CN106526590A - Method for monitoring and resolving three-dimensional ground surface deformation of industrial and mining area by means of multi-source SAR image - Google Patents
Method for monitoring and resolving three-dimensional ground surface deformation of industrial and mining area by means of multi-source SAR image Download PDFInfo
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Abstract
本发明公开了一种融合多源SAR影像工矿区三维地表形变监测及解算方法。该方法基于形变前后不同轨道SAR影像数据,分别通过融合D‑InSAR技术和Offset‑tracking技术获取不同雷达卫星视线向上的形变信息,融合MAI技术和Offset‑tracking技术获取不同雷达卫星方位向上的形变信息,在此基础上,考虑视线向和方位向形变信息监测精度不同,采用Helmert方差分量估计的方式确定权重,建立三维地表形变转换模型并解算,获取工矿区三维形变场。本发明可以解决InSAR技术监测工矿区地表形变时容易受失相干、可监测形变梯度小等因素限制的问题;其次,通过多源SAR影像更加全面的监测出地表真实形变情况。
The invention discloses a method for monitoring and calculating three-dimensional surface deformation of an industrial and mining area fused with multi-source SAR images. Based on the SAR image data of different orbits before and after deformation, the method obtains the deformation information of different radar satellite line-of-sight upwards by integrating D-InSAR technology and Offset-tracking technology, and obtains the deformation information of different radar satellites in azimuth direction by integrating MAI technology and Offset-tracking technology , on this basis, considering the difference in monitoring accuracy of deformation information in the line of sight and azimuth direction, the weight is determined by means of Helmert variance component estimation, and the three-dimensional surface deformation conversion model is established and solved to obtain the three-dimensional deformation field of the industrial and mining area. The invention can solve the problem that the InSAR technology is easily limited by factors such as loss of coherence and small deformation gradient when monitoring the surface deformation in industrial and mining areas; secondly, the real deformation of the ground surface can be more comprehensively monitored through multi-source SAR images.
Description
技术领域technical field
本发明涉及一种融合多源SAR影像工矿区三维地表形变监测及解算方法。The invention relates to a monitoring and solving method for three-dimensional surface deformation in an industrial and mining area fused with multi-source SAR images.
背景技术Background technique
工矿区地表形变严重危害着地面建筑设施和自然环境,影响着人类的生存环境、生命财产安全和当地经济发展。对矿区地表形变进行全面监测,深入研究形变形成机理与变化规律,对合理开采地下矿产资源,控制工矿区可持续发展具有重要意义。Surface deformation in industrial and mining areas seriously endangers ground construction facilities and the natural environment, and affects human living environment, life and property safety, and local economic development. Comprehensive monitoring of surface deformation in mining areas and in-depth study of deformation formation mechanism and change law are of great significance for rational exploitation of underground mineral resources and control of sustainable development of industrial and mining areas.
传统大地水准测量、GPS监测矿区地表形变得到的都是一个点的形变信息,随着测绘手段的发展和地面沉降监测应用范围的进一步扩展,其缺点也越来越突出。The traditional geodetic leveling and GPS monitoring of the surface deformation of the mining area all obtain the deformation information of a point. With the development of surveying and mapping methods and the further expansion of the application range of land subsidence monitoring, its shortcomings are becoming more and more prominent.
星载合成孔径雷达干涉测量(Interferometric Synthetic Aperture Radar,InSAR)技术是近年来发展起来的空间对地观测新技术,其原理是基于形变前后的两景SAR影像的差分干涉相位获取地表形变信息,如D-InSAR、MAI技术。在矿区地表形变监测的应用中国内外均取得若干成功案例,监测精度已达到毫米级。但受SAR影像波长、入射角、地面分辨率等参数的影响,InSAR技术仅对一定形变梯度范围内的形变具有监测能力。由于工矿区地表随着开采的进行出现不同程度的地表形变,短时间内可能达到米级,严重超出了以差分干涉相位信息为基础的常规InSAR技术的监测能力,导致SAR影响失相干。其次,InSAR技术只能获取一维或者二维地表形变信息,而不是直接、全面反映地表形变特征的三维形变场。Space-borne synthetic aperture radar interferometry (Interferometric Synthetic Aperture Radar, InSAR) technology is a new space-to-earth observation technology developed in recent years. Its principle is to obtain surface deformation information based on the differential interferometric phase of two SAR images before and after deformation, such as D-InSAR, MAI technology. In the application of surface deformation monitoring in mining areas, several successful cases have been obtained at home and abroad, and the monitoring accuracy has reached millimeter level. However, due to the influence of SAR image wavelength, incident angle, ground resolution and other parameters, InSAR technology can only monitor the deformation within a certain range of deformation gradient. Because the surface of industrial and mining areas undergoes different degrees of surface deformation as mining progresses, it may reach the meter level in a short period of time, which seriously exceeds the monitoring capability of conventional InSAR technology based on differential interferometric phase information, resulting in SAR impact loss of coherence. Secondly, InSAR technology can only obtain one-dimensional or two-dimensional surface deformation information, rather than a three-dimensional deformation field that directly and comprehensively reflects the characteristics of surface deformation.
