CN116703141A - Audit data processing method, audit data processing device, computer equipment and storage medium - Google Patents

Abstract

The application relates to an audit data processing method, an audit data processing device and computer equipment. The method comprises the following steps: obtaining audit project information; determining a target risk type associated with the audit item information according to the association relation between the item type and the risk type stored in a preset risk information database based on the item type corresponding to the audit item information, and searching target audit flow information corresponding to the target risk type from the preset risk information database; searching a target audit object set corresponding to the target risk type from a preset audit object database, and determining a project audit object from the target audit object set according to audit project information; determining object audit flow information in target audit flow information based on audit object types corresponding to project audit objects; and sending the project audit objects and the corresponding object audit flow information to a user terminal for display. By adopting the method, the generation efficiency of the audit process can be improved.

Description

Audit data processing method, device, computer equipment and storage medium

technical field

The present application relates to the field of computer technology, in particular to an audit data processing method, device, computer equipment, storage medium and computer program product.

Background technique

At present, in the audit industry, the development of audit projects generally defines the audit work process by formulating audit work plans in advance, and can only perform repetitive tasks, such as receipt and receipt of documents, and cannot be formed by analyzing audit data. The corresponding audit process leads to the problem of low efficiency of audit process generation.

Contents of the invention

Based on this, it is necessary to provide an audit data processing method, device, computer equipment, computer-readable storage medium and computer program product that can improve the efficiency of audit workflow generation in view of the above technical problems.

In a first aspect, the present application provides a method for processing audit data. The methods include:

Obtain audit project information;

Based on the item type corresponding to the audit item information, determine the target risk type associated with the audit item information according to the relationship between the item type and the risk type stored in the preset risk information database, and find the corresponding target risk type from the preset risk information database. target audit process information;

Find the target audit object set corresponding to the target risk type from the default audit object database, and determine the project audit object from the target audit object set according to the audit project information;

Determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object;

Send the project audit object and the corresponding object audit process information to the user terminal for display.

In a second aspect, the present application also provides an audit data processing device. The devices include:

The acquisition module is used to acquire audit project information;

The risk library module is used to determine the target risk type associated with the audit item information based on the item type corresponding to the audit item information according to the association relationship between the item type and the risk type stored in the preset risk information database, and select the target risk type from the preset risk information database. Find the target audit process information corresponding to the target risk type;

The object library module is used to search the target audit object set corresponding to the target risk type from the default audit object database, and determine the project audit object from the target audit object set according to the audit project information;

A process determination module, configured to determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object;

The sending module is used to send the project audit object and the corresponding object audit process information to the user terminal for display.

In a third aspect, the present application also provides a computer device. The computer device includes a memory and a processor, the memory stores a computer program, and the processor implements the following steps when executing the computer program:

Obtain audit project information;

Based on the item type corresponding to the audit item information, determine the target risk type associated with the audit item information according to the relationship between the item type and the risk type stored in the preset risk information database, and find the corresponding target risk type from the preset risk information database. target audit process information;

Find the target audit object set corresponding to the target risk type from the default audit object database, and determine the project audit object from the target audit object set according to the audit project information;

Determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object;

Send the project audit object and the corresponding object audit process information to the user terminal for display.

In a fourth aspect, the present application also provides a computer-readable storage medium. The computer-readable storage medium has a computer program stored thereon, and when the computer program is executed by a processor, the following steps are implemented:

Obtain audit project information;

Based on the item type corresponding to the audit item information, determine the target risk type associated with the audit item information according to the relationship between the item type and the risk type stored in the preset risk information database, and find the corresponding target risk type from the preset risk information database. target audit process information;

Find the target audit object set corresponding to the target risk type from the default audit object database, and determine the project audit object from the target audit object set according to the audit project information;

Determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object;

Send the project audit object and the corresponding object audit process information to the user terminal for display.

In a fifth aspect, the present application also provides a computer program product. The computer program product includes a computer program, and when the computer program is executed by a processor, the following steps are implemented:

Obtain audit project information;

Based on the item type corresponding to the audit item information, determine the target risk type associated with the audit item information according to the relationship between the item type and the risk type stored in the preset risk information database, and find the corresponding target risk type from the preset risk information database. target audit process information;

Find the target audit object set corresponding to the target risk type from the default audit object database, and determine the project audit object from the target audit object set according to the audit project information;

Determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object;

Send the project audit object and the corresponding object audit process information to the user terminal for display.

