CN117171971A - A downscaling correction method for high-precision surface modeling based on Bayesian optimization - Google Patents
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Abstract
Description
技术领域Technical field
本发明涉及遥感技术领域,具体涉及一种基于贝叶斯优化的高精度曲面建模降尺度校正方法。The invention relates to the field of remote sensing technology, and in particular to a high-precision surface modeling downscaling correction method based on Bayesian optimization.
背景技术Background technique
降水是全球水循环的重要组成部分,也是地表水文过程的基本驱动因子,降水资料也是流域水文分析、水资源规划管理、洪涝干旱监测等研究重要的基础数据。目前获取降水数据的手段主要有气象站点、雷达观测和卫星遥感。受限于各种方法本身的缺陷和外部条件的制约,遥感降水数据降尺度成为获取高分辨率降水数据的重要手段。目前降水降尺度主要分为统计降尺度和动力降尺度两种。伴随近几年的研究和发展,计算量小,方法灵活多变的统计降尺度方法获得更广泛的应用。Precipitation is an important part of the global water cycle and the basic driving factor of surface hydrological processes. Precipitation data are also important basic data for river basin hydrological analysis, water resources planning and management, flood and drought monitoring and other research. At present, the main means of obtaining precipitation data include meteorological stations, radar observations and satellite remote sensing. Limited by the inherent flaws of various methods and the constraints of external conditions, downscaling of remote sensing precipitation data has become an important means of obtaining high-resolution precipitation data. At present, precipitation downscaling is mainly divided into two types: statistical downscaling and dynamic downscaling. With the research and development in recent years, statistical downscaling methods with small computational complexity and flexible methods have become more widely used.
统计降尺度基于以下假设:降水场由一个确定的异质部分和一个随机的同质部分组合而成,其中异质部分可以由环境变量解释,且此种统计关系不会随尺度的变化而改变;而同质部分不会被其他因素干扰,性质稳定且不易被统计模型模拟。通过构建环境变量与降水之间的统计关系,可以有效的模拟降水场的异质部分,而同质部分则需通过残差校正进行补充。Statistical downscaling is based on the following assumption: the precipitation field is composed of a determined heterogeneous part and a random homogeneous part, where the heterogeneous part can be explained by environmental variables, and this statistical relationship does not change with changes in scale. ; The homogeneous part will not be disturbed by other factors, has stable properties and is not easy to be simulated by statistical models. By constructing the statistical relationship between environmental variables and precipitation, the heterogeneous part of the precipitation field can be effectively simulated, while the homogeneous part needs to be supplemented by residual correction.
残差校正作为统计降水降尺度的重要步骤,过去的几十年,不少的插值方法被用于降尺度残差校正的研究。如Chen、Zhao、Alexakis、郑杰、彭洁等使用样条插值方法进行了降水降尺度残差校正;He、Immerzeel、Jia等在降水降尺度残差校正中使用了简单张力样条插值方法;马金辉等在降尺度残差校正过程中结合了泰森多边形与张力样条插值;胡实等在太行山区降水降尺度研究中使用了双线性插值方法;杜方舟等将基于反距离权插值的残差校正方法应用到中国东北地区;盛夏等将普通克吕格插值方法使用到青藏高原的降水降尺度研究中。虽然应用于降水降尺度残差校正的方法众多,但现有方法或基于地理统计学理论,或基于邻域相关性假设,或基于弹性力学机制,而并未从曲面自身的要素出发,在插值中考虑曲面的内蕴因素对曲面重建的约束作用。无法有效消除残差校正过程中的误差问题和多尺度问题。Residual correction is an important step in statistical precipitation downscaling. In the past few decades, many interpolation methods have been used in the study of downscaling residual correction. For example, Chen, Zhao, Alexakis, Zheng Jie, Peng Jie, etc. used spline interpolation method to correct precipitation downscaling residuals; He, Immerzeel, Jia et al. used simple tension spline interpolation method in precipitation downscaling residual correction; Ma Jinhui et al. combined Thiessen polygon and tension spline interpolation in the downscaling residual correction process; Hu Shi et al. used a bilinear interpolation method in the study of precipitation downscaling in the Taihang Mountains; Du Fangzhou et al. used inverse distance weight interpolation The residual correction method was applied to Northeast China; Shengxia et al. used the ordinary Kruger interpolation method to study precipitation downscaling on the Tibetan Plateau. Although there are many methods used to correct precipitation downscaling residuals, the existing methods are either based on geostatistical theory, or based on neighborhood correlation assumptions, or based on elastic mechanics mechanisms, but do not start from the elements of the surface itself. The constraint effect of surface intrinsic factors on surface reconstruction is considered. Error problems and multi-scale problems in the residual correction process cannot be effectively eliminated.
高精度曲面建模方法(High Accuracy Surface Modeling,HASM)是近几年发展起来的一种新的空间插值方法,它基于曲面论、最优控制论,以全局性近似数据为驱动场,局部高精度数据为优化控制条件,能够有效解决残差校正中的误差问题和多尺度问题。HASM方法已经在数字高程模型(Digital Elevation Model,DEM)构建、土壤属性要素模拟、气候要素时空变化分析等领域展现出强大的优势,同时岳天祥等大量的研究也表明高精度曲面建模方法的模拟精度比经典插值方法提高了多个数量级。日前,已经有学者开始使用HASM参与降水降尺度研究,但目前的研究主要通过融合降尺度结果和实测站点来提高降尺度结果的精度,并未从消除降水同质部分影响的角度进行尝试。High Accuracy Surface Modeling (HASM) is a new spatial interpolation method developed in recent years. It is based on surface theory and optimal control theory, takes global approximate data as the driving field, and locally high Accuracy data is an optimized control condition, which can effectively solve the error problem and multi-scale problem in residual correction. The HASM method has shown strong advantages in the construction of digital elevation models (DEM), simulation of soil attribute elements, and analysis of spatial and temporal changes in climate elements. At the same time, a large number of studies by Yue Tianxiang and others have also shown that the simulation of high-precision surface modeling methods The accuracy is improved by many orders of magnitude compared to classical interpolation methods. Recently, some scholars have begun to use HASM to participate in precipitation downscaling research. However, current research mainly improves the accuracy of downscaling results by fusing downscaling results and actual measurement sites, and has not attempted to eliminate the influence of homogeneous parts of precipitation.