偏移量跟踪技术(Offset-Tracking)是以幅度信息为基础的通过对两幅SAR影像进行精密配准,获取配准点之间偏移量来计算形变,不需要进行相位解缠,对SAR图像的相干性不敏感,可以弥补上述常规基于干涉相位信息技术受失相干以及可监测形变梯度小等因素限制的不足。除此之外,越来越多的不同平台在轨SAR卫星可以为同一地区提供多方向形变监测结果,使得基于多源SAR影像三维地表形变监测更容易实现。与此同时不同轨道SAR影像对同一地区进行监测,可以获取更全面的地表形变信息。Offset tracking technology (Offset-Tracking) is based on amplitude information, through precise registration of two SAR images, and obtains the offset between the registration points to calculate the deformation without phase unwrapping. The insensitivity of coherence can make up for the shortcomings of the above-mentioned conventional interferometric phase information technology based on factors such as decoherence and small deformation gradients that can be monitored. In addition, more and more in-orbit SAR satellites of different platforms can provide multi-directional deformation monitoring results for the same area, making it easier to implement 3D surface deformation monitoring based on multi-source SAR images. At the same time, monitoring the same area with different orbital SAR images can obtain more comprehensive surface deformation information.
发明内容Contents of the invention
本发明的目的在于提出一种融合多源SAR影像工矿区三维地表形变监测及解算方法,以克服传统InSAR技术受大梯度形变、失相干以及只能提供单一方向地表形变信息的限制,利于全面真实的反映出工矿区形变场的形变特征。The purpose of the present invention is to propose a method for monitoring and solving three-dimensional surface deformation in industrial and mining areas with fusion of multi-source SAR images, to overcome the limitations of traditional InSAR technology due to large gradient deformation, loss of coherence, and only providing surface deformation information in a single direction, which is beneficial to comprehensive It truly reflects the deformation characteristics of the deformation field in industrial and mining areas.
为了实现上述目的,本发明采用如下技术方案:In order to achieve the above object, the present invention adopts the following technical solutions:
一种融合多源SAR影像工矿区三维地表形变监测及解算方法,包括如下步骤:A method for monitoring and solving three-dimensional surface deformation in industrial and mining areas fused with multi-source SAR images, comprising the following steps:
a获取多源SAR影像干涉对的相干图;a Obtain the coherence map of the multi-source SAR image interference pair;
b对相干图进行平滑处理;b smoothing the coherence map;
c结合上述相干图并融合D-InSAR技术和Offset-tracking技术获取雷达视线向形变信息;c Combining the above coherence diagram and integrating D-InSAR technology and Offset-tracking technology to obtain radar line-of-sight deformation information;
d结合上述相干图并融合MAI技术和Offset-tracking技术获取雷达方位向形变信息;d Combining the above coherence diagram and combining MAI technology and Offset-tracking technology to obtain radar azimuth deformation information;
e利用步骤c和步骤d得到的雷达视线向形变信息和雷达方位向形变信息,采用Helmert方差分量估计建立三维地表形变模型并进行解算。e Utilize the radar line-of-sight deformation information and radar azimuth deformation information obtained in steps c and d, and use Helmert variance component estimation to establish a three-dimensional surface deformation model and solve it.
优选地,所述步骤a具体为:Preferably, the step a is specifically:
将收集的覆盖研究区多源SAR影像进行成像、多视处理后,基于精密轨道数据进行粗配置处理,计算出初始偏移量;再采用基于相关系数的配准方法,拟合出偏移量多项式,在最小二乘准则下计算出多项式系数后通过重采样处理完成精密配准;将各自配准后的SAR影像分别进行共轭相乘,获取各自差分干涉相位图的同时计算出SAR影像的相干图。After performing imaging and multi-view processing on the collected multi-source SAR images covering the research area, the rough configuration processing is performed based on the precise orbit data to calculate the initial offset; and then the registration method based on the correlation coefficient is used to fit the offset Polynomial, the polynomial coefficients are calculated under the least squares criterion, and then the precise registration is completed through resampling processing; the respective registered SAR images are conjugated and multiplied to obtain the respective differential interferograms and calculate the SAR image. coherence diagram.
