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WO2012087332A1 - Systèmes et procédés pour une identification biométrique réalisée sans contact et à distance à l'aide de signaux cardiaques micro-ondes - Google Patents

Systèmes et procédés pour une identification biométrique réalisée sans contact et à distance à l'aide de signaux cardiaques micro-ondes Download PDF

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Publication number
WO2012087332A1
WO2012087332A1 PCT/US2010/062036 US2010062036W WO2012087332A1 WO 2012087332 A1 WO2012087332 A1 WO 2012087332A1 US 2010062036 W US2010062036 W US 2010062036W WO 2012087332 A1 WO2012087332 A1 WO 2012087332A1
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Prior art keywords
microwave
waveform
signal
person
cardiac
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William R. Mcgrath
Ashit Talukder
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California Institute of Technology
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California Institute of Technology
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    • G—PHYSICS
    • G01—MEASURING; TESTING
    • G01S—RADIO DIRECTION-FINDING; RADIO NAVIGATION; DETERMINING DISTANCE OR VELOCITY BY USE OF RADIO WAVES; LOCATING OR PRESENCE-DETECTING BY USE OF THE REFLECTION OR RERADIATION OF RADIO WAVES; ANALOGOUS ARRANGEMENTS USING OTHER WAVES
    • G01S7/00—Details of systems according to groups G01S13/00, G01S15/00, G01S17/00
    • G01S7/02—Details of systems according to groups G01S13/00, G01S15/00, G01S17/00 of systems according to group G01S13/00
    • G01S7/41—Details of systems according to groups G01S13/00, G01S15/00, G01S17/00 of systems according to group G01S13/00 using analysis of echo signal for target characterisation; Target signature; Target cross-section
    • G01S7/411—Identification of targets based on measurements of radar reflectivity
    • G01S7/412—Identification of targets based on measurements of radar reflectivity based on a comparison between measured values and known or stored values
    • A—HUMAN NECESSITIES
    • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61B—DIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00—Measuring for diagnostic purposes; Identification of persons
    • A61B5/02—Detecting, measuring or recording for evaluating the cardiovascular system, e.g. pulse, heart rate, blood pressure or blood flow
    • A—HUMAN NECESSITIES
    • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61B—DIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00—Measuring for diagnostic purposes; Identification of persons
    • A61B5/05—Detecting, measuring or recording for diagnosis by means of electric currents or magnetic fields; Measuring using microwaves or radio waves
    • A61B5/0507—Detecting, measuring or recording for diagnosis by means of electric currents or magnetic fields; Measuring using microwaves or radio waves using microwaves or terahertz waves
    • A—HUMAN NECESSITIES
    • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61B—DIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00—Measuring for diagnostic purposes; Identification of persons
    • A61B5/117—Identification of persons
    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06V—IMAGE OR VIDEO RECOGNITION OR UNDERSTANDING
    • G06V40/00—Recognition of biometric, human-related or animal-related patterns in image or video data
    • G06V40/10—Human or animal bodies, e.g. vehicle occupants or pedestrians; Body parts, e.g. hands
    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06F—ELECTRIC DIGITAL DATA PROCESSING
    • G06F2218/00—Aspects of pattern recognition specially adapted for signal processing
    • G06F2218/02—Preprocessing
    • G06F2218/04—Denoising
    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06F—ELECTRIC DIGITAL DATA PROCESSING
    • G06F2218/00—Aspects of pattern recognition specially adapted for signal processing
    • G06F2218/12—Classification; Matching
    • G06F2218/14—Classification; Matching by matching peak patterns
    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06V—IMAGE OR VIDEO RECOGNITION OR UNDERSTANDING
    • G06V40/00—Recognition of biometric, human-related or animal-related patterns in image or video data
    • G06V40/10—Human or animal bodies, e.g. vehicle occupants or pedestrians; Body parts, e.g. hands
    • G06V40/15—Biometric patterns based on physiological signals, e.g. heartbeat, blood flow

Definitions

  • the present invention relates generally to biometric identification, and more specifically, to systems and methods for remote long standoff biometric identification using microwave cardiac signals.
  • Biometric identification based on fingerprints has been widely deployed commercially in recent years for security and immigration applications, and is even being used in some personal computer systems for user login-identification.
  • Such systems are sensitive to the presence of dirt on the fingers, often require reapplication of the finger, and are sensitive to variants such as the pressure of the finger during the fingerprint acquisition process.
  • Fingerprint identification can also be fooled by using artificial gummy fingers.
  • Facial recognition methods are not necessarily limited to very- close range, but the subject must generally be facing in the direction of a camera since a clear, well-lit image is required. Thus it is relatively easy to evade such systems by wearing a disguise, a face mask, or tilting the head down to avoid providing a clear image of the face.
