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CN109729036A - Discrete time domain window design method for inhibiting OFDMA system frequency spectrum side lobe - Google Patents

Discrete time domain window design method for inhibiting OFDMA system frequency spectrum side lobe Download PDF

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CN109729036A
CN109729036A CN201811648596.0A CN201811648596A CN109729036A CN 109729036 A CN109729036 A CN 109729036A CN 201811648596 A CN201811648596 A CN 201811648596A CN 109729036 A CN109729036 A CN 109729036A
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徐任晖
彭来献
王雷
张磊
赵文栋
王�琦
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PLA University of Science and Technology
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Abstract

本发明公开了一种抑制OFDMA系统频谱旁瓣的离散时域窗设计方法。本发明通过将离散时域窗向量化,建立基于频谱旁瓣最小原则的优化问题,并提出近似全局最优搜索算法,以保证设计的离散时域窗能够有效抑制OFDMA系统频谱旁瓣,同时能够有效的降低优化问题的计算复杂度,并能快速收敛。

The invention discloses a discrete time domain window design method for suppressing spectral side lobes of an OFDMA system. The invention establishes an optimization problem based on the principle of minimum spectral side lobes by quantizing the discrete time domain window, and proposes an approximate global optimal search algorithm to ensure that the designed discrete time domain window can effectively suppress the spectral side lobes of the OFDMA system, and at the same time can It can effectively reduce the computational complexity of optimization problems, and can quickly converge.

Description

一种抑制OFDMA系统频谱旁瓣的离散时域窗设计方法A Discrete Time-Domain Window Design Method for Suppressing Spectral Sidelobes in OFDMA Systems

技术领域technical field

本发明属于无线通信领域,特别是一种能够抑制OFDMA系统频谱旁瓣的离散时域窗设计方法。The invention belongs to the field of wireless communication, in particular to a discrete time-domain window design method capable of suppressing spectral sidelobes of an OFDMA system.

背景技术Background technique

OFDM是一种多载波调制技术,能有效对抗频率选择性衰落,且各子载波相互正交,载波间相互重叠而不会相互干扰,从而节省频谱带宽,最大限度的提高频谱资源利用率。OFDMA是基于OFDM的一种多址接入技术,OFDMA技术继承了OFDM技术抗复杂时变信道衰落的优点,但也继承了OFDM技术固有的两个不足:频谱带外(OOB,Out-of-band)旁瓣(带外功率辐射)大和峰值平均功率比(PAPR,Peak-to-Average-Power-Ratio)高。在OFDMA系统中,频谱带外旁瓣表现为某一用户对应数据子载波段对相邻子载波频带内的带外功率辐射,导致多址用户通信干扰。OFDM is a multi-carrier modulation technology that can effectively combat frequency selective fading, and the sub-carriers are orthogonal to each other, and the carriers overlap without mutual interference, thereby saving spectrum bandwidth and maximizing the utilization of spectrum resources. OFDMA is a multiple access technology based on OFDM. OFDMA technology inherits the advantages of OFDM technology in resisting complex time-varying channel fading, but also inherits two inherent shortcomings of OFDM technology: out-of-band (OOB, Out-of- band) side lobes (out-of-band power radiation) and peak-to-average power ratio (PAPR, Peak-to-Average-Power-Ratio) is high. In an OFDMA system, out-of-band sidelobes of the spectrum represent the out-of-band power radiation of a certain user's corresponding data sub-carrier band to adjacent sub-carrier bands, resulting in multiple-access user communication interference.

本文将子频带带外功率辐射定义为工作频带内子频带带外功率辐射(IBOSB,In-Band Out-Of-SubBand)。IBOSB大会干扰相邻用户信道。IBOSB问题会影响通信系统的性能,限制甚至阻碍OFDMA技术的实际应用。In this paper, the sub-band out-of-band power radiation is defined as the sub-band out-of-band power radiation in the working frequency band (IBOSB, In-Band Out-Of-SubBand). The IBOSB conference interferes with adjacent user channels. The IBOSB problem will affect the performance of the communication system, limit or even hinder the practical application of OFDMA technology.