虽然很多学者已经证明高精度曲面建模算法在残差校正方面具有很大优势,但在实际应用过程中需要设定大量的结构参数,其中需要考虑的主要参数有8个,分别为lamdazhi、songchi、jizhiid、pinghuaid、caiyangid、hasmtime、banjing、luid(如表1所示)。用户需要根据模拟要求,对参数进行恰当的设置。这些参数的设置给高精度曲面建模引入了不确定性,同时也影响了结果的精度和稳定性。Although many scholars have proven that high-precision surface modeling algorithms have great advantages in residual correction, a large number of structural parameters need to be set in the actual application process, among which there are 8 main parameters that need to be considered, namely lamdazhi, songchi , jizhiid, pinghuaid, caiyangid, hasmtime, banjing, luid (as shown in Table 1). Users need to set parameters appropriately according to simulation requirements. The settings of these parameters introduce uncertainty into high-precision surface modeling, and also affect the accuracy and stability of the results.
表1模型结构参数表Table 1 Model structure parameters table
优化高精度曲面建模模型参数的选取,对提升高精度曲面建模模型鲁棒性和结果精度具有重要意义。然而目前对高精度曲面建模参数不确定性和参数优化的研究还十分匮乏,导致采用高精度曲面建模模型进行降尺度校正的精度低。Optimizing the selection of high-precision surface modeling model parameters is of great significance to improving the robustness of high-precision surface modeling models and the accuracy of results. However, current research on high-precision surface modeling parameter uncertainty and parameter optimization is still very scarce, resulting in low accuracy of downscaling correction using high-precision surface modeling models.
发明内容Contents of the invention
针对现有技术中的上述不足,本发明提供的一种基于贝叶斯优化的高精度曲面建模降尺度校正方法解决了现有技术在降尺度校正过程中无法有效消除残差校正过程中的误差问题和多尺度问题,导致降尺度精度低的问题。In view of the above-mentioned deficiencies in the prior art, the present invention provides a high-precision surface modeling downscaling correction method based on Bayesian optimization, which solves the problem that the existing technology cannot effectively eliminate the problems in the residual correction process during the downscaling correction process. Error problems and multi-scale problems lead to low downscaling accuracy.
为了达到上述发明目的,本发明采用的技术方案为:In order to achieve the above-mentioned object of the invention, the technical solutions adopted by the present invention are:
提供一种基于贝叶斯优化的高精度曲面建模降尺度校正方法,其包括以下步骤:A high-precision surface modeling downscaling correction method based on Bayesian optimization is provided, which includes the following steps:
S1、构建降尺度模型,以降水基准数据点为样本点要素,计算目标区域不同样本点处的降水残差值;S1. Construct a downscaling model, use the precipitation reference data points as sample point elements, and calculate the precipitation residual values at different sample points in the target area;
S2、基于样本点要素提取降水残差值得到样本点数据,对样本点数据进行双线性内插,得到迭代初值;S2. Extract precipitation residual values based on sample point elements to obtain sample point data, perform bilinear interpolation on the sample point data, and obtain the iteration initial value;
S3、使用随机参数初始化高精度曲面建模模型,并带入样本点数据和迭代初值计算对应的目标曲面;S3. Use random parameters to initialize the high-precision surface modeling model, and bring in the sample point data and the target surface corresponding to the iterative initial value calculation;
S4、对当前的目标曲面和样本点数据进行误差计算,得到误差值;S4. Perform error calculation on the current target surface and sample point data to obtain the error value;
S5、将当前的高精度曲面建模模型参数和误差值作为先验知识,通过高斯过程计算后验分布,获取高斯过程中的均值函数和协方差矩阵;S5. Use the current high-precision surface modeling model parameters and error values as prior knowledge, calculate the posterior distribution through the Gaussian process, and obtain the mean function and covariance matrix in the Gaussian process;
S6、判断是否达到最大迭代次数,若是则进入步骤S8;否则进入步骤S7;S6. Determine whether the maximum number of iterations has been reached. If so, proceed to step S8; otherwise, proceed to step S7;
S7、基于当前均值函数和协方差矩阵计算下一组高精度曲面建模模型参数,更新高精度曲面建模模型参数,并输入样本点数据和迭代初值计算对应的目标曲面,返回步骤S4;S7. Calculate the next set of high-precision surface modeling model parameters based on the current mean function and covariance matrix, update the high-precision surface modeling model parameters, and input the sample point data and the target surface corresponding to the iterative initial value calculation, and return to step S4;
S8、获取误差最小的高精度曲面建模模型参数对应的目标曲面,将该目标曲面与目标区域已有降尺度结果进行结合,得到校正后的降尺度结果。S8. Obtain the target surface corresponding to the high-precision surface modeling model parameters with the smallest error, and combine the target surface with the existing downscaling results in the target area to obtain the corrected downscaling result.
进一步地,步骤S1的具体方法为:Further, the specific method of step S1 is:
构建降尺度模型,将目标区域的经度、纬度、NDVI、坡度、坡向和DEM作为降尺度模型的输入,得到降尺度模型对应的输出结果根据公式:Construct a downscaling model and use the longitude, latitude, NDVI, slope, aspect and DEM of the target area as inputs to the downscaling model to obtain the corresponding output results of the downscaling model. According to the formula:
获取降水残差值ΔP;其中PO为目标区域的CGDPA基准值,并以CGDPA数据的像元中心点为样本点要素;经度、纬度、NDVI、坡度、坡向和DEM的分辨率均为0.01°。Obtain the precipitation residual value ΔP; where P O is the CGDPA benchmark value of the target area, and the pixel center point of the CGDPA data is used as the sample point element; the resolutions of longitude, latitude, NDVI, slope, aspect and DEM are all 0.01 °.
进一步地,步骤S2的具体方法为:Further, the specific method of step S2 is:
选取70%的样本点要素提取降水残差值得到样本点数据,将样本点数据进行双线性内插得到分辨率为0.01°的迭代初值。Select 70% of the sample point elements to extract precipitation residual values to obtain sample point data, and perform bilinear interpolation on the sample point data to obtain an iterative initial value with a resolution of 0.01°.