  • the invention relates to a system for biometrically identifying a person using microwave signals, the system including at least one processor configured to receive a microwave cardiac signal comprising cardiac beats, the microwave cardiac signal obtained from reflected microwave signals comprising an electrocardiographic waveform and an impedance-cardiographic waveform, segment the microwave cardiac signal into segments, extract features from the segments, and perform pattern identification of the segments and features with a pre-existing data set.
  • the invention in another embodiment, relates to a method for biometrically identifying a person using microwave signals, the method including receiving a microwave cardiac signal comprising cardiac beats, the microwave cardiac signal obtained from reflected microwave signals comprising an electrocardiographic waveform and an impedance- cardiographic waveform, segmenting the microwave cardiac signal into individual segments, extracting features from the segments, and performing pattern identification of the features in the individual segments with a pre-existing data set.
  • the invention relates to a method for remote biometric identification using microwave cardiac signals, the method including generating and directing first microwave energy in a direction of a person, receiving microwave energy reflected from the person, the reflected microwave energy indicative of cardiac characteristics of the person, segmenting a signal indicative of the reflected microwave energy into a waveform including a plurality of heart beats, identifying patterns in the microwave heart beats waveform, and identifying the person based on the identified patterns and a stored microwave heart beats waveform.
  • the invention relates to a system for remote biometric identification using microwave cardiac signals, the system including microwave measurement circuitry configured to generate a microwave signal, transmit the microwave signal in a direction of a person, receive microwave energy reflected from the person, the reflected energy including cardiac characteristics of the person, and generate a signal indicative of the reflected microwave energy, and processing circuitry configured to segment the reflected microwave energy signal into a microwave waveform including a plurality of heart beats, identify patterns in the microwave heart beats waveform; and identify the person based on the identified patterns and a stored microwave heart beats waveform.
  • FIG. 1 is a schematic block diagram of a biometric identification system for obtaining and processing microwave cardiac signals in accordance with one embodiment of the invention.
  • FIG. 2 is a flow chart of a process for processing microwave cardiac signals for biometric identification in accordance with one embodiment of the invention.
  • FIG. 3 is a schematic block diagram of a biometric identification system for obtaining and processing microwave cardiac signals in accordance with one embodiment of the invention.
  • FIG. 4 is a flow chart of a process for obtaining and processing microwave cardiac signals for biometric identification in accordance with one embodiment of the invention.
  • FIG. 5a is a graph of a microwave cardiac signal for a human containing variations associated with normal to heavy breathing in accordance with one embodiment of the invention.
  • FIG. 5b is a graph of a microwave cardiac signal for a human containing variations associated with chest motion in accordance with one embodiment of the invention.
  • FIG. 6 is a schematic block diagram of a discrete wavelet transform used for removal of signal components corresponding to minor chest motion within a microwave cardiac signal in accordance with one embodiment of the invention.
  • FIG. 7 is a schematic block diagram illustrating a process for mild motion suppression including decomposition, filter processing, and reconstruction of a microwave cardiac signal in accordance with one embodiment of the invention.
  • FIG. 8a is a graph of a microwave cardiac signal for a human containing variations associated with normal to heavy respiration in accordance with one embodiment of the invention.
  • FIG. 8b is a graph of the microwave cardiac signal of FIG. 8a after a mild motion removal process was performed on the microwave cardiac signal in accordance with one embodiment of the invention.
  • FIG. 9a is a graph of a microwave cardiac signal indicative of a human in motion in accordance with one embodiment of the invention.
  • FIG. 9b is a graph of the microwave cardiac signal of FIG. 9a after a mild motion removal process was performed on the microwave cardiac signal in accordance with one embodiment of the invention.
  • FIGs. 10-13 are graphs of the power spectral density of a segmented beat of microwave cardiac signals for four individuals used as inputs to a classifier for a biometric identification system in accordance with one embodiment of the invention.
  • FIG. 14 is a decision tree that can be used by a classifier considering four individuals in a biometric identification system in accordance with one embodiment of the invention.
  • FIG. 15 is a table showing a classification identification matrix resulting from inputting microwave cardiac signals for eleven individuals into a classifier while considering three heartbeats for identification estimation in accordance with one embodiment of the invention.
  • FIG. 16 is a table showing a classification identification matrix resulting from inputting microwave cardiac signals for eleven individuals into a classifier while considering five heartbeats for identification estimation in accordance with one embodiment of the invention.
  • FIG. 17 is a table showing a classification identification matrix resulting from inputting microwave cardiac signals for eleven individuals into a classifier while considering seven heartbeats for identification estimation in accordance with one embodiment of the invention.
  • an electrocardiographic (ECG) waveform may be used to identify a person, with an accuracy of about 98%. This is significantly better than the typical accuracy of a fingerprint.