现阶段针对OOB抑制的研究主要有时域加窗、脉冲成形、相关编码、子载波加权、抑制队列和预编码等方法,但这些方法或是牺牲通信系统比特错误率(BER,Bit error rate)性能为代价,或是增加OFDM系统的复杂度为代价,或是增加OFDM系统的计算复杂度为代价,或是增加接收端解码复杂度。时域加窗方法是最简单有效的方法,目前主要采用的是升余弦加窗,但升余弦加窗的OFDMA系统频谱仍然较大,因此,需要更进一步研究更加优化的离散时域窗以抑制OFDMA系统的频谱旁瓣。At this stage, the research on OOB suppression mainly includes time-domain windowing, pulse shaping, correlation coding, subcarrier weighting, suppression queue and precoding, etc., but these methods may sacrifice the bit error rate (BER, Bit error rate) performance of the communication system. At the cost, either the complexity of the OFDM system is increased, the computational complexity of the OFDM system is increased, or the decoding complexity of the receiving end is increased. The time-domain windowing method is the simplest and most effective method. At present, the raised cosine windowing method is mainly used, but the OFDMA system spectrum with raised cosine windowing is still large. Spectral sidelobes of OFDMA systems.

发明内容SUMMARY OF THE INVENTION

本发明的目的在于设计新的离散时域窗函数,通过时域加窗技术抑制OFDMA系统频谱旁瓣。The purpose of the present invention is to design a new discrete time domain window function, and suppress the spectral side lobes of the OFDMA system through the time domain windowing technology.

实现本发明目的的技术解决方案为:一种抑制OFDMA系统频谱旁瓣的离散时域窗设计方法,采用经过优化的滚降函数,作用于OFDMA发射端,实现OFDMA系统频谱旁瓣的抑制。The technical solution to achieve the purpose of the present invention is: a discrete time-domain window design method for suppressing spectral sidelobes of OFDMA system, using an optimized roll-off function to act on the OFDMA transmitting end to realize the suppression of spectral sidelobes of OFDMA system.

本发明与现有技术相比,其显著优点:(1)本发明采用离散时域窗函数作用于OFDMA发射端信号,实现简单;(2)设计了近似全局最优搜索算法,该算法寻找近似全局最优的时域窗,能够有效的降低解决优化问题的计算复杂度;(3)同时,该算法能够快速收敛,且收敛结果与选择的优化初值无关。Compared with the prior art, the present invention has significant advantages: (1) the present invention uses a discrete time domain window function to act on the OFDMA transmitter signal, which is simple to implement; (2) an approximate global optimal search algorithm is designed, and the algorithm searches for approximate The globally optimal time domain window can effectively reduce the computational complexity of solving the optimization problem; (3) At the same time, the algorithm can converge quickly, and the convergence result has nothing to do with the selected optimization initial value.

附图说明Description of drawings

图1是加窗OFDMA系统发射端结构。Figure 1 shows the structure of the transmitter of the windowed OFDMA system.

具体实施方式Detailed ways

本发明的离散时域窗主要针对矩形离散时域窗导致的OFDMA系统频谱旁瓣大的问题,基于对称函数设计更加合理的滚降离散时域窗,并建立带外功率辐射最小的目标优化问题。针对目标优化问题是一个多目标优化问题,提出近似全局最优搜索算法,该算法能够有效的降低优化问题的计算复杂度,并能快速收敛。The discrete time domain window of the present invention is mainly aimed at the problem of large spectral side lobes of the OFDMA system caused by the rectangular discrete time domain window. Based on the symmetrical function, a more reasonable roll-off discrete time domain window is designed, and the objective optimization problem of minimum out-of-band power radiation is established. . For the objective optimization problem is a multi-objective optimization problem, an approximate global optimal search algorithm is proposed, which can effectively reduce the computational complexity of the optimization problem and can quickly converge.

