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WO2004064290A3 - Secondary transfers of restricted interests - Google Patents

Secondary transfers of restricted interests Download PDF

Info

Publication number
WO2004064290A3
WO2004064290A3 PCT/US2003/041758 US0341758W WO2004064290A3 WO 2004064290 A3 WO2004064290 A3 WO 2004064290A3 US 0341758 W US0341758 W US 0341758W WO 2004064290 A3 WO2004064290 A3 WO 2004064290A3
Authority
WO
WIPO (PCT)
Prior art keywords
interests
restricted
transfers
ventures
partnerships
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Ceased
Application number
PCT/US2003/041758
Other languages
French (fr)
Other versions
WO2004064290A9 (en
WO2004064290A2 (en
Inventor
Laurence G Allen
George M Regnery
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
NYPPE HOLDINGS LLC
Original Assignee
NYPPE HOLDINGS LLC
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Priority claimed from US10/460,538 external-priority patent/US20040148248A1/en
Application filed by NYPPE HOLDINGS LLC filed Critical NYPPE HOLDINGS LLC
Priority to AU2003303728A priority Critical patent/AU2003303728A1/en
Publication of WO2004064290A2 publication Critical patent/WO2004064290A2/en
Publication of WO2004064290A9 publication Critical patent/WO2004064290A9/en
Publication of WO2004064290A3 publication Critical patent/WO2004064290A3/en
Anticipated expiration legal-status Critical
Ceased legal-status Critical Current

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Landscapes

  • Business, Economics & Management (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Engineering & Computer Science (AREA)
  • Development Economics (AREA)
  • Economics (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Technology Law (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)

Abstract

A facility (16) that provides information about and enables secondary transfers of restricted interests in issuers (12). Unlike securities that are listed for public trading on exchanges, interests in private companies, partnerships, and other ventures are typically transferred from sellers (20) to buyers (18). The transfers may be restricted by governments through federal and state securities laws and regulations or by issuers (12) of the interests through contract or the administrative control of the board of directors or a general partner. The intended phrase “restricted interests” is used in companies, partnerships, and other ventures, in a context in which there are more restrictive limitations on transferring the interests than would be the case for a publicly-traded security.
PCT/US2003/041758 2003-01-03 2003-12-30 Secondary transfers of restricted interests Ceased WO2004064290A2 (en)

Priority Applications (1)

Application Number Priority Date Filing Date Title
AU2003303728A AU2003303728A1 (en) 2003-01-03 2003-12-30 Secondary transfers of restricted interests

Applications Claiming Priority (8)

Application Number Priority Date Filing Date Title
US43781703P 2003-01-03 2003-01-03
US60/437,817 2003-01-03
US43820003P 2003-01-06 2003-01-06
US60/438,200 2003-01-06
US10/460,538 US20040148248A1 (en) 2003-01-03 2003-06-12 Secondary transfers of restricted interests
US10/460,538 2003-06-12
US48285703P 2003-06-26 2003-06-26
US60/482,857 2003-06-26

Publications (3)

Publication Number Publication Date
WO2004064290A2 WO2004064290A2 (en) 2004-07-29
WO2004064290A9 WO2004064290A9 (en) 2004-12-09
WO2004064290A3 true WO2004064290A3 (en) 2005-03-10

Family

ID=33494276

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2003/041758 Ceased WO2004064290A2 (en) 2003-01-03 2003-12-30 Secondary transfers of restricted interests

Country Status (2)

Country Link
AU (1) AU2003303728A1 (en)
WO (1) WO2004064290A2 (en)

Citations (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20020007335A1 (en) * 2000-03-22 2002-01-17 Millard Jeffrey Robert Method and system for a network-based securities marketplace
US20020194099A1 (en) * 1997-10-30 2002-12-19 Weiss Allan N. Proxy asset system and method
US20020198833A1 (en) * 2001-05-03 2002-12-26 Jacob Wohlstadter Method and system of exchanging and deriving economic benefit from exchanging securities

Patent Citations (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20020194099A1 (en) * 1997-10-30 2002-12-19 Weiss Allan N. Proxy asset system and method
US20020007335A1 (en) * 2000-03-22 2002-01-17 Millard Jeffrey Robert Method and system for a network-based securities marketplace
US20020198833A1 (en) * 2001-05-03 2002-12-26 Jacob Wohlstadter Method and system of exchanging and deriving economic benefit from exchanging securities

Also Published As

Publication number Publication date
WO2004064290A9 (en) 2004-12-09
AU2003303728A1 (en) 2004-08-10
AU2003303728A8 (en) 2004-08-10
WO2004064290A2 (en) 2004-07-29

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