进一步地,步骤S3中计算对应的目标曲面的具体方法为:Further, the specific method for calculating the corresponding target surface in step S3 is:
根据公式:According to the formula:
获取对应的目标曲面z*;其中A和B均为高精度曲面建模模型的系数矩阵;和/>为方程右端项,分别由第n*-1次迭代过程中高精度曲面建模模型的残差曲面的第一基本量和第二基本量经有限差分得到;s.t.表示约束;S为高精度曲面建模模型的采样矩阵,采样矩阵中第j个元素为在第j个样本点处得到的采样结果;k为高精度曲面建模模型的采样向量,采样向量中第j个元素为第j个样本点数据;l和u分别为有界函数的极小值和极大值;n*表示迭代次数;z0为迭代初值,/>为z0迭代n*次后的降水残差曲面。Obtain the corresponding target surface z * ; where A and B are both coefficient matrices of the high-precision surface modeling model; and/> are the right-hand terms of the equation, which are respectively obtained by finite difference of the first basic quantity and the second basic quantity of the residual surface of the high-precision surface modeling model in the n * -1 iteration process; st represents the constraint; S is the high-precision surface modeling The sampling matrix of the model, the jth element in the sampling matrix is the sampling result obtained at the jth sample point; k is the sampling vector of the high-precision surface modeling model, the jth element in the sampling vector is the jth sample Point data; l and u are the minimum and maximum values of the bounded function respectively; n * represents the number of iterations; z 0 is the initial value of the iteration, /> is the precipitation residual surface after z 0 iteration n * times.
进一步地,步骤S4的具体方法为:Further, the specific method of step S4 is:
根据公式:According to the formula:
获取当前的目标曲面和样本点数据的误差值RMSE;其中n为样本点总数;表示目标曲面z*中第i个样本点所对应的值;si为第i个样本点处的残差真实值。Get the error value RMSE of the current target surface and sample point data; where n is the total number of sample points; Represents the value corresponding to the i-th sample point in the target surface z * ; s i is the true value of the residual at the i-th sample point.
进一步地,步骤S7中基于当前均值函数和协方差矩阵计算下一组高精度曲面建模模型参数的具体方法为:Further, in step S7, the specific method for calculating the next set of high-precision surface modeling model parameters based on the current mean function and covariance matrix is:
根据公式:According to the formula:
获取下一组高精度曲面建模模型参数Xt+1;其中ε为正数;Φ(·)表示标准正态分布累积分布函数;argmax表示获取使Φ(·)获得最大值的参数;μt(x)为均值函数;σt(x)为协方差矩阵。Obtain the next set of high-precision surface modeling model parameters t (x) is the mean function; σ t (x) is the covariance matrix.
本发明的有益效果为:本方法可以校正降尺度模型,降低其不确定性并提高降尺度模型的精度,进而得到精度更高的降尺度结果。The beneficial effects of the present invention are: this method can correct the downscaling model, reduce its uncertainty and improve the accuracy of the downscaling model, thereby obtaining a more accurate downscaling result.
附图说明Description of drawings
图1为本方法的流程示意图;Figure 1 is a schematic flow chart of this method;
图2为实施例中年、季尺度置信区间对比示意图;Figure 2 is a schematic diagram comparing annual and quarterly scale confidence intervals in the embodiment;
图3为实施例中月尺度置信区间对比示意图;Figure 3 is a schematic diagram comparing monthly scale confidence intervals in the embodiment;
图4为实施例中旬尺度置信区间对比示意图;Figure 4 is a schematic diagram comparing mid-scale confidence intervals in the embodiment;
图5(a)为实施例中年降水量残差校正前降水分布示意图;Figure 5(a) is a schematic diagram of precipitation distribution before annual precipitation residual correction in the embodiment;
图5(b)为实施例中年降水量残差校正后降水分布示意图;Figure 5(b) is a schematic diagram of precipitation distribution after correction of annual precipitation residuals in the embodiment;
图6(a)为实施例中年降尺度残差校正前精度示意图;Figure 6(a) is a schematic diagram of the accuracy before annual downscaling residual correction in the embodiment;
图6(b)为实施例中年降尺度残差校正后精度示意图;Figure 6(b) is a schematic diagram of the accuracy after correction of annual downscaling residuals in the embodiment;
图7(a)为实施例中春季残差校正前精度示意图;Figure 7(a) is a schematic diagram of accuracy before spring residual correction in the embodiment;
图7(b)为实施例中春季残差校正后精度示意图;Figure 7(b) is a schematic diagram of the accuracy after spring residual correction in the embodiment;
图7(c)为实施例中夏季残差校正前精度示意图;Figure 7(c) is a schematic diagram of the accuracy before summer residual correction in the embodiment;
图7(d)为实施例中夏季残差校正后精度示意图;Figure 7(d) is a schematic diagram of the accuracy after summer residual correction in the embodiment;
图7(e)为实施例中秋季残差校正前精度示意图;Figure 7(e) is a schematic diagram of accuracy before autumn residual correction in the embodiment;
图7(f)为实施例中秋季残差校正后精度示意图;Figure 7(f) is a schematic diagram of the accuracy after autumn residual correction in the embodiment;
图7(g)为实施例中冬季残差校正前精度示意图;Figure 7(g) is a schematic diagram of the accuracy before winter residual correction in the embodiment;
图7(h)为实施例中冬季残差校正后精度示意图;Figure 7(h) is a schematic diagram of the accuracy after winter residual correction in the embodiment;
图8(a)为实施例中1月份降水量概率密度直方图;Figure 8(a) is a probability density histogram of precipitation in January in the embodiment;
图8(b)为实施例中2月份降水量概率密度直方图;Figure 8(b) is a probability density histogram of precipitation in February in the embodiment;
图8(c)为实施例中8月份降水量概率密度直方图;Figure 8(c) is a probability density histogram of precipitation in August in the embodiment;
图8(d)为实施例中11月份降水量概率密度直方图;Figure 8(d) is a probability density histogram of precipitation in November in the embodiment;
图9(a)为实施例中4月中旬降水量概率密度直方图;Figure 9(a) is a probability density histogram of precipitation in mid-April in the embodiment;
图9(b)为实施例中8月上旬降水量概率密度直方图;Figure 9(b) is a probability density histogram of precipitation in early August in the embodiment;
图9(c)为实施例中9月中旬降水量概率密度直方图;Figure 9(c) is a probability density histogram of precipitation in mid-September in the embodiment;
图9(d)为实施例中10月下旬降水量概率密度直方图。Figure 9(d) is a probability density histogram of precipitation in late October in the embodiment.