  • ECG electrocardiographic
  • a recently developed microwave cardiogram system disclosed in a published U.S. patent application (U.S. Patent Publ. No. 2004/0123667, now U.S. Patent No. 7,272,431), may be employed to provide a unique bio-signature for a person. This approach uses a specially designed microwave transceiver to form a narrow beam directed at the person of interest.
  • the reflected microwave signal contains both the electrocardiographic waveform and the impedance-cardiographic (ICG) waveform of a person.
  • This technique works over large distances, up to tens of meters, and it is very difficult to alter or disguise the ECG and ICG waveforms because they are a fundamental aspect of a person's physiology.
  • the microwave signal may penetrate barriers such as walls and doors, allowing for new capabilities in human identification.
  • the basic system includes a microwave transceiver with a high-gain antenna that can direct a narrow microwave beam onto a person's torso, and receive the reflected RF signal back through the same antenna.
  • the amplitude and phase of the reflected signal can have a relatively large DC (Direct Current, or static) component due to the static component of the permittivity of the illuminated tissue, and a small, unique time-varying component of the permittivity.
  • the unique time-varying component can be due to a number of factors including, without limitation, the time-dependent electrical action of the heart (these components correspond to the P-wave, T-wave, and QRS-wave produced during a heart cycle), a time-dependent conductance due to the blood-flow in the illuminated tissue, and a time-varying component of the signal phase due to the micro-motion (i.e., acoustic vibrations) on the surface of the torso caused by the mechanical action of the heart, commonly referred to as a phonocardiogram.
  • the micro-motion i.e., acoustic vibrations
  • the reflected microwave beam can thus contain a composite of several cardiac- related physiological components which are unique to a particular individual.
  • Many or all of the prior art studies that have investigated microwave reflections from the human body appear to have treated the body as having a fixed permittivity, and hence a fixed microwave amplitude reflection coefficient at the air-tissue interface.
  • Applicants have recently observed that the electrical action of the beating heart drives ion currents (primarily Na + and CI " ) in the extra-cellular fluid just below the skin (i.e., dermis). It is these changes in ion concentration, due to the ion currents, that can be measured by a standard contacting electrocardiogram (which can use AgCl electrodes).
  • the micro-motions present in the reflected microwave signal contains the well-known heart sounds, SI and S2, which are key components of the phonocardiogram and also unique to a particular heart.
  • SI and S2 are key components of the phonocardiogram and also unique to a particular heart.
  • the composite cardiac-related microwave waveform contains several unique physiological features of a particular person.
  • the microwave cardiac waveform also has the advantage that it cannot be confounded or "faked". Only the person to be identified will have the unique composite microwave cardiac waveform as previously measured, including the unique arrangement of veins for blood flow.
  • the waveform will also depend on the details of the microwave system used to obtain the original training data. In one embodiment, for example, the system could be very narrowband at any one of hundreds of frequencies. In other embodiments, the system could use spread-spectrum techniques or special encoding techniques.
  • a person's cardiac physiology is a part of their living body. There is no known way of exactly reproducing a living human body. Thus, it is believed that this form of biometric can meet the need for a long standoff (cardiac signatures captured by embodiments described herein have been measured from distances up to 15 feet or more), and is extremely secure.
  • microwave cardiogram as a biometric identifier or bio-signature for an individual.
  • the microwave cardiogram may be measured over distances of several meters, and through barriers such as doors and walls using a microwave signal, to provide a non-contacting, remote sensing method to accurately identify specific individuals.
  • a number of embodiments process in real time the reflected microwave signal, which contains the cardiac signature of the person, using digital signal processing techniques. Some embodiments use machine learning-template methods to segment out each cardiac beat, and then employ statistical measures to compare a few beats of the microwave cardiogram to a pre-existing data set in order to identify the individual.
  • FIG. 1 is a schematic block diagram of a human or biometric identification system 100 for obtaining and processing microwave cardiac signals in accordance with one embodiment of the invention.
  • the remote microwave cardiogram human identification system 100 may include two primary subsystems: an active microwave system 104 to remotely measure the cardiac related waveforms of an individual, and a back-end signal processing system 102 to determine the identity of an individual based on his or her microwave reflection signal.
  • an active microwave system 104 to remotely measure the cardiac related waveforms of an individual
  • a back-end signal processing system 102 to determine the identity of an individual based on his or her microwave reflection signal.
  • the measurement of the microwave cardiogram is the subject matter of published U.S. Patent Appl. No. 10/632347 (publication number 2004/0123667, now U.S. Patent No. 7,272,431), the entire content of which is incorporated herein by reference.
  • An example of a remote cardiogram human identification system may be described as follows.
  • An RF (Radio Frequency) oscillator generates a microwave signal that is coupled to a high-directivity antenna by a circulator. This antenna forms a narrow beam directed at the person to be identified. A fraction of the incident signal is reflected back from the person and picked up by the same antenna.