下面结合附图对本发明作进一步描述。The present invention will be further described below in conjunction with the accompanying drawings.

本发明设计新的更优的离散时域窗实现OFDMA系统频谱旁瓣的抑制。本发明通过将离散时域窗向量化,建立基于频谱旁瓣最小原则的优化问题,并提出近似全局最优搜索算法予以解决,以保证设计的离散时域窗能够有效抑制OFDMA系统频谱旁瓣。The present invention designs a new and better discrete time domain window to realize the suppression of the spectral side lobes of the OFDMA system. The invention establishes an optimization problem based on the principle of minimum spectral side lobes by quantizing the discrete time domain window, and proposes an approximate global optimal search algorithm to solve it, so as to ensure that the designed discrete time domain window can effectively suppress the spectral side lobes of the OFDMA system.

1、加窗OFDMA系统1. Windowed OFDMA system

假设OFDMA系统通信场景为通信上行链路,由一个通信基站和K个发射节点(用户)组成,用户索引为k=1,2,...K。假设在OFDMA系统中,频谱带宽为B,频谱带宽被等分成N个子带宽(子载波),各子载波索引为n=0,1...N-1;OFDMA系统中有K个用户,将各子载波按照索引顺序依次分为K组子载波集,分配给各用户使用,故各子载波集包含的子载波数目为P=N/K,第k用户分配的子载波索引为Bk∈[(k-1)P,kP-1],设时域窗的滚降因子为β。It is assumed that the communication scenario of the OFDMA system is the communication uplink, which consists of a communication base station and K transmitting nodes (users), and the user indexes are k=1, 2, . . . K. Assuming that in the OFDMA system, the spectrum bandwidth is B, the spectrum bandwidth is equally divided into N sub-bandwidths (sub-carriers), and each sub-carrier index is n=0, 1...N-1; there are K users in the OFDMA system, and the Each sub-carrier is divided into K groups of sub-carrier sets according to the index order and allocated to each user, so the number of sub-carriers contained in each sub-carrier set is P=N/K, and the sub-carrier index allocated by the kth user is B k ∈ [(k-1)P,kP-1], let the roll-off factor of the time domain window be β.

设OFDMA符号数据周期为T,则各子载波频率间隔为Δf=1/T,保护间隔持续时间为Tg,实际OFDMA符号周期Tu为,Assuming that the OFDMA symbol data period is T, the frequency interval of each subcarrier is Δf=1/T, the duration of the guard interval is T g , and the actual OFDMA symbol period T u is,

Tu=T+Tg (3)T u =T+T g (3)

若采样时间间隔为Ts=T/N=1/(NΔf),则时域离散信号序列和保护间隔序列长度分别为N和v,OFDMA符号序列总的长度为,If the sampling time interval is T s =T/N=1/(NΔf), the lengths of the time-domain discrete signal sequence and the guard interval sequence are N and v respectively, and the total length of the OFDMA symbol sequence is,

L=N+v (4)L=N+v (4)

定义时域窗的滚降因子为β,故OFDMA信号经过时域加窗后的长度为(1+β)TuThe roll-off factor of the time domain window is defined as β, so the length of the OFDMA signal after time domain windowing is (1+β)T u ,

离散OFDMA符号序列长度为(1+β)L。The length of the discrete OFDMA symbol sequence is (1+β)L.

一个OFDMA符号由多个经过相移键控(PSK,Phase-Shiftkeying)或者正交幅度调制(QAM,Quadrature Amplitude Modulation)的子载波信号合成。定义第k用户各子载波的待调制数据为是大小为M×1的列向量,其中,M≤P。假设待调制数据中的元素是相互独立且同分布的随机变量,是相移键控的星座映射点,满足期望E[c(k)]=0M×1One OFDMA symbol is synthesized by a plurality of sub-carrier signals subjected to Phase-Shift Keying (PSK, Phase-Shiftkeying) or Quadrature Amplitude Modulation (QAM, Quadrature Amplitude Modulation). Define the data to be modulated for each subcarrier of the kth user as is a column vector of size M × 1, where M≤P. Suppose the data to be modulated elements in are mutually independent and identically distributed random variables, and are the constellation mapping points of phase shift keying, satisfying the expectation E[c( k) ]=0 M×1 ,

协方差E[c(k)(c(k))H]=IM。其中,IM表示大小为M×M的单位矩阵。Covariance E[c (k) (c (k) ) H ]= IM . where IM represents an identity matrix of size M×M.

