it will be appreciated that any of these elements may be owned and/or operated by an entity other than the CN operator.
  • SMF Session Management Function
  • the AMF 182a, 182b may be connected to one or more of the gNBs 180a, 180b, 180c in the RAN 104 via an N2 interface and may serve as a control node.
  • the AMF 182a, 182b may be responsible for authenticating users of the WTRUs 102a, 102b, 102c, support for network slicing (e.g., handling of different protocol data unit (PDU) sessions with different requirements), selecting a particular SMF 183a, 183b, management of the registration area, termination of non-access stratum (NAS) signaling, mobility management, and the like.
  • PDU protocol data unit
  • Network slicing may be used by the AMF 182a, 182b in order to customize CN support for WTRUs 102a, 102b, 102c based on the types of services being utilized WTRUs 102a, 102b, 102c.
  • the AMF 182a, 182b may provide a control plane function for switching between the RAN 104 and other RANs (not shown) that employ other radio technologies, such as LTE, LTE-A, LTE-A Pro, and/or non-3GPP access technologies such as WiFi.
  • the SMF 183a, 183b may be connected to an AMF 182a, 182b in the CN 106 via an N11 interface.
  • the SMF 183a, 183b may also be connected to a UPF 184a, 184b in the CN 106 via an N4 interface.
  • the SMF 183a, 183b may select and control the UPF 184a, 184b and configure the routing of traffic through the UPF 184a, 184b.
  • the SMF 183a, 183b may perform other functions, such as managing and allocating UE IP address, managing PDU sessions, controlling policy enforcement and QoS, providing DL data notifications, and the like.
  • a PDU session type may be IP-based, non-IP based, Ethernet-based, and the like.
  • the UPF 184a, 184b may be connected to one or more of the gNBs 180a, 180b, 180c in the RAN 104 via an N3 interface, which may provide the WTRUs 102a, 102b, 102c with access to packet-switched networks, such as the Internet 110, to facilitate communications between the WTRUs 102a, 102b, 102c and IP-enabled devices.
  • the UPF 184, 184b may perform other functions, such as routing and forwarding packets, enforcing user plane policies, supporting multi-homed PDU sessions, handling user plane QoS, buffering DL packets, providing mobility anchoring, and the like.
  • the CN 106 may facilitate communications with other networks
  • the CN 106 may include, or may communicate with, an IP gateway (e.g., an IP multimedia subsystem (IMS) server) that serves as an interface between the CN 106 and the PSTN 108.
  • IP gateway e.g., an IP multimedia subsystem (IMS) server
  • IMS IP multimedia subsystem
  • the CN 106 may provide the WTRUs 102a, 102b, 102c with access to the other networks 112, which may include other wired and/or wireless networks that are owned and/or operated by other service providers
  • the WTRUs 102a, 102b, 102c may be connected to a local DN 185a, 185b through the UPF 184a, 184b via the N3 interface to the UPF 184a, 184b and an N6 interface between the UPF 184a, 184b and the DN 185a, 185b.
  • one or more, or all, of the functions described herein with regard to one or more of: WTRU 102a-d, Base Station 114a-b, eNode-B 160a-c, MME 162, SGW 164, PGW 166, gNB 180a-c, AMF 182a-b, UPF 184a-b, SMF 183a-b, DN 185a-b, and/or any other device(s) described herein, may be performed by one or more emulation devices (not shown).
  • the emulation devices may be one or more devices configured to emulate one or more, or all, of the functions described herein.
  • the emulation devices may be used to test other devices and/or to simulate network and/or WTRU functions.
  • the emulation devices may be designed to implement one or more tests of other devices in a lab environment and/or in an operator network environment.
  • the one or more emulation devices may perform the one or more, or all, functions while being fully or partially implemented and/or deployed as part of a wired and/or wireless communication network in order to test other devices within the communication network.
  • the one or more emulation devices may perform the one or more, or all, functions while being temporarily implemented/deployed as part of a wired and/or wireless communication network
  • the emulation device may be directly coupled to another device for purposes of testing and/or performing testing using over-the-air wireless communications.
  • the one or more emulation devices may perform the one or more, including all, functions while not being implemented/deployed as part of a wired and/or wireless communication network.
  • the emulation devices may be utilized in a testing scenario in a testing laboratory and/or a non-deployed (e.g., testing) wired and/or wireless communication network in order to implement testing of one or more components.
  • the one or more emulation devices may be test equipment. Direct RF coupling and/or wireless communications via RF circuitry (e.g., which may include one or more antennas) may be used by the emulation devices to transmit and/or receive data.
  • RF circuitry e.g., which may include one or more antennas
  • New Radio has introduced radio access technology (RAT) in frequency range 2 (FR2), where FR2 denotes the frequency range of 24.25 - 52.6 GHz
  • RAT radio access technology
  • FR2 denotes the frequency range of 24.25 - 52.6 GHz
  • FR2 is higher propagation loss. Since propagation loss increases as carrier frequency increases, FR2 experiences the higher propagation loss. In order to overcome the higher propagation loss, efficient usage of highly directional beamformed transmission and reception is desirable.
  • Beamforming gain can be achieved by adding or subtracting one signal from another signal. Since more beamforming gain can be achieve as more signals are added or subtracted, utilization of large number of antenna elements are essential for the highly directional beamformed transmission. Controlling signal addition or signal subtraction can be done by controlling phases of antenna elements.
  • Beamforming methods can be categorized into three types (i.e., analog beamforming, digital beamforming and hybrid beamforming) based on the phase controlling types. While the digital beamforming controls a phase of a signal by applying digital precoder, the analog beamforming controls the phase of the signal through phase shifters. Generally, the digital beamforming provides good flexibility (e.g., applying different phases for different frequency resource blocks), but requires more complex implementation. In contrast to the digital beamforming, the analog beamforming provides relatively simple implementation, but has limitations (e.g., same analog beam for entire frequency resources). Given the situation, hybrid beamforming is a good architecture to achieve large beamforming gain with reasonable implementation complexity. The hybrid beamforming provides enough flexibility with reasonable implementation complexity by combining the analog beamforming and the digital beamforming.
  • Hybrid beamforming architecture 200 may include a digital beamforming circuit 210 and an analog beamforming circuit 220. Since width of a beam, i e., beam width, decreases as beamforming gain increases, the beam can only cover a limited area. Therefore, the base station and the WTRU need to utilize multiple beams to cover the entire cell. For example, broadcast signals such as synchronization signal blocks (SSBs) can be transmitted along all directions (e.g., via beam sweeping) to cover the entire cell. For unicast transmission between the base station and the WTRU, procedures to optimize the beam direction to the WTRU are provided through beam management.
  • SSBs synchronization signal blocks
  • the beam management includes selection and maintenance of the beam direction for unicast transmission (including control channel and data channel) between the base station and the WTRU [0076]
  • Beam management procedures can be categorized into beam determination, beam measurement and reporting, beam switching, beam indication, and beam recovery.
  • beam determination the base station and the WTRU find a beam direction to ensure a reasonably stable radio link quality for the unicast control and data channel transmission.
  • the WTRU measures the link quality of multiple transmission (TX) and reception (RX) beam pairs and reports the measurement results to the base station.
  • WTRU mobility, orientation, and channel blockage can alter the radio link quality of TX and RX beam pairs.
  • the base station and the WTRU can switch to another beam pair with better radio link quality.
  • the base station and WTRU can monitor the quality of the current beam pair along with some other beam pairs and perform switching when necessary.
  • the base station assigns a TX beam to the WTRU, via DL control signaling, the beam indication procedure is used.
  • Beam recovery entails a recovery procedure when a link between the base station and the WTRU can no longer be maintained.
  • a WTRU decides its own reception beam based on indicated TCI states from the base station, e g., gNB.
  • gNB base station
  • a concept of beam pair prediction and indication was proposed.
  • the beam pair prediction estimates not only qualities of gNB Tx beams but also qualities of a pair of a gNB Tx beam and a WTRU Rx beam.
  • performance of the beam pair prediction is expected to be higher than the beam prediction.
  • beam prediction may be more reliable in some cases such as WTRU rotation, WTRU movement and/or maximum permissible exposure (MPE) limits set by regulatory authorities, which limit the amount of electromagnetic radiation of which radio frequency signals may safely impact humans.
  • MPE maximum permissible exposure
  • an example network environment 300 illustrates beamforming effects related to WTRU rotation.
  • base station determine measurements or predictions to transmit a beam, i.e., DL Tx beam 312, based on a WTRU being in a first position 320.
  • the WTRU in the first position 320 may use a determined/predicted DL Rx beam 322 to receive DL Tx beam 314.
  • DL Tx beam 312 from gNB 310 and the WTRU DL Rx beam 322 may no longer correspond (this is shown graphically in FIG. 3 by respective DL Tx beam 314 and DL Rx beam 327 not corresponding).
  • Embodiments disclosed herein may address how a WTRU decides a beam management mode between a Tx beam mode and a beam pair mode for beam indication, beam failure recovery and/or beam reporting.
  • any term which ends with the suffix ‘(s)’ may be interpreted as 'one or more’ and ‘at least one.’
  • the term ‘may’ can be interpreted as ‘may, for example.’
  • a symbol 7’ (e.g., forward slash) may be used herein to represent ‘and/or,’ where for example, ‘A/B’ may imply 'A and/or B’.
  • Artificial intelligence (Al) may be broadly defined as the behavior exhibited by machines. Such behavior may e.g., mimic cognitive functions to sense, reason, adapt and act.
  • Machine learning may refer to a type of algorithms that solve a problem based on learning through experience (‘data’), without explicitly being programmed (‘configuring set of rules’).
  • Machine learning can be considered as a subset of Al.
  • Different machine learning paradigms may be envisioned based on the nature of data or feedback available to the learning algorithm.
  • a supervised learning approach may involve learning a function that maps input to an output based on labeled training examples, wherein each training example may be a pair including an input and the corresponding output
  • an unsupervised learning approach may involve detecting patterns in the data with no pre-existing labels.
  • a reinforcement learning approach may involve performing a sequence of actions in an environment to maximize a cumulative reward.
  • a semi-supervised learning approach may use a combination of a small amount of labeled data with a large amount of unlabeled data during training.
  • semi-supervised learning falls between unsupervised learning (with no labeled training data) and supervised learning (with only labeled training data).
  • AI/ML may mean one or more categories of Al.
  • Deep learning refers to class of machine learning algorithms that employ artificial neural networks (specifically deep neural networks (DNNs)) which are loosely inspired from biological systems.
  • DNNs are a special class of machine learning models inspired by the human brain wherein the input is linearly transformed and passed-through a non-linear activation function multiple times.
  • DNNs typically include multiple layers where each layer includes a linear transformation and a given non-linear activation functions.
  • the DNNs can be trained using the training data via a back-propagation algorithm.
  • Recently, DNNs have shown state-of-the-art performance in a variety of domains, e.g., speech, vision, natural language, etc., and for various machine learning settings such as supervised, un-supervised, and semi-supervised.
  • AIML based methods/processing may refer to realization of behaviors and/or conformance to requirements by learning based on data, without explicit configuration of a sequence of steps of actions. Such methods may enable learning complex behaviors which might be difficult to specify and/or implement when using legacy methods.
  • a WTRU may transmit or receive a physical channel or reference signal according to at least one spatial domain filter.
  • the term “beam” may be used to refer to a spatial domain filter.
  • the WTRU may transmit (Tx) a physical channel or signal using the same spatial domain filter as the spatial domain filter used for receiving (Rx) a reference signal (RS) (such as channel state information (CSI)-RS) or a synchronization signal (SS) block.
  • RS reference signal
  • SS synchronization signal
  • the WTRU transmission may be referred to as “target”, and the received RS or SS block may be referred to as “reference” or “source.” In such cases, the WTRU may be said to transmit the target physical channel or signal according to a spatial relation with a reference to such RS or SS block.
  • the WTRU may transmit a first physical channel or signal according to the same spatial domain filter as the spatial domain filter used for transmitting a second physical channel or signal.
  • the first and second transmissions may be referred to as “target” and “reference” (or “source”), respectively.
  • the WTRU may be said to transmit the first (target) physical channel or signal according to a spatial relation with a reference to the second (reference) physical channel or signal.
  • a spatial relation may be implicit, configured by radio resource control (RRC) or signaled by a medium access layer (MAC) control element (CE) or in downlink control information (DCI).
  • RRC radio resource control
  • MAC medium access layer
  • DCI downlink control information
  • a WTRU may implicitly transmit a PUSCH and demodulation reference signal (DM-RS) of the PUSCH according to the same spatial domain filter as a sounding reference signal (SRS) indicated by a SRS resource indicator (SRI) indicated in DCI or configured by RRC
  • DM-RS demodulation reference signal
  • SRS sounding reference signal
  • SRI SRS resource indicator
  • a spatial relation may be configured by RRC for a SRI or signaled by a MAC CE for a PUCCH. Such spatial relation may also be referred to as a “beam indication.”
  • the WTRU may receive a first (target) downlink channel or signal according to the same spatial domain filter or spatial reception parameter as a second (reference) downlink channel or signal.
  • a first (target) downlink channel or signal may be received according to the same spatial domain filter or spatial reception parameter as a second (reference) downlink channel or signal.
  • such association may exist between a physical channel such as PDCCH or PDSCH and its respective DM-RS.
  • QCL quasi-colocation
  • Such association may be configured as a transmission configuration indicator (TCI) state.
  • TCI transmission configuration indicator
  • a WTRU may be indicated an association between a channel state information reference signal (CSI-RS) or synchronization signal block (SSB) and a DM-RS by an index to a set of TCI states configured by RRC and/or signaled by MAC CE.
  • CSI-RS channel state information reference signal
  • SSB synchronization signal block
  • Such indication may also be referred to as a “beam indication.”
  • a transmission and reception point may be interchangeably used with one or more of transmission point (TP), reception point (RP), radio remote head (RRH), distributed antenna (DA), base station (BS), a sector (of a BS), and a cell (e.g., a geographical cell area served by a BS), but still consistent with the embodiments herein.
  • a Multi-TRP may be interchangeably used with one or more of MTRP, M-TRP, and multiple TRPs, but still consistent with the disclosed embodiments.
  • a WTRU may report a subset of channel state information (CSI) components, where CSI components may correspond to at least a CSI-RS resource indicator (CRI), a SSB resource indicator (SSBRI), an indication of a panel used for reception at the WTRU (such as a panel identity or group identity), measurements such as Layer 1 reference signal received power (L1-RSRP), L1 signal interference to noise ratio (L1-SINR) taken from a SSB or CSI-RS (e.g.