具体实施方式Detailed ways
下面对本发明的具体实施方式进行描述,以便于本技术领域的技术人员理解本发明,但应该清楚,本发明不限于具体实施方式的范围,对本技术领域的普通技术人员来讲,只要各种变化在所附的权利要求限定和确定的本发明的精神和范围内,这些变化是显而易见的,一切利用本发明构思的发明创造均在保护之列。The specific embodiments of the present invention are described below to facilitate those skilled in the art to understand the present invention. However, it should be clear that the present invention is not limited to the scope of the specific embodiments. For those of ordinary skill in the technical field, as long as various changes These changes are obvious within the spirit and scope of the invention as defined and determined by the appended claims, and all inventions and creations utilizing the concept of the invention are protected.
如图1所示,该基于贝叶斯优化的高精度曲面建模降尺度校正方法包括以下步骤:As shown in Figure 1, the high-precision surface modeling downscaling correction method based on Bayesian optimization includes the following steps:
S1、构建降尺度模型,以降水基准数据点为样本点要素,计算目标区域不同样本点处的降水残差值;S1. Construct a downscaling model, use the precipitation reference data points as sample point elements, and calculate the precipitation residual values at different sample points in the target area;
S2、基于样本点要素提取降水残差值得到样本点数据,对样本点数据进行双线性内插,得到迭代初值;S2. Extract precipitation residual values based on sample point elements to obtain sample point data, perform bilinear interpolation on the sample point data, and obtain the iteration initial value;
S3、使用随机参数初始化高精度曲面建模模型,并带入样本点数据和迭代初值计算对应的目标曲面;S3. Use random parameters to initialize the high-precision surface modeling model, and bring in the sample point data and the target surface corresponding to the iterative initial value calculation;
S4、对当前的目标曲面和样本点数据进行误差计算,得到误差值;S4. Perform error calculation on the current target surface and sample point data to obtain the error value;
S5、将当前的高精度曲面建模模型参数和误差值作为先验知识,通过高斯过程计算后验分布,获取高斯过程中的均值函数和协方差矩阵;S5. Use the current high-precision surface modeling model parameters and error values as prior knowledge, calculate the posterior distribution through the Gaussian process, and obtain the mean function and covariance matrix in the Gaussian process;
S6、判断是否达到最大迭代次数,若是则进入步骤S8;否则进入步骤S7;S6. Determine whether the maximum number of iterations has been reached. If so, proceed to step S8; otherwise, proceed to step S7;
S7、基于当前均值函数和协方差矩阵计算下一组高精度曲面建模模型参数,更新高精度曲面建模模型参数,并输入样本点数据和迭代初值计算对应的目标曲面,返回步骤S4;S7. Calculate the next set of high-precision surface modeling model parameters based on the current mean function and covariance matrix, update the high-precision surface modeling model parameters, and input the sample point data and the target surface corresponding to the iterative initial value calculation, and return to step S4;
S8、获取误差最小的高精度曲面建模模型参数对应的目标曲面,将该目标曲面与目标区域已有降尺度结果进行结合,得到校正后的降尺度结果。S8. Obtain the target surface corresponding to the high-precision surface modeling model parameters with the smallest error, and combine the target surface with the existing downscaling results in the target area to obtain the corrected downscaling result.
步骤S1的具体方法为:构建降尺度模型,将目标区域的经度、纬度、NDVI、坡度、坡向和DEM作为降尺度模型的输入,得到降尺度模型对应的输出结果根据公式:The specific method of step S1 is: construct a downscaling model, use the longitude, latitude, NDVI, slope, aspect and DEM of the target area as inputs to the downscaling model, and obtain the corresponding output results of the downscaling model. According to the formula:
获取降水残差值ΔP;其中PO为目标区域的CGDPA基准值,并以CGDPA数据的像元中心点为样本点要素;经度、纬度、NDVI、坡度、坡向和DEM的分辨率均为0.01°。Obtain the precipitation residual value ΔP; where P O is the CGDPA benchmark value of the target area, and the pixel center point of the CGDPA data is used as the sample point element; the resolutions of longitude, latitude, NDVI, slope, aspect and DEM are all 0.01 °.
步骤S2的具体方法为:选取70%的样本点要素提取降水残差值得到样本点数据,将样本点数据进行双线性内插得到分辨率为0.01°的迭代初值。The specific method of step S2 is: select 70% of the sample point elements to extract precipitation residual values to obtain sample point data, and perform bilinear interpolation on the sample point data to obtain an iterative initial value with a resolution of 0.01°.
步骤S3中计算对应的目标曲面的具体方法为:根据公式:The specific method of calculating the corresponding target surface in step S3 is: according to the formula:
获取对应的目标曲面z*;其中A和B均为高精度曲面建模模型的系数矩阵;和/>为方程右端项,分别由第n*-1次迭代过程中高精度曲面建模模型的残差曲面的第一基本量和第二基本量经有限差分得到;s.t.表示约束;S为高精度曲面建模模型的采样矩阵,采样矩阵中第j个元素为在第j个样本点处得到的采样结果;k为高精度曲面建模模型的采样向量,采样向量中第j个元素为第j个样本点数据;l和u分别为有界函数的极小值和极大值;n*表示迭代次数;z0为迭代初值,/>为z0迭代n*次后的降水残差曲面。Obtain the corresponding target surface z * ; where A and B are both coefficient matrices of the high-precision surface modeling model; and/> are the right-hand terms of the equation, which are respectively obtained by finite difference of the first basic quantity and the second basic quantity of the residual surface of the high-precision surface modeling model in the n * -1 iteration process; st represents the constraint; S is the high-precision surface modeling The sampling matrix of the model, the jth element in the sampling matrix is the sampling result obtained at the jth sample point; k is the sampling vector of the high-precision surface modeling model, the jth element in the sampling vector is the jth sample Point data; l and u are the minimum and maximum values of the bounded function respectively; n * represents the number of iterations; z 0 is the initial value of the iteration, /> is the precipitation residual surface after z 0 iteration n * times.