优选地,所述步骤c具体为:Preferably, the step c is specifically:
c.1根据InSAR技术在实际应用中最大可监测形变梯度理论,确定D-InSAR可监测相干性阈值;c.1 According to the maximum monitorable deformation gradient theory of InSAR technology in practical application, determine the coherence threshold that can be monitored by D-InSAR;
c.2利用步骤c.1得到的相干性阈值和步骤b中的相干图,对研究区内相干值大于步骤c.1中阈值的区域采用D-InSAR技术进行地表形变监测获取雷达视线向形变信息;c.2 Using the coherence threshold obtained in step c.1 and the coherence map in step b, use D-InSAR technology to monitor surface deformation in the area of the study area where the coherence value is greater than the threshold in step c.1 to obtain radar line-of-sight deformation information;
c.3对于研究区内相干值小于c.1中阈值的区域采用Offset-tracking技术进行处理,获取距离向形变信息后进一步转换为雷达视线向形变信息;c.3 Use Offset-tracking technology to process the area in the study area where the coherence value is less than the threshold in c.1, and obtain the deformation information in the range direction, and then convert it into the radar line-of-sight deformation information;
c.4将步骤c.2和步骤c.3中分别获取的雷达视线向形变信息按照像元位置进行融合,从而获取整个研究区雷达视线向地表形变信息;c.4 Fuse the radar line-of-sight deformation information obtained in step c.2 and step c.3 respectively according to the pixel position, so as to obtain the radar line-of-sight deformation information of the entire research area;
c.5重复上述步骤c.1-步骤c.4,从而对不同轨道SAR影像数据分别进行处理,实现不同雷达视线向形变信息的监测。c.5 Repeat the above step c.1-step c.4, so as to process the SAR image data of different orbits separately, and realize the monitoring of deformation information in different radar line-of-sight directions.
优选地,所述步骤c.1中D-InSAR可监测相干性阈值的确定过程如下:Preferably, the determination process of the D-InSAR monitorable coherence threshold in step c.1 is as follows:
理论上可监测最大形变梯度模型的计算公式如下: Theoretically, the calculation formula of the maximum deformation gradient model that can be monitored is as follows:
其中,dmax最大形变梯度,λ为波长,u为像元大小;Among them, d max is the maximum deformation gradient, λ is the wavelength, and u is the pixel size;
实际可监测最大形变梯度与相干性的关系:Dmax=dmax+0.002(γ-1);The relationship between the maximum deformation gradient and coherence that can be actually monitored: D max =d max +0.002(γ-1);
其中,Dmax为实际可监测最大形变梯度,γ为相干值;Among them, D max is the actual maximum deformation gradient that can be monitored, and γ is the coherence value;
由公式看出,随着相干值的减小,存在一个较小相干值使得Dmax变为0,即监测不出形变信息;以此为基础计算出各传感器实际可监测最大形变梯度的临界相干值作为阈值。It can be seen from the formula that as the coherence value decreases, there is a small coherence value that makes D max become 0, that is, no deformation information can be monitored; based on this, the critical coherence of the maximum deformation gradient that can be monitored by each sensor is calculated value as a threshold.
优选地,所述步骤d具体为:Preferably, the step d is specifically:
d.1根据MAI技术和Offset-tracking技术监测精度与相干性的关系,选取两种技术监测精度高低变化时临界相干值作为相干性阈值;d.1 According to the relationship between the monitoring accuracy and coherence of MAI technology and Offset-tracking technology, select the critical coherence value when the monitoring accuracy of the two technologies changes as the coherence threshold;
d.2根据步骤d.1确定出的相干性阈值和步骤b中的相干图,对研究区内相干值大于d.1中阈值的区域采用MAI技术进行地表方位向形变监测获取雷达方位向形变信息;d.2 According to the coherence threshold determined in step d.1 and the coherence map in step b, use MAI technology to monitor the azimuth deformation of the surface in the study area where the coherence value is greater than the threshold value in d.1 to obtain the radar azimuth deformation information;
d.3对于研究区内相干值小于d.1中阈值的区域采用Offset-tracking技术进行处理,获取研究区内剩余区域雷达方位向形变信息;d.3 Use Offset-tracking technology to process the area with coherence value less than the threshold in d.1 in the research area, and obtain the radar azimuth deformation information of the remaining area in the research area;
d.4将步骤d.2和步骤d.3分别获取的雷达方位向形变信息进行融合,从而获取整个研究区雷达方位向地表形变信息;d.4 Fuse the radar azimuth deformation information obtained in step d.2 and step d.3 respectively, so as to obtain the radar azimuth direction deformation information of the entire research area;
d.5重复上述步骤d.1-步骤d.4,从而对不同轨道SAR影像数据进行处理,实现不同雷达方位向形变信息的监测。d.5 Repeat the above step d.1-step d.4, so as to process the SAR image data of different orbits, and realize the monitoring of deformation information in different radar azimuths.
优选地,所述步骤d.1中相干性阈值的大小为0.8。Preferably, the coherence threshold in step d.1 is 0.8.
优选地,所述步骤e具体为:Preferably, the step e is specifically:
获取多源SAR影像雷达视线向形变信息和雷达方位向形变信息后,将不同分辨率监测结果重采样至相同分辨率;采用Helmert方差分量估计的方法逐像元进行迭代处理,计算出每个像元的权重,建立三维地表形变解算模型并进行解算。After obtaining the multi-source SAR image radar line-of-sight deformation information and radar azimuth deformation information, the monitoring results of different resolutions are resampled to the same resolution; the method of Helmert variance component estimation is used for iterative processing pixel by pixel to calculate the The weight of the element is used to establish a three-dimensional surface deformation calculation model and perform calculation.