The above-mentioned audit data processing method, device, computer equipment, storage medium and computer program product determine the target risk type according to the item type of the audit item information and according to the association relationship between the item type and the risk type stored in the preset risk information database, and then Searching for the target audit process information corresponding to the target risk type improves the acquisition efficiency of the audit process information corresponding to the target risk type. Then search the corresponding project audit object from the default audit object database according to the target risk type, quickly determine the project audit object corresponding to the target risk type, and determine the object process information in the target audit process information according to the audit object type of the project audit object The acquisition efficiency of the object process information corresponding to the project audit object is improved, and the project audit object and the corresponding object audit process information are sent to the user terminal for display, thereby improving the generation efficiency of the audit workflow.

Description of drawings

Fig. 1 is the application environment diagram of audit data processing method in an embodiment;

Fig. 2 is a schematic flow chart of an audit data processing method in an embodiment;

Fig. 3 is a schematic diagram of risk matching in an embodiment;

Fig. 4 is a schematic flow chart of audit work in an embodiment;

Fig. 5 is an on-site audit workflow flowchart in one embodiment;

Fig. 6 is a structural block diagram of an audit data processing device in an embodiment;

Figure 7 is an internal structural diagram of a computer device in an embodiment;

Fig. 8 is an internal structure diagram of a computer device in another embodiment.

Detailed ways

In order to make the purpose, technical solution and advantages of the present application clearer, the present application will be further described in detail below in conjunction with the accompanying drawings and embodiments. It should be understood that the specific embodiments described here are only used to explain the present application, and are not intended to limit the present application.

The audit data processing method provided in the embodiment of the present application can be applied to the application environment shown in FIG. 1 . Wherein, the terminal 102 communicates with the server 104 through the network. The data storage system can store data that needs to be processed by the server 104 . The data storage system can be integrated on the server 104, or placed on the cloud or other network servers. The server 104 can obtain the audit project information through the terminal 102; the server 104 determines the target risk type associated with the audit project information according to the relationship between the project type and the risk type stored in the preset risk information database based on the project type corresponding to the audit project information, and Find the target audit process information corresponding to the target risk type from the default risk information database; the server 104 searches the target audit target set corresponding to the target risk type from the default audit target database, and determines the project audit from the target audit target set according to the audit project information Object: The server 104 determines the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object; the server 104 sends the project audit object and the corresponding object audit process information to the user terminal for display. Among them, the terminal 102 can be, but not limited to, various personal computers, notebook computers, smart phones, tablet computers, Internet of Things devices and portable wearable devices, and the Internet of Things devices can be smart speakers, smart TVs, smart air conditioners, smart vehicle-mounted devices, etc. . Portable wearable devices can be smart watches, smart bracelets, head-mounted devices, and the like. The server 104 can be implemented by an independent server or a server cluster composed of multiple servers.

In one embodiment, as shown in FIG. 2, a method for processing audit data is provided. The method is applied to the server in FIG. It can be applied to a system including a terminal and a server, and is realized through interaction between the terminal and the server. In this embodiment, the method includes the following steps:

Step 202, acquire audit item information.

Step 204, based on the item type corresponding to the audit item information, determine the target risk type associated with the audit item information according to the relationship between the item type and the risk type stored in the preset risk information database, and search for the target risk from the preset risk information database The target audit process information corresponding to the type.

Wherein, the audit item information refers to information about items that need to be audited. The preset risk information database refers to a preset database for storing risk items and corresponding audit process information. The target audit process information refers to process information used to instruct auditors to perform audit work.

Specifically, the server may obtain the audit item information through the user terminal, and the server determines the corresponding item type according to the item identification in the audit item information. The server determines the target risk type associated with the audit item information according to the association relationship between the item type and the risk type stored in the risk information database. The default risk information database also stores the relationship between the risk type and the audit process information, and the server searches for the target audit process information associated with the target risk type from the relationship between the risk type and the audit process information stored in the default risk information database, and the target Audit process information can be one or more.

Step 206, searching the target audit object set corresponding to the target risk type from the preset audit object database, and determining the project audit object from the target audit object set according to the audit item information.

Wherein, the preset audit object database refers to a preset database for storing risk types and corresponding audit object sets. The audit object refers to the target object of auditors' audit work, which may refer to project data of a specific data source and a specific data type. The item audit object refers to the audit object corresponding to the audit item information, which may be item image data, item text data, and item audio data.