步骤S4的具体方法为:根据公式:The specific method of step S4 is: according to the formula:
获取当前的目标曲面和样本点数据的误差值RMSE;其中n为样本点总数;表示目标曲面z*中第i个样本点所对应的值;si为第i个样本点处的残差真实值。Get the error value RMSE of the current target surface and sample point data; where n is the total number of sample points; Represents the value corresponding to the i-th sample point in the target surface z * ; s i is the true value of the residual at the i-th sample point.
步骤S7中基于当前均值函数和协方差矩阵计算下一组高精度曲面建模模型参数的具体方法为:根据公式:In step S7, the specific method for calculating the next set of high-precision surface modeling model parameters based on the current mean function and covariance matrix is: according to the formula:
获取下一组高精度曲面建模模型参数Xt+1;其中ε为正数;Φ(·)表示标准正态分布累积分布函数;argmax表示获取使Φ(·)获得最大值的参数;μt(x)为均值函数;σt(x)为协方差矩阵。Obtain the next set of high-precision surface modeling model parameters t (x) is the mean function; σ t (x) is the covariance matrix.
在具体实施过程中,贝叶斯优化的本质是一种贝叶斯推断,利用贝叶斯定理结合更新后的先验知识,计算后验分布并依据后验分布进行推断和预测。其中先验知识通过假设得到,贝叶斯优化的先验知识包括两个内容,首先假设所要回归的函数服从高斯过程,并假设此高斯过程的均值函数为0,协方差函数如公式(1)所示,则观测结果f和测试结果f*的联合分布结果如公式(2)所示:In the specific implementation process, the essence of Bayesian optimization is a kind of Bayesian inference, which uses Bayes' theorem combined with updated prior knowledge to calculate the posterior distribution and make inferences and predictions based on the posterior distribution. The prior knowledge is obtained through assumptions. The prior knowledge of Bayesian optimization includes two contents. First, it is assumed that the function to be regressed obeys the Gaussian process, and it is assumed that the mean function of this Gaussian process is 0, and the covariance function is as formula (1) is shown, then the joint distribution result of the observation result f and the test result f * is shown in formula (2):
其中α0和l为高斯核的超参数;x1和x2表示高斯过程连续域上的两个不同的模型参数组合向量;Among them, α 0 and l are the hyperparameters of the Gaussian kernel; x 1 and x 2 represent two different model parameter combination vectors on the continuous domain of the Gaussian process;
依据多维高斯分布的条件分布性质如公式(3)所示:The conditional distribution properties according to the multidimensional Gaussian distribution are shown in formula (3):
将公式(2)代入公式(3)可以计算得到后验分布如公式(4)所示:Substituting formula (2) into formula (3), the posterior distribution can be calculated as shown in formula (4):
f*|X,X*,f~N(m,Σ) (4)f * |X,X * ,f~N(m,Σ) (4)
式中X为观测数据集的模型参数组合向量,f为观测数据集结果。X*为测试模型参数组合向量,f*为代理模型的输出结果。其中m为均值函数可由公式(5)计算得到,Σ为协方差矩阵可由公式(6)计算得到:In the formula, X is the model parameter combination vector of the observation data set, and f is the result of the observation data set. X * is the test model parameter combination vector, and f * is the output result of the proxy model. Where m is the mean function which can be calculated by formula (5), and Σ is the covariance matrix which can be calculated by formula (6):
m=K(X*,X)K(X,X)-1y (5)m=K(X*,X)K(X,X) -1 y (5)
Σ=K(X*,X*)-K(X*,X)K(X,X)-1K(X,X*) (6)Σ=K(X*,X*)-K(X*,X)K(X,X) -1 K(X,X*) (6)
使用均值函数m和协方差矩阵Σ,便可以唯一确定高斯过程。由均值函数m和协方差矩阵Σ构造的采集函数会选择具有最大可能性提高当前最大的值的点作为下一个查询点。Using the mean function m and the covariance matrix Σ, the Gaussian process can be uniquely determined. The acquisition function constructed from the mean function m and the covariance matrix Σ will select the point with the greatest possibility of increasing the current maximum value as the next query point.
式中Φ(·)表示正态分布累积分布函数,其中mt为第t次迭代过程高斯分布概率密度函数的均值,Σt为第t次迭代过程高斯分布概率密度函数的方差,f(x+)为前t次迭代的已知最大值。argmax获取使Φ(·)获得最大值的参数,ε为极小正数用来权衡探索和开发。Xt+1为确定的下一次模型参数组合。In the formula, Φ(·) represents the normal distribution cumulative distribution function, where m t is the mean value of the Gaussian distribution probability density function in the t-th iteration process, Σ t is the variance of the Gaussian distribution probability density function in the t-th iteration process, f(x + ) is the known maximum value of the first t iterations. argmax obtains the parameter that maximizes Φ(·), and ε is a minimum positive number used to weigh exploration and development. X t+1 is the determined next model parameter combination.
具体到本方法中,一组高精度曲面建模模型参数x={x1,x2,…,xn}可以计算得到一个输出值f(x)。高精度曲面建模模型参数的搜索空间为S,由若干组参数及输出值组成的数据集D的表达式为D={(X,f)}={(x1,f(x1)),(x2,f(x2)),…,(xn,f(xn))}。在高斯过程中,以D={(X,f)}={(x1,f(x1)),(x2,f(x2)),…,(xt,f(xt))}和M(M为代理函数,本方法选择高斯过程为代理函数,并假设此处的高斯过程的均值函数为0,协方差函数如公式(1)所示)作为先验知识,并结合高斯过程计算均值函数m和协方差矩阵Σ。并获取后验分布如公式(4)所示。使用均值函数m和协方差矩阵Σ构造的采集函数A如公式(7)所示。计算下一个有价值超参数组合Xt+1,使用高精度曲面模型f计算对应的观测值f(xt+1),并更新观测数据集D={(X,f)}={(x1,f(x1)),(x2,f(x2)),…,(xt+1,f(xt+1))},完成一次迭代。Specifically in this method, a set of high-precision surface modeling model parameters x={x 1 , x 2 ,..., x n } can be calculated to obtain an output value f(x). The search space of high-precision surface modeling model parameters is S, and the expression of the data set D consisting of several sets of parameters and output values is D={(X,f)}={(x 1 ,f(x 1 )) ,(x 2 ,f(x 2 )),…,(x n ,f(x n ))}. In the Gaussian process, D={(X,f)}={(x 1 ,f(x 1 )),(x 2 ,f(x 2 )),…,(x t ,f(x t ) )} and M (M is the surrogate function, this method selects the Gaussian process as the surrogate function, and assumes that the mean function of the Gaussian process here is 0, and the covariance function is as shown in formula (1)) as prior knowledge, and combined The Gaussian process calculates the mean function m and the covariance matrix Σ. And obtain the posterior distribution as shown in formula (4). The acquisition function A constructed using the mean function m and the covariance matrix Σ is shown in formula (7). Calculate the next valuable hyperparameter combination 1 ,f(x 1 )),(x 2 ,f(x 2 )),…,(x t+1 ,f(x t+1 ))}, complete one iteration.