  • CSI-RS resource indicator CRI
  • SSBRI SSB resource indicator
  • L1-RSRP Layer 1 reference signal received power
  • L1-SINR L1 signal interference to noise ratio
  • cri-RSRP cri-SINR
  • ssb-lndex-RSRP cri-SINR
  • ssb-lndex-SINR channel state information
  • other channel state information such as at least rank indicator (Rl), channel quality indicator (CQI), precoding matrix indicator (PMI), Layer Index (LI), and/or the like.
  • a WTRU may receive a synchronization signal/physical broadcast channel (SS/PBCH) block.
  • the SS/PBCH block (SSB) may include a primary synchronization signal (PSS), secondary synchronization signal (SSS), and a physical broadcast channel (PBCH).
  • PSS primary synchronization signal
  • SSS secondary synchronization signal
  • PBCH physical broadcast channel
  • the WTRU may monitor, receive, or attempt to decode a SSB during initial access, initial synchronization, radio link monitoring (RLM), cell search, cell switching, and so forth.
  • RLM radio link monitoring
  • a WTRU may measure and report the channel state information (CSI), wherein the CSI for each connection mode may include or be configured with one or more of following:
  • CSI Report Configuration including one or more of the following:
  • -CSI report quantity e.g., Channel Quality Indicator (CQI), Rank Indicator (Rl), Precoding Matrix Indicator (PMI), CSI-RS Resource Indicator (CRI), Layer Indicator (LI), etc.
  • CQI Channel Quality Indicator
  • Rl Rank Indicator
  • PMI Precoding Matrix Indicator
  • CRI CSI-RS Resource Indicator
  • LI Layer Indicator
  • -CSI report type e.g., aperiodic, semi persistent, periodic.
  • -CSI report codebook configuration e g., Type I, Type II, Type II port selection, etc.
  • CSI-RS Resource Set including one or more of the following CSI Resource settings: -Non-zero-power (NZP)-CSI-RS Resource for channel measurement. -NZP-CSI-RS Resource for interference measurement.
  • NZP Non-zero-power
  • IM -CSI-lnterference Measurement
  • NZP CSI-RS Resources including one or more of the following:
  • -Resource mapping e.g., number of ports, density, code division multiplexing (CDM) type, etc.
  • a WTRU may indicate, determine, or be configured with one or more reference signals (RSs).
  • the WTRU may monitor, receive, and measure one or more parameters based on the respective reference signals. For example, one or more of the following non-limiting example parameters that may be included in reference signal(s) measurements (other parameters may also be included):
  • Secondary synchronization reference signal received power may be measured based on the synchronization signals (e.g , demodulation reference signal (DMRS) in the physical broadcast channel (PBCH) or secondary synchronization signal (SSS)). It may be defined as the linear average over the power contribution of the resource elements (REs) that carry the respective synchronization signal.
  • DMRS demodulation reference signal
  • SSS secondary synchronization signal
  • CSI-RSRP may be measured based on the linear average over the power contribution of the resource elements (REs) that carry the respective CSI-RS.
  • the CSI-RSRP measurement may be configured within measurement resources for the configured CSI-RS occasions.
  • SS signal-to-noise and interference ration may be measured based on the synchronization signals (e.g., DMRS in PBCH or SSS). It may be defined as the linear average over the power contribution of the resource elements (RE) that carry the respective synchronization signal divided by the linear average of the noise and interference power contribution.
  • the noise and interference power measurement may be accomplished based on resources configured by higher layers.
  • CSI-SINR may be measured based on the linear average over the power contribution of the resource elements (RE) that carry the respective CSI-RS divided by the linear average of the noise and interference power contribution.
  • RE resource elements
  • the noise and interference power measurement may be accomplished based on resources configured by higher layers. Otherwise, the noise and interference power may be measured based on the resources that carry the respective CSI-RS.
  • Received signal strength indicator may be measured based on the average of the total power contribution in configured OFDM symbols and bandwidth.
  • the power contribution may be received from different resources (e.g., co-channel serving and non-serving cells, adjacent channel interference, thermal noise, etc.).
  • Cross-Layer Interference received signal strength indicator may be measured based on the average of the total power contribution in configured OFDM symbols of the configured time and frequency resources.
  • the power contribution may be received from different resources (e.g., cross-layer interference, cochannel serving and non-serving cells, adjacent channel interference, thermal noise, etc.).
  • Sounding reference signals RSRP may be measured based on the linear average over the power contribution of the resource elements (REs) that carry the respective SRS.
  • Secondary synchronization signal reference signal received quality may be measured based on measurements on the reference signal received power (SS-RSRP) and received signal strength indicator (RSSI).
  • SS-RSRQ may be calculated as the ratio of NxSS-RSRP / NR carrier RSSI, where N may be determined based on the number of resource blocks that are in the corresponding NR carrier RSSI measurement bandwidth. As such, the measurements to be used in the numerator and denominator may be over the same set of resource blocks.
  • CSI reference signal received quality may be measured based on measurements on the CSI reference signal received power (CSI-RSRP) and received signal strength indicator (RSSI).
  • CSI-RSRP CSI reference signal received power
  • RSSI received signal strength indicator
  • the SS-RSRQ may be calculated as the ratio of NxCSI-RSRP / CSI-RSSI, where N may be determined based on the number of resource blocks that are in the corresponding CSI-RSSI measurement bandwidth.
  • the measurements to be used in the numerator and denominator may be over the same set of resource blocks.
  • a CSI report configuration (e.g , CSI-ReportConfigs) may be associated with a single bandwidth part (BWP) (e.g., indicated by BWP-ld) , wherein one or more of the following parameters are configured:
  • -CSI-RS report configuration type including the periodic, semi-persistent, and aperiodic; -CSI-RS transmission periodicity for periodic and semi-persistent CSI reports;
  • a CSI-RS Resource Set (e.g., NZP-CSI-RS-ResourceSet) may include one or more of CSI-RS resources (e.g , NZP-CSI-RS-Resource and CSI-ResourceConfig), wherein a WTRU may be configured with one or more of the following in a CSI-RS Resource: (i) CSI-RS periodicity and slot offset for periodic and semi-persistent CSI-RS resources; (ii) CSI-RS resource mapping to define the number of CSI-RS ports, density, code division multiplexing (CDM)-type, OFDM symbol, and subcarrier occupancy; (iii) the bandwidth part (BWP) to which the configured CSI-RS is allocated; (iv) the reference to the TCI-State including the QCL source RS(s) and the corresponding QCL type(s).
  • CDM code division multiplexing
  • a WTRU may be configured with one or more RS resource sets where a RS resource set configuration may include one or more of: a RS resource set ID, one or more RS resources for the RS resource set, a Repetition (i.e., on or off), aperiodic triggering offset (e.g., one of 0-6 slots), and tracking reference signal (TRS) info (e.g., true or not).
  • a RS resource set configuration may include one or more of: a RS resource set ID, one or more RS resources for the RS resource set, a Repetition (i.e., on or off), aperiodic triggering offset (e.g., one of 0-6 slots), and tracking reference signal (TRS) info (e.g., true or not).
  • TRS tracking reference signal
  • a WTRU may be configured with one or more RS resources, where a RS resource configuration may include one or more of: RS resource ID, resource mapping (e.g., REs in a physical resource block (PRB)), power control offset (e.g., one value of -8, .... 15), power control offset with SS (e g., -3 dB, 0 dB, 3 dB, 6 dB), scrambling ID, periodicity and offset and QCL information (e.g., based on a TCI state).
  • resource mapping e.g., REs in a physical resource block (PRB)
  • power control offset e.g., one value of -8, .... 15
  • power control offset with SS e.g., -3 dB, 0 dB, 3 dB, 6 dB
  • scrambling ID e.g., based on a TCI state
  • a property of a grant or assignment may include of at least one of the following:
  • the grant is a configured grant type 1, type 2 or a dynamic grant
  • the assignment is a dynamic assignment or a semi-persistent scheduling (configured) assignment
  • CAC channel access priority class
  • an indication by DCI may consist of at least one of: (i) an explicit indication by a DCI field or by radio network temporary identifier (RNTI) used to mask or scramble the cyclic redundancy check (CRC) of the DCI; or (ii) an implicit indication by a property such as DCI format, DCI size, CORESET or search space, Aggregation Level, first resource element of the received DCI (e.g., index of first Control Channel Element (CCE)), where the mapping between the property and the value may be signaled by RRC or MAC.
  • RNTI radio network temporary identifier
  • CRC cyclic redundancy check
  • a signal may be interchangeably used with one or more of: sounding reference signal (SRS), channel state information - reference signal (CSI-RS), demodulation reference signal (DM-RS), phase tracking reference signal (PT-RS), and/or synchronization signal block (SSB).
  • a channel may be interchangeably used with one or more of: physical downlink control channel (PDCCH), physical downlink shared channel (PDSCH), physical uplink control channel (PUCCH), physical uplink shared channel (PUSCH), and/or physical random access channel (PRACH).
  • a signal, channel, and message (e g., as in DL or UL signal, channel, and/or message) may be used interchangeably.
  • RS may be interchangeably used with one or more of RS resource, RS resource set, RS port and RS port group RS may also be interchangeably used with one or more of SSB, CSI-RS, SRS, and DM-RS, tracking reference signal (TRS), positioning reference signal (PRS), and/or PTRS.
  • TRS tracking reference signal
  • PRS positioning reference signal
  • PTRS positioning reference signal
  • a time instance, slot, symbol, and subframe may be used interchangeably.
  • the terms SSB, SS/PBCH block, PSS, SSS, PBCH, and master information block (MIB) may be used interchangeably.
  • the disclosed solutions for beam resources prediction may be used for beam resources belonging to a single or multiple cells as well as single or multiple TRPs.
  • CSI reporting may be interchangeably used with CSI measurement, beam reporting and beam measurement.
  • RS resource set may be interchangeably used with a beam group, but still consistent with the disclosed embodiments.
  • the quasi-colocation (QCL) types may take one of the following values:Type A: ⁇ Doppler shift, Doppler spread, average delay, delay spread ⁇ ; Type B: ⁇ Doppler shift, Doppler spread ⁇ ; Type C: ⁇ Doppler shift, average delay ⁇ ; and Type D: ⁇ Spatial Rx parameter ⁇ .
  • a WTRU may be configured/indicated with: (i) an association between a first type of TCI states; and/or (ii) a TCI state including a first QCL type.
  • the WTRU may receive a set of first type TCI states (e.g., with one or more of QCL Type A/B/C configuration and QCL Type D configuration) and a set of second type TCI states (e.g , with one or more of QCL Type A/B/C, QCL Type D and other QCL Type (e g., QCL Type E)).
  • first type TCI states e.g., with one or more of QCL Type A/B/C configuration and QCL Type D configuration
  • second type TCI states e.g , with one or more of QCL Type A/B/C, QCL Type D and other QCL Type (e g., QCL Type E)
  • the WTRU may be configured with one or more TCI states and each TCI state may be configured with the first QCL type and/or the second QCL type.
  • the WTRU may determine a QCL type between the first QCL type and the second QCL type to determine a spatial Rx relation for receiving one or more DL channels and/or signals.
  • DL Rx beam ID may be interchangeably used with DL beam pair ID, but still consistent with the disclosure.
  • FIG. 4 a method 400 for dynamic mode switching between beam indication and beam pair indication based on WTRU request and gNB confirmation or used search space for PDCCH reception, is shown.
  • a WTRU receives 405 a configuration, e.g., via RRC, including one or more thresholds on WTRU rotation, WTRU movement, maximum permissible exposure (MPE) and/or other factors which may impact beam transmission/reception; one or more RS resources associated with the one or more thresholds; one or more CORESET(s)/search space(s) associated with a beam indication mode; and one or more TCI states and each TCI state is configured with QCL Type D (e.g., with DL RS ID)
  • MPE maximum permissible exposure
  • the WTRU receives 410 an indication of another QCL Type (e g., with Rx beam ID and/or UL RS ID) for each TCI state via MAC CE.
  • the WTRU receives and measures RS(s) associated with the configured one or more RS resources and determines a beam indication mode of operation based on parameters of the RS measurement and configured thresholds.
  • the WTRU determines 425 a Tx beam pair indication mode if 420, measured parameters for WTRU rotation, WTRU movement and/or measured MPE are lower than the corresponding configured thresholds. Otherwise, the WTRU determines 430 a Tx beam indication mode. The WTRU indicates 435 the determined beam indication mode to a gNB.
  • the WTRU receives 440 a PDCCH indicating a scheduled PDSCH (e.g., in the one or more configured CORESET(s)/search space(s) associated with beam indication mode) and a first TCI state (i.e., dynamically indicated TCI state for PDSCH) by using QCL Type D determined from a previously indicated second TCI state (indicated TCI state for PDCCH e.g., by MAC CE) and ignores the other QCL Type.
  • the configured CORESET/SS is used only for a beam indication mode change confirmation.
  • the configured CORESET/SS is associated with a gNB response to the WTRU determined beam indication mode (e.g., Yes/No).
  • the WTRU applies 445 the determined/confirmed beam indication mode after an application time (e g., from the WTRU indication or the gNB confirmation) and receives 450 the scheduled PDSCH by using the first TCI state. If 455, the WTRU determined a Tx beam indication mode, the WTRU uses QCL Type D for the Rx beam If 455, the WTRU determined a Tx beam pair indication mode, the WTRU uses the other QCL Type for the Rx beam
  • the WTRU receives a configuration of one or more parameters, thresholds, RS resources, TCI states, UL resources for indicating determined beam modes, and CORESETs and/or search spaces for receiving one or more PDCCHs.
  • the configuration of one or more parameters may be one or more of WTRU rotation, WTRU movement, MPE and/or others.
  • each threshold may be associated with one or more parameters.
  • the one or more parameters may be predefined or indicated for each threshold.
  • the WTRU may receive a configuration of the one or more RS resources (or resource sets) for measuring one or more parameters associated with the one or more thresholds.
  • the one or more RS resources may be dedicated RS resources for measuring the one or more parameters and the one or more RS resources may be used if the one or more RS resources are associated with a configuration of CSI report config including reporting of the one or more parameters.
  • each TCI state may be configured with one or more of QCL Type A/B/C and QCL Type D (e.g , with DL RS ID or DL Tx beam ID), where, for example, the WTRU may receive an indication of another QCL Type (e.g., for Rx beam indication for each TCI state (e.g., via MAC CE and/or DCI))
  • the WTRU may receive an UL RS ID or an DL Rx beam ID via MAC CE.
  • the WTRU may use a default other QCL Type for each TCI state (e.g., if the WTRU does not receive the indication of the other QCL Type)
  • each TCI state may be configured with one or more of QCL Type A/B/C, QCL Type D (e.g., with DL RS ID or DL Tx beam ID) as well as another QCL Type (e.g., for Rx beam indication (e.g , with Rx beam ID and/or UL RS ID)).