优选地,所述步骤e中建立三维地表形变解算模型并进行解算的过程如下:Preferably, the process of establishing a three-dimensional surface deformation calculation model in the step e and performing the calculation is as follows:
三维地表形变解算模型表示为:R=Bd;The three-dimensional surface deformation calculation model is expressed as: R=Bd;
其中,d=(du,de,dn)T表示三维地表形变信息,du表示垂直方向形变信息,de表示东西方向形变信息,dn表示南北方向形变信息;表示雷达坐标系中不同方向形变信息,表示轨道1视线向形变信息,表示轨道2视线向形变信息,表示轨道1方位向形变信息,表示轨道2方位向形变信息;B为三维形变模型系数矩阵;Among them, d=(d u , de e , d n ) T represents the three-dimensional surface deformation information, d u represents the deformation information in the vertical direction, d e represents the deformation information in the east-west direction, and d n represents the deformation information in the north-south direction; Indicates the deformation information in different directions in the radar coordinate system, Indicates the line-of-sight deformation information of track 1, Indicates the line-of-sight deformation information of track 2, Indicates the azimuth deformation information of track 1, Indicates the azimuth deformation information of track 2; B is the three-dimensional deformation model coefficient matrix;
根据SAR卫星对地观测原理示意图表示为:According to the schematic diagram of SAR satellite earth observation principle, it is expressed as:
其中,α1表示轨道1雷达方位角,α2表示轨道2雷达方位角,θ1表示轨道1雷达入射角,θ2表示轨道2雷达入射角;Among them, α 1 represents the azimuth angle of the track 1 radar, α 2 represents the azimuth angle of the track 2 radar, θ 1 represents the incident angle of the track 1 radar, and θ 2 represents the incident angle of the track 2 radar;
根据最小二乘原理,解算出地表三维形变信息:d=(BTPB)-1 BT PR;According to the principle of least squares, the three-dimensional deformation information of the surface is calculated: d=(B T PB) -1 B T PR;
其中,P为两个不同轨道视线向和方位向形变量所对应的权阵;根据Helmert方差分量估计公式,将方差分量和观测值残差之间的关系式表示为:Sθ=Wθ;Among them, P is the weight matrix corresponding to two different orbit line-of-sight and azimuth deformation variables; according to the Helmert variance component estimation formula, the relationship between the variance component and the residual error of the observation value is expressed as: Sθ=W θ ;
式中,表示两类观测量的单位权中误差;而Wθ和S分别为:In the formula, Indicates the unit weight error of two types of observations; and W θ and S are respectively:
式中,Ni=Bi TPiBi,i=1,2;P1和P2分别表示两类观测量的权阵;tr表示矩阵求迹运算;V1和V2分别表示两类观测量的改正数;In the formula, N i =B i T P i B i , i=1, 2; P 1 and P 2 represent the weight matrix of the two types of observations respectively; tr represents the matrix trace operation; V 1 and V 2 represent the two types of observations respectively the correction number;
给定初始权阵P,第一次平差后根据Helmert方差分量估计公式对θ进行估计,然后按照下式重新计算权重: Given the initial weight matrix P, estimate θ according to the Helmert variance component estimation formula after the first adjustment, and then recalculate the weight according to the following formula:
其中,和分别表示两类观测量权阵的估值;令再次进行迭代计算,直到重新定权,进而计算出三维形变信息。in, and represent the valuations of the two types of observation weight matrix respectively; let Iterative calculation is performed again until Re-weighting, and then calculate the three-dimensional deformation information.
本发明具有如下优点:The present invention has the following advantages:
本发明方法基于多源SAR影像数据对工矿区地表形变进行监测,可以更全面真实地获得工矿区地表形变的时空特性。针对工矿区地表形变特点,通过融合多种InSAR技术可以有效解决失相干、形变梯度大等因素的限制,拓宽了InSAR技术在工矿区大尺度地表形变监测的应用前景、降低了变监测的成本和技术限制。在此基础上,通过建立三维形变解算模型,可以更全面有效地获取工矿区三维地表形变信息,更直接地了解和掌握研究区地表形变情况,有效预防地质灾害措施。同时也为开展地表形变机理以及形变规律的研究提供更直接的基础数据,这对矿区可持续开采具有重要意义。The method of the invention monitors the surface deformation of the industrial and mining area based on multi-source SAR image data, and can more comprehensively and truly obtain the temporal and spatial characteristics of the surface deformation of the industrial and mining area. According to the characteristics of surface deformation in industrial and mining areas, the limitations of factors such as decoherence and large deformation gradient can be effectively solved by integrating multiple InSAR technologies, which broadens the application prospects of InSAR technology in large-scale surface deformation monitoring in industrial and mining areas, and reduces the cost and cost of deformation monitoring. technical limitations. On this basis, by establishing a three-dimensional deformation calculation model, it is possible to more comprehensively and effectively obtain three-dimensional surface deformation information in industrial and mining areas, understand and grasp the surface deformation in the study area more directly, and effectively prevent geological disasters. At the same time, it also provides more direct basic data for the study of surface deformation mechanism and deformation law, which is of great significance to the sustainable mining of mining areas.