Specifically, the server searches the preset audit object database for the corresponding target audit object set according to the target risk type, including the audit objects corresponding to each audit item information. Then the server determines the project audit object in the target audit object set according to the audit project information.

In one embodiment, the audit project information can be the project information for auditing one audit unit, or the project information for auditing multiple audit units. The audit unit indicates the unit that needs to be audited, generally an enterprise unit, etc. . The audit project information includes the unit ID and project ID corresponding to the audit unit. The server may determine the project audit object in the target audit object set according to the unit identifier and the project identifier, and the project audit object may represent project data corresponding to a certain project identifier of a certain audit unit. Project data is generally business data, such as receipts, and can also be business image data, business text data, and business audio data. The item data corresponding to the item identifiers of different audit units are different.

Step 208: Determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object.

Wherein, the object audit process information refers to the audit process information corresponding to the project audit object.

Specifically, the target audit process information includes audit process information corresponding to each audit object type, and the server determines the object audit process information corresponding to the project audit object in the target audit process information according to the audit object type of the project audit object. For example, the project audit object is For business audio data of item 1 of unit A, determine the object audit process information of item 1 of unit A according to the audio data object type.

When the server finds at least one target audit process information associated with the target risk type according to the relationship between the risk type and the audit process information, the server may randomly select one target audit process information from the at least one target audit process information. The server may also acquire the calling frequency of each target audit process information, and use the target audit process information with the highest calling frequency as the target audit process information corresponding to the target risk type. Then the server determines the corresponding object audit process information in the target audit process information according to the audit object type of the project audit object.

Step 210, sending the project audit object and the corresponding object audit process information to the user terminal for display.

Specifically, the server sends the project audit object and the corresponding object audit process information to the user terminal for display, so that the user can determine the project audit object through the user terminal, and perform audit work according to the object audit process information corresponding to the project audit object.

In the above audit data processing method, the target risk type is determined according to the item type of the audit item information according to the association relationship between the item type and the risk type stored in the preset risk information database, and then the target audit process information corresponding to the target risk type is searched, The acquisition efficiency of the audit process information corresponding to the target risk type is improved. Then search the corresponding project audit object from the default audit object database according to the target risk type, quickly determine the project audit object corresponding to the target risk type, and determine the object process information in the target audit process information according to the audit object type of the project audit object The acquisition efficiency of the object process information corresponding to the project audit object is improved, and the project audit object and the corresponding object audit process information are sent to the user terminal for display, thereby improving the generation efficiency of the audit workflow.

In one embodiment, step 204, based on the project type corresponding to the audit project information, determines the target risk type associated with the audit project information according to the relationship between the project type and the risk type stored in the preset risk information database, including:

Match the target risk type set in the preset risk information database based on the item type corresponding to the audit item information;

The target risk type corresponding to the audit item information is determined in the target risk type set based on the audit item information.

Specifically, the server determines the project type corresponding to the audit project information according to the project identification in the audit project information, matches the target risk type set in the preset risk information database according to the project type, and indicates that the project type may belong to one of the target risk type set Target risk type. Then the server determines the corresponding target risk type in the target risk type set according to the project identifier and unit identifier in the audit project information.

In a specific embodiment, as shown in FIG. 3 , a schematic diagram of risk matching is provided. Risk templates can be preset in the default risk information database, and the server matches the corresponding target risk type in the risk template according to the project ID and unit ID in the audit project information, and searches for the target risk type according to the relationship between the risk type and the audit process information For the corresponding target audit flow information, there can be one or more target audit process information, as shown in the figure, risk type 1 is associated with audit process information 1 and audit process information 2 at the same time.

In this embodiment, by using the preset risk information database, the target risk type associated with the audit item information can be quickly determined, and then the target audit process information corresponding to the target risk type can be quickly determined, thereby improving the generation efficiency of the audit process.

In one embodiment, step 208, based on the audit object type corresponding to the project audit object, determines the object audit process information in the target audit process information, including:

When the data type of the project audit object is the target data type, determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object;

When the data type of the project audit object is a non-target data type, perform data conversion on the project audit object based on the target data type to obtain the target project audit object;

The object audit process information is determined in the target audit process information based on the audit object type corresponding to the target project audit object.

Wherein, the target data type refers to a pre-set data type that can be directly matched with audit process information.