  • the WTRU may receive a configuration of one or more UL resources for indicating determined modes or the WTRU may receive a configuration of two or more UL resources for indicating determined modes.
  • Each UL resource may be associated with each beam indication mode.
  • an UL resource may be associated with a first beam indication mode (e.g., a DL Tx beam pair mode) and a second UL resource may be associated with a second beam indication mode (e.g., a DL Tx beam mode).
  • the one or more UL resources may be one or more resources for PRACH, PUCCH, PUSCH, SRS, UL PT-RS, UL DMRS and others.
  • the WTRU may receive a configuration of one or more CORESETs and/or search spaces for receiving one or more PDCCHs.
  • the WTRU may receive a configuration of one or more dedicated CORESETs and/or search spaces for receiving one or more PDCCHs to confirm the WTRU request or WTRU indication, and/or the WTRU may receive a configuration of two or more dedicated CORESETs and/or search spaces.
  • each CORESET/search space may be associated with each beam indication mode.
  • a first CORESET/search space may be associated with a first beam indication mode (e.g., a DL Tx beam pair mode) and a second CORESET/search space may be associated with a second beam indication mode (e.g., a DL Tx beam mode).
  • each CORESET/search space may be associated with a gNB response.
  • a first CORESET/search space may be associated with an ACK (e g., using a determined beam indication mode by the WTRU) and a second CORESET/search space may be associated with a NACK (e g., not using a determined beam indication mode by the WTRU and/or no change of a beam indication mode (i.e.
  • the WTRU may measure received RS(s) associated with the configured one or more RS resources and determine a beam indication mode based on the measurement(s). For example, the WTRU may determine a first beam indication mode (e.g., a Tx beam pair indication mode) if one or more of conditions are satisfied. By way of example, the following conditions may be used: (i) if the measured WTRU rotation less than a corresponding threshold; (ii) if the measured WTRU movement less than a corresponding threshold; and/or (iii) if the measured maximum permissible exposure (MPE) is less than a corresponding threshold.
  • MPE maximum permissible exposure
  • the WTRU determines a second beam indication mode (e.g., a Tx beam indication mode).
  • the WTRU may indicate the determined beam indication mode (e.g., to a gNB) and the indication may be an explicit indication or an implicit indication.
  • the WTRU may implicitly indicate the determined beam mode by, for example, if the WTRU determines a first mode, the WTRU may transmit one or more UL signals in a first UL resource associated with the first mode. If the WTRU determines a second mode, the WTRU may transmit one or more UL signals in a second UL resource associated with the second mode.
  • the WTRU may receive a PDCCH indicating a scheduled PDSCH (e.g., in the one or more configured CORESETs/search spaces) and a first TCI state (e g., a dynamically indicated TCI state for the PDSCH) based on using a QCL Type D determined in a second TCI state.
  • the second TCI state for PDCCH reception may be a TCI state indicated for the one or more configured CORESETs/search spaces.
  • the TCI state may be indicated by a gNB via one or more of RRC, MAC CE and/or DCI.
  • the PDCCH may indicate a confirmation on the WTRU indication of the determined beam mode.
  • the WTRU may apply the determined beam indication mode based on the confirmation. In this case, dedicated CORESETs/search spaces for dynamic beam indication mode may be used.
  • the PDCCH may indicate a gNB decision on the beam indication mode provided by the WTRU. For example, if the WTRU receives the PDCCH in a first CORESET/search space associated with the first beam indication mode (e g., Tx beam pair mode), the WTRU may apply the first beam indication mode. If the WTRU receives the PDCCH in a second CORESET/search space associated with the second beam indication mode (e.g., Tx beam mode), the WTRU may apply the second beam indication mode.
  • a first CORESET/search space associated with the first beam indication mode e.g., Tx beam pair mode
  • the WTRU may apply the first beam indication mode.
  • a second CORESET/search space associated with the second beam indication mode e.g., Tx beam mode
  • the WTRU may apply the determined beam indication mode. If the WTRU receives the PDCCH in a second CORESET/search space associated with the second beam indication mode with a NACK (e.g., not using a determined beam indication mode by the WTRU and/or no change of a beam indication mode (i.e., the WTRU should keep the current beam indication mode)), the WTRU may not apply the determined beam indication mode and/or may keep the current beam indication mode. In one example, the WTRU may receive the PDCCH only if the determined beam indication mode is different with the current beam indication mode.
  • the WTRU may receive one or more DL channels and/or signals instead of a PDCCH for a confirmation and/or an indication of the gNB decision on the beam indication mode.
  • the one or more DL channels and/or signals may be one or more of SSB, CSI-RS, DMRS, PT-RS, and PDSCH.
  • the WTRU may receive one or more DL resources for receiving the one or more DL channels and/or signals.
  • the WTRU may apply the determined beam indication mode based on the WTRU indication and/or the gNB decision. For example, the WTRU may apply the determined beam indication mode after a beam indication mode application time (e.g., X ms/slots/symbols) from the WTRU indication. In another example, the WTRU may apply the determined beam indication mode after receiving the gNB confirmation and/or the gNB decision.
  • a beam indication mode application time e.g., X ms/slots/symbols
  • the WTRU may receive the scheduled PDSCH by using the first TCI state (e g., a dynamically indicated TCI state for PDSCH). If the WTRU determined beam indication mode or the applied beam indication mode after the beam indication mode application time is the first beam indication mode (e g., Tx beam pair mode), the WTRU may use the other QCL Type and/or the QCL Type D in the first TCI state for determining the spatial relation filter for receiving the scheduled PDSCH.
  • the first TCI state e g., a dynamically indicated TCI state for PDSCH.
  • the WTRU determined beam indication mode or the applied beam indication mode after the beam indication mode application time is the second beam indication mode (e.g., Tx beam mode)
  • the WTRU may only use the QCL Type D in the first TCI state for determining the spatial relation filter for receiving the scheduled PDSCH.
  • ROM read only memory
  • RAM random access memory
  • register cache memory
  • semiconductor memory devices magnetic media such as internal hard disks and removable disks, magnetooptical media, and optical media such as CD-ROM disks, and digital versatile disks (DVDs).
  • a processor in association with software may be used to implement a radio frequency transceiver for use in a WTRU, UE, terminal, base station, RNC, or any host computer.

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Abstract

Methods and devices are disclosed for dynamic mode switching between beam indication and beam pair indication. A WTRU receives configuration information including one or more thresholds for WTRU rotation, WTRU movement and maximum permissible exposure (MPE), reference signal (RS) resources associated with the one or more thresholds, one or more CORSETs or search spaces associated with a beam indication mode and one or more transmission configuration indicator (TCI) states, each configured with a quasi-colocation (QCL) Type D. The WTRU further receives an indication of other QCL Type for each TCI state and measures RS resources. The WTRU determines the beam indication mode of operation as a Tx beam pair indication mode if a measured WTRU rotation, WTRU movement and measured MPE are less than configured thresholds or otherwise as a Tx beam indication mode. Additional embodiments are disclosed.

Description

DYNAMIC MODE SWITCHING BETWEEN BEAM INDICATION AND BEAM PAIR INDICATION BASED ON UE REQUEST AND GNB CONFIRMATION OR USED SEARCH SPACE FOR PDCCH RECEPTION
CROSS-REFERENCE TO RELATED APPLICATIONS
[0001] This application claims the benefit of U.S. Provisional Application No. 63/526,820, filed July 14, 2023, the contents of which are incorporated herein by reference.
BACKGROUND
[0002] New Radio (NR) introduced radio access technology (RAT) in frequency range 2 (FR2), where FR2 denotes the frequency range of 24.25 - 52.6 GHz One of key challenge of FR2 is higher propagation loss. Since propagation loss increases as carrier frequency increases, FR2 experiences the higher propagation loss. In order to overcome the higher propagation loss, efficient usage of highly directional beamformed transmissions and receptions is desirable.
[0003] Beamforming gain can be achieved by adding or subtracting one signal from another signal. Since more beamforming gain can be achieve as more signals are added or subtracted, utilization of large number of antenna elements are helpful for the highly directional beamformed transmission. Controlling signal addition or signal subtraction can be done by controlling phases of respective antenna elements.
[0004] Traditionally, a mobile device such as user equipment (UE), alternatively referred to a wireless transmit receive unit (WTRU), decides its own reception beam based on transmission control indicator (TCI) states provided by gNB indication. However, for artificial intelligence/machine learning (AI/ML) based beam prediction, a concept of beam pair prediction and indication has been proposed. The beam pair prediction estimates not only qualities of gNB Tx beams but also qualities of a pair of a gNB Tx beam and a WTRU Rx beam. As the beam pair prediction considers both Tx beams and Rx beams, performance of the beam pair prediction is expected to be higher than the beam prediction for DL Tx beams alone. However, beam pair prediction may be less reliable in some cases such as WTRU rotation and maximum permissible exposure (MPE). Methods and systems are needed for determining how to decide a beam management mode in a WTRU, i.e., between a Tx beam mode and a beam pair mode for beam indication, beam failure recovery and/or beam reporting.
SUMMARY
[0005] Aspects of embodiments may utilize dynamic mode switching between beam indication and beam pair indication based on WTRU request and gNB confirmation or used search space for PDCCH reception. For example, a WTRU receives a configuration of one or more thresholds on WTRU rotation, WTRU movement, maximum permissible exposure (MPE), etc., one or more reference signal (RS) resources associated with the one or more thresholds and one or more control resource sets (CORESETs)/search spaces associated with beam indication mode, one or more TCI states and each TCI state is configured with quasi-colocation (QCL) Type D (e.g., with a DL RS ID). The WTRU may receive an indication of another QCL Type (e.g , with Rx beam ID and/or UL RS ID) for each TCI state via a MAC CE.
[0006] The WTRU measures a received RS of the one or more RS resources and determines a beam indication mode of operation based on the measurement In various examples, the WTRU determines a Tx beam pair indication mode if one or more of the following conditions are satisfied: (i) if the measured WTRU rotation < a threshold; (ii) if the measured WTRU movement < a threshold; and/or (iii) if the measured MPE < a threshold Otherwise, the WTRU determines a Tx beam indication mode. Next, the WTRU indicates the determined indication mode to a gNB.
[0007] The WTRU receives a PDCCH indicating a scheduled PDSCH (e.g., in the one or more CORESETs/ search spaces (SSs) corresponding with the determined beam indication mode) and a first TCI state (i.e., a dynamically indicated TCI state for PDSCH) by using QCL Type D determined from a previously indicated second TCI state (indicated TCI state for PDCCH e.g., by MAC CE) and ignores the other QCL Type. In one alternate example, the CORESET/SS is associated with a beam indication mode. In another alternate example, the CORESET/SS is used only for a beam indication mode change confirmation. In yet another alternate example, the CORESET/SS is associated with a gNB response (e.g., Yes/No)
[0008] Next, the WTRU applies the determined beam indication mode after an application time (e.g., from the WTRU indication or the gNB confirmation) The WTRU then receives the scheduled PDSCH by using the first TCI state If the WTRU determined a Tx beam indication mode, the WTRU uses QCL Type D or if the WTRU determined a Tx beam pair indication mode, the WTRU uses the other QCL Type for an Rx beam.
[0009] Additional aspects features and/or advantages may become apparent from the detailed description of embodiments which follow.
BRIEF DESCRIPTION OF THE DRAWINGS
[0010] A more detailed understanding may be had from the following description, given by way of example in conjunction with the accompanying drawings, wherein like reference numerals in the figures indicate like elements, and wherein:
[0011] FIG. 1A is a system diagram illustrating an example communications system in which one or more disclosed embodiments may be implemented;
[0012] FIG. 1 B is a system diagram illustrating an example wireless transmit/receive unit (WTRU) that may be used within the communications system illustrated in FIG. 1A according to an embodiment;
[0013] FIG. 1C is a system diagram illustrating an example radio access network (RAN) and an example core network (CN) that may be used within the communications system illustrated in FIG. 1A according to an embodiment;
[0014] FIG. 1D is a system diagram illustrating a further example RAN and a further example CN that may be used within the communications system illustrated in FIG. 1A according to an embodiment; [0015] FIG. 2 is a block diagram representing an example of Hybrid beamforming;
[0016] FIG. 3 is a block diagram showing impact of beams for WTRU measurement/positioning and rotation of a WTRU; and
[0017] FIG. 4 is a flow diagram illustrating a method of dynamic mode switching between beam indication and beam pair indication based on WTRU request and gNB confirmation or used search space for PDCCH reception according to embodiments.
DETAILED DESCRIPTION
[0018] FIG. 1A is a diagram illustrating an example communications system 100 in which one or more disclosed embodiments may be implemented. The communications system 100 may be a multiple access system that provides content, such as voice, data, video, messaging, broadcast, etc., to multiple wireless users. The communications system 100 may enable multiple wireless users to access such content through the sharing of system resources, including wireless bandwidth. For example, the communications systems 100 may employ one or more channel access methods, such as code division multiple access (CDMA), time division multiple access (TDMA), frequency division multiple access (FDMA), orthogonal FDMA (OFDMA), singlecarrier FDMA (SC-FDMA), zero-tail unique-word discrete Fourier transform Spread OFDM (ZT-UW-DFT-S- OFDM), unique word OFDM (UW-OFDM), resource block-filtered OFDM, filter bank multicarrier (FBMC), and the like.
[0019] As shown in FIG. 1A, the communications system 100 may include wireless transmit/receive units (WTRUs) 102a, 102b, 102c, 102d, a radio access network (RAN) 104, a core network (ON) 106, a public switched telephone network (PSTN) 108, the Internet 110, and other networks 112, though itwill be appreciated that the disclosed embodiments contemplate any number of WTRUs, base stations, networks, and/or network elements. Each of the WTRUs 102a, 102b, 102c, 102d may be any type of device configured to operate and/or communicate in a wireless environment By way of example, the WTRUs 102a, 102b, 102c, 102d, any of which may be referred to as a station (STA), may be configured to transmit and/or receive wireless signals and may include a user equipment (UE), a mobile station, a fixed or mobile subscriber unit, a subscription-based unit, a pager, a cellular telephone, a personal digital assistant (PDA), a smartphone, a laptop, a netbook, a personal computer, a wireless sensor, a hotspot or Mi-Fi device, an Internet of Things (loT) device, a watch or other wearable, a head-mounted display (HMD), a vehicle, a drone, a medical device and applications (e.g., remote surgery), an industrial device and applications (e.g., a robot and/or other wireless devices operating in an industrial and/or an automated processing chain contexts), a consumer electronics device, a device operating on commercial and/or industrial wireless networks, and the like. Any of the WTRUs 102a, 102b, 102c and 102d may be interchangeably referred to as a UE.