附图说明Description of drawings
图1为本发明中一种融合多源SAR影像工矿区三维地表形变监测及解算方法的流程图;Fig. 1 is a flow chart of a fusion multi-source SAR image industrial and mining area three-dimensional surface deformation monitoring and solution method in the present invention;
图2为本发明中采用D-InSAR技术处理后的升轨ALOS PALSAR数据视线向形变监测结果示意图;Fig. 2 is the schematic diagram of the line-of-sight deformation monitoring results of the ascending orbit ALOS PALSAR data processed by D-InSAR technology in the present invention;
图3为本发明中融合D-InSAR技术和Offseet-tracking技术处理后的升轨ALOSPALSAR数据视线向形变监测结果示意图;Fig. 3 is the schematic diagram of the line-of-sight deformation monitoring results of the ascending orbit ALOSPALSAR data processed by the fusion of D-InSAR technology and Offseet-tracking technology in the present invention;
图4为本发明中采用D-InSAR技术处理后的降轨ENVISAT ASAR数据视线向形变监测结果示意图;Fig. 4 is the schematic diagram of the line-of-sight deformation monitoring result of the descending orbit ENVISAT ASAR data processed by D-InSAR technology in the present invention;
图5为本发明中融合D-InSAR技术和Offseet-tracking技术处理后的降轨ENVISATASAR数据视线向形变监测结果示意图;5 is a schematic diagram of the line-of-sight deformation monitoring results of the descending orbit ENVISATASAR data processed by the fusion of D-InSAR technology and Offseet-tracking technology in the present invention;
图6为本发明中采用MAI技术处理后的升轨ALOS PALSAR数据方位向形变监测结果示意图;Fig. 6 is a schematic diagram of the azimuth deformation monitoring results of the ascending orbit ALOS PALSAR data processed by MAI technology in the present invention;
图7为本发明中融合MAI技术和Offseet-tracking技术处理后的升轨ALOS PALSAR数据方位向形变监测结果示意图;Fig. 7 is a schematic diagram of the azimuth deformation monitoring results of the ascending orbit ALOS PALSAR data processed by the fusion of MAI technology and Offseet-tracking technology in the present invention;
图8为本发明中采用MAI技术处理后的降轨ENVISAT ASAR数据方位向形变监测结果示意图;Fig. 8 is a schematic diagram of the azimuth deformation monitoring results of the descending orbit ENVISAT ASAR data processed by MAI technology in the present invention;
图9为本发明中融合MAI技术和Offseet-tracking技术处理后的结果降轨ENVISATASAR数据方位向形变监测结果示意图;Fig. 9 is a schematic diagram of the azimuth deformation monitoring results of the descending orbit ENVISATASAR data after the fusion of MAI technology and Offseet-tracking technology in the present invention;
图10为本发明中三维地表形变监测的垂直方向结果示意图;Fig. 10 is a schematic diagram of the vertical direction result of three-dimensional surface deformation monitoring in the present invention;
图11为本发明中三维地表形变监测的东西方向结果示意图;Fig. 11 is a schematic diagram of the east-west direction results of three-dimensional surface deformation monitoring in the present invention;
图12为本发明中三维地表形变监测的南北方向结果示意图;Fig. 12 is a schematic diagram of the north-south direction results of three-dimensional surface deformation monitoring in the present invention;
图13为本发明中SAR卫星对地观测原理示意图。Fig. 13 is a schematic diagram of the principle of SAR satellite earth observation in the present invention.
具体实施方式detailed description
本发明的基本原理为:Basic principle of the present invention is:
通过采用多种InSAR技术对覆盖同一研究区内多源SAR影像进行处理,将多种InSAR技术进行融合获取该区域多方向地表形变信息,进一步融合多源监测结果解算三维地表形变。By using a variety of InSAR technologies to process multi-source SAR images covering the same research area, the multiple InSAR technologies are fused to obtain multi-directional surface deformation information in the area, and the multi-source monitoring results are further fused to solve the three-dimensional surface deformation.
下面结合附图以及具体实施方式对本发明作进一步详细说明:Below in conjunction with accompanying drawing and specific embodiment the present invention is described in further detail:
结合图1所示,一种融合多源SAR影像工矿区三维地表形变监测及解算方法,包括如下几个步骤:As shown in Figure 1, a method for monitoring and calculating 3D surface deformation in industrial and mining areas fused with multi-source SAR images includes the following steps:
a获取多源SAR影像干涉对的相干图。具体获取方法为:a Obtain the coherence map of the interferometric pair of multi-source SAR images. The specific method of obtaining is:
将收集的覆盖研究区多源SAR影像进行成像、多视处理后,基于精密轨道数据进行粗配置处理,计算出初始偏移量;再采用基于相关系数的配准方法,拟合出偏移量多项式,在最小二乘准则下计算出多项式系数后通过重采样处理完成精密配准;将各自配准后的SAR影像分别进行共轭相乘,获取各自差分干涉相位图的同时计算出SAR影像的相干图。After performing imaging and multi-view processing on the collected multi-source SAR images covering the research area, the rough configuration processing is performed based on the precise orbit data to calculate the initial offset; and then the registration method based on the correlation coefficient is used to fit the offset Polynomial, the polynomial coefficients are calculated under the least squares criterion, and then the precise registration is completed through resampling processing; the respective registered SAR images are conjugated and multiplied to obtain the respective differential interferograms and calculate the SAR image. coherence diagram.