Specifically, when the server detects that the data type of the project audit object is a target data type, the target data type may be a structured data type, and the server determines the object audit process information in the target audit process information according to the audit object type corresponding to the project audit object. The server can determine the audit object level corresponding to the project audit object according to the unit identification, project identification, audit requirements and other information in the audit project information, and the audit object level indicates the audit importance of the project audit object. For example, the weights corresponding to information such as unit identification, project identification, and audit requirements are set in advance, and the above weights are used for average calculation to obtain the average value, and the audit object level corresponding to the preset average range of the average value is used as the project audit The audit object level corresponding to the object. The server uses the audit object level as the audit object type corresponding to the project audit object.

When the server detects that the data type of the project audit object is a non-target data type, it performs data conversion on the project audit object according to the target data type to obtain the target project audit object. Specifically, the server may call RPA (Robotic Process Automation, robotic process automation) to convert unstructured data into structured data, and obtain the target project audit object whose data type is structured data. Then the server determines the target audit process information in the target audit process information according to the audit object type corresponding to the target project audit object.

In this embodiment, by performing data conversion on the project audit object of the non-target data type, the target project audit object is obtained, and the object audit process information of the project audit object of different data types can be determined in the target audit process information, thereby improving the audit process. Generation efficiency of process information.

In one embodiment, in step 202, before obtaining the audit project information, it also includes:

Obtain the risk data and the risk type corresponding to the risk data, extract the risk audit project information based on the risk data, and determine the corresponding project type based on the risk audit project information;

Based on the project type and risk type corresponding to the risk audit project information, the relationship between the project type and the risk type is established;

Store the relationship between the project type and the risk type in a preset risk information database.

Among them, the risk data refers to the project abnormal data collected in advance by the auditors during the audit work.

Specifically, the server receives the risk data sent by the user terminal and the risk type corresponding to the risk data, then extracts the information of each risk audit item in the risk data, and determines the corresponding item type according to the item identification of each risk audit item. Then the server establishes an association relationship between the item type and the risk type according to the item type and the risk type corresponding to the risk audit item information.

In a specific embodiment, the user pre-marks the corresponding risk type on the item identification of each item abnormal data through the user terminal, uses each item abnormal data as the risk data, and uses the marked risk type as the risk type corresponding to the risk data. The server extracts the risk data corresponding to each project identifier in the risk data, and establishes an association relationship between the project identifier and the risk type. Among them, a risk type can be associated with one or more project identifiers.

In this embodiment, by establishing a preset risk information database, the target risk type associated with the audit project information can be quickly determined, and then the target audit process information corresponding to the target risk type can be quickly determined, thereby improving the generation efficiency of the audit process.

In one embodiment, in step 202, before obtaining the audit project information, it also includes:

Obtain the business data set, determine the target business data set based on the business type corresponding to the business data set, and use the target business data set as the initial audit object set information;

Perform field cleaning and data format conversion on the initial audit object set information to obtain the audit object set information;

An audit object set is acquired based on the audit object set information, and a preset audit object database is established based on the audit object set and the audit object set information.

Wherein, the initial audit object set information refers to unprocessed information representing audit objects. The target business data set refers to the data set corresponding to the preset business type. The audit object set information represents the information of the business data that needs to be audited.

Specifically, the server can obtain business data sets from various audit units, determine the target business type in each business type corresponding to the business data set according to the preset settings, generally pre-marked as important business types, and the server obtains the target business type in the business data set. Business data set, the target business data set is used as the initial audit object set information. Then the server performs field cleaning and standard data format conversion on the initial audit object set information to obtain audit object set information, such as the storage address of the business data that needs to be audited.

Then the server obtains the audit object set from the audit object set information, which may be the identifier of business data that needs to be audited. Then the server establishes a preset audit object database according to the audit object set and the audit object set information.

The server can also obtain the historical audit report corresponding to the risk data, extract the audit object set and the corresponding risk type from the historical audit report, establish the association relationship between the risk type and the audit object set, and store the association relationship in the default audit object database middle.

In this embodiment, by establishing a preset audit object database, the target audit object set corresponding to the target risk type can be quickly determined, and then the project audit object can be quickly determined, which improves the generation efficiency of the audit process.

In one embodiment, in step 208, after sending the project audit object and the corresponding object audit process information to the user terminal for display, it also includes:

Obtain the risk update information returned by the user terminal;

When the risk update information is an updated association relationship, the updated association relationship is stored in a preset risk information database to obtain an updated risk information database.

Wherein, the risk update information means that the risk information database is updated information.

Specifically, the server acquires risk update information sent by the user terminal. When the risk update information is an updated association relationship, that is, a newly established association relationship between a project type and a risk type, the updated association relationship is stored in a preset risk information database to obtain an updated risk information database.