[0020] The communications systems 100 may also include a base station 114a and/or a base station 114b. Each of the base stations 114a, 114b may be any type of device configured to wirelessly interface with at least one of the WTRUs 102a, 102b, 102c, 102d to facilitate access to one or more communication networks, such as the CN 106, the Internet 110, and/or the other networks 112. By way of example, the base stations 114a, 114b may be a base transceiver station (BTS), a NodeB, an eNode B (eNB), a Home Node B, a Home eNode B, a next generation NodeB, such as a gNode B (gNB), a new radio (NR) NodeB, a site controller, an access point (AP), a wireless router, and the like. While the base stations 114a, 114b are each depicted as a single element, it will be appreciated that the base stations 114a, 114b may include any number of interconnected base stations and/or network elements.
[0021] The base station 114a may be part of the RAN 104, which may also include other base stations and/or network elements (not shown), such as a base station controller (BSC), a radio network controller (RNC), relay nodes, and the like. The base station 114a and/or the base station 114b may be configured to transmit and/or receive wireless signals on one or more carrier frequencies, which may be referred to as a cell (not shown). These frequencies may be in licensed spectrum, unlicensed spectrum, or a combination of licensed and unlicensed spectrum A cell may provide coverage for a wireless service to a specific geographical area that may be relatively fixed or that may change over time. The cell may further be divided into cell sectors. For example, the cell associated with the base station 114a may be divided into three sectors. Thus, in one embodiment, the base station 114a may include three transceivers, i.e., one for each sector of the cell. In an embodiment, the base station 114a may employ multiple-input multiple output (MIMO) technology and may utilize multiple transceivers for each sector of the cell. For example, beamforming may be used to transmit and/or receive signals in desired spatial directions.
[0022] The base stations 114a, 114b may communicate with one or more of the WTRUs 102a, 102b, 102c, 102d over an air interface 116, which may be any suitable wireless communication link (e.g., radio frequency (RF), microwave, centimeter wave, micrometer wave, infrared (IR), ultraviolet (UV), visible light, etc.). The air interface 116 may be established using any suitable radio access technology (RAT).
[0023] More specifically, as noted above, the communications system 100 may be a multiple access system and may employ one or more channel access schemes, such as CDMA, TDMA, FDMA, OFDMA, SC-FDMA, and the like. For example, the base station 114a in the RAN 104 and the WTRUs 102a, 102b, 102c may implement a radio technology such as Universal Mobile Telecommunications System (UMTS) Terrestrial Radio Access (UTRA), which may establish the air interface 116 using wideband CDMA (WCDMA). WCDMA may include communication protocols such as High-Speed Packet Access (HSPA) and/or Evolved HSPA (HSPA+). HSPA may include High-Speed Downlink (DL) Packet Access (HSDPA) and/or High-Speed Uplink (UL) Packet Access (HSUPA).
[0024] In an embodiment, the base station 114a and the WTRUs 102a, 102b, 102c may implement a radio technology such as Evolved UMTS Terrestrial Radio Access (E-UTRA), which may establish the air interface 116 using Long Term Evolution (LTE) and/or LTE-Advanced (LTE-A) and/or LTE-Advanced Pro (LTE-A Pro). [0025] In an embodiment, the base station 114a and the WTRUs 102a, 102b, 102c may implement a radio technology such as NR Radio Access , which may establish the air interface 116 using NR. [0026] In an embodiment, the base station 114a and the WTRUs 102a, 102b, 102c may implement multiple radio access technologies. For example, the base station 114a and the WTRUs 102a, 102b, 102c may implement LTE radio access and NR radio access together, for instance using dual connectivity (DC) principles. Thus, the air interface utilized by WTRUs 102a, 102b, 102c may be characterized by multiple types of radio access technologies and/or transmissions sent to/from multiple types of base stations (e.g , an eNB and a gNB).
[0027] In other embodiments, the base station 114a and the WTRUs 102a, 102b, 102c may implement radio technologies such as IEEE 802.11 (i.e, Wireless Fidelity (WiFi), IEEE 802.16 (i.e, Worldwide Interoperability for Microwave Access (WiMAX)), CDMA2000, CDMA2000 1X, CDMA2000 EV-DO, Interim Standard 2000 (IS-2000), Interim Standard 95 (IS-95), Interim Standard 856 (IS-856), Global System for Mobile communications (GSM), Enhanced Data rates for GSM Evolution (EDGE), GSM EDGE (GERAN), and the like. [0028] The base station 114b in FIG 1A may be a wireless router, Home Node B, Home eNode B, or access point, for example, and may utilize any suitable RAT for facilitating wireless connectivity in a localized area, such as a place of business, a home, a vehicle, a campus, an industrial facility, an air corridor (e.g., for use by drones), a roadway, and the like. In one embodiment, the base station 114b and the WTRUs 102c, 102d may implement a radio technology such as IEEE 802.11 to establish a wireless local area network (WLAN). In an embodiment, the base station 114b and the WTRUs 102c, 102d may implement a radio technology such as IEEE 802.15 to establish a wireless personal area network (WPAN). In yet another embodiment, the base station 114b and the WTRUs 102c, 102d may utilize a cellular-based RAT (e.g, WCDMA, CDMA2000, GSM, LTE, LTE-A, LTE-A Pro, NR etc.) to establish a picocell or femtocell. As shown in FIG. 1A, the base station 114b may have a direct connection to the Internet 110. Thus, the base station 114b may not be required to access the Internet 110 via the CN 106.
[0029] The RAN 104 may be in communication with the CN 106, which may be any type of network configured to provide voice, data, applications, and/or voice over internet protocol (VoIP) services to one or more of the WTRUs 102a, 102b, 102c, 102d. The data may have varying quality of service (QoS) requirements, such as differing throughput requirements, latency requirements, error tolerance requirements, reliability requirements, data throughput requirements, mobility requirements, and the like. The CN 106 may provide call control, billing services, mobile location-based services, pre-paid calling, Internet connectivity, video distribution, etc, and/or perform high-level security functions, such as user authentication. Although not shown in FIG. 1A, it will be appreciated that the RAN 104 and/or the CN 106 may be in direct or indirect communication with other RANs that employ the same RAT as the RAN 104 or a different RAT. For example, in addition to being connected to the RAN 104, which may be utilizing a NR radio technology, the CN 106 may also be in communication with another RAN (not shown) employing a GSM, UMTS, CDMA 2000, WiMAX, E-UTRA, or WiFi radio technology.
[0030] The CN 106 may also serve as a gateway for the WTRUs 102a, 102b, 102c, 102d to access the PSTN 108, the Internet 110, and/or the other networks 112. The PSTN 108 may include circuit-switched telephone networks that provide plain old telephone service (POTS). The Internet 110 may include a global system of interconnected computer networks and devices that use common communication protocols, such as the transmission control protocol (TCP), user datagram protocol (UDP) and/or the internet protocol (IP) in the TCP/IP internet protocol suite. The networks 112 may include wired and/or wireless communications networks owned and/or operated by other service providers. For example, the networks 112 may include another CN connected to one or more RANs, which may employ the same RAT as the RAN 104 or a different RAT.
[0031] Some or all of the WTRUs 102a, 102b, 102c, 102d in the communications system 100 may include multi-mode capabilities (e.g., the WTRUs 102a, 102b, 102c, 102d may include multiple transceivers for communicating with different wireless networks over different wireless links). For example, the WTRU 102c shown in FIG. 1 A may be configured to communicate with the base station 114a, which may employ a cellularbased radio technology, and with the base station 114b, which may employ an IEEE 802 radio technology.
[0032] FIG. 1 B is a system diagram illustrating an example WTRU 102. As shown in FIG. 1 B, the WTRU 102 may include a processor 118, a transceiver 120, a transmit/receive element 122, a speaker/microphone 124, a keypad 126, a display/touchpad 128, non-removable memory 130, removable memory 132, a power source 134, a global positioning system (GPS) chipset 136, and/or other peripherals 138, among others. It will be appreciated that the WTRU 102 may include any sub-combination of the foregoing elements while remaining consistent with an embodiment.
[0033] The processor 118 may be a general purpose processor, a special purpose processor, a conventional processor, a digital signal processor (DSP), a plurality of microprocessors, one or more microprocessors in association with a DSP core, a controller, a microcontroller, Application Specific Integrated Circuits (ASICs), Field Programmable Gate Arrays (FPGAs), any other type of integrated circuit (IC), a state machine, and the like. The processor 118 may perform signal coding, data processing, power control, input/output processing, and/or any other functionality that enables the WTRU 102 to operate in a wireless environment. The processor 118 may be coupled to the transceiver 120, which may be coupled to the transmit/receive element 122. While FIG. 1 B depicts the processor 118 and the transceiver 120 as separate components, it will be appreciated that the processor 118 and the transceiver 120 may be integrated together in an electronic package or chip.
[0034] The transmit/receive element 122 may be configured to transmit signals to, or receive signals from, a base station (e.g., the base station 114a) over the air interface 116. For example, in one embodiment, the transmit/receive element 122 may be an antenna configured to transmit and/or receive RF signals. In an embodiment, the transmit/receive element 122 may be an emitter/detector configured to transmit and/or receive IR, UV, or visible light signals, for example. In yet another embodiment, the transmit/receive element 122 may be configured to transmit and/or receive both RF and light signals. It will be appreciated that the transmit/receive element 122 may be configured to transmit and/or receive any combination of wireless signals. [0035] Although the transmit/receive element 122 is depicted in FIG. 1 B as a single element, the WTRU 102 may include any number of transmit/receive elements 122. More specifically, the WTRU 102 may employ MIMO technology. Thus, in one embodiment, the WTRU 102 may include two or more transmit/receive elements 122 (e g., multiple antennas) for transmitting and receiving wireless signals over the air interface 116. [0036] The transceiver 120 may be configured to modulate the signals that are to be transmitted by the transmit/receive element 122 and to demodulate the signals that are received by the transmit/receive element 122. As noted above, the WTRU 102 may have multi-mode capabilities. Thus, the transceiver 120 may include multiple transceivers for enabling the WTRU 102 to communicate via multiple RATs, such as NR and IEEE 802.11 , for example.
[0037] The processor 118 of the WTRU 102 may be coupled to, and may receive user input data from, the speaker/microphone 124, the keypad 126, and/or the display/touchpad 128 (e.g., a liquid crystal display (LCD) display unit or organic light-emitting diode (OLED) display unit) The processor 118 may also output user data to the speaker/microphone 124, the keypad 126, and/or the display/touchpad 128. In addition, the processor 118 may access information from, and store data in, any type of suitable memory, such as the non-removable memory 130 and/or the removable memory 132. The non-removable memory 130 may include random-access memory (RAM), read-only memory (ROM), a hard disk, or any other type of memory storage device. The removable memory 132 may include a subscriber identity module (SIM) card, a memory stick, a secure digital (SD) memory card, and the like. In other embodiments, the processor 118 may access information from, and store data in, memory that is not physically located on the WTRU 102, such as on a server or a home computer (not shown).
[0038] The processor 118 may receive power from the power source 134, and may be configured to distribute and/or control the power to the other components in the WTRU 102. The power source 134 may be any suitable device for powering the WTRU 102. For example, the power source 134 may include one or more dry cell batteries (e.g., nickel-cadmium (NiCd), nickel-zinc (NiZn), nickel metal hydride (NiMH), lithium-ion (Li- ion), etc.), solar cells, fuel cells, and the like.
[0039] The processor 118 may also be coupled to the GPS chipset 136, which may be configured to provide location information (e.g., longitude and latitude) regarding the current location of the WTRU 102. In addition to, or in lieu of, the information from the GPS chipset 136, the WTRU 102 may receive location information over the air interface 116 from a base station (e.g., base stations 114a, 114b) and/or determine its location based on the timing of the signals being received from two or more nearby base stations. It will be appreciated that the WTRU 102 may acquire location information by way of any suitable location-determination method while remaining consistent with an embodiment
[0040] The processor 118 may further be coupled to other peripherals 138, which may include one or more software and/or hardware modules that provide additional features, functionality and/or wired or wireless connectivity. For example, the peripherals 138 may include an accelerometer, an e-compass, a satellite transceiver, a digital camera (for photographs and/or video), a universal serial bus (USB) port, a vibration device, a television transceiver, a hands free headset, a Bluetooth® module, a frequency modulated (FM) radio unit, a digital music player, a media player, a video game player module, an Internet browser, a Virtual Reality and/or Augmented Reality (VR/AR) device, an activity tracker, and the like. The peripherals 138 may include one or more sensors. The sensors may be one or more of a gyroscope, an accelerometer, a hall effect sensor, a magnetometer, an orientation sensor, a proximity sensor, a temperature sensor, a time sensor; a geolocation sensor, an altimeter, a light sensor, a touch sensor, a magnetometer, a barometer, a gesture sensor, a biometric sensor, a humidity sensor and the like.
[0041] The WTRU 102 may include a full duplex radio for which transmission and reception of some or all of the signals (e g., associated with particular subframes for both the UL (e.g., for transmission) and DL (e.g., for reception) may be concurrent and/or simultaneous. The full duplex radio may include an interference management unit to reduce and or substantially eliminate self-interference via either hardware (e.g., a choke) or signal processing via a processor (e.g., a separate processor (not shown) or via processor 118). In an embodiment, the WTRU 102 may include a half-duplex radio for which transmission and reception of some or all of the signals (e.g., associated with particular subframes for either the UL (e g., for transmission) or the DL (e g., for reception)).
[0042] FIG. 1C is a system diagram illustrating the RAN 104 and the CN 106 according to an embodiment. As noted above, the RAN 104 may employ an E-UTRA radio technology to communicate with the WTRUs 102a, 102b, 102c over the air interface 116. The RAN 104 may also be in communication with the ON 106.
[0043] The RAN 104 may include eNode-Bs 160a, 160b, 160c, though it will be appreciated that the RAN 104 may include any number of eNode-Bs while remaining consistent with an embodiment. The eNode-Bs 160a, 160b, 160c may each include one or more transceivers for communicating with the WTRUs 102a, 102b, 102c over the air interface 116. In one embodiment, the eNode-Bs 160a, 160b, 160c may implement MIMO technology. Thus, the eNode-B 160a, for example, may use multiple antennas to transmit wireless signals to, and/or receive wireless signals from, the WTRU 102a.
[0044] Each of the eNode-Bs 160a, 160b, 160c may be associated with a particular cell (not shown) and may be configured to handle radio resource management decisions, handover decisions, scheduling of users in the UL and/or DL, and the like. As shown in FIG. 1 C, the eNode-Bs 160a, 160b, 160c may communicate with one another over an X2 interface.