其中,相干图是指是评价两幅SAR影像相似程度的依据,在差分干涉处理中生成。Among them, the coherence map refers to the basis for evaluating the similarity of two SAR images, which is generated in the differential interference processing.
b对相干图进行平滑处理。b Smoothing of the coherence map.
相干图是后续数据处理的基础,但实际处理过程中由于各种噪声等因素的影响导致获取的相干图中各像元相干值空间连续性较差,即相邻像元之间相干值变化较大,无法以此为基础确定出后续处理过程中不同InSAR技术可处理的连续范围。因此,在进行后续处理之前先对相干值空间离散的相干图进行平滑处理。The coherence map is the basis of subsequent data processing, but in the actual processing process, due to the influence of various noises and other factors, the spatial continuity of the coherence value of each pixel in the obtained coherence map is poor, that is, the change of the coherence value between adjacent pixels is small. It is impossible to determine the continuous range that can be processed by different InSAR technologies in the subsequent processing process based on this. Therefore, the coherence map whose coherence values are spatially discrete is smoothed before subsequent processing.
处理过程中为了尽可能保证相干图的真实性可以采用克里金插值的方法。In order to ensure the authenticity of the coherence map as much as possible during the processing, the Kriging interpolation method can be used.
c融合D-InSAR技术和Offset-tracking技术获取雷达视线向形变信息。c Integrate D-InSAR technology and Offset-tracking technology to obtain radar line-of-sight deformation information.
为获取工矿区高精度地表形变监测结果,针对工矿区地表形变容易出现失相干的现象,通过融合D-InSAR技术和Offset-tracking技术方式实现全盆地地表形变监测。In order to obtain high-precision surface deformation monitoring results in industrial and mining areas, and in view of the phenomenon that the surface deformation in industrial and mining areas is prone to decoherence, the surface deformation monitoring of the whole basin is realized by integrating D-InSAR technology and Offset-tracking technology.
该步骤c具体为:The step c is specifically:
c.1根据InSAR技术在实际应用中可监测最大形变梯度理论,确定D-InSAR可监测相干性阈值。c.1 According to the maximum deformation gradient theory that can be monitored by InSAR technology in practical application, determine the coherence threshold that can be monitored by D-InSAR.
工矿区地表形变具有影响范围小、形变量级大等特点,容易出现大梯度形变,在差分干涉图中表现为条纹比较密集,导致解缠错误进而无法得到可靠的形变信息;而且形变梯度过大容易导致形变区出现失相干,降低监测结果的精度。Surface deformation in industrial and mining areas has the characteristics of small impact range and large deformation level, and is prone to large gradient deformation. In the differential interferogram, the fringes are relatively dense, which leads to unwrapping errors and cannot obtain reliable deformation information; and the deformation gradient is too large. It is easy to cause decoherence in the deformation zone and reduce the accuracy of monitoring results.
InSAR技术最大可监测形变梯度理论最早是由Massonnett and Feigl提出,并给出了理论模型。在此基础上,Baran等人考虑到相干性等因素影响,发现实际应用中InSAR最大可监测形变梯度值要比理论值小,给出了InSAR技术在实际应用中最大可监测形变梯度模型。The theory of the maximum detectable deformation gradient of InSAR technology was first proposed by Massonnett and Feigl, and a theoretical model was given. On this basis, Baran et al., considering the influence of coherence and other factors, found that the maximum monitorable deformation gradient value of InSAR in practical applications is smaller than the theoretical value, and gave the maximum monitorable deformation gradient model of InSAR technology in practical applications.
本发明步骤c.1中D-InSAR可监测相干性阈值的确定过程如下:The determination process of the D-InSAR monitorable coherence threshold in step c.1 of the present invention is as follows:
Massonnett和Feigl于1998年提出理论上可监测最大形变梯度模型的计算公式如下:Massonnett and Feigl proposed in 1998 that the calculation formula of the theoretically monitorable maximum deformation gradient model is as follows:
其中,dmax最大形变梯度,λ为波长,u为像元大小。 Among them, d max is the maximum deformation gradient, λ is the wavelength, and u is the pixel size.
然而受实际应用过程中由于受到失相干等因素的影响,可监测最大形变梯度理论模型要比理论上的小。考虑到相干性等因素影响,实际中最大可监测形变梯度比理论值要小,Baran等人于2005年给出了实际可监测最大形变梯度与相干性的关系:However, due to the influence of decoherence and other factors in the actual application process, the theoretical model of the maximum deformation gradient that can be monitored is smaller than the theoretical one. Considering the influence of coherence and other factors, the actual maximum monitorable deformation gradient is smaller than the theoretical value. In 2005, Baran et al. gave the relationship between the actual monitorable maximum deformation gradient and coherence:
Dmax=dmax+0.002(γ-1);其中,Dmax为实际可监测最大形变梯度,γ为相干值。D max =d max +0.002(γ-1); wherein, D max is the actual maximum monitorable deformation gradient, and γ is the coherence value.