  • the received signal is amplified, bandpass filtered, and the signal power level is measured with a conventional detector.
  • This signal power waveform is supplied to a back-end signal processing system for real time analysis.
  • the microwave power levels used are typically less than 1 milliwatt, and are expected to be hundreds to thousands of times lower than the maximum permissible dose level considered safe by the IEEE Standards Committee on RF Exposure.
  • the amplitude of the reflected signal will have a relatively large DC (Direct Current, or static) component due to the static, or basal, impedance of the illuminated tissue, and a small, unique time-varying component due the time-dependent impedance of the tissue.
  • the microwave beam penetrates several millimeters of skin tissue only, and thus is affected primarily by changes in the impedance of the dermis, which contains blood vessels, as well as a significant amount of extracellular fluid in the supporting matrix. There are at least two contributions to the total time dependent impedance of interest: the volume of blood present in the tissue, and the concentration of ions (Na+, CI- and others) in the extracellular fluid.
  • Embodiments of the biometric identification systems described herein can perform signal processing to process the microwave cardiogram signals and to determine the identity of the individual.
  • the identification process may include two phases (sub- processes): an offline phase where a library of microwave cardiograms of known individuals are built up, and an on-line phase where the microwave cardiogram from an unknown individual is preprocessed, segmented, and matched against the library of known individuals constructed in the off-line phase.
  • the library may be comprised of several examples of the microwave cardiogram of each individual under different conditions, including, but not limited to: different poses, viewpoints, or incident angles; different levels of exercise (or physical stress); different distances between the microwave transceiver and the person; and with different physical motions.
  • This library of signals may be processed to yield a robust set of signatures and features that may be used to distinguish between different individuals.
  • FIG. 2 is a flow chart of a process 200 for processing microwave cardiac signals for biometric identification in accordance with one embodiment of the invention.
  • the signal processing may include, but is not limited to, preprocessing noise removal 202; a segmentation procedure to segment out each beat in the cardiac signal 204; a feature extraction procedure to derive salient features from each beat 206; and a pattern identification procedure 208 using the segmented signals and the salient features.
  • the process blocks in FIG. 2 may represent one or more software-controlled processes running on a computer system, special purpose or programmable modules, or perhaps combinations thereof.
  • the process can perform the sequence of actions in a different order.
  • the process can skip one or more of the actions.
  • one of more of the actions are performed simultaneously.
  • additional actions can be performed.
  • FIG. 3 is a schematic block diagram of a biometric identification system 300 for obtaining and processing microwave cardiac signals in accordance with one embodiment of the invention.
  • the biometric identification system 300 includes a computer or signal processing system 301 and a number of other components forming a microwave cardiac measurement system.
  • an 18 GHz oscillator 302 serves as the signal source.
  • the power level is controlled by a 20 dB variable attenuator 304.
  • the signal is then split by a 3 dB power divider 306.
  • Half of the signal goes into a phase control circuit 308, and half goes to a circulator 310 where it is routed to a high-gain patch-array planar antenna 312.
  • the radiated power is typically in the range of about 50 microwatts to about 1 milliwatt.
  • the signal reflected signal from this person is received by the same antenna 312, and routed by the circulator 310 to the receiver portion 316 of the system.
  • phase control circuit 308 Since real world components are not perfect, some of the source signal leaks the wrong direction around the circulator 310 and is injected directly into the receiver portion 316 of the system. This is where the phase control circuit 308 is used. The signal power coupled into it is coherent with the leakage signal of the isolator port of the circulator 310. Thus by adjusting the phase and amplitude of the signal in the phase control circuit to compensate for the leakage signal, then coupling this adjusted signal back into the receiver path, the overall phase sensitivity of the system can be controlled. The signal is then amplified by approximately 30 dB by a low-noise 18 GHz amplifier 318. In some embodiments, the phase control circuit 308 is also configured to reduce the effects of gross body motion.
  • the phase control circuit is configured primarily to reduce the effects of gross body motion and secondarily to compensate for the leakage signal.
  • the signal in the receiver path is then filtered using a bandpass filter 320.
  • the bandwidth of the filter can be in the range of about 18 MHz to 360 MHz.
  • the bandpass filters 320 are used to reduce the overall noise of the receiver section to a desired level.
  • the signal is then further amplified by about 30 dB using a second amplifier 322.
  • a simple square-law, direct detector 324 is used to measure the total power in the signal.
  • the output of the detector 324 contains the low-frequency cardiac-related modulation of the 18 GHz signal power.
  • This low-frequency signal is further amplified and filtered in block 326 to optimize the signal-to-noise ratio.
  • the signal is then digitized, and analyzed with unique digital signal processing algorithms (as described below) to retrieve the information necessary to identify the individual in question.