[0045] The ON 106 shown in FIG. 1C may include a mobility management entity (MME) 162, a serving gateway (SGW) 164, and a packet data network (PDN) gateway (PGW) 166. While the foregoing elements are depicted as part of the ON 106, it will be appreciated that any of these elements may be owned and/or operated by an entity other than the CN operator.
[0046] The MME 162 may be connected to each of the eNode-Bs 162a, 162b, 162c in the RAN 104 via an S1 interface and may serve as a control node. For example, the MME 162 may be responsible for authenticating users of the WTRUs 102a, 102b, 102c, bearer activation/deactivation, selecting a particular serving gateway during an initial attach of the WTRUs 102a, 102b, 102c, and the like. The MME 162 may provide a control plane function for switching between the RAN 104 and other RANs (not shown) that employ other radio technologies, such as GSM and/or WCDMA
[0047] The SGW 164 may be connected to each of the eNode Bs 160a, 160b, 160c in the RAN 104 via the S1 interface. The SGW 164 may generally route and forward user data packets to/from the WTRUs 102a, 102b, 102c. The SGW 164 may perform other functions, such as anchoring user planes during inter-eNode B handovers, triggering paging when DL data is available for the WTRUs 102a, 102b, 102c, managing and storing contexts of the WTRUs 102a, 102b, 102c, and the like.
[0048] The SGW 164 may be connected to the PGW 166, which may provide the WTRUs 102a, 102b, 102c with access to packet-switched networks, such as the Internet 110, to facilitate communications between the WTRUs 102a, 102b, 102c and IP-enabled devices.
[0049] The ON 106 may facilitate communications with other networks For example, the CN 106 may provide the WTRUs 102a, 102b, 102c with access to circuit-switched networks, such as the PSTN 108, to facilitate communications between the WTRUs 102a, 102b, 102c and traditional land-line communications devices. For example, the CN 106 may include, or may communicate with, an IP gateway (e.g., an IP multimedia subsystem (IMS) server) that serves as an interface between the CN 106 and the PSTN 108. In addition, the CN 106 may provide the WTRUs 102a, 102b, 102c with access to the other networks 112, which may include other wired and/or wireless networks that are owned and/or operated by other service providers. [0050] Although the WTRU is described in FIGS. 1A-1 D as a wireless terminal, it is contemplated that in certain representative embodiments that such a terminal may use (e.g., temporarily or permanently) wired communication interfaces with the communication network.
[0051] In representative embodiments, the other network 112 may be a WLAN.
[0052] A WLAN in Infrastructure Basic Service Set (BSS) mode may have an Access Point (AP) for the BSS and one or more stations (STAs) associated with the AP. The AP may have access or an interface to a Distribution System (DS) or another type of wired/wireless network that carries traffic in to and/or out of the BSS. Traffic to STAs that originates from outside the BSS may arrive through the AP and may be delivered to the STAs. Traffic originating from STAs to destinations outside the BSS may be sent to the AP to be delivered to respective destinations. Traffic between STAs within the BSS may be sent through the AP, for example, where the source STA may send traffic to the AP and the AP may deliver the traffic to the destination STA The traffic between STAs within a BSS may be considered and/or referred to as peer-to-peer traffic. The peer-to- peer traffic may be sent between (e.g., directly between) the source and destination STAs with a direct link setup (DLS). In certain representative embodiments, the DLS may use an 802.11e DLS or an 802.11z tunneled DLS (TDLS). A WLAN using an Independent BSS (IBSS) mode may not have an AP, and the STAs (e.g., all of the STAs) within or using the IBSS may communicate directly with each other. The IBSS mode of communication may sometimes be referred to herein as an “ad-hoc” mode of communication.
[0053] When using the 802.11 ac infrastructure mode of operation or a similar mode of operations, the AP may transmit a beacon on a fixed channel, such as a primary channel. The primary channel may be a fixed width (e.g., 20 MHz wide bandwidth) or a dynamically set width. The primary channel may be the operating channel of the BSS and may be used by the STAs to establish a connection with the AP. In certain representative embodiments, Carrier Sense Multiple Access with Collision Avoidance (CSMA/CA) may be implemented, for example in 802.11 systems. For CSMA/CA, the STAs (e.g., every STA), including the AP, may sense the primary channel. If the primary channel is sensed/detected and/or determined to be busy by a particular STA, the particular STA may back off. One STA (e.g., only one station) may transmit at any given time in a given BSS.
[0054] High Throughput (HT) STAs may use a 40 MHz wide channel for communication, for example, via a combination of the primary 20 MHz channel with an adjacent or nonadjacent 20 MHz channel to form a 40 MHz wide channel.
[0055] Very High Throughput (VHT) STAs may support 20MHz, 40 MHz, 80 MHz, and/or 160 MHz wide channels The 40 MHz, and/or 80 MHz, channels may be formed by combining contiguous 20 MHz channels. A 160 MHz channel may be formed by combining 8 contiguous 20 MHz channels, or by combining two noncontiguous 80 MHz channels, which may be referred to as an 80+80 configuration. For the 80+80 configuration, the data, after channel encoding, may be passed through a segment parser that may divide the data into two streams. Inverse Fast Fourier Transform (IFFT) processing, and time domain processing, may be done on each stream separately The streams may be mapped on to the two 80 MHz channels, and the data may be transmitted by a transmitting STA. At the receiver of the receiving STA, the above described operation for the 80+80 configuration may be reversed, and the combined data may be sent to the Medium Access Control (MAC).
[0056] Sub 1 GHz modes of operation are supported by 802.11 af and 802.11 ah. The channel operating bandwidths, and carriers, are reduced in 802.11 af and 802.11ah relative to those used in 802.11n, and 802.11ac. 802.11 af supports 5 MHz, 10 MHz, and 20 MHz bandwidths in the TV White Space (TVWS) spectrum, and 802.11 ah supports 1 MHz, 2 MHz, 4 MHz, 8 MHz, and 16 MHz bandwidths using non-TVWS spectrum. According to a representative embodiment, 802.11 ah may support Meter Type Control/Machine- Type Communications (MTC), such as MTC devices in a macro coverage area. MTC devices may have certain capabilities, for example, limited capabilities including support for (e.g , only support for) certain and/or limited bandwidths The MTC devices may include a battery with a battery life above a threshold (e.g., to maintain a very long battery life).
[0057] WLAN systems, which may support multiple channels, and channel bandwidths, such as 802 11 n, 802.11ac, 802.11 af, and 802.11 ah, include a channel which may be designated as the primary channel. The primary channel may have a bandwidth equal to the largest common operating bandwidth supported by all STAs in the BSS. The bandwidth of the primary channel may be set and/or limited by a STA, from among all STAs in operating in a BSS, which supports the smallest bandwidth operating mode. In the example of 802.11 ah, the primary channel may be 1 MHz wide for STAs (e.g., MTC type devices) that support (e.g., only support) a 1 MHz mode, even if the AP, and other STAs in the BSS support 2 MHz, 4 MHz, 8 MHz, 16 MHz, and/or other channel bandwidth operating modes. Carrier sensing and/or Network Allocation Vector (NAV) settings may depend on the status of the primary channel. If the primary channel is busy, for example, due to a STA (which supports only a 1 MHz operating mode) transmitting to the AP, all available frequency bands may be considered busy even though a majority of the available frequency bands remains idle.
[0058] In the United States, the available frequency bands, which may be used by 802.11 ah, are from 902 MHz to 928 MHz. In Korea, the available frequency bands are from 917.5 MHz to 923.5 MHz. In Japan, the available frequency bands are from 916.5 MHz to 927.5 MHz. The total bandwidth available for 802.11 ah is 6 MHz to 26 MHz depending on the country code.
[0059] FIG. 1 D is a system diagram illustrating the RAN 104 and the CN 106 according to an embodiment. As noted above, the RAN 104 may employ an NR radio technology to communicate with the WTRUs 102a, 102b, 102c over the air interface 116. The RAN 104 may also be in communication with the CN 106.
[0060] The RAN 104 may include gNBs 180a, 180b, 180c, though it will be appreciated that the RAN 104 may include any number of gNBs while remaining consistent with an embodiment. The gNBs 180a, 180b, 180c may each include one or more transceivers for communicating with the WTRUs 102a, 102b, 102c over the air interface 116. In one embodiment, the gNBs 180a, 180b, 180c may implement MIMO technology. For example, gNBs 180a, 108b may utilize beamforming to transmit signals to and/or receive signals from the gNBs 180a, 180b, 180c. Thus, the gNB 180a, for example, may use multiple antennas to transmit wireless signals to, and/or receive wireless signals from, the WTRU 102a. In an embodiment, the gNBs 180a, 180b, 180c may implement carrier aggregation technology. For example, the gNB 180a may transmit multiple component carriers to the WTRU 102a (not shown). A subset of these component carriers may be on unlicensed spectrum while the remaining component carriers may be on licensed spectrum. In an embodiment, the gNBs 180a, 180b, 180c may implement Coordinated Multi-Point (CoMP) technology. For example, WTRU 102a may receive coordinated transmissions from gNB 180a and gNB 180b (and/or gNB 180c).
[0061] The WTRUs 102a, 102b, 102c may communicate with gNBs 180a, 180b, 180c using transmissions associated with a scalable numerology. For example, the OFDM symbol spacing and/or OFDM subcarrier spacing may vary for different transmissions, different cells, and/or different portions of the wireless transmission spectrum. The WTRUs 102a, 102b, 102c may communicate with gNBs 180a, 180b, 180c using subframe or transmission time intervals (TTIs) of various or scalable lengths (e.g., containing a varying number of OFDM symbols and/or lasting varying lengths of absolute time). [0062] The gNBs 180a, 180b, 180c may be configured to communicate with the WTRUs 102a, 102b, 102c in a standalone configuration and/or a non-standalone configuration. In the standalone configuration, WTRUs 102a, 102b, 102c may communicate with gNBs 180a, 180b, 180c without also accessing other RANs (e.g., such as eNode-Bs 160a, 160b, 160c). In the standalone configuration, WTRUs 102a, 102b, 102c may utilize one or more of gNBs 180a, 180b, 180c as a mobility anchor point. In the standalone configuration, WTRUs 102a, 102b, 102c may communicate with gNBs 180a, 180b, 180c using signals in an unlicensed band. In a non-standalone configuration WTRUs 102a, 102b, 102c may communicate with/connect to gNBs 180a, 180b, 180c while also communicating with/connecting to another RAN such as eNode-Bs 160a, 160b, 160c. For example, WTRUs 102a, 102b, 102c may implement DC principles to communicate with one or more gNBs 180a, 180b, 180c and one or more eNode-Bs 160a, 160b, 160c substantially simultaneously. In the non- standalone configuration, eNode-Bs 160a, 160b, 160c may serve as a mobility anchor for WTRUs 102a, 102b, 102c and gNBs 180a, 180b, 180c may provide additional coverage and/or throughput for servicing WTRUs 102a, 102b, 102c.
[0063] Each of the gNBs 180a, 180b, 180c may be associated with a particular cell (not shown) and may be configured to handle radio resource management decisions, handover decisions, scheduling of users in the UL and/or DL, support of network slicing, DC, interworking between NR and E-UTRA, routing of user plane data towards User Plane Function (UPF) 184a, 184b, routing of control plane information towards Access and Mobility Management Function (AMF) 182a, 182b and the like. As shown in FIG. 1D, the gNBs 180a, 180b, 180c may communicate with one another over an Xn interface.
[0064] The CN 106 shown in FIG. 1 D may include at least one AMF 182a, 182b, at least one UPF 184a, 184b, at least one Session Management Function (SMF) 183a, 183b, and possibly a Data Network (DN) 185a, 185b. While the foregoing elements are depicted as part of the CN 106, it will be appreciated that any of these elements may be owned and/or operated by an entity other than the CN operator.
[0065] The AMF 182a, 182b may be connected to one or more of the gNBs 180a, 180b, 180c in the RAN 104 via an N2 interface and may serve as a control node. For example, the AMF 182a, 182b may be responsible for authenticating users of the WTRUs 102a, 102b, 102c, support for network slicing (e.g., handling of different protocol data unit (PDU) sessions with different requirements), selecting a particular SMF 183a, 183b, management of the registration area, termination of non-access stratum (NAS) signaling, mobility management, and the like. Network slicing may be used by the AMF 182a, 182b in order to customize CN support for WTRUs 102a, 102b, 102c based on the types of services being utilized WTRUs 102a, 102b, 102c. For example, different network slices may be established for different use cases such as services relying on ultra-reliable low latency (URLLC) access, services relying on enhanced massive mobile broadband (eMBB) access, services for MTC access, and the like The AMF 182a, 182b may provide a control plane function for switching between the RAN 104 and other RANs (not shown) that employ other radio technologies, such as LTE, LTE-A, LTE-A Pro, and/or non-3GPP access technologies such as WiFi. [0066] The SMF 183a, 183b may be connected to an AMF 182a, 182b in the CN 106 via an N11 interface. The SMF 183a, 183b may also be connected to a UPF 184a, 184b in the CN 106 via an N4 interface. The SMF 183a, 183b may select and control the UPF 184a, 184b and configure the routing of traffic through the UPF 184a, 184b. The SMF 183a, 183b may perform other functions, such as managing and allocating UE IP address, managing PDU sessions, controlling policy enforcement and QoS, providing DL data notifications, and the like. A PDU session type may be IP-based, non-IP based, Ethernet-based, and the like.
[0067] The UPF 184a, 184b may be connected to one or more of the gNBs 180a, 180b, 180c in the RAN 104 via an N3 interface, which may provide the WTRUs 102a, 102b, 102c with access to packet-switched networks, such as the Internet 110, to facilitate communications between the WTRUs 102a, 102b, 102c and IP-enabled devices. The UPF 184, 184b may perform other functions, such as routing and forwarding packets, enforcing user plane policies, supporting multi-homed PDU sessions, handling user plane QoS, buffering DL packets, providing mobility anchoring, and the like.
[0068] The CN 106 may facilitate communications with other networks For example, the CN 106 may include, or may communicate with, an IP gateway (e.g., an IP multimedia subsystem (IMS) server) that serves as an interface between the CN 106 and the PSTN 108. In addition, the CN 106 may provide the WTRUs 102a, 102b, 102c with access to the other networks 112, which may include other wired and/or wireless networks that are owned and/or operated by other service providers In one embodiment, the WTRUs 102a, 102b, 102c may be connected to a local DN 185a, 185b through the UPF 184a, 184b via the N3 interface to the UPF 184a, 184b and an N6 interface between the UPF 184a, 184b and the DN 185a, 185b.