在本发明的一个实施例中,通过蒙特卡洛算法分析现有HASM方法和本方法(Bayes-HASM)的不确定性,并使用误差距平的95%置信区间进行定量衡量。In one embodiment of the present invention, the uncertainty of the existing HASM method and this method (Bayes-HASM) is analyzed through a Monte Carlo algorithm, and the 95% confidence interval of the error level is used for quantitative measurement.
图2通过对比年、季尺度原始HASM和经Bayes-HASM的置信区间,发现在年、季尺度,Bayes-HASM能够明显的降低模型的不确定性。从整体上看,Bayes-HASM误差距平的置信区间均在0值附近,而HASM的置信区间则有较大幅度的波动,其中不确定性下降最明显的是春季和冬季,误差距平的置信区间从±0.8下降到±0.1。夏季、秋季和年尺度的不确定性也有不同程度的下降,主要原因是春冬季降水较少,模型参数的波动更容易影响残差的计算结果。Figure 2 compares the confidence intervals of the original HASM and Bayes-HASM at the annual and seasonal scales, and it is found that Bayes-HASM can significantly reduce the uncertainty of the model at the annual and seasonal scales. On the whole, the confidence intervals of the Bayes-HASM error differences are all near the 0 value, while the confidence intervals of HASM fluctuate greatly. The most obvious decrease in uncertainty is in spring and winter. The confidence interval drops from ±0.8 to ±0.1. Uncertainties in summer, autumn and annual scales also decrease to varying degrees, mainly because there is less precipitation in spring and winter, and fluctuations in model parameters are more likely to affect the calculation results of the residuals.
图3展示了月尺度HASM和Bayes-HASM的模型不确定性情况。从整体上看Bayes-HASM误差距平的置信区间围绕在0值附近,波动幅度小于±0.1,原始HASM置信区间波动幅度较大,波动幅度超过±0.5。从图3中可以看到不同月份Bayes-HASM的不确定性相比于HASM均有降低,其中1、2、3、11和12月份降低幅度不大,4~10月份的降低幅度较为明显,7、8月份最为明显。说明,在月尺度上使用贝叶斯优化确实起到了降低高精度曲面建模误差和不确定性的作用,且对降水量较大的月份,对不确定性的降低更明显。Figure 3 shows the model uncertainty of monthly scale HASM and Bayes-HASM. Overall, the confidence interval of the Bayes-HASM error difference is around the 0 value, with a fluctuation range of less than ±0.1. The original HASM confidence interval fluctuates greatly, with a fluctuation range of more than ±0.5. It can be seen from Figure 3 that the uncertainty of Bayes-HASM in different months is reduced compared to HASM. The reduction in January, February, March, November and December is not significant, and the reduction in April to October is more obvious. It is most obvious in July and August. It shows that using Bayesian optimization on the monthly scale does play a role in reducing high-precision surface modeling errors and uncertainties, and the reduction in uncertainty is more obvious in months with greater precipitation.
图4对比了不同旬HASM和Bayes-HASM的误差距平的置信区间。从整体上看,HASM和Bayes-HASM均能将误差限定到比较小的范围,但Bayes-HASM误差距平的置信区间紧紧的围绕在0值附近,相比较而言,HASM的误差距平有较大幅度的波动,说明对旬尺度而言使用贝叶斯优化算法能够有效降低HASM的不确定性,其中对7月中旬和8月中旬降低程度最大,能够将±0.6的置信区间稳定到±0.1左右,其他旬也能将置信区间稳定在0值附近,说明贝叶斯优化能够起到稳定器的作用,能够将HASM参数选取引入的不确定性有效消除。Figure 4 compares the confidence intervals of error levels between HASM and Bayes-HASM in different ten-year periods. On the whole, both HASM and Bayes-HASM can limit the error to a relatively small range, but the confidence interval of the Bayes-HASM error difference is tightly around the 0 value. In comparison, the error difference of HASM is flat. There are relatively large fluctuations, indicating that the Bayesian optimization algorithm can effectively reduce the uncertainty of HASM on the ten-day scale. The greatest reduction is in mid-July and mid-August, and the confidence interval of ±0.6 can be stabilized to Around ±0.1, other ten days can also stabilize the confidence interval near the 0 value, which shows that Bayesian optimization can play the role of a stabilizer and can effectively eliminate the uncertainty introduced by HASM parameter selection.
图5(a)和图5(b)对比了残差校正前后的年降水量空间分布,图5(a)为残差校正前年降水量空间分布,它的南部空间特征表现为降水量由南向北递减,呈现出明显的条带状分布,北部没有明显的空间特征,不同降水量混杂,且分布比较散乱。图5(b)为残差校正后年降水量的空间分布,它既反映出滦河流域南部,降水由南向北递减的降水空间分布特征,也清晰的展现的滦河流域北部降水量呈圆环状递减的空间分布特征。综上可推断,残差校正能够更加准确的反映滦河流域南部的降水空间分布特征,也能有效的捕捉降尺度模型不能很好描述的北部降水特征。Figure 5(a) and Figure 5(b) compare the spatial distribution of annual precipitation before and after residual correction. Figure 5(a) shows the spatial distribution of annual precipitation before residual correction. Its southern spatial feature is that the precipitation flows from the south to the south. It decreases toward the north, showing an obvious strip distribution. There is no obvious spatial feature in the north, different precipitation amounts are mixed, and the distribution is relatively scattered. Figure 5(b) shows the spatial distribution of annual precipitation after residual correction. It not only reflects the spatial distribution characteristics of precipitation in the southern Luanhe River Basin, with precipitation decreasing from south to north, but also clearly shows the precipitation pattern in the northern Luanhe River Basin. Circular decreasing spatial distribution characteristics. In summary, it can be inferred that residual correction can more accurately reflect the spatial distribution characteristics of precipitation in the southern Luanhe River Basin, and can also effectively capture the precipitation characteristics in the north that cannot be well described by the downscaling model.