When the risk update information is item type update information, the updated item type and the corresponding risk type are acquired from the item type update information. According to the risk type corresponding to the updated item type, the server establishes an association relationship between the updated item type and the corresponding risk type in the risk information database to obtain the updated risk information database.

In this embodiment, by updating the risk information database according to the risk information, the validity of the risk information database can be maintained, thereby improving the accuracy of the target risk type.

In a specific embodiment, as shown in FIG. 4 , a schematic flow chart of audit work is provided. The server matches the target audit process information in the risk information database according to the audit project information, determines the project audit object in the preset audit object database, and determines the object audit process information in the target audit process information according to the audit object type of the project audit object. The server distributes the project audit object and the corresponding object audit process information to the auditor's mobile terminal, and the auditor uses the mobile terminal to carry out the audit work according to the audit object in the object audit process information. The server obtains the audit work data and doubt information sent by auditors through the mobile terminal, generates audit logs based on the audit work data and doubt information, and merges similar doubts in the risk database.

Auditors use evidence collection tables to determine audit issues, summarize valid issues to form a problem ledger, and then auditors refine and form an audit report based on the problem ledger, and send the audit report to the server. The server receives the risk update information sent by the mobile terminal, and updates the risk information database according to the risk update information.

In a specific embodiment, as shown in FIG. 5 , a flow chart of on-site audit work is provided. In the original on-site audit work scenario, it is necessary to determine the audit object and audit plan, and form an audit conclusion based on the common problems found by ordinary auditors and the deep-seated problems discovered by senior auditors.

The on-site audit work scene applied by this method includes forming the basic computer operation process based on the data provided by the auditors, representing the reusable computer operations recorded by the auditors, and forming audit process information based on the mining data provided by senior auditors to discover new problems , which means that senior auditors record the audit process in which new problems are discovered, and generate a series of audit process information corresponding to audit scenarios that can be directly used according to the basic computer operation process and audit process information. Then the computer determines the audit scope according to the audit tasks, and generates a detailed list of audit tasks. Ordinary auditors find problems according to the audit scenarios and determine the audit conclusions.

In a specific embodiment, the specific steps of determining the audit process information are as follows:

Obtain internal and external risk data and build a risk database for enterprise operation and management. Each risk in the risk library is guided by the cause of the risk, using the rich audit experience of the auditors, with the help of artificial intelligence technology, to match the corresponding audit work procedures for each risk, including:

More than 95% of the problems found in the audit during the implementation of the audit project are repetitive or common problems. With the improvement of the management level of the enterprise, the problems in the operation process can be classified and managed by formulating the enterprise operation management risk database;

Risks are predictable, and there are generally mature auditing procedures for risks. The auditing procedures are based on knowledge induction based on the occurrence of risks, and the objects to be audited for each procedure can also narrow the scope of the audit;

The operations that require repeated manual processing in the audit work program adopt the operation mode of the process robot, which is combined with the experience of the auditors to form a fixed executable scene in the audit work program;

When the audit project is established, it can automatically match the risks in the risk library according to the type of audit project, the audit object unit and the audit target, so as to determine the steps of the audit work procedure and the specific audit object.

Use the audit technology platform to obtain data from the company's entire business domain to construct audit object information, and generate an automatically updated audit object library that operates independently, including:

The construction of the audit object database is based on big data technology, which cleans and converts the main audit object data of the company's business operations to form structured or semi-structured data;

For audit objects that cannot be structured, directly use docking business systems or paper or other types of materials, use process robots to classify, and store them to form an audit object database. The audit object database needs to clarify the classification and business items of the business.

When the audit project is started according to the audit plan, according to the type of audit project and the basic information of the audit object, it will automatically associate risks from the risk library, and obtain the audit process corresponding to the risk. The audit process will automatically or semi-automatically configure the audit according to the construction item information of the project. objects, including;

The structured audit object data is automatically associated with the audit process according to the project type, audit unit, and audit items;

Unstructured audit object data is associated with the audit process in a semi-automatic form with the help of process robots for manual intervention.

The audit objects are distributed to the mobile terminals of the auditors on the site of the audit project through the mobile terminal, and the auditors obtain the work program through the mobile terminal, and carry out the audit work according to the audit objects in the program, and complete the evidence collection and drafting.