[0069] In view of FIGs. 1A-1 D, and the corresponding description of FIGs. 1A-1 D, one or more, or all, of the functions described herein with regard to one or more of: WTRU 102a-d, Base Station 114a-b, eNode-B 160a-c, MME 162, SGW 164, PGW 166, gNB 180a-c, AMF 182a-b, UPF 184a-b, SMF 183a-b, DN 185a-b, and/or any other device(s) described herein, may be performed by one or more emulation devices (not shown). The emulation devices may be one or more devices configured to emulate one or more, or all, of the functions described herein. For example, the emulation devices may be used to test other devices and/or to simulate network and/or WTRU functions.
[0070] The emulation devices may be designed to implement one or more tests of other devices in a lab environment and/or in an operator network environment. For example, the one or more emulation devices may perform the one or more, or all, functions while being fully or partially implemented and/or deployed as part of a wired and/or wireless communication network in order to test other devices within the communication network. The one or more emulation devices may perform the one or more, or all, functions while being temporarily implemented/deployed as part of a wired and/or wireless communication network The emulation device may be directly coupled to another device for purposes of testing and/or performing testing using over-the-air wireless communications. [0071 ] The one or more emulation devices may perform the one or more, including all, functions while not being implemented/deployed as part of a wired and/or wireless communication network. For example, the emulation devices may be utilized in a testing scenario in a testing laboratory and/or a non-deployed (e.g., testing) wired and/or wireless communication network in order to implement testing of one or more components. The one or more emulation devices may be test equipment. Direct RF coupling and/or wireless communications via RF circuitry (e.g., which may include one or more antennas) may be used by the emulation devices to transmit and/or receive data.
[0072] In Rel-15, New Radio (NR) has introduced radio access technology (RAT) in frequency range 2 (FR2), where FR2 denotes the frequency range of 24.25 - 52.6 GHz One of key challenge of FR2 is higher propagation loss. Since propagation loss increases as carrier frequency increases, FR2 experiences the higher propagation loss. In order to overcome the higher propagation loss, efficient usage of highly directional beamformed transmission and reception is desirable.
[0073] Beamforming gain can be achieved by adding or subtracting one signal from another signal. Since more beamforming gain can be achieve as more signals are added or subtracted, utilization of large number of antenna elements are essential for the highly directional beamformed transmission. Controlling signal addition or signal subtraction can be done by controlling phases of antenna elements.
[0074] Beamforming methods can be categorized into three types (i.e., analog beamforming, digital beamforming and hybrid beamforming) based on the phase controlling types. While the digital beamforming controls a phase of a signal by applying digital precoder, the analog beamforming controls the phase of the signal through phase shifters. Generally, the digital beamforming provides good flexibility (e.g., applying different phases for different frequency resource blocks), but requires more complex implementation. In contrast to the digital beamforming, the analog beamforming provides relatively simple implementation, but has limitations (e.g., same analog beam for entire frequency resources). Given the situation, hybrid beamforming is a good architecture to achieve large beamforming gain with reasonable implementation complexity. The hybrid beamforming provides enough flexibility with reasonable implementation complexity by combining the analog beamforming and the digital beamforming.
[0075] Referring to FIG. 2, an example of a hybrid beamforming architecture 200 is shown. Hybrid beamforming architecture 200 may include a digital beamforming circuit 210 and an analog beamforming circuit 220. Since width of a beam, i e., beam width, decreases as beamforming gain increases, the beam can only cover a limited area. Therefore, the base station and the WTRU need to utilize multiple beams to cover the entire cell. For example, broadcast signals such as synchronization signal blocks (SSBs) can be transmitted along all directions (e.g., via beam sweeping) to cover the entire cell. For unicast transmission between the base station and the WTRU, procedures to optimize the beam direction to the WTRU are provided through beam management. The beam management includes selection and maintenance of the beam direction for unicast transmission (including control channel and data channel) between the base station and the WTRU [0076] Beam management procedures can be categorized into beam determination, beam measurement and reporting, beam switching, beam indication, and beam recovery. In beam determination, the base station and the WTRU find a beam direction to ensure a reasonably stable radio link quality for the unicast control and data channel transmission. Once a link is established, the WTRU measures the link quality of multiple transmission (TX) and reception (RX) beam pairs and reports the measurement results to the base station.
[0077] Additionally, WTRU mobility, orientation, and channel blockage can alter the radio link quality of TX and RX beam pairs. When the quality of the current beam pair degrades, the base station and the WTRU can switch to another beam pair with better radio link quality. To accomplish this, the base station and WTRU can monitor the quality of the current beam pair along with some other beam pairs and perform switching when necessary. When the base station assigns a TX beam to the WTRU, via DL control signaling, the beam indication procedure is used. Beam recovery entails a recovery procedure when a link between the base station and the WTRU can no longer be maintained.
[0078] Traditionally, a WTRU decides its own reception beam based on indicated TCI states from the base station, e g., gNB. However, for AI/ML based beam prediction, a concept of beam pair prediction and indication was proposed. The beam pair prediction estimates not only qualities of gNB Tx beams but also qualities of a pair of a gNB Tx beam and a WTRU Rx beam. As the beam pair prediction considers both Tx beams and Rx beams, performance of the beam pair prediction is expected to be higher than the beam prediction. However, beam prediction may be more reliable in some cases such as WTRU rotation, WTRU movement and/or maximum permissible exposure (MPE) limits set by regulatory authorities, which limit the amount of electromagnetic radiation of which radio frequency signals may safely impact humans.
[0079] Referring to FIG. 3, an example network environment 300 illustrates beamforming effects related to WTRU rotation. As shown base station determine measurements or predictions to transmit a beam, i.e., DL Tx beam 312, based on a WTRU being in a first position 320. Similarly, the WTRU in the first position 320 may use a determined/predicted DL Rx beam 322 to receive DL Tx beam 314. However, when WTRU is rotated and/or moved to second position 325 during actual use, DL Tx beam 312 from gNB 310 and the WTRU DL Rx beam 322 may no longer correspond (this is shown graphically in FIG. 3 by respective DL Tx beam 314 and DL Rx beam 327 not corresponding). Embodiments disclosed herein may address how a WTRU decides a beam management mode between a Tx beam mode and a beam pair mode for beam indication, beam failure recovery and/or beam reporting.
[0080] Common terminology for various embodiments will now be described. Hereinafter, ‘a’ and ‘an’ and similar phrases are to be interpreted as ‘one or more’ and ‘at least one ’ Similarly, any term which ends with the suffix ‘(s)’ may be interpreted as 'one or more’ and ‘at least one.’ The term ‘may’ can be interpreted as ‘may, for example.’ A symbol 7’ (e.g., forward slash) may be used herein to represent ‘and/or,’ where for example, ‘A/B’ may imply 'A and/or B’. [0081] Artificial intelligence (Al) may be broadly defined as the behavior exhibited by machines. Such behavior may e.g., mimic cognitive functions to sense, reason, adapt and act.
[0082] Machine learning (ML) may refer to a type of algorithms that solve a problem based on learning through experience (‘data’), without explicitly being programmed (‘configuring set of rules’). Machine learning can be considered as a subset of Al. Different machine learning paradigms may be envisioned based on the nature of data or feedback available to the learning algorithm. In an example, a supervised learning approach may involve learning a function that maps input to an output based on labeled training examples, wherein each training example may be a pair including an input and the corresponding output In another example, an unsupervised learning approach may involve detecting patterns in the data with no pre-existing labels. In another example, a reinforcement learning approach may involve performing a sequence of actions in an environment to maximize a cumulative reward. In some solutions, it is possible to apply machine learning algorithms using a combination or interpolation of the above-mentioned example approaches. For example, a semi-supervised learning approach may use a combination of a small amount of labeled data with a large amount of unlabeled data during training. In this regard semi-supervised learning falls between unsupervised learning (with no labeled training data) and supervised learning (with only labeled training data). As used herein, AI/ML may mean one or more categories of Al.
[0083] Deep learning refers to class of machine learning algorithms that employ artificial neural networks (specifically deep neural networks (DNNs)) which are loosely inspired from biological systems. The DNNs are a special class of machine learning models inspired by the human brain wherein the input is linearly transformed and passed-through a non-linear activation function multiple times. DNNs typically include multiple layers where each layer includes a linear transformation and a given non-linear activation functions. The DNNs can be trained using the training data via a back-propagation algorithm. Recently, DNNs have shown state-of-the-art performance in a variety of domains, e.g., speech, vision, natural language, etc., and for various machine learning settings such as supervised, un-supervised, and semi-supervised. The term AIML based methods/processing may refer to realization of behaviors and/or conformance to requirements by learning based on data, without explicit configuration of a sequence of steps of actions. Such methods may enable learning complex behaviors which might be difficult to specify and/or implement when using legacy methods.
[0084] Definition of Beam. A WTRU may transmit or receive a physical channel or reference signal according to at least one spatial domain filter. The term “beam” may be used to refer to a spatial domain filter. The WTRU may transmit (Tx) a physical channel or signal using the same spatial domain filter as the spatial domain filter used for receiving (Rx) a reference signal (RS) (such as channel state information (CSI)-RS) or a synchronization signal (SS) block. The WTRU transmission may be referred to as “target”, and the received RS or SS block may be referred to as “reference” or “source.” In such cases, the WTRU may be said to transmit the target physical channel or signal according to a spatial relation with a reference to such RS or SS block.
[0085] The WTRU may transmit a first physical channel or signal according to the same spatial domain filter as the spatial domain filter used for transmitting a second physical channel or signal. The first and second transmissions may be referred to as “target” and “reference” (or “source”), respectively. In such case, the WTRU may be said to transmit the first (target) physical channel or signal according to a spatial relation with a reference to the second (reference) physical channel or signal.
[0086] A spatial relation may be implicit, configured by radio resource control (RRC) or signaled by a medium access layer (MAC) control element (CE) or in downlink control information (DCI). For example, a WTRU may implicitly transmit a PUSCH and demodulation reference signal (DM-RS) of the PUSCH according to the same spatial domain filter as a sounding reference signal (SRS) indicated by a SRS resource indicator (SRI) indicated in DCI or configured by RRC In another example, a spatial relation may be configured by RRC for a SRI or signaled by a MAC CE for a PUCCH. Such spatial relation may also be referred to as a “beam indication.”
[0087] The WTRU may receive a first (target) downlink channel or signal according to the same spatial domain filter or spatial reception parameter as a second (reference) downlink channel or signal. For example, such association may exist between a physical channel such as PDCCH or PDSCH and its respective DM-RS. At least when the first and second signals are reference signals, such association may exist when the WTRU is configured with a quasi-colocation (QCL) assumption type D between corresponding antenna ports. Such association may be configured as a transmission configuration indicator (TCI) state. In an example, a WTRU may be indicated an association between a channel state information reference signal (CSI-RS) or synchronization signal block (SSB) and a DM-RS by an index to a set of TCI states configured by RRC and/or signaled by MAC CE. Such indication may also be referred to as a “beam indication.”
[0088] Hereafter, a transmission and reception point (TRP) may be interchangeably used with one or more of transmission point (TP), reception point (RP), radio remote head (RRH), distributed antenna (DA), base station (BS), a sector (of a BS), and a cell (e.g., a geographical cell area served by a BS), but still consistent with the embodiments herein. Hereafter, a Multi-TRP may be interchangeably used with one or more of MTRP, M-TRP, and multiple TRPs, but still consistent with the disclosed embodiments.
[0089] In various embodiments, a WTRU may report a subset of channel state information (CSI) components, where CSI components may correspond to at least a CSI-RS resource indicator (CRI), a SSB resource indicator (SSBRI), an indication of a panel used for reception at the WTRU (such as a panel identity or group identity), measurements such as Layer 1 reference signal received power (L1-RSRP), L1 signal interference to noise ratio (L1-SINR) taken from a SSB or CSI-RS (e.g. cri-RSRP, cri-SINR, ssb-lndex-RSRP, ssb-lndex-SINR), and other channel state information such as at least rank indicator (Rl), channel quality indicator (CQI), precoding matrix indicator (PMI), Layer Index (LI), and/or the like.
[0090] In example embodiments, a WTRU may receive a synchronization signal/physical broadcast channel (SS/PBCH) block. The SS/PBCH block (SSB) may include a primary synchronization signal (PSS), secondary synchronization signal (SSS), and a physical broadcast channel (PBCH). The WTRU may monitor, receive, or attempt to decode a SSB during initial access, initial synchronization, radio link monitoring (RLM), cell search, cell switching, and so forth.
[0091] In certain embodiments, a WTRU may measure and report the channel state information (CSI), wherein the CSI for each connection mode may include or be configured with one or more of following:
[0092] CSI Report Configuration, including one or more of the following:
-CSI report quantity, e.g., Channel Quality Indicator (CQI), Rank Indicator (Rl), Precoding Matrix Indicator (PMI), CSI-RS Resource Indicator (CRI), Layer Indicator (LI), etc.
-CSI report type, e.g., aperiodic, semi persistent, periodic.
-CSI report codebook configuration, e g., Type I, Type II, Type II port selection, etc.
-CSI report frequency.
[0093] CSI-RS Resource Set, including one or more of the following CSI Resource settings: -Non-zero-power (NZP)-CSI-RS Resource for channel measurement. -NZP-CSI-RS Resource for interference measurement.
-CSI-lnterference Measurement (IM) Resource for interference measurement.
[0094] NZP CSI-RS Resources, including one or more of the following:
-NZP CSI-RS Resource ID.
-Periodicity and offset.
-QCL Info and TCI -state.
-Resource mapping, e.g., number of ports, density, code division multiplexing (CDM) type, etc.
[0095] A WTRU may indicate, determine, or be configured with one or more reference signals (RSs). The WTRU may monitor, receive, and measure one or more parameters based on the respective reference signals. For example, one or more of the following non-limiting example parameters that may be included in reference signal(s) measurements (other parameters may also be included):
[0096] Secondary synchronization reference signal received power (SS-RSRP) may be measured based on the synchronization signals (e.g , demodulation reference signal (DMRS) in the physical broadcast channel (PBCH) or secondary synchronization signal (SSS)). It may be defined as the linear average over the power contribution of the resource elements (REs) that carry the respective synchronization signal. In measuring the RSRP, power scaling for the reference signals may be required. In case a SS-RSRP is used for L1-RSRP, the measurement may be accomplished based on CSI reference signals in addition to the synchronization signals. [0097] CSI-RSRP may be measured based on the linear average over the power contribution of the resource elements (REs) that carry the respective CSI-RS. The CSI-RSRP measurement may be configured within measurement resources for the configured CSI-RS occasions.
[0098] SS signal-to-noise and interference ration (SS-SINR) may be measured based on the synchronization signals (e.g., DMRS in PBCH or SSS). It may be defined as the linear average over the power contribution of the resource elements (RE) that carry the respective synchronization signal divided by the linear average of the noise and interference power contribution. In case SS-SINR is used for L1-SINR, the noise and interference power measurement may be accomplished based on resources configured by higher layers.