图6(a)和图6(b)对比了年降水量降尺度残差校正前后的精度评价指标,通过对比散点分布,发现残差校正后散点对于1:1线的偏离更小,相较于残差校正之前有了明显的改善;通过对比精度评价指标,发现所有指标均有较大幅度的提升R从0.66提升到了0.97,提升了0.31、IA指标从0.78提升到0.98提升了0.2、RMSE从54.71mm下降到18.03mm,下降了36.68mm、BIAS从0.70%降低到-1.2%,精度有略微降低。综上可以证明Bayes-HASM对于年降水量降尺度的精度有较大的提升。Figure 6(a) and Figure 6(b) compare the accuracy evaluation indicators before and after the annual precipitation downscaling residual correction. By comparing the scatter distribution, it is found that the deviation of the scatter points from the 1:1 line is smaller after the residual correction. Compared with before residual correction, there has been a significant improvement; by comparing the accuracy evaluation indicators, it is found that all indicators have been greatly improved. R increased from 0.66 to 0.97, an increase of 0.31, and the IA indicator increased from 0.78 to 0.98, an increase of 0.2. , RMSE dropped from 54.71mm to 18.03mm, a drop of 36.68mm, BIAS dropped from 0.70% to -1.2%, and the accuracy was slightly reduced. In summary, it can be proved that Bayes-HASM has greatly improved the accuracy of annual precipitation downscaling.
图7(a)至图7(h)展示了季降水量降尺度残差校正前后的精度指标对比,通过比较四个季度降尺度残差校正前后的散点分布,发现残差校正后,散点距1:1线的偏离程度有较大幅度的减小,散点都集中到了1:1线附近;对比残差校正前后精度指标的变化,发现残差校正后精度指标均有明显的改善,其中春季R提升了0.18、IA提升了0.11、RMSE下降了5mm、BIAS改善了4.35%,夏季R提升了0.27、IA提升了0.18、RMSE下降了39.07mm、BIAS改善了4.17%,秋季R提升了0.10、IA提升了0.13、RMSE下降了4.27mm、BIAS改善了8.64%,冬季R提升了0.15、IA提升了0.10、RMSE下降了0.68mm、BIAS改善了16.86%。综上可以证明Bayes-HASM可以对季降水量降尺度的精度起到明显的提升效果。Figure 7(a) to Figure 7(h) show the comparison of accuracy indicators before and after correction of seasonal precipitation downscaling residuals. By comparing the scatter distribution before and after correction of downscaling residuals in the four quarters, it is found that after residual correction, the scatter distribution The deviation degree of the points from the 1:1 line has been greatly reduced, and the scattered points are concentrated near the 1:1 line; comparing the changes in the accuracy index before and after the residual correction, it is found that the accuracy index has been significantly improved after the residual correction , among which R increased by 0.18, IA increased by 0.11, RMSE decreased by 5mm, BIAS improved by 4.35%, summer R increased by 0.27, IA increased by 0.18, RMSE decreased by 39.07mm, BIAS improved by 4.17%, and R increased by 4.17% in autumn. R increased by 0.10, IA increased by 0.13, RMSE decreased by 4.27mm, and BIAS improved by 8.64%. In winter, R increased by 0.15, IA increased by 0.10, RMSE decreased by 0.68mm, and BIAS improved by 16.86%. In summary, it can be proved that Bayes-HASM can significantly improve the accuracy of seasonal precipitation downscaling.
表2将月降水量降尺度残差校正前后的精度评价指标进行了对比,对比残差校正前后的精度指标,发现所有月份残差校正后精度指标均有较大的改善。所有月份R均超过0.89,其中1、2、3、6、8、10和11月份R提升较大超过0.3;所有月份的IA指标也均超过0.94,其中1、2、6、8、10和11月份IA指标提升较大超过0.3;4、5、6、7、8和11月份的RMSE下降较为显著,超过4mm;BIAS的改善比较明显,但4和9月略微变差。综上可以证明Bayes-HASM对月降水量降尺度的精度起到明显的提升效果。Table 2 compares the accuracy evaluation indicators before and after monthly precipitation downscaling residual correction. Comparing the accuracy indicators before and after residual correction, it is found that the accuracy indicators have been greatly improved after residual correction in all months. R exceeded 0.89 in all months, among which R increased significantly by more than 0.3 in 1, 2, 3, 6, 8, 10 and November; IA indicators in all months also exceeded 0.94, among which 1, 2, 6, 8, 10 and The IA indicator increased significantly by more than 0.3 in November; the RMSE dropped significantly in April, May, June, July, August and November, exceeding 4mm; the improvement in BIAS was obvious, but it got slightly worse in April and September. In summary, it can be proved that Bayes-HASM significantly improves the accuracy of monthly precipitation downscaling.
对比12个月份降尺度残差校正的精度变化1、11月的提升最为显著,主要因为1、11月份滦河流域降水较少,有效降雨样本偏少,降尺度模型容易过拟合;且冬季滦河流域降水大多为降雪,由于传感器的局限性,IMERG与CGDPA数据会出现较大偏差,造成残差校正前精度较差,由此可推断冬季降水场同质部分占比较高,残差校正能有效消除降水场同质部分的影响。Comparing the accuracy changes of downscaled residual correction in 12 months, the improvement in January and November is the most significant, mainly because there is less precipitation in the Luanhe River Basin in January and November, and there are fewer effective rainfall samples, so the downscaled model is easy to overfit; and in winter Most of the precipitation in the Luanhe River Basin is snow. Due to the limitations of the sensor, there will be a large deviation in the IMERG and CGDPA data, resulting in poor accuracy before residual correction. From this, it can be inferred that the homogeneous part of the winter precipitation field accounts for a higher proportion, and the residual correction It can effectively eliminate the influence of the homogeneous part of the precipitation field.