图1表示加窗OFDMA系统发射端结构。待调制数据c(k)(此时M=P)经过子载波映射、IDFT调制(大小为N)、插入循环前缀(长度为v),时域加窗,以及数模转换,最后输出信号的功率谱为Figure 1 shows the structure of the transmitter of the windowed OFDMA system. The data to be modulated c (k) (M=P at this time) undergoes subcarrier mapping, IDFT modulation (size is N), cyclic prefix insertion (length is v), time domain windowing, and digital-to-analog conversion, and finally the output signal is The power spectrum is

其中, 且其中是大小为N×N的傅里叶变换矩阵,第(m,i)个元素为B(k)表示大小为N×P的第k用户的子载波映射矩阵:in, and among them is a Fourier transform matrix of size N×N, the (m,i)th element is B (k) represents the subcarrier mapping matrix of the kth user of size N×P:

B(k)=[0P×[(k-1)P] IP 0P×(N-kP)]T (6)B (k) = [0 P×[(k-1)P] I P 0 P×(N-kP )] T (6)

C表示大小为(1+β)L×N的循环前缀和循环后缀插入矩阵:C represents a cyclic prefix and cyclic suffix insertion matrix of size (1+β)L×N:

2、时域窗抑制OFDMA系统频谱旁瓣2. Time domain window suppresses spectral sidelobes of OFDMA system

针对OFDMA系统中第k个用户对网内多址用户的干扰,将这种数据子载波段的功率辐射到相邻子载波段内造成对多址用户通信的干扰定义为工作频带内子频带外功率辐射(IBOSB)。For the interference of the kth user in the OFDMA system to the multiple-access users in the network, the power of this data sub-carrier radiated into the adjacent sub-carriers and the interference to the communication of the multiple-access users is defined as the power outside the sub-band within the working frequency band. Radiation (IBOSB).

定义OFDMA信号的工作频带Ξ=[-1/2Ts,1/2Ts],第k用户的子工作频带为因此抑制第k用户的子频带外功率辐射最小的预编码优化目标函数为:Define the working frequency band of OFDMA signal Ξ=[-1/2T s , 1/2T s ], the sub-working frequency band of the kth user is Therefore, the precoding optimization objective function to suppress the minimum out-of-subband power radiation of the kth user is:

只有列向量矩阵α(f)的元素是频率f的函数,故目标优化问题(8)可以表达为:Only the elements of the column vector matrix α(f) are functions of the frequency f, so the objective optimization problem (8) can be expressed as:

现定义三个Hermitian(复共轭对称)矩阵:Now define three Hermitian (complex conjugate symmetric) matrices:

P(k)=∫Ξα(f)αH(f)df (11)P (k) = ∫ Ξ α(f)α H (f)df (11)

在信号功率一定的条件下,满足 Under the condition of a certain signal power, the

目标优化问题(8)可以表达为:The objective optimization problem (8) can be expressed as:

其中 in

3、近似全局最优搜索算法3. Approximate global optimal search algorithm

离散时域窗w(k)由两部分组成:幅值为1的常量部分和幅值逐渐过渡到0的对称滚降部分,定义第k用户的离散时域窗w(k)表达如下:The discrete time domain window w (k) consists of two parts: a constant part with an amplitude of 1 and a symmetric roll-off part whose amplitude gradually transitions to 0. The discrete time domain window w (k) of the kth user is defined as follows:

其中,n=(1+β)L-1,表示离散时域窗的大小为βL×1的对称滚降部分。故离散时域窗w(k)的矩阵矢量表达式为:Among them, n=(1+β)L-1, Represents the symmetric roll-off portion of the discrete time-domain window of size βL×1. Therefore, the matrix-vector expression of the discrete time-domain window w (k) is:

其中,表示离散时域窗左右对称的滚降部分,p1w1表示离散时域窗幅值为常量1的部分。p0=[IβL;0(1-β)L,βL;JβL]表示大小为(1+β)L×βL的对称变换矩阵,JM表示大小为M×M的斜对角单位矩阵;p1=[0βL×(1-β)L;I(1-β)L;0βL×(1-β)L]表示大小为(1+β)L×(1-β)L的映射矩阵;w1表示大小为(1-β)L×1的元素取值全为常数1的列向量。in, Represents the left-right symmetrical roll-off part of the discrete time domain window, and p 1 w 1 represents the part of the discrete time domain window whose amplitude is constant 1. p 0 =[I βL ; 0 (1-β)L,βL ; J βL ] denotes a symmetric transformation matrix of size (1+β)L×βL, J M denotes a diagonal diagonal identity matrix of size M×M ; p 1 =[0 βL×(1-β)L ;I (1-β)L ;0 βL×(1-β)L ] means that the size is (1+β)L×(1-β)L Mapping matrix; w 1 represents a column vector whose size is (1-β)L×1 and whose elements are all constant 1.

因此,时域加窗目标优化问题可以表示为对称滚降向量的函数,即Therefore, the time-domain windowed objective optimization problem can be expressed as a symmetric roll-off vector function, that is

其中 in

设计一种近似全局搜索最优(AGSO,Approximation Global SearchOptimization)算法寻找目标优化问题(2)的最佳对称滚降向量 Design an approximate global search optimization (AGSO, Approximation Global SearchOptimization) algorithm to find the optimal symmetric roll-off vector of the target optimization problem (2)

近似全局最优搜索算法(AGSO)描述如算法1所示:首先逐一寻找列向量每一样点的最佳值,也就是固定其他所有样点的值,只按照固定步长delta调整某一个样点的值,目标函数一旦降低则记录下来。当该样点以固定步长遍历[0,1]区间后,记录下来的即是优化的样点值。对所有样点优化一遍,得到一个新的列向量。然后对这个新的列向量再重复逐个样点的优化过程,直到目标函数的值不再降低。通过这种反复多次迭代,寻找列向量,使得不断向逼近,算法逐渐收敛,最后输出离散窗函数列向量 The approximate global optimal search algorithm (AGSO) is described as in Algorithm 1: first find one by one The optimal value of each sample point of the column vector, that is, the value of all other sample points is fixed, and only the value of a sample point is adjusted according to the fixed step size delta, the objective function Record it once it drops. When the sample traverses the [0,1] interval with a fixed step size, the optimized sample value is recorded. Refine all samples to get a new column vector. The sample-by-sample optimization process is then repeated for this new column vector until the value of the objective function no longer decreases. Through this repeated iteration, finding column vector such that keep going Approximation, the algorithm gradually converges, and finally the discrete window function column vector is output

图1展示了时域加窗OFDMA系统的发射端框图。从图中可以看到,初始数据经过子载波映射、IDFT调制、插入循环前缀,加窗处理后,再输出OFDMA时域离散信号。Figure 1 shows the transmitter block diagram of a time-domain windowed OFDMA system. As can be seen from the figure, the initial data is subjected to subcarrier mapping, IDFT modulation, cyclic prefix insertion, and windowing processing, and then the OFDMA time-domain discrete signal is output.