  • the amplitude of the signal reflected from the subject person can have a relatively large offset baseline component due to the static, or basal, impedance of the illuminated tissue, and a small, unique time-varying component due the time-dependent impedance, permittivity, and minute sound wave motion of the tissue.
  • the microwave beam penetrates several millimeters of skin tissue, and thus is affected primarily by changes in the electrical properties of the dermis, which contains blood vessels, as well as a significant amount of extracellular fluid in the supporting matrix.
  • electrocardiographic-related waveform and electrocardiographic waveform are used in various sections of this application, they can be used interchangeably to refer to the electrocardiographic-like waveform obtained from microwave signals reflected from a person.
  • impedance cardiographic-related waveform and impedance cardiographic waveform are used in various sections of this application, they can be used interchangeably to refer to the impedance cardiographic-like waveform obtained from microwave signals reflected from a person.
  • phonocardiographic waveform and phonocardiographic- related waveform are used in various sections of this application, they can be used interchangeably to refer to the phonocardiographic-like waveform obtained from microwave signals reflected from a person.
  • FIG. 4 is a flow chart of a process 400 for obtaining and processing microwave cardiac signals for biometric identification in accordance with one embodiment of the invention.
  • the process can first obtain or receive (402) the microwave cardiograph.
  • the microwave cardiograph is obtained from a microwave cardiac measurement system such as the one described above in FIG. 3.
  • the process then removes (404) signal components of the microwave cardiograph related to minor chest and/or body motion.
  • the process then removes (406) signal components of the microwave cardiograph related to gross body motion.
  • the process can then determine (408) heart beat locations within the microwave cardiograph.
  • the process can then perform beat-to-beat segmentation (410) to isolate heart beats for subsequent analysis.
  • the process then performs noise suppression preprocessing (412) to remove undesirable noise characteristics.
  • the process then performs feature enhancement preprocessing (414) to enhance particular features useful for identification.
  • the process then converts the preprocessed signals to the frequency domain (415) for improved waveform comparison.
  • the process then performs pattern recognition using a classifier (416) to identify cardiac signatures in the frequency domain.
  • the process then uses the cardiac signatures to perform identification (418).
  • the process can perform the sequence of actions in a different order. In another embodiment, the process can skip one or more of the actions. In other embodiments, one of more of the actions are performed simultaneously. In some embodiments, additional actions can be performed.
  • the major process steps include location of each heartbeat from the reflected microwave signal (which can involve a complex procedure to remove the effects of gross body motion), followed by post-processing steps to remove mild motion effects, heart-beat segmentation, and feature enhancement prior to the pattern recognition step to determine the identification of the individual from the cardiac microwave signal.
  • FIG. 5a is a graph of a microwave cardiac signal for a human containing variations associated with normal to heavy breathing in accordance with one embodiment of the invention.
  • FIG. 5b is a graph of a microwave cardiac signal for a human containing variations associated with chest motion in accordance with one embodiment of the invention.
  • the first couple steps in the process involve a baseline removal technique to ensure that some of the low frequency components (due to gross motion of the individual) are removed and the resultant output is a approximately zero-mean signal.
  • High-pass filtering with an finite impulse response (FIR) or infinite impulse response (IIR) filter could potentially reduce or completely remove the baseline variations.
  • FIR finite impulse response
  • IIR infinite impulse response
  • the baseline variations due to human body motion are generally non-stationary in nature, and the amplitude and frequency of the baseline variations change rapidly over time. While not bound by any particular theory, it is well known that the standard Fourier Transform and linear IIR/FIR filters such as Butterworth or Chebychev filters cannot reliably filter non-stationary signals such as the ones seen in FIGs.
  • the short-time Fourier Transform is capable of handling non-stationary signals to some degree.
  • the window for the STFT is fixed, the level of non-stationarity in the signal needs to be known a-priori for the STFT to work effectively.
  • wavelet filtering can be employed to remove the baseline variations.
  • the system can use a Discrete Wavelet Transform (DWT) adaptive motion rejection process where slowly varying portions of the signal with high-amplitude are removed, while retaining the low-amplitude signal segments and the signal segments with high frequency components.
  • DWT Discrete Wavelet Transform
  • the DWT is a transform of the original signal that does a multi-scale representation of the input signal over time. It is a sequential tree-based multi-scale signal representation using wavelet basis functions.
  • the wavelet transform involves "breaking" down or decomposing the signal into low and high frequency components (or approximation and detail coefficients) in a sequential manner, shown for example as blocks "A" and "D” in FIG. 6.
  • FIG. 6 is a schematic block diagram of a discrete wavelet transform used for removal of signal components corresponding to minor chest motion within a microwave cardiac signal in accordance with one embodiment of the invention.
  • the sequence in the wavelet tree represents a recursive breakdown of each time segment into finer and finer detail-coefficients and approximation-coefficients.
  • the choice of the wavelet basis function is application and domain specific where particular wavelet filter functions can be used to highlight specific signal components.