[0099] CSI-SINR may be measured based on the linear average over the power contribution of the resource elements (RE) that carry the respective CSI-RS divided by the linear average of the noise and interference power contribution. In case CSI-SINR is used for L1-SINR, the noise and interference power measurement may be accomplished based on resources configured by higher layers. Otherwise, the noise and interference power may be measured based on the resources that carry the respective CSI-RS.
[0100] Received signal strength indicator (RSSI) may be measured based on the average of the total power contribution in configured OFDM symbols and bandwidth. The power contribution may be received from different resources (e.g., co-channel serving and non-serving cells, adjacent channel interference, thermal noise, etc.).
[0101] Cross-Layer Interference received signal strength indicator (CLI-RSSI) may be measured based on the average of the total power contribution in configured OFDM symbols of the configured time and frequency resources. The power contribution may be received from different resources (e.g., cross-layer interference, cochannel serving and non-serving cells, adjacent channel interference, thermal noise, etc.).
[0102] Sounding reference signals RSRP (SRS-RSRP) may be measured based on the linear average over the power contribution of the resource elements (REs) that carry the respective SRS.
[0103] Secondary synchronization signal reference signal received quality (SS-RSRQ) may be measured based on measurements on the reference signal received power (SS-RSRP) and received signal strength indicator (RSSI). In an example, the SS-RSRQ may be calculated as the ratio of NxSS-RSRP / NR carrier RSSI, where N may be determined based on the number of resource blocks that are in the corresponding NR carrier RSSI measurement bandwidth. As such, the measurements to be used in the numerator and denominator may be over the same set of resource blocks.
[0104] CSI reference signal received quality (CSI-RSRQ) may be measured based on measurements on the CSI reference signal received power (CSI-RSRP) and received signal strength indicator (RSSI). In an example, the SS-RSRQ may be calculated as the ratio of NxCSI-RSRP / CSI-RSSI, where N may be determined based on the number of resource blocks that are in the corresponding CSI-RSSI measurement bandwidth. As such, the measurements to be used in the numerator and denominator may be over the same set of resource blocks.
[0105] Beam/CSI Report Configurations. A CSI report configuration (e.g , CSI-ReportConfigs) may be associated with a single bandwidth part (BWP) (e.g., indicated by BWP-ld) , wherein one or more of the following parameters are configured:
-CSI-RS resources and/or CSI-RS resource sets for channel and interference measurement;
-CSI-RS report configuration type including the periodic, semi-persistent, and aperiodic; -CSI-RS transmission periodicity for periodic and semi-persistent CSI reports;
-CSI-RS transmission slot offset for periodic, semi-persistent and aperiodic CSI reports;
-CSI-RS transmission slot offset list for semi-persistent and aperiodic CSI reports;
-Time restrictions for channel and interference measurements;
-Report frequency band configuration (wideband/subband CQI, PMI, and so forth);
-Thresholds and modes of calculations for the reporting quantities (CQI, RSRP, SINR, LI, Rl, etc.);
-Codebook configuration;
-Group based beam reporting;
-CQI table;
-Subband size;
-Non-PMI port indication; and/or
-Port Index.
[0106] CSI-RS Resource Configuration. A CSI-RS Resource Set (e.g., NZP-CSI-RS-ResourceSet) may include one or more of CSI-RS resources (e.g , NZP-CSI-RS-Resource and CSI-ResourceConfig), wherein a WTRU may be configured with one or more of the following in a CSI-RS Resource: (i) CSI-RS periodicity and slot offset for periodic and semi-persistent CSI-RS resources; (ii) CSI-RS resource mapping to define the number of CSI-RS ports, density, code division multiplexing (CDM)-type, OFDM symbol, and subcarrier occupancy; (iii) the bandwidth part (BWP) to which the configured CSI-RS is allocated; (iv) the reference to the TCI-State including the QCL source RS(s) and the corresponding QCL type(s).
[0107] RS resource set Configuration. A WTRU may be configured with one or more RS resource sets where a RS resource set configuration may include one or more of: a RS resource set ID, one or more RS resources for the RS resource set, a Repetition (i.e., on or off), aperiodic triggering offset (e.g., one of 0-6 slots), and tracking reference signal (TRS) info (e.g., true or not).
[0108] RS resource Configuration. A WTRU may be configured with one or more RS resources, where a RS resource configuration may include one or more of: RS resource ID, resource mapping (e.g., REs in a physical resource block (PRB)), power control offset (e.g., one value of -8, .... 15), power control offset with SS (e g., -3 dB, 0 dB, 3 dB, 6 dB), scrambling ID, periodicity and offset and QCL information (e.g., based on a TCI state).
[0109] Property of a grant or assignment. In the following, a property of a grant or assignment may include of at least one of the following:
-A frequency allocation;
-An aspect of time allocation, such as a duration;
-A priority;
-A modulation and coding scheme;
-A transport block size;
-A number of spatial layers; -A number of transport blocks;
-A TCI state, CRI or SRI;
-A number of repetitions;
-Whether the repetition scheme is Type A or Type B;
-Whether the grant is a configured grant type 1, type 2 or a dynamic grant;
-Whether the assignment is a dynamic assignment or a semi-persistent scheduling (configured) assignment;
-A configured grant index or a semi-persistent assignment index;
-A periodicity of a configured grant or assignment;
-A channel access priority class (CAPC); and/or
-Any parameter provided in a DCI, by MAC or by RRC for the scheduling the grant or assignment.
[0110] In the following, an indication by DCI may consist of at least one of: (i) an explicit indication by a DCI field or by radio network temporary identifier (RNTI) used to mask or scramble the cyclic redundancy check (CRC) of the DCI; or (ii) an implicit indication by a property such as DCI format, DCI size, CORESET or search space, Aggregation Level, first resource element of the received DCI (e.g., index of first Control Channel Element (CCE)), where the mapping between the property and the value may be signaled by RRC or MAC. Receiving or monitoring for a DCI with, or using, a RNTI may mean that the CRC of the DCI is masked or scrambled with the RNTI.
[0111] Hereafter, the following terms may be used and still be consistent with the disclosed embodiments. A signal may be interchangeably used with one or more of: sounding reference signal (SRS), channel state information - reference signal (CSI-RS), demodulation reference signal (DM-RS), phase tracking reference signal (PT-RS), and/or synchronization signal block (SSB). A channel may be interchangeably used with one or more of: physical downlink control channel (PDCCH), physical downlink shared channel (PDSCH), physical uplink control channel (PUCCH), physical uplink shared channel (PUSCH), and/or physical random access channel (PRACH). A signal, channel, and message (e g., as in DL or UL signal, channel, and/or message) may be used interchangeably. Similarly, RS may be interchangeably used with one or more of RS resource, RS resource set, RS port and RS port group RS may also be interchangeably used with one or more of SSB, CSI-RS, SRS, and DM-RS, tracking reference signal (TRS), positioning reference signal (PRS), and/or PTRS. A time instance, slot, symbol, and subframe may be used interchangeably. The terms SSB, SS/PBCH block, PSS, SSS, PBCH, and master information block (MIB) may be used interchangeably.
[0112] The disclosed solutions for beam resources prediction may be used for beam resources belonging to a single or multiple cells as well as single or multiple TRPs. CSI reporting may be interchangeably used with CSI measurement, beam reporting and beam measurement. Furthermore, RS resource set may be interchangeably used with a beam group, but still consistent with the disclosed embodiments. [0113] The quasi-colocation (QCL) types may take one of the following values:Type A: {Doppler shift, Doppler spread, average delay, delay spread}; Type B: {Doppler shift, Doppler spread}; Type C: {Doppler shift, average delay}; and Type D: {Spatial Rx parameter}.
[0114] Configuration of beam pairs. In various embodiments, a WTRU may be configured/indicated with: (i) an association between a first type of TCI states; and/or (ii) a TCI state including a first QCL type. For example, in the association between a first type of TCI states (e.g., including QCL Type D and/or DL Tx beam ID) and a second type of TCI states (e.g., including other QCL Type and/or DL Rx beam ID), the WTRU may receive a set of first type TCI states (e.g., with one or more of QCL Type A/B/C configuration and QCL Type D configuration) and a set of second type TCI states (e.g , with one or more of QCL Type A/B/C, QCL Type D and other QCL Type (e g., QCL Type E)). In an example of the TCI state including a first QCL type (e.g., QCL Type D and/or DL Tx beam ID) and/or a second QCL type (e g., including other QCL Type and/or DL Rx beam ID), the WTRU may be configured with one or more TCI states and each TCI state may be configured with the first QCL type and/or the second QCL type. The WTRU may determine a QCL type between the first QCL type and the second QCL type to determine a spatial Rx relation for receiving one or more DL channels and/or signals. Hereafter, DL Rx beam ID may be interchangeably used with DL beam pair ID, but still consistent with the disclosure.
[0115] Referring to FIG. 4, a method 400 for dynamic mode switching between beam indication and beam pair indication based on WTRU request and gNB confirmation or used search space for PDCCH reception, is shown.
[0116] Initially, a WTRU receives 405 a configuration, e.g., via RRC, including one or more thresholds on WTRU rotation, WTRU movement, maximum permissible exposure (MPE) and/or other factors which may impact beam transmission/reception; one or more RS resources associated with the one or more thresholds; one or more CORESET(s)/search space(s) associated with a beam indication mode; and one or more TCI states and each TCI state is configured with QCL Type D (e.g., with DL RS ID)
[0117] The WTRU receives 410 an indication of another QCL Type (e g., with Rx beam ID and/or UL RS ID) for each TCI state via MAC CE. The WTRU receives and measures RS(s) associated with the configured one or more RS resources and determines a beam indication mode of operation based on parameters of the RS measurement and configured thresholds.
[0118] In one instance, the WTRU determines 425 a Tx beam pair indication mode if 420, measured parameters for WTRU rotation, WTRU movement and/or measured MPE are lower than the corresponding configured thresholds. Otherwise, the WTRU determines 430 a Tx beam indication mode. The WTRU indicates 435 the determined beam indication mode to a gNB.
[0119] The WTRU receives 440 a PDCCH indicating a scheduled PDSCH (e.g., in the one or more configured CORESET(s)/search space(s) associated with beam indication mode) and a first TCI state (i.e., dynamically indicated TCI state for PDSCH) by using QCL Type D determined from a previously indicated second TCI state (indicated TCI state for PDCCH e.g., by MAC CE) and ignores the other QCL Type. In an alternative embodiment, the configured CORESET/SS is used only for a beam indication mode change confirmation. In yet another embodiment, the configured CORESET/SS is associated with a gNB response to the WTRU determined beam indication mode (e.g., Yes/No).
[0120] The WTRU applies 445 the determined/confirmed beam indication mode after an application time (e g., from the WTRU indication or the gNB confirmation) and receives 450 the scheduled PDSCH by using the first TCI state. If 455, the WTRU determined a Tx beam indication mode, the WTRU uses QCL Type D for the Rx beam If 455, the WTRU determined a Tx beam pair indication mode, the WTRU uses the other QCL Type for the Rx beam
[0121] In one example embodiment of determining a mode for beam indication based on an explicit indication from a gNB, the WTRU receives a configuration of one or more parameters, thresholds, RS resources, TCI states, UL resources for indicating determined beam modes, and CORESETs and/or search spaces for receiving one or more PDCCHs.
[0122] The configuration of one or more parameters may be one or more of WTRU rotation, WTRU movement, MPE and/or others. In configuring one or more thresholds, each threshold may be associated with one or more parameters. In one example, the one or more parameters may be predefined or indicated for each threshold. In the configuration of one or more RS resources, the WTRU may receive a configuration of the one or more RS resources (or resource sets) for measuring one or more parameters associated with the one or more thresholds. The one or more RS resources may be dedicated RS resources for measuring the one or more parameters and the one or more RS resources may be used if the one or more RS resources are associated with a configuration of CSI report config including reporting of the one or more parameters.
[0123] In the configuration of one or more of TCI states, each TCI state may be configured with one or more of QCL Type A/B/C and QCL Type D (e.g , with DL RS ID or DL Tx beam ID), where, for example, the WTRU may receive an indication of another QCL Type (e.g., for Rx beam indication for each TCI state (e.g., via MAC CE and/or DCI)) For example, the WTRU may receive an UL RS ID or an DL Rx beam ID via MAC CE. In one example, the WTRU may use a default other QCL Type for each TCI state (e.g., if the WTRU does not receive the indication of the other QCL Type) For example, the other QCL Type may be an UL RS resource ID = floor (TCI state ID / number of SRIs) and/or UL beam ID = floor (TCI state ID / number of DL Rx beams) In another example, each TCI state may be configured with one or more of QCL Type A/B/C, QCL Type D (e.g., with DL RS ID or DL Tx beam ID) as well as another QCL Type (e.g., for Rx beam indication (e.g , with Rx beam ID and/or UL RS ID)).
[0124] In the configuration of one or more UL resources for indicating determined modes, the WTRU may receive a configuration of one or more UL resources for indicating determined modes or the WTRU may receive a configuration of two or more UL resources for indicating determined modes. Each UL resource may be associated with each beam indication mode. For example, an UL resource may be associated with a first beam indication mode (e.g., a DL Tx beam pair mode) and a second UL resource may be associated with a second beam indication mode (e.g., a DL Tx beam mode). In certain embodiments, the one or more UL resources may be one or more resources for PRACH, PUCCH, PUSCH, SRS, UL PT-RS, UL DMRS and others.
[0125] In one example configuration, the WTRU may receive a configuration of one or more CORESETs and/or search spaces for receiving one or more PDCCHs. The WTRU may receive a configuration of one or more dedicated CORESETs and/or search spaces for receiving one or more PDCCHs to confirm the WTRU request or WTRU indication, and/or the WTRU may receive a configuration of two or more dedicated CORESETs and/or search spaces. In some embodiments, each CORESET/search space may be associated with each beam indication mode. For example, a first CORESET/search space may be associated with a first beam indication mode (e.g., a DL Tx beam pair mode) and a second CORESET/search space may be associated with a second beam indication mode (e.g., a DL Tx beam mode). In some embodiments, each CORESET/search space may be associated with a gNB response. For example, a first CORESET/search space may be associated with an ACK (e g., using a determined beam indication mode by the WTRU) and a second CORESET/search space may be associated with a NACK (e g., not using a determined beam indication mode by the WTRU and/or no change of a beam indication mode (i.e. , keep the current beam indication mode)). [0126] In one example, the WTRU may measure received RS(s) associated with the configured one or more RS resources and determine a beam indication mode based on the measurement(s). For example, the WTRU may determine a first beam indication mode (e.g., a Tx beam pair indication mode) if one or more of conditions are satisfied. By way of example, the following conditions may be used: (i) if the measured WTRU rotation less than a corresponding threshold; (ii) if the measured WTRU movement less than a corresponding threshold; and/or (iii) if the measured maximum permissible exposure (MPE) is less than a corresponding threshold. Otherwise, the WTRU determines a second beam indication mode (e.g., a Tx beam indication mode). In one example solution, the WTRU may indicate the determined beam indication mode (e.g., to a gNB) and the indication may be an explicit indication or an implicit indication.