由公式看出,随着相干值的减小,存在一个较小相干值使得Dmax变为0,即监测不出形变信息;以此为基础计算出各传感器实际可监测最大形变梯度的临界相干值作为阈值。It can be seen from the formula that as the coherence value decreases, there is a small coherence value that makes D max become 0, that is, no deformation information can be monitored; based on this, the critical coherence of the maximum deformation gradient that can be monitored by each sensor is calculated value as a threshold.
其中,相干值大于阈值的区域可以采用D-InSAR技术进行地表形变监测,相干值小于阈值的区域可以采用Offset-tracking技术进行地表形变监测。Among them, D-InSAR technology can be used for surface deformation monitoring in areas where the coherence value is greater than the threshold value, and the Offset-tracking technology can be used for surface deformation monitoring in areas where the coherence value is less than the threshold value.
c.2利用步骤c.1得到的相干性阈值和步骤b中的相干图,对研究区内相干值大于步骤c.1中阈值的区域采用D-InSAR技术进行地表形变监测获取雷达视线向形变信息。c.2 Using the coherence threshold obtained in step c.1 and the coherence map in step b, use D-InSAR technology to monitor surface deformation in the area of the study area where the coherence value is greater than the threshold in step c.1 to obtain radar line-of-sight deformation information.
c.3对于研究区内相干值小于c.1中阈值的区域采用Offset-tracking技术进行处理,获取距离向形变信息后进一步转换为雷达视线向形变信息。c.3 Use Offset-tracking technology to process the areas in the study area whose coherence value is less than the threshold in c.1, and obtain the deformation information in the range direction and then convert it into deformation information in the radar line-of-sight direction.
Offset_tracking技术是基于两景影像幅度信息计算出配准偏移量,进一步将配准偏移量转换为形变信息,在此基础上计算出方位向形变。The Offset_tracking technology calculates the registration offset based on the amplitude information of the two scenes, and further converts the registration offset into deformation information, and calculates the azimuth deformation on this basis.
该技术最大特点是对相干性不敏感,不需要相位解缠便可获取形变信息,可以有效克服D-InSAR技术应用局限,能对大形变梯度导致失相关严重的地区提供形变细节。The biggest feature of this technology is that it is not sensitive to coherence, and deformation information can be obtained without phase unwrapping. It can effectively overcome the application limitations of D-InSAR technology, and can provide deformation details for areas with severe loss of correlation caused by large deformation gradients.
图2和图4分别表示ALOS和ASAR两组不同SAR影像采用D-InSAR技术获取的视线向形变监测结果,图中空白区域即为失相干区域。对于该区域采用对相干性没有要求的Offset-tracking技术进行处理,图3和图5是融合两种技术后最终的监测结果,通过对比图2和图3以及图4和图5可以发现效果比较明显,实现了低相干区地表形变的监测。除此之外,通过图2至图5可以发现不同轨道SAR影像从不同视角对地表进行观测,获取了包括在形变范围、形变分布等方面不同的监测结果,可以获取更全面的地表形变信息。Figure 2 and Figure 4 respectively show the line-of-sight deformation monitoring results obtained by using D-InSAR technology for two sets of different SAR images of ALOS and ASAR, and the blank area in the figure is the decoherence area. For this area, the Offset-tracking technology that does not require coherence is used for processing. Figure 3 and Figure 5 are the final monitoring results after the fusion of the two technologies. By comparing Figure 2 and Figure 3 and Figure 4 and Figure 5, we can find the effect comparison Obviously, the monitoring of surface deformation in the low coherence area is realized. In addition, from Figures 2 to 5, it can be found that different orbital SAR images observe the surface from different angles of view, and obtain different monitoring results including deformation range and deformation distribution, so that more comprehensive surface deformation information can be obtained.
c.4将步骤c.2和步骤c.3中分别获取的雷达视线向形变信息按照像元位置进行融合,从而获取整个研究区雷达视线向地表形变信息;c.4 Fuse the radar line-of-sight deformation information obtained in step c.2 and step c.3 respectively according to the pixel position, so as to obtain the radar line-of-sight deformation information of the entire research area;
c.5为了获取研究区三维地表形变信息,需要至少三个不同方向形变信息。重复上述步骤c.1-步骤c.4,从而对不同轨道SAR影像数据分别进行处理,实现不同雷达视线向形变信息的监测,可以获取更全面真实地表形变信息。c.5 In order to obtain the three-dimensional surface deformation information in the study area, deformation information in at least three different directions is required. Repeat the above step c.1-step c.4, so as to process the SAR image data of different orbits separately, realize the monitoring of deformation information in different radar line-of-sight directions, and obtain more comprehensive and real surface deformation information.
d融合MAI技术和Offset-tracking技术获取雷达方位向形变信息。d Combining MAI technology and Offset-tracking technology to obtain radar azimuth deformation information.