  • This multi-scale representation of each temporal segment allows the nonlinear filtering of a signal over different time scales. It is believed that this result cannot be achieved with other transforms and processing methodologies.
  • FIG. 7 is a schematic block diagram illustrating a process for mild motion suppression including decomposition, filter processing, and reconstruction of a microwave cardiac signal in accordance with one embodiment of the invention.
  • a wavelet baseline removal technique can be used where all of the wavelet coefficients larger than a certain magnitude are considered. Most of the larger magnitude wavelet approximation coefficients contain the temporal baseline variation information. All of the large magnitude wavelet approximation coefficients can be clipped to a fixed (predetermined) or adaptive, positive or negative value, depending on the sign of the specific wavelet coefficient. If these large valued coefficients are assigned to zero, the process risks losing some of the heart-beat information.
  • the wavelet approximation coefficients are clipped using a dynamically adaptive amplitude algorithm.
  • FIG. 8a is a graph of a microwave cardiac signal for a human containing variations associated with normal to heavy respiration in accordance with one embodiment of the invention.
  • FIG. 8a shows the reflected microwave signal from an individual with heavy breathing.
  • the baseline variations due to the chest motion.
  • the baseline variations are non-stationary in nature, and show higher amplitudes during the first 10 seconds, and faster but lower amplitude variations in the later half of the measurement.
  • the wavelet baseline removal algorithm effectively removes the breathing effects in the microwave signal baseline, as shown in FIG. 8b.
  • FIGs. 9a and 9b show the results of the wavelet baseline removal technique using the concept illustrated in FIG. 7 on a microwave return signal from a human moving towards the sensor. As seen in FIG. 9b, the DC component after wavelet processing is zero or approximately zero.
  • the process next removes "noise" in the signal arising from gross/major body motion. Large motion manifests itself as large sinusoidal components in the reflected microwave signal. To address these components, the system can perform a real-time estimate of sinusoidal elements of the signal and remove the sine components. A zero-crossing sine wave estimation is computed to accommodate dynamic changes in amplitude and frequency in the sine- wave associated with body motion.
  • a segmentation step needs to locate the center of each beat with a high degree of accuracy.
  • a template correlation solution can be used, where a template heart-beat is constructed from several exemplary 'training" examples of heart beats. This template is correlated with the preprocessed microwave signal to yield peaks at the center of each beat. The location of each peak determines the beat-center and the gives a segmented heart signal.
  • microwave cardiac processed signals showed that the features (e.g. peaks, valleys) and distances (time extent) between significant features varied for a single individual. This variability of the features was observed to be a function of the change in heart rate over time. In general, when the heart rate of the individual increased, the features (and the distance between the features) were noted to be “compressed” in time, and when the heart rate dropped, the features (and the distance between the features) were seen to be more expanded over time. This is because the microwave cardiac signal captures the cardiac-induced micro-mechanical motions of the chest (or torso), and the blood volume changes due to the heart, where both characteristics are inherently more affected by the heart rate variability. In contrast, the ECG-related part of the microwave signal that captures the electrical activity of the heart may be less sensitive to the heart rate variability.
  • the features e.g. peaks, valleys
  • distances time extent
  • the "sensitivity" of the microwave cardiac features to the heart rate variability affects the classification accuracy. For individuals that have more or less constant heart rate over time and during different measurement runs, the microwave cardiac signal features are consistent and therefore the biometric identification classification accuracy for such individuals can be very good. However for those individuals whose heart rate changes more rapidly over time, the microwave cardiac features from one beat to another are compressed or expanded, and therefore the identification/classification based on these signals will not be as accurate.
  • the heart-beat segmentation algorithm discussed earlier determines the heart rate of an individual over time based on the reflected microwave cardiac signal.
  • the primary concept is to segment the microwave signal for each beat, and also note the corresponding heart rate at each beat.
  • the microwave signal for each beat based on the heart rate can then be scaled, where microwave signal segments that have a high heart rate are scaled down or expanded in time, and microwave signal segments that have a low heart rate are scaled up or compressed in time.
  • a high heart rate is about 150 beats per minute while a low heart rate is about 50 beats per minute. This time-based beat-by-beat normalization can ensure that all of the segmented microwave cardiac beats now have features that are aligned better and are less affected by the heart rate variability.
  • the power spectral density (PSD) of each scaled/time-normalized microwave heart-beat signal can be computed and the PSD spectral values passed as inputs to a tree-based classifier.
  • PSD power spectral density
  • the PSD frequency components are not sensitive to misalignments in the microwave cardiac signals that will be visible in time-domain signal vectors, either due to slight errors in locating the microwave cardiac peaks or due to minor misalignments in the signal features after the time-scaling that may be caused by small errors in heart rate estimates.