下述伪代码描绘了近似全局最优搜索算法的实现步骤,算法首先寻找对称滚降向量各位置元素处的最佳解元素,获得各元素位置最佳的对称滚降向量随后,通过多次迭代,算法逐渐收敛于近似全局最优对称滚降向量近似全局最优搜索算法The following pseudocode depicts the implementation steps of the approximate global optimal search algorithm. The algorithm first finds the symmetric roll-off vector The best solution element at each position element, obtain the optimal symmetrical roll-off vector of each element position Subsequently, through multiple iterations, the algorithm gradually converges to the approximately globally optimal symmetric roll-off vector Approximate Global Optimum Search Algorithm

算法开始Algorithm starts

Step 1:程序初始化:初始化为[0,1[之间的任意实数;Step 1: Program initialization: initialization is any real number between [0,1[;

Step 2:使用式(1)计算离散窗w(k),计算 Step 2: Calculate the discrete window w (k) using formula (1) , calculate

Step 3:Step 3:

每次调整窗函数的某一个样点的值,增加一个很小的值delta,Adjust a certain sample point of the window function each time value, add a small value delta,

并且使该值不超过[0,1]这个区间;And make the value not exceed the interval [0,1];

然后使用式(1)重新计算离散窗w(k)Then use formula (1) to recalculate the discrete window w (k) ;

再重新计算 recalculate

如果S<S0,那么记录这个新的离散窗函数和旁瓣功率值;If S<S 0 , then record this new discrete window function and side lobe power value;

重复该步骤,直到所有样点的值都优化一遍。Repeat this step until the values of all samples are optimized.

Step 4:如果目标函数的值相对于上一次循环输出的值降低,则重复步骤step 3;否则,目标函数的值不再变化,已经收敛,则输出记录下来的最优的离散窗函数w(k)Step 4: If the value of the objective function Compared with the value of the last loop output, repeat step 3; otherwise, the value of the objective function does not change any more and has converged, and the recorded optimal discrete window function w (k) is output.

算法结束。The algorithm ends.

Claims (2)

1. A design method of a discrete time domain window for inhibiting the spectrum sidelobe of an OFDMA system is characterized in that: and the optimized roll-off function is adopted to act on an OFDMA transmitting end, so that the suppression of the frequency spectrum side lobe of the OFDMA system is realized.
2. The discrete time domain window design method of claim 1, comprising the specific implementation steps of:
firstly, constructing a discrete time domain window w of a k user(k)Expressed as follows:
wherein β is the roll-off factor of the time domain window, L is the total length of the OFDMA symbol sequence, n is (1+ β) L-1,representing a symmetrical roll-off portion of discrete time-domain window size β L × 1, discrete time-domain window w(k)The matrix vector expression of (a) is:
wherein,representing a roll-off portion, p, of a discrete time-domain window that is bilaterally symmetric1w1Representing a portion of the discrete time domain window having a constant magnitude of 1; p is a radical of0=[IβL;0(1-β)L,βL;JβL]Representing a symmetric transform matrix of size (1+ β) Lx β L, p1=[0βL×(1-β)L;I(1-β)L;0βL×(1-β)L]Representing a mapping matrix of size (1+ β) Lx (1- β) L, w1The column vector with the size of (1- β) Lx 1 and all the values of the elements being constant 1 is represented;
the time-domain windowing target optimization problem can be represented as a symmetric roll-off vectorA function of, i.e.
Wherein Is a Fourier transform matrix of size NxN, B(k)A subcarrier mapping matrix representing the k-th user of size nxp:
B(k)=[0P×[(k-1)P]IP0P×(N-kP)]T
c denotes a cyclic prefix and cyclic suffix insertion matrix of size (1+ β) lxn:
then using approximate global optimum search algorithm to find the optimum symmetrical roll-off vector of the target optimization problem (2)I.e. each time the time-domain window function w is adjusted stepwise(k)And such that the value does not exceed 0,1]In the interval, a side lobe power value of the optimized objective function is calculated; if the side lobe power value is reduced, recording a new discrete window function; optimizing all sample point values once; after one time, obtaining a new vector and an objective function value, and if the objective function value is improved, repeatedly optimizing all sample point values once again; if the objective function value is not improved, the algorithm converges and a new discrete window function is output.
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