For example, the audit project information may be the contract project of the audit unit A, which is determined as the contract risk type in the default risk information database according to the contract type, and the contract audit process corresponding to the contract risk type is obtained. According to the fact that unit A determines the operating contract of business a in unit A in the default audit object database as the project audit object, and determines the contract audit process of the operating contract of business a in unit A in the contract audit process, and sends the contract audit process A mobile terminal for auditors, so that auditors can search for the business contract of business a in unit A, and perform audit work according to the corresponding contract audit process.

In this embodiment, the audit work procedure can be clear, the audit object can be pointed accurately, the operability is stronger, the work efficiency can be improved, and the problems such as the lack of experience of the auditors can be overcome; the repeated work is handed over to RPA for execution, but from the data source to the execution result It is closely related to the audit work procedures, improving the intelligence level of audit operations; through standardized audit work procedures as a baseline, a complete audit data link is formed during the audit project process, laying a solid foundation for the discovery of audit clues and the construction of audit evidence chains. Base.

It should be understood that although the steps in the flow charts involved in the above embodiments are shown sequentially according to the arrows, these steps are not necessarily executed sequentially in the order indicated by the arrows. Unless otherwise specified herein, there is no strict order restriction on the execution of these steps, and these steps can be executed in other orders. Moreover, at least some of the steps in the flow charts involved in the above-mentioned embodiments may include multiple steps or stages, and these steps or stages are not necessarily executed at the same time, but may be performed at different times For execution, the execution order of these steps or stages is not necessarily performed sequentially, but may be executed in turn or alternately with other steps or at least a part of steps or stages in other steps.

Based on the same inventive concept, an embodiment of the present application further provides an audit data processing device for implementing the audit data processing method involved above. The solution to the problem provided by the device is similar to the implementation described in the above method, so the specific limitations in one or more embodiments of the audit data processing device provided below can be referred to above for the audit data processing method limited and will not be repeated here.

In one embodiment, as shown in FIG. 6 , an audit data processing device 600 is provided, including: an acquisition module 602, a risk library module 604, an object library module 606, a process determination module 608, and a sending module 610, wherein:

An acquisition module 602, configured to acquire audit project information;

The risk library module 604 is configured to determine the target risk type associated with the audit item information based on the item type corresponding to the audit item information according to the association relationship between the item type and the risk type stored in the preset risk information database, and obtain the information from the preset risk information database. Search for the target audit process information corresponding to the target risk type;

The object library module 606 is used to search the target audit object set corresponding to the target risk type from the default audit object database, and determine the project audit object from the target audit object set according to the audit project information;

A process determination module 608, configured to determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object;

The sending module 610 is configured to send the project audit object and the corresponding object audit process information to the user terminal for display.

In one embodiment, the risk library module 604 includes:

A risk matching unit, configured to match the target risk type set in the preset risk information database based on the item type corresponding to the audit item information; determine the audit item information in the target risk type set based on the audit item information The corresponding target risk type.

In one embodiment, the object library module 606 includes:

The object matching unit is used to determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object when the data type of the project audit object is a target data type; when the project When the data type of the audit object is a non-target data type, the project audit object is carried out data conversion based on the target data type to obtain the target project audit object; based on the audit object type corresponding to the target project audit object in the target The audit process information of the object is determined in the audit process information.

In one embodiment, the audit data processing apparatus 600 further includes:

A risk association unit, configured to obtain risk data and the risk type corresponding to the risk data, extract risk audit item information based on the risk data, and determine the corresponding item type based on the risk audit item information; based on the risk audit item information The corresponding item type establishes an association relationship between the item type and the risk type with the risk type; and stores the association relationship between the item type and the risk type in the preset risk information database.

In one embodiment, the audit data processing apparatus 600 further includes:

The object library unit is used to obtain the business data set, determine the target business data set based on the business type corresponding to the business data set, and use the target business data set as the initial audit object set information; perform the initial audit object set information field cleaning and data format conversion to obtain audit object set information; obtain an audit object set based on the audit object set information, and establish the preset audit object database based on the audit object set and the audit object set information.

In one embodiment, the audit data processing apparatus 600 further includes:

An update unit, configured to obtain risk update information returned by the user terminal; when the risk update information is an update association relationship, store the update association relationship in the preset risk information database to obtain an update risk information database .

Each module in the above-mentioned audit data processing device can be fully or partially realized by software, hardware and a combination thereof. The above-mentioned modules can be embedded in or independent of the processor in the computer device in the form of hardware, and can also be stored in the memory of the computer device in the form of software, so that the processor can invoke and execute the corresponding operations of the above-mentioned modules.

