WO2022132812A1

WO2022132812A1 - Soybean-based coalescing solvents

Info

Publication number: WO2022132812A1
Application number: PCT/US2021/063380
Authority: WO
Inventors: Daniel B. Garbark; Herman Benecke
Original assignee: Battelle Memorial Institute Inc
Current assignee: Battelle Memorial Institute Inc
Priority date: 2020-12-14
Filing date: 2021-12-14
Publication date: 2022-06-23
Anticipated expiration: 2023-06-14

Abstract

Coalescing solvents are among the most important components of water-borne latex paints and are required for deposition of continuous and tough films during the final stages of paint drying. Water-borne latex paints require 1-2 weight percent coalescing solvent which translates to use of about 770 million pounds in the US alone. This work focused on developing novel soybean-based coalescing solvents for water-borne latex paints to perform equivalent or better while being cost competitive to higher performing petroleum-based coalescing solvents. Most of the candidates evaluated were derived from Battelle's soybean-based polyol process. Formulation testing included minimum film forming temperature (MMFT), scrub resistance, freeze-thaw stability, and gloss. Other properties of the solvent considered were evaporation (leading to VOC content), density, viscosity, color, and hydrolytic stability.

Description

Soybean-Based Coalescing Solvents

Related Applications

This application claims the priority benefit of U.S. Provisional Patent Application Ser. 63/125,249 filed 14 December 2020.

Summary of the Invention

The invention includes any of the compounds described or drawn herein. The invention includes paints (generally including water-borne coatings) and paint precursor compositions. The invention also includes methods of coating a surface using any of the compositions described herein.

In a first aspect, the invention provides a coating composition, comprising water, a polymer, and one or more compounds selected from candidates A-J.

The invention can be further characterized by one or any combination of the following: comprising at least 0.5 wt% (or at least 1, at least 2, or at least 5 wt%) of one or more compounds selected from candidates A-J; wherein the one or more compounds is at least 50 % biobased carbon, or at least 70 % biobased carbon; wherein the composition comprises 0.5 to 5 wt% (or 0.5 to 3.0 wt%, or 1 to 2 wt%) of one or any combination of the candidates A-J; wherein the composition comprises one or more of a pigment, hydroxy ethyl cellulose, defoamer, propylene glycol, and a surfactant.

The invention also provides a method of coating a substrate comprising applying any of the compositions described herein, and allowing water to evaporate to produce a coating on the surface. Preferably, the coating exhibits no cracking or only slight cracking that is only visible by magnification.

In another aspect, the invention comprises a coated substrate comprising the substrate and a coating comprising any of candidates A-J. The invention also includes a coated substrate made by coating a substrate with any of the compositions described herein. A coated substrate is schematically illustrated in cross-section in Fig. 1 with the coating layer on top of the substrate.

In a further aspect, the invention comprises a method of making a coalescing agent, comprising: providing a soybean-based composition and reacting the soybean-based composition via ozonolysis to produce one or more polyols. Furthermore, the invention comprises combining the resulting coalescing agent with a one or more paint components to form a paint. The invention also includes a paint comprising any of the coalescing agents made by the methods described here.

Any aspect of the invention may also be described in conjunction with one or any combination of the test results reported herein, or ±10%, or ±20%, or ±30% of one or any combination of the test results reported herein. For example, no loss of gloss or ±10%, or ±20%, or ±30% change in gloss after 1, 2, or 3 freeze-thaw cycles at any of the listed temperatures. The compounds and intermediates herein preferably contain a carbon content that is at least 50% or 100% biobased. The compounds and intermediates are preferably derived from soybeans. Note that bio-based compositions can be identified by knowledge of their derivation or ¹⁴C levels as is known in the literature. Any of the compounds can be further characterized by one or any combination of the results described herein (or within ±10%, or ±20%, or ±30% of the results described herein). The superior results observed for the compounds was a surprising result, especially for bio-based coalescing agents.

Brief Description of the Drawing

Fig. 1 schematically illustrates a coated substrate in cross-section with the coating layer on top of the substrate.

Detailed Description of the Invention

Coalescing solvents are latex paint additives that help the polymeric coating evenly disperse leading to smooth and tough paint coatings. The main performance characteristics of a good solvent in latex paint is low minimum film forming temperature, high scrub resistance of the cured paint, minimal changes in viscosity and homogeneity of the mixture from freeze-thaw cycles, and high gloss measurements in the cured paint. Another important trait of coalescing solvents is hydrolytic stability. Paints are typically slightly basic in aqueous systems. The basicity is due to additives such as fillers and pigments that are present in the paint formulations. This means that some ester solvents will rapidly degrade by hydrolysis during storage. Hydrolysis can be mitigated by either removing the ester functional group or, as in the case of one of our candidates, creating branching that hinders hydrolysis of esters. For this reason and others, solvent properties must be carefully considered. Battelle has developed synthetic pathways from soy components. Soybean based polyols can be produced by ozonolysis.

Battelle produced new candidates based on polyol work at Battelle as seen in US Patents 7,994,354 (method 1) and 8,871,960 (method 2). We then compiled new solvents for evaluation in standard latex paint formulations. The candidates were evaluated at a standard test house for minimum film forming temperature, scrub resistance, freeze-thaw stability, and gloss. The initial candidates conceived for this work can be found in the table below.