表2月尺度残差校正前后精度对比Table 2 Comparison of accuracy before and after monthly scale residual correction
图8(a)至图8(d)对比了残差校正精度提升较大月份的直方图。从整体明显看出残差校正后降水数据的直方图与CGDPA数据的相似度更高,能够精准的反映出滦河流域真实的降水概率密度曲线。对比1、2和11月份CGDPA、残差校正前和残差校正后的概率密度直方图,发现这几个月份降水量较少,几乎所有像元的月累积降水量低于1mm,使得有效降水样本较少,模型的拟合效果较差。但经Bayes-HASM残差校正后,降水量能够达到与CGDPA数据相似的概率密度曲线。将8月份CGDPA、残差校正前和残差校正后的概率密度直方图对比,发现8月份降水量较大,受暴雨等极端降水的影响,降水场中同质部分占比偏大,同时受全局模型无法有效模拟细节的影响,残差校正前模型结果较差,但经Bayes-HASM残差校正后降尺度精度得到明显提升。综上证明本方法能够有效的弥补因降水量小、有效降水样本较少造成模型拟合效果不佳,也能有效消除降水场同质部分的影响。Figure 8(a) to Figure 8(d) compare the histograms of months with greater improvement in residual correction accuracy. It can be clearly seen from the whole that the histogram of the residual-corrected precipitation data is more similar to the CGDPA data, and can accurately reflect the real precipitation probability density curve of the Luanhe River Basin. Comparing the probability density histograms of CGDPA, before residual correction and after residual correction in January, February and November, it was found that there was less precipitation in these months, and the monthly cumulative precipitation of almost all pixels was less than 1 mm, making the effective precipitation With fewer samples, the fitting effect of the model is poor. However, after correction of the Bayes-HASM residual, the precipitation can reach a probability density curve similar to the CGDPA data. Comparing the probability density histograms of CGDPA, before residual correction and after residual correction in August, it was found that the precipitation in August was larger. Affected by extreme precipitation such as heavy rains, the homogeneous part of the precipitation field accounted for a larger proportion. At the same time, it was affected by The global model cannot effectively simulate the influence of details, and the model results are poor before residual correction. However, the downscaling accuracy is significantly improved after Bayes-HASM residual correction. In summary, it is proved that this method can effectively compensate for the poor model fitting effect caused by small precipitation and few effective precipitation samples, and can also effectively eliminate the influence of the homogeneous part of the precipitation field.
表3将旬降水量降尺度残差校正前后的精度评价指标进行了对比,其中2月中下旬、5月上旬、11月上旬和12月下旬所有像元的累积降水量均小于0.5mm,认定为无效降水2,在表格中删除。通过比较残差校正前后的精度评价指标,发现残差校正后精度评价指标均有了明显的改善,其中R平均增加了0.41,IA平均提升了0.34,RMSE平均降低了5.52mm,BIAS平均改善了256.12。通过将不同旬进行纵向对比,发现残差校正对降尺度精度的提升表现出明显的时间差异,春夏季精度虽有较明显的提升,但秋冬季的改善更为明显,主要因为秋冬季降水量较少,降水的同质部分占比更高,不易被降尺度模型模拟,而残差校正的效果更好。Table 3 compares the accuracy evaluation indicators before and after decadal precipitation downscaling residual correction. Among them, the cumulative precipitation of all pixels in mid-to-late February, early May, early November, and late December is less than 0.5mm. It is determined that It is invalid precipitation 2 and deleted from the table. By comparing the accuracy evaluation indicators before and after residual correction, it is found that the accuracy evaluation indicators have been significantly improved after residual correction. Among them, R increased by 0.41 on average, IA increased by 0.34 on average, RMSE decreased by 5.52mm on average, and BIAS improved on average. 256.12. Through longitudinal comparison of different days, it is found that the improvement of downscaling accuracy by residual correction shows obvious time differences. Although the accuracy is significantly improved in spring and summer, the improvement is more obvious in autumn and winter, mainly because of the precipitation in autumn and winter. Less, the homogeneous part of precipitation accounts for a higher proportion, which is difficult to be simulated by the downscaling model, and the effect of residual correction is better.
表3旬尺度残差校正前后精度对比Table 3 Comparison of accuracy before and after decadal scale residual correction
在旬尺度下,Bayes-HASM也有很好的表现,其中提升较大的月份包括1月上中下旬、二月中旬、4月中旬、8月上旬、9月中旬、10月上旬、11月中旬和12月中旬,其中1、2、11、12月份的大幅提升主要由秋冬季滦河流域降水少,有效降水样本不足,模型模拟精度不高造成,而Bayes-HASM能够有效弥补模型精度造成的降尺度偏差。另外4月中旬、8月上旬、9月中旬和10月下旬也有较大幅度提升,通过查看图9(a)至图9(d)的降水量概率密度直方图,发现这些旬IMERG和CGDPA数据存在较大偏差,导致由环境因子和IMERG数据计算得到的降尺度模型结果与真实降雨间存在较大偏差,同时残差校正后的结果与CGDPA数据具有极高的相似性,证明本方法能有效消除因数据偏差造成的降水降尺度残差。On the ten-day scale, Bayes-HASM also performs very well. The months with larger improvements include early to mid-to-late January, mid-February, mid-April, early August, mid-September, early October, and mid-November. and mid-December. The significant increases in January, February, November and December are mainly caused by low precipitation in the Luanhe River Basin in autumn and winter, insufficient effective precipitation samples, and low model simulation accuracy. Bayes-HASM can effectively make up for the problems caused by model accuracy. Downscaling bias. In addition, there was a significant increase in mid-April, early August, mid-September and late October. By looking at the precipitation probability density histograms in Figure 9(a) to Figure 9(d), we found that these ten-day IMERG and CGDPA data There is a large deviation between the downscaled model results calculated from environmental factors and IMERG data and the real rainfall. At the same time, the residual-corrected results are extremely similar to the CGDPA data, which proves that this method is effective. Eliminate precipitation downscaling residuals caused by data bias.
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