[0127] For explicit indication, in one solution, the WTRU may explicitly indicate the determined beam mode. For example, a one bit indication, e.g., indicating 0 = a first mode and 1 = a second mode, may be used. The indication may be a part of uplink control information (UCI) and may be transmitted via a PUSCH or a PUCCH. For implicit indication, the WTRU may implicitly indicate the determined beam mode by, for example, if the WTRU determines a first mode, the WTRU may transmit one or more UL signals in a first UL resource associated with the first mode. If the WTRU determines a second mode, the WTRU may transmit one or more UL signals in a second UL resource associated with the second mode.
[0128] In one example, the WTRU may receive a PDCCH indicating a scheduled PDSCH (e.g., in the one or more configured CORESETs/search spaces) and a first TCI state (e g., a dynamically indicated TCI state for the PDSCH) based on using a QCL Type D determined in a second TCI state. The second TCI state for PDCCH reception may be a TCI state indicated for the one or more configured CORESETs/search spaces. The TCI state may be indicated by a gNB via one or more of RRC, MAC CE and/or DCI. In one example, the PDCCH may indicate a confirmation on the WTRU indication of the determined beam mode. For example, the WTRU may apply the determined beam indication mode based on the confirmation. In this case, dedicated CORESETs/search spaces for dynamic beam indication mode may be used.
[0129] In some embodiments, the PDCCH may indicate a gNB decision on the beam indication mode provided by the WTRU. For example, if the WTRU receives the PDCCH in a first CORESET/search space associated with the first beam indication mode (e g., Tx beam pair mode), the WTRU may apply the first beam indication mode. If the WTRU receives the PDCCH in a second CORESET/search space associated with the second beam indication mode (e.g., Tx beam mode), the WTRU may apply the second beam indication mode. In another example, if the WTRU receives the PDCCH in a first CORESET/search space associated with an ACK (e.g., using a determined beam indication mode by the WTRU), the WTRU may apply the determined beam indication mode. If the WTRU receives the PDCCH in a second CORESET/search space associated with the second beam indication mode with a NACK (e.g., not using a determined beam indication mode by the WTRU and/or no change of a beam indication mode (i.e., the WTRU should keep the current beam indication mode)), the WTRU may not apply the determined beam indication mode and/or may keep the current beam indication mode. In one example, the WTRU may receive the PDCCH only if the determined beam indication mode is different with the current beam indication mode.
[0130] Alternatively, the WTRU may receive one or more DL channels and/or signals instead of a PDCCH for a confirmation and/or an indication of the gNB decision on the beam indication mode. The one or more DL channels and/or signals may be one or more of SSB, CSI-RS, DMRS, PT-RS, and PDSCH. In this case, the WTRU may receive one or more DL resources for receiving the one or more DL channels and/or signals.
[0131] In various embodiments, the WTRU may apply the determined beam indication mode based on the WTRU indication and/or the gNB decision. For example, the WTRU may apply the determined beam indication mode after a beam indication mode application time (e.g., X ms/slots/symbols) from the WTRU indication. In another example, the WTRU may apply the determined beam indication mode after receiving the gNB confirmation and/or the gNB decision
[0132] According to one solution, the WTRU may receive the scheduled PDSCH by using the first TCI state (e g., a dynamically indicated TCI state for PDSCH). If the WTRU determined beam indication mode or the applied beam indication mode after the beam indication mode application time is the first beam indication mode (e g., Tx beam pair mode), the WTRU may use the other QCL Type and/or the QCL Type D in the first TCI state for determining the spatial relation filter for receiving the scheduled PDSCH. If the WTRU determined beam indication mode or the applied beam indication mode after the beam indication mode application time is the second beam indication mode (e.g., Tx beam mode), the WTRU may only use the QCL Type D in the first TCI state for determining the spatial relation filter for receiving the scheduled PDSCH.
[0133] Although features and elements are described above in particular combinations, one of ordinary skill in the art will appreciate that each feature or element can be used alone or in any combination with the other features and elements. In addition, the methods described herein may be implemented in a computer program, software, or firmware incorporated in a computer-readable medium for execution by a computer or processor. Examples of computer-readable media include electronic signals (transmitted over wired or wireless connections) and computer-readable storage media. Examples of computer-readable storage media include, but are not limited to, a read only memory (ROM), a random access memory (RAM), a register, cache memory, semiconductor memory devices, magnetic media such as internal hard disks and removable disks, magnetooptical media, and optical media such as CD-ROM disks, and digital versatile disks (DVDs). A processor in association with software may be used to implement a radio frequency transceiver for use in a WTRU, UE, terminal, base station, RNC, or any host computer.

Claims

CLAIMS What is Claimed:
1. A method for a wireless transmit and receive unit (WTRU), the method comprising: receiving configuration information including one or more thresholds for WTRU rotation, WTRU movement and maximum permissible exposure (MPE), reference signal (RS) resources associated with the one or more thresholds, one or more control resource sets (CORESETs) or search spaces associated with a beam indication mode and one or more transmission configuration indicator (TCI) states, each configured with a quasi-colocation (QCL) Type D based on an associated downlink (DL) RS ID; receiving, from a base station via a medium access control (MAC) control element (CE), an indication of another QCL Type, associated with a receive (Rx) beam ID or uplink (UL) RS ID, for each of the one or more TCI states; measuring one or more received RSs associated with the configured RS resources and determining the beam indication mode of operation based on the measured one or more received RSs as:
(i) a Tx beam pair indication mode if a measured WTRU rotation, WTRU movement and MPE are less than the configured corresponding thresholds, or
(ii) a Tx beam indication mode otherwise; indicating, to the base station, the determined beam indication mode; and receiving, from the base station in one of the configured CORESETs or search spaces corresponding with the determined beam indication mode, a physical downlink control channel (PDCCH) transmission using QCL Type D determined from a previously indicated TCI state for PDCCH, and ignoring the other QCL Type, the PDCCH transmission indicating a scheduled physical downlink shared channel (PDSCH) transmission and a first TCI state for receiving the PDSCH transmission.
2. The method of claim 1 , further comprising: applying the determined beam indication mode after a configured time from the indication by the WTRU or after receiving a confirmation of the indication by the base station; and receiving the scheduled PDSCH transmission by using the first TCI state and, on a condition the determined beam indication mode comprises a Tx beam indication mode, using QCL Type D, or on a condition the determined beam indication mode comprises a Tx beam pair indication mode, using the other QCL type for an Rx beam.
3. The method of claim 1 or 2, wherein indicating the determined beam indication mode to the base station comprises an explicit indication sent in uplink control information (UCI).
4. The method of claim 1 or 2, wherein indicating the determined beam mode indication to the base station comprises an implicit indication based on a different UL resource selected for indicating the respective determined beam mode indication to the base station.
5. The method of any of claims 1 to 4, wherein the one of the configured CORESETs or search spaces corresponding with the determined beam indication mode indicates one of a confirmation of the determined beam mode indicated by the WTRU, an indication of no change of the beam indication mode or whether the determined beam indication mode indicated by the WTRU is different than a current beam indication mode.
6. A wireless transmit receive unit (WTRU) comprising: a transceiver and a processor communicatively coupled to the transceiver, the transceiver and processor configured to: receive configuration information including one or more thresholds for WTRU rotation, WTRU movement and maximum permissible exposure (MPE), reference signal (RS) resources associated with the one or more thresholds, one or more control resource sets (CORESETs) or search spaces associated with a beam indication mode and one or more transmission configuration indicator (TCI) states, each configured with a quasi-colocation (QCL) Type D based on an associated downlink (DL) RS ID; receive, from a base station via a medium access control (MAC) control element (CE), an indication of another QCL Type, associated with a receive (Rx) beam ID or uplink (UL) RS ID, for each of the one or more TCI states; measure one or more received RSs associated with the configured RS resources and determine the beam indication mode of operation based on the measured one or more received RSs as:
(i) a Tx beam pair indication mode if a measured WTRU rotation, WTRU movement and MPE are less than the configured corresponding thresholds, or
(ii) a Tx beam indication mode otherwise; indicate, to the base station, the determined beam indication mode; and receive, from the base station in one of the configured CORESETs or search spaces corresponding to the determined beam indication mode, a physical downlink control channel (PDCCH) transmission using QCL Type D determined from a previously indicated TCI state for PDCCH, and ignoring the other QCL Type, the PDCCH transmission indicating a scheduled physical downlink shared channel (PDSCH) transmission and a first TCI state for receiving the PDSCH transmission.
7. The WTRU of claim 6, wherein the transceiver and processor are further configured to: apply the determined beam indication mode after a configured time from the indication by the WTRU or after receiving a confirmation of the indication by the base station; and receive the scheduled PDSCH transmission using the first TCI state and, on a condition the determined beam indication mode comprises a Tx beam indication mode, using QCL Type D, or on a condition the determined beam indication mode comprises a Tx beam pair indication mode, using the other QCL type for an Rx beam.
8. The WTRU of claim 6 or 7, wherein indicating the determined beam indication mode to the base station comprises an explicit indication sent in uplink control information (UC I).
9. The WTRU of claim 6 or 7, wherein indicating the determined beam indication mode to the base station comprises an implicit indication based on a different UL resource selected for indicating the respective determined beam mode indication to the base station.
10. The WTRU of any of claims 6 to 9, wherein the one of the configured CORESETs or search spaces corresponding with the determined beam indication mode indicates one of a confirmation of the determined beam indication mode indicated by the WTRU, an indication of no change of the beam indication mode or whether the determined beam indication mode indicated by the WTRU is different than a current beam indication mode.
11. A method for a base station, the method comprising: sending, to a wireless transmit and receive unit (WTRU), configuration information including one or more thresholds for WTRU rotation, WTRU movement and maximum permissible exposure (MPE), reference signal (RS) resources associated with the one or more thresholds, one or more control resource sets (CORESETs) or search spaces associated with a beam indication mode and one or more transmission configuration indicator (TCI) states, each configured with a quasi-colocation (QCL) Type D based on an associated downlink (DL) RS ID; sending, to the WTRU via a medium access control (MAC) control element (CE), an indication of another QCL Type, associated with a receive (Rx) beam ID or uplink (UL) RS ID, for each of the one or more TCI states; sending, to the WTRU, one or more RSs for measuring one or more of WTRU rotation, WTRU movement and maximum permissible exposure (MPE); receiving, from the WTRU based on the sent one or more RSs, a determined beam indication mode indicating one of a Tx beam pair indication mode or a Tx beam indication mode; and sending, to the WTRU, in one of the configured CORESETs or search spaces corresponding with the determined beam indication mode, to confirm the determined beam indication mode to the WTRU, a physical downlink control channel (PDCCH) transmission indicating a scheduled physical downlink shared channel (PDSCH) transmission and a first TCI state for the WTRU to receive the PDSCH transmission
12. The method of claim 11 , further comprising: sending, to the WTRU, the scheduled PDSCH transmission using the first TCI state and the determined beam indication mode.
13. The method of claim 11 or 12, wherein the determined beam indication mode is an explicit indication received in uplink control information (UCI) from the WTRU.
14. The method of claim 11 or 12, wherein the determined beam indication mode is implicitly received based on a different UL resource for the respective determined beam mode.
15. The method of any of claims 11 to 14, wherein the one of the configured CORESETs or search spaces corresponding with the determined beam indication mode indicates one of a confirmation of the determined beam indication mode to the WTRU, an indication of no change of the beam indication mode or whether the determined beam indication mode is different than a current beam indication mode.
16. A base station comprising: a transceiver and a processor operatively coupled to the transceiver, the transceiver and processor configured to: send, to a wireless transmit and receive unit (WTRU), configuration information including one or more thresholds for WTRU rotation, WTRU movement and maximum permissible exposure (MPE), reference signal (RS) resources associated with the one or more thresholds, one or more control resource sets (CORESETs) or search spaces associated with a beam indication mode and one or more transmission configuration indicator (TCI) states, each configured with a quasi-colocation (QCL) Type D based on an associated downlink (DL) RS ID; send, to the WTRU via a medium access control (MAC) control element (CE), an indication of another QCL Type, associated with a receive (Rx) beam ID or uplink (UL) RS ID, for each of the one or more TCI states; send, to the WTRU, one or more RSs for measuring one or more of WTRU rotation, WTRU movement and maximum permissible exposure (MPE) measurements; receive, from the WTRU based on the sent one or more RSs, a determined beam indication mode indicating one of a Tx beam pair indication mode or a Tx beam indication mode; and send, to the WTRU, in one of the configured CORESETs or search spaces corresponding with the determined beam indication mode, to confirm the determined beam indication mode to the WTRU, a physical downlink control channel (PDCCH) transmission indicating a scheduled physical downlink shared channel (PDSCH) transmission and a first TCI state for the WTRU to receive the PDSCH transmission.
17. The base station of claim 16, wherein the transceiver and processor are further configured to: send, to the WTRU, the scheduled PDSCH transmission using the first TCI state and the determined beam indication mode.
18. The base station of claim 16 or 17, wherein the determined beam indication mode is an explicit indication received in uplink control information (UCI) from the WTRU.
19. The base station of claim 16 or 17, wherein the determined beam indication mode is implicitly received based on a different UL resource for the respective determined beam indication mode.
20. The base station of any of claims 16 to 19, wherein the one of the configured CORESETs or search spaces corresponding with the determined beam indication mode indicates one of a confirmation of the determined beam indication mode to the WTRU, an indication of no change of the beam indication mode or whether the determined beam indication mode is different than a current beam indication mode.
PCT/US2024/037796 2023-07-14 2024-07-12 Dynamic mode switching between beam indication and beam pair indication based on ue request and gnb confirmation or used search space for pdcch reception Pending WO2025019312A1 (en)

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Non-Patent Citations (1)

* Cited by examiner, † Cited by third party
Title
SAMSUNG: "Evaluation on AI/ML for beam management", vol. RAN WG1, no. e-Meeting; 20221010 - 20221019, 30 September 2022 (2022-09-30), XP052259197, Retrieved from the Internet <URL:https://ftp.3gpp.org/tsg_ran/WG1_RL1/TSGR1_110b-e/Docs/R1-2209724.zip R1-2209724 BM_v4-cl.docx> [retrieved on 20220930] *

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