For our early evaluation of efficacy, we pre-screened solvents by looking at cracking of coatings on paper. A thin film was spread and allowed to dry on paper. Once dry, the paper was bent and evaluated for cracking in the coating. The standard formulation and process for compilation can be found below. While initial candidate results can be seen in the table above, further below, the cracking results on a few other candidates can be found.

Total 10.98 4,980.53

All materials added per addition order into 1 gallon roller mill jar, while stirring with mixer after addition of item 11 mix for additional 5 min then add grinding media to roller jar place on roller mill for 24-48 hours hegman reading after 28 hrs 7.5

After 28hrs remove top on roller mill jar and place cheese cloth over top to remove paint into a 2 gallon bucket keeping the grinding media in jar, then rinse roller mill jar & grinding media with hot water until cleaned.

Once paint is in 2 gallon bucket add remaining ingredients in order of addition, allow to mix for 10-15 min after all items in.

Cap bucket until ready to transfer to quart cans.

White mixing the paint in quart cans add the experimental bio-based coalescent solvents at 1.18% based on total weight.

Each quart with a different bio-based coalescent solvent

Our results found that many candidates performed better in minimum film formation temperature and slightly deficient in scrub resistance to the control petroleum standard Texanol. This gave us guidance for the candidate focus on further testing. Candidates were formulated and tested as stated earlier and sent for testing.

% Solids between 48.5-49.5%

All made with standard formulation using Rovace® 9100. Testing can be conducted using ASTM-D2243.

The results show that our soy-based solvents surprisingly do not suffer changes in viscosity and gloss after three Freeze-Thaw cycles as opposed to the petroleum standard.

The candidate structures are shown below along with others expected to improve performance further.

Candidate A (Method 1)

Candidate B

Candidate C (Method 2)

Candidate D

Other Candidates:

Candidates E, F, G

Candidate H

Candidate I

Candidate J

Other Components In addition to the coalescing agents, a composition may comprise components such as pigments, surfactants, defoamers, thickeners, co-solvents (such as propylene glycol or ethylene glycol), corrosion inhibitors, and wetting agents.

Aqueous latex paints are used for both architectural and industrial use, indoors and outdoors, the invention applies not only to such paints, but also to other aqueous dispersions referred to as water-borne coatings. These paints and coatings, along with a coalescing solvent typically include one or more water-dispersible polymers, one or more low number average molecular weight polymers (such as polyethylene glycol or polypropylene glycol) preferably having a number average molecular weight of about 300 to about 20,000 Daltons, and may comprise one or more rheology modifiers, for instance a thickener.

As is known, latex paints comprise polymers. Polymers comprise repeating units. A "copolymer" is a polymer comprising at least two different component units, each of which units corresponds to (and is derived from) a different monomer. Thus, a copolymer comprising component units corresponding to three different monomers (also known as a terpolymer) is included within the term "polymer," as is a polymer comprising one component unit (also known as a homopolymer). Acrylate polymers can be, for example, 10% to 50% (or 20 to 40%) by weight of the aqueous composition. Polymers in the latex can be, for example, polyacrylate, styrenic polymer such as styrene-acrylic, or styrene-butadiene, vinyl-based polymers such as poly-vinyl acrylate, or vinyl-acrylic.

The composition may comprise water-soluble polymers, including but not limited to polycarboxylic acids, copolymers comprising monomers containing a carboxylic acid, water soluble copolymers, cellulose derivatives, salts of polyacrylic acids, salts of copolymers comprising monomers containing an acrylic acid, polyvinylpyrrolidone, and copolymers comprising vinylpyrrolidone monomer. In another embodiment, the water-soluble polymer is a salt of a polyacrylic acid, a salt of a copolymer comprising a monomer containing an acrylic acid, or a mixture thereof.

Conventional emulsifiers or surfactants, i.e., anionic, cationic, nonionic, amphoteric surfactants and mixtures thereof, can also be used in compositions of the invention. The amount of one or more surfactant is preferably from about 0.01% to about 10% by weight, more preferably be from about 0.1% to about 5% by weight, and especially preferably about 0.2% to about 3% by weight. Commonly utilized nonionic emulsifiers are alkylphenol ethoxylates and derivatives thereof, such as nonylphenol ethoxylate. Emulsifiers may include tri-styryl phenol ethoxylates.

Anionic emulsifiers include but are not limited to alkali metal alkyl aryl sulfonates, alkali metal alkyl sulfates, the sulfonated alkyl esters, e.g., sodium dodecylbenzene sulfonate, sodium disecondary-butylnaphthalene sulfonate, sodium lauryl sulfate, disodium dodecyldiphenyl ether disulfonate, disodium n-octadecylsulfosuccinamate, sodium dioctylsulfosuccinate, and the like. Cationic emulsifiers include but are not limited to amines, e.g., aliphatic mono-, di- and polyamines derived from fatty and rosin acids; and quaternary ammonium salts, e.g., dialkyldimethyl and alkyltrimethyl ammonium salts, alkylbenzyldimethyl ammonium chlorides, and alkylpyridinium halides.