In one embodiment, a computer device is provided. The computer device may be a server, and its internal structure may be as shown in FIG. 7 . The computer device includes a processor, a memory, an input/output interface (Input/Output, I/O for short), and a communication interface. Wherein, the processor, the memory and the input/output interface are connected through the system bus, and the communication interface is connected to the system bus through the input/output interface. Wherein, the processor of the computer device is used to provide calculation and control capabilities. The memory of the computer device includes a non-volatile storage medium and an internal memory. The non-volatile storage medium stores an operating system, computer programs and databases. The internal memory provides an environment for the operation of the operating system and computer programs in the non-volatile storage medium. The database of the computer equipment is used to store data such as audit project information. The input/output interface of the computer device is used for exchanging information between the processor and external devices. The communication interface of the computer device is used to communicate with an external terminal through a network connection. When the computer program is executed by the processor, an audit data processing method is realized.

In one embodiment, a computer device is provided. The computer device may be a terminal, and its internal structure may be as shown in FIG. 8 . The computer device includes a processor, a memory, an input/output interface, a communication interface, a display unit and an input device. Wherein, the processor, the memory and the input/output interface are connected through the system bus, and the communication interface, the display unit and the input device are connected to the system bus through the input/output interface. Wherein, the processor of the computer device is used to provide calculation and control capabilities. The memory of the computer device includes a non-volatile storage medium and an internal memory. The non-volatile storage medium stores an operating system and computer programs. The internal memory provides an environment for the operation of the operating system and computer programs in the non-volatile storage medium. The input/output interface of the computer device is used for exchanging information between the processor and external devices. The communication interface of the computer device is used to communicate with an external terminal in a wired or wireless manner, and the wireless manner can be realized through WIFI, mobile cellular network, NFC (Near Field Communication) or other technologies. When the computer program is executed by the processor, an audit data processing method is realized. The display unit of the computer equipment is used to form a visually visible picture, and may be a display screen, a projection device or a virtual reality imaging device, the display screen may be a liquid crystal display screen or an electronic ink display screen, and the input device of the computer equipment may be a display screen The touch layer covered on the upper surface may also be a button, a trackball or a touch pad arranged on the casing of the computer device, or an external keyboard, touch pad or mouse.

Those skilled in the art can understand that the structures shown in Figures 7-8 are only block diagrams of partial structures related to the solution of this application, and do not constitute a limitation to the computer equipment on which the solution of this application is applied. The specific computer Devices may include more or fewer components than shown in the figures, or combine certain components, or have a different arrangement of components.

In one embodiment, there is also provided a computer device, including a memory and a processor, where a computer program is stored in the memory, and the processor implements the steps in the above method embodiments when executing the computer program.

In one embodiment, a computer-readable storage medium is provided, on which a computer program is stored, and when the computer program is executed by a processor, the steps in the foregoing method embodiments are implemented.

In one embodiment, a computer program product is provided, including a computer program, and when the computer program is executed by a processor, the steps in the foregoing method embodiments are implemented.

It should be noted that the user information (including but not limited to user equipment information, user personal information, etc.) and data (including but not limited to data used for analysis, stored data, displayed data, etc.) involved in this application are all It is information and data authorized by the user or fully authorized by all parties, and the collection, use and processing of relevant data need to comply with relevant laws, regulations and standards of relevant countries and regions.

Those of ordinary skill in the art can understand that all or part of the processes in the methods of the above-mentioned embodiments can be completed by instructing related hardware through computer programs, and the computer programs can be stored in a non-volatile computer-readable memory In the medium, when the computer program is executed, it may include the processes of the embodiments of the above-mentioned methods. Wherein, any reference to storage, database or other media used in the various embodiments provided in the present application may include at least one of non-volatile and volatile storage. Non-volatile memory can include read-only memory (Read-Only Memory, ROM), magnetic tape, floppy disk, flash memory, optical memory, high-density embedded non-volatile memory, resistive variable memory (ReRAM), magnetic variable memory (Magnetoresistive Random Access Memory, MRAM), Ferroelectric Random Access Memory (FRAM), Phase Change Memory (Phase Change Memory, PCM), graphene memory, etc. The volatile memory may include random access memory (Random Access Memory, RAM) or external cache memory. As an illustration and not a limitation, RAM can be in various forms, such as Static Random Access Memory (SRAM) or Dynamic Random Access Memory (Dynamic Random Access Memory, DRAM). The databases involved in the various embodiments provided in this application may include at least one of a relational database and a non-relational database. The non-relational database may include a blockchain-based distributed database, etc., but is not limited thereto. The processors involved in the various embodiments provided by this application can be general-purpose processors, central processing units, graphics processors, digital signal processors, programmable logic devices, data processing logic devices based on quantum computing, etc., and are not limited to this.