  • This two-step time-normalization technique can be added to the preprocessing steps discussed in the section above, and significantly improves the accuracy of the identification classification.
  • the noise suppression preprocessing can be used to remove undesirable noise characteristics and can include band-stop filtering, linear phase high pass filtering, and zero- mean signal amplitude normalization.
  • the sub-processes can include band-stop filtering to remove noise due to RF reflections from fluorescent lighting.
  • the sub-processes can include linear phase high-pass filtering to reject low- frequency components caused by minor body motion and normal breathing.
  • the linear phase characteristics can ensure that no phase distortions are introduced in the filtering process. This can be important for the microwave cardiac biometric identification problem since phase distortions of the microwave signal from non-linear phase filters may deteriorate the accuracy of the biometric identification algorithm.
  • the amplitude of the cardiac-related microwave signal can vary significantly, even during the course of a single beat. Therefore, a dynamic amplitude correction may need to be done to compensate for the amplitude variations due to very minor motions and/or minor pose variations.
  • a dynamic amplitude correction may need to be done to compensate for the amplitude variations due to very minor motions and/or minor pose variations.
  • There are two effects on the microwave signal including a dynamic variation in the mean of the signal and a dynamic "scaling" of the amplitude, both of which can be cancelled out. Therefore the following steps can be carried out to achieve dynamic zero-mean signal normalization.
  • a running mean / (to/ (t) of the microwave cardiac signal is computed and subtracted from the signal.
  • the mean is computed, and the local signal is normalized against the local energy. This can be done at every portion of the microwave signal.
  • This normalized signal can then be fed into the classifier for identification.
  • the temporal location of the cardiac-related signal features for a single beat varies from one beat to another and is scaled up or down based on the corresponding heart rate for that beat. Therefore, the system can segment the cardiac signal for each beat, and also note the corresponding heart rate at each beat. The system can then scale the signal for each beat based on the heart rate. In such case, microwave cardiac signal segments that have a high heart rate are scaled down or expanded in time, whereas those signal segments that have a low heart rate are scaled up or compressed in time. This time-based beat-by-beat normalization can ensure that all segmented signal beats now have features that are aligned better and are less affected by the heart rate variability.
  • the power spectral density (PSD) of each scaled/time-normalized microwave-related heart-beat signal can be computed and the PSD spectral values passed as inputs to the tree-based classifier (discussed in the next section).
  • PSD frequency components measure the power in the signal at each frequency and are not sensitive to misalignments in the microwave cardiac signals that will be visible in time-domain signal vectors, either due to slight errors in locating the cardiac peaks or due to minor misalignments in cardiac-related features after the time-scaling that may be caused by small errors in heart rate estimates.
  • the PSD frequency values are then passed to the tree-based classifier, discussed below, for biometric identification.
  • FIGs. 10-13 are graphs of the power spectral density of a segmented beat of microwave cardiac signals for four individuals used as inputs to a classifier for a biometric identification system in accordance with one embodiment of the invention. Note that the PSD signals for different individuals have uniquely distinct "signatures”.
  • FIG. 14 is a decision tree that can be used by a classifier considering four individuals in a biometric identification system in accordance with one embodiment of the invention.
  • the classifier that was designed can be used for multiple classes and is a binary nonlinear classifier with a directed acyclic graph (DA) structure.
  • a rule-based decision tree can be used, where each node in the decision tree eliminates one class from the list.
  • the list is initialized with a list of all classes (individual identification labels).
  • a test point is evaluated against the decision node that corresponds to the first and last elements of the list.
  • Each node implements a binary decision of one "class" (label) versus another "class” (label or individual identification).
  • N-l decision nodes or binary classifiers
  • FIG. 15 is a table showing a classification identification matrix resulting from inputting microwave cardiac signals for eleven individuals into a classifier while considering three heartbeats for identification estimation in accordance with one embodiment of the invention.
  • the classification is represented as a ratio, with a 1.0 on a diagonal element denoting perfect classification.
  • Each row represents the true identity, and each column represents the identity label estimated by the classifier.
  • the last column shows the ratio of cases where no clear majority was found out of the three beats.
  • the overall classification accuracy using the majority classifier on just three microwave cardiac heart beats was about 90%.
  • FIG. 16 is a table showing a classification identification matrix resulting from inputting microwave cardiac signals for eleven individuals into a classifier while considering five heartbeats for identification estimation in accordance with one embodiment of the invention.
  • the classification is represented as a ratio, with a 1.0 on a diagonal element denoting perfect classification.
  • Each row represents the true identity, and each column represents the identity label estimated by the classifier (same as the first matrix).
  • the last column shows the ratio of cases where no clear majority was found out of the three beats.
  • the overall classification accuracy on a population of 1 1 individuals using the majority classifier on just five microwave cardiac heart beats was about 93%.