Amphoteric emulsifiers include but are not limited to imidazoline derivatives, such as disodium lauroampho diacetate, disodium cocoampho diacetate, sodium cocoampho acetate, sodium cocoampho propionate, sodium lauroampho acetate, disodium cocoampho dipropionate, cocoampho dipropionic acid, sodium capryloampho carboxylate, sodium cocoampho hydroxypropyl sulfonate, sodium capryloampho hydroxypropyl sulfonate, and the like; alkyl betaines, such as lauramidopropyl betaines, coco dimethyl betaine, oleamidopropyl betaine, and the like; sultaines, such as alkylether hydroxypropyl sultaine, cocamidopropyl hydroxyl sultaine, and the like; dihydroxyethyl glycinates, such as dihydroxyethyl tallow glycinate and the like; and aminopropionates, such as sodium laurimino dipropionate and the like. The foregoing emulsifiers can be separately or as a mixture of two or more thereof.

A copolymer surfactant typically has a number average molecular weight of from about 300 Daltons to about 400,000 Daltons, or from about 400 to about 200,000 Daltons, or from about 1,200 to about 200,000 Daltons.

Exemplary optional thickeners include nonionic hydrophobically modified ethylene oxide urethane block copolymers, hydrophobically-modified polyethers, hydrophobically-modified alkali soluble emulsions, hydrophobically-modified poly(meth)acrylic acid, hydrophobically- modified hydroxyethyl cellulose, hydrophobically-modified poly(acrylamide), and mixtures thereof.

Pigments may comprise one or more natural or synthetic pigments or natural or synthetic dyes or combinations thereof, for example titanium dioxide, zinc oxide, calcium carbonate, aluminum oxide, aluminum silicate, silica, talc, and clay. Such pigments are well-known in the art. Organic pigments include phthalocyanine blue, phthalocyanine green, monoarylide yellow, diarylide yellow, benzimidazolone yellow, heterocyclic yellow, DAN orange, quinacridone magenta, quinacridone violet, organic reds, including metallized azo reds and nonmetallized azo reds, and the like. Exemplary azo reds include lithols, lithol rubine, toluidine red, naphthol red and quinacridone red. Metallized azo reds are salts containing metal cations, such as barium or calcium salts of azo reds, e.g., calcium lithol rubine and barium lithol red. Inorganic pigments include carbon black, lampblack, black iron oxide, yellow iron oxide, brown iron oxide, red iron oxide, and the like.

Claims

What is claimed:

1. A coating composition, comprising water, a polymer, and one or more compounds selected from candidates A- J.

2. The coating composition of claim 1 comprising candidate A.

3. The coating composition of claim 1 comprising candidate B.

4. The coating composition of claim 1 comprising candidate C.

5. The coating composition of claim 1 comprising candidate D.

6. The coating composition of claim 1 comprising candidate E.

7. The coating composition of claim 1 comprising candidate F.

8. The coating composition of claim 1 comprising candidate G.

9. The coating composition of claim 1 comprising candidate H.

10. The coating composition of claim 1 comprising candidate I.

11. The coating composition of claim 1 comprising candidate J.

12. The coating composition of claim 1 comprising candidates E, F, and G.

13. The coating composition of any of claims 1-12, wherein the polymer comprises acrylate polymers that comprise 10% to 50% by weight of the coating composition.

14. The composition of any of claims 1-13 wherein the polymer comprises a styrenic or vinyl-based polymer.

15. The composition of any of claims 1-14 comprising at least 0.5 wt% (or at least 1, at least 2, or at least 5 wt%) of one or more compounds selected from candidates A-J.

16. The composition of any of claims 1-15 wherein the one or more compounds is at least 50 % biobased carbon, or at least 70 % biobased carbon.

17. The composition of any of claims 1-16 wherein the composition comprises 0.5 to 5 wt% of one or any combination of the candidates A-J.

18. The composition of any of claims 1-17 wherein the composition comprises a pigment, hydroxy ethyl cellulose, defoamer, propylene glycol, and a surfactant.

19. A method of coating a substrate comprising applying the composition of any of claims 1- 18 to a surface, and allowing water to evaporate to produce a coating on the surface.

20. The method of claim 19 wherein the coating exhibits no cracking or only slight cracking that is only visible by magnification.

22. A coated substrate comprising the substrate and a coating comprising any of candidates A-J.

22. A coated substrate made by coating a substrate with any of the compositions of claims A- J.

23. A method of making a coalescing agent, comprising: providing a soybean-based composition and reacting the soybean-based composition via ozonolysis to produce one or more polyols.

24. The method of claim 23 further comprising combining the resulting coalescing agent with a one or more paint components to form a paint.

25. A paint comprising the coalescing agent made by the method of claim 24.

26. The coated substrate of claim 22 wherein the coating has stability such that viscosity and/or gloss changes by 10% or less after three Freeze-Thaw cycles.

27. The coated substrate of claim 22 wherein the coating exhibits a 30% or less or 20% or less 10% or less change in gloss after three Freeze-Thaw cycles to 85 °C.