The technical features of the above embodiments can be combined arbitrarily. To make the description concise, all possible combinations of the technical features in the above embodiments are not described. However, as long as there is no contradiction in the combination of these technical features, they should be It is considered to be within the range described in this specification.

The above-mentioned embodiments only express several implementation modes of the present application, and the description thereof is relatively specific and detailed, but should not be construed as limiting the patent scope of the present application. It should be noted that those skilled in the art can make several modifications and improvements without departing from the concept of the present application, and these all belong to the protection scope of the present application. Therefore, the protection scope of the present application should be determined by the appended claims.

Claims (10)

1. an audit data processing method, is characterized in that, described method comprises: Obtain audit project information; Based on the item type corresponding to the audit item information, determine the target risk type associated with the audit item information according to the association relationship between the item type and the risk type stored in the preset risk information database, and select from the preset risk information database Find the target audit process information corresponding to the target risk type; Find the target audit object set corresponding to the target risk type from the default audit object database, and determine the project audit object from the target audit object set according to the audit project information; Determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object; The project audit object and the corresponding object audit process information are sent to the user terminal for display. 2. The method according to claim 1, wherein, based on the project type corresponding to the audit project information, the audit project is determined according to the association relationship between the project type and the risk type stored in the preset risk information database The type of target risk associated with the information, including: matching the target risk type set in the preset risk information database based on the item type corresponding to the audit item information; The target risk type corresponding to the audit item information is determined in the target risk type set based on the audit item information. 3. The method according to claim 1, wherein the determination of the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object comprises: When the data type of the project audit object is a target data type, determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object; When the data type of the project audit object is a non-target data type, data conversion is performed on the project audit object based on the target data type to obtain a target project audit object; The object audit process information is determined in the target audit process information based on the audit object type corresponding to the target project audit object. 4. method according to claim 1, is characterized in that, before described obtaining audit project information, also comprises: Obtaining risk data and the risk type corresponding to the risk data, extracting risk audit item information based on the risk data, and determining the corresponding item type based on the risk audit item information; Establishing an association relationship between the project type and the risk type based on the project type corresponding to the risk audit project information and the risk type; storing the association relationship between the item type and the risk type in the preset risk information database. 5. the method according to claim 1, is characterized in that, before described obtaining audit project information, also comprises: Obtaining a business data set, determining a target business data set based on the business type corresponding to the business data set, and using the target business data set as the initial audit object set information; Perform field cleaning and data format conversion on the initial audit object set information to obtain audit object set information; An audit object set is acquired based on the audit object set information, and the preset audit object database is established based on the audit object set and the audit object set information. 6. The method according to claim 1, characterized in that, after the project audit object and corresponding object audit process information are sent to the user terminal for display, further comprising: Obtain the risk update information returned by the user terminal; When the risk update information is an updated association relationship, the updated association relationship is stored in the preset risk information database to obtain an updated risk information database. 7. An audit data processing device, characterized in that the device comprises: The acquisition module is used to acquire audit project information; The risk library module is used to determine the target risk type associated with the audit item information based on the item type corresponding to the audit item information according to the association relationship between the item type and the risk type stored in the preset risk information database, and from the Find the target audit process information corresponding to the target risk type in the preset risk information database; The object library module is used to search the target audit object set corresponding to the target risk type from the default audit object database, and determine the project audit object from the target audit object set according to the audit project information; A process determination module, configured to determine the object audit process information in the target audit process information based on the audit object type corresponding to the project audit object; The sending module is used to send the project audit object and the corresponding object audit process information to the user terminal for display. 8. A computer device, comprising a memory and a processor, the memory stores a computer program, wherein the processor implements the method according to any one of claims 1 to 6 when executing the computer program step. 9. A computer-readable storage medium, on which a computer program is stored, wherein when the computer program is executed by a processor, the steps of the method according to any one of claims 1 to 6 are realized. 10. A computer program product, comprising a computer program, characterized in that, when the computer program is executed by a processor, the steps of the method according to any one of claims 1 to 6 are implemented.