  • FIG. 17 is a table showing a classification identification matrix resulting from inputting microwave cardiac signals for eleven individuals into a classifier while considering seven heartbeats for identification estimation in accordance with one embodiment of the invention.
  • the classification is represented as a ratio, with a 1.0 on a diagonal element denoting perfect classification.
  • Each row represents the true identity, and each column represents the identify label estimated by the classifier.
  • the last column shows the ratio of cases where no clear majority was found out of the three beats.
  • the overall classification accuracy on a population of 1 1 individuals using the majority classifier on just seven microwave cardiac heart beats was about 94%. As such, these results indicate that the microwave cardiac-related signal can be a valid biometric.
  • the signal preprocessing steps and the classifier used could be modified to incorporate issues unique to each application.
  • the classifier could be modified to a hierarchical model where groups of individuals are initially assigned to each node in the decision tree, rather than single individuals, and individual identification is carried out at lower levels in the decision process. This would greatly improve the speed of biometric identification when the number of individuals in the library is very large.
  • the classification process could also make use of "one versus all" classifiers for some applications including identity verification.
  • the feature extraction processes could involve inclusion of pose-specific features and shape features such as peak/valley locations in each beat that could be used in the classification process.
  • shift-invariant filters could be used to provide better tolerance to errors in beat-to-beat segmentation.

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Abstract

L'invention concerne des systèmes et des procédés pour une identification biométrique réalisée sans contact et à distance à l'aide de signaux cardiaques micro-ondes. Dans un mode de réalisation, l'invention concerne un procédé pour l'identification biométrique à distance, à l'aide de signaux cardiaques micro-ondes, le procédé comprenant la génération et l'orientation d'une première énergie micro-ondes dans une direction d'une personne, la réception de l'énergie micro-ondes réfléchie par la personne, l'énergie micro-onde réfléchie étant indicatrice des caractéristique cardiaques de la personne, la segmentation d'un signal indicateur de l'énergie micro-ondes réfléchie en une forme d'onde comprenant une pluralité de battements cardiaques, l'identification de motifs dans la forme d'onde de battements cardiaques micro-ondes, et l'identification de la personne sur la base des motifs identifiés et d'une forme d'onde stockée de battements cardiaques micro-ondes.
PCT/US2010/062036 2010-12-23 2010-12-23 Systèmes et procédés pour une identification biométrique réalisée sans contact et à distance à l'aide de signaux cardiaques micro-ondes Ceased WO2012087332A1 (fr)

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WO2018216363A1 (fr) * 2017-05-25 2018-11-29 コニカミノルタ株式会社 Système d'aide aux soins et procédé de commande d'ondes radio
US10448729B2 (en) 2014-09-29 2019-10-22 Koninklijke Philips N.V. Oral care device having a pump-free fluid delivery system
CN113468989A (zh) * 2021-06-18 2021-10-01 南京润楠医疗电子研究院有限公司 一种使用心脏雷达信号的非接触式人员识别方法

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US5861021A (en) * 1996-06-17 1999-01-19 Urologix Inc Microwave thermal therapy of cardiac tissue
US5904709A (en) * 1996-04-17 1999-05-18 The United States Of America As Represented By The Administrator Of The National Aeronautics And Space Administration Microwave treatment for cardiac arrhythmias
KR20030070315A (ko) * 2002-02-23 2003-08-30 이명호 60GHz 마이크로웨이브를 이용한 비접촉식 심혈관-호흡신호분석 장치
WO2007118274A1 (fr) * 2006-04-13 2007-10-25 Commonwealth Scientific And Industrial Research Organisation Procede et appareil de detection cardio-pulmonaire hyperfrequence

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Publication number Priority date Publication date Assignee Title
US5904709A (en) * 1996-04-17 1999-05-18 The United States Of America As Represented By The Administrator Of The National Aeronautics And Space Administration Microwave treatment for cardiac arrhythmias
US5861021A (en) * 1996-06-17 1999-01-19 Urologix Inc Microwave thermal therapy of cardiac tissue
KR20030070315A (ko) * 2002-02-23 2003-08-30 이명호 60GHz 마이크로웨이브를 이용한 비접촉식 심혈관-호흡신호분석 장치
WO2007118274A1 (fr) * 2006-04-13 2007-10-25 Commonwealth Scientific And Industrial Research Organisation Procede et appareil de detection cardio-pulmonaire hyperfrequence

Cited By (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US10448729B2 (en) 2014-09-29 2019-10-22 Koninklijke Philips N.V. Oral care device having a pump-free fluid delivery system
WO2018216363A1 (fr) * 2017-05-25 2018-11-29 コニカミノルタ株式会社 Système d'aide aux soins et procédé de commande d'ondes radio
CN113468989A (zh) * 2021-06-18 2021-10-01 南京润楠医疗电子研究院有限公司 一种使用心脏雷达信号的非接触式人员识别方法

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