MAI技术是基于干涉相位信息对地观测技术,与InSAR技术的不同,该技术使用分裂波束的InSAR处理算法获得较高精度的方位向形变量:MAI technology is an earth observation technology based on interferometric phase information. Different from InSAR technology, this technology uses split beam InSAR processing algorithm to obtain higher precision azimuth deformation:
首先利用两幅单视复数影像(SLC)分裂生成前、后视两对主从影像,将前、后视主从影像分别进行干涉处理得到前视和后视干涉图,然后将这两幅前、后视干涉图共轭相乘产生一幅包含方位向形变信息的多孔径差分干涉图,经过滤波、相位解缠等步骤的处理后得到方位向的形变量。与常规InSAR监测形变的机理类似,SAR影像的相干性是制约着该技术应用的主要因素,相干性的好坏直接影响着MAI测量方位向形变的精度。相对于基于幅度信息的Offset-tracking技术而已,高相干区域其监测精度高,而低相干区其监测精度较低。Firstly, two pairs of front and rear master-slave images are generated by splitting two single-view complex images (SLC). Conjugate multiplication of the backsight interferogram and the backsight interferogram produces a multi-aperture differential interferogram containing azimuth deformation information. After filtering, phase unwrapping and other steps, the azimuth deformation is obtained. Similar to the mechanism of conventional InSAR monitoring deformation, the coherence of SAR images is the main factor restricting the application of this technology, and the quality of coherence directly affects the accuracy of MAI measurement of azimuth deformation. Compared with the offset-tracking technology based on amplitude information, the monitoring accuracy of the high-coherence area is high, while the monitoring accuracy of the low-coherence area is low.
影像相干性对MAI技术的精度影响较大,而工矿区地表一般覆盖农作物,相干性较差,除此之外,短时间内大量级地表形变加深了影像失相干。为了获取方位向形变信息采用融合MAI技术和对相干性不敏感的Offset-tracking技术进行地表形变监测。Image coherence has a great influence on the accuracy of MAI technology, and the surface of industrial and mining areas is generally covered with crops, and the coherence is poor. In addition, large-scale surface deformation in a short period of time deepens image decoherence. In order to obtain the azimuth deformation information, the MAI technology and the Offset-tracking technology which is not sensitive to coherence are used to monitor the surface deformation.
Offset-tracking技术计算偏移量的精度为1/50个像元,对SAR数据而言,相当于在方位向上的精度可以达到7.5cm和视线向为14cm。Offset-tracking technology calculates the offset with an accuracy of 1/50 pixel, which is equivalent to 7.5cm in azimuth and 14cm in line of sight for SAR data.
MAI相位标准差可以表示为 MAI phase standard deviation can be expressed as
随着相干性的提高,计算出的相位标准差越来越小。相关文献中显示当相干值大于0.8时,MAI的标准差优于Offset-tracking技术。因此,本发明方法对研究区内相干值大于0.8的区域采用MAI技术进行处理,对研究区内相干值小于0.8的区域采用Offset-tracking技术进行处理,最后,将两个监测结果进行融合实现全盆地地表形变监测。As the coherence increases, the calculated phase standard deviation becomes smaller and smaller. Related literature shows that when the coherence value is greater than 0.8, the standard deviation of MAI is better than that of Offset-tracking technology. Therefore, the method of the present invention uses MAI technology to process the area with a coherence value greater than 0.8 in the study area, and uses Offset-tracking technology to process the area with a coherence value less than 0.8 in the study area. Finally, the two monitoring results are fused to achieve full tracking. Basin surface deformation monitoring.
该步骤d具体为:The step d is specifically:
d.1根据MAI技术和Offset-tracking技术监测精度与相干性的关系,选取两种技术监测精度高低变化时临界相干值作为相干性阈值,其大小为0.8。d.1 According to the relationship between the monitoring accuracy and coherence of MAI technology and Offset-tracking technology, the critical coherence value when the monitoring accuracy of the two technologies changes is selected as the coherence threshold, and its value is 0.8.
d.2根据步骤d.1确定出的相干性阈值和步骤b中的相干图,对研究区内相干值大于d.1中阈值的区域采用MAI技术进行地表方位向形变监测获取雷达方位向形变信息。d.2 According to the coherence threshold determined in step d.1 and the coherence map in step b, use MAI technology to monitor the azimuth deformation of the surface in the study area where the coherence value is greater than the threshold value in d.1 to obtain the radar azimuth deformation information.
d.3对于研究区内相干值小于d.1中阈值的区域采用Offset-tracking技术进行处理,获取研究区内剩余区域雷达方位向形变信息。d.3 Use Offset-tracking technology to process the areas where the coherence value is less than the threshold in d.1 in the study area, and obtain the radar azimuth deformation information of the remaining areas in the study area.
d.4将步骤d.2和步骤d.3分别获取的雷达方位向形变信息进行融合,从而获取整个研究区雷达方位向地表形变信息。d.4 Fuse the radar azimuth deformation information obtained in step d.2 and step d.3 respectively, so as to obtain the radar azimuth direction deformation information of the entire research area.
图6和图8分别表示ALOS和ASAR两组不同SAR影像采用MAI技术获取的方位向形变监测结果,图中空白区域即为失相干区域。失相干区域采用Offset-tracking技术获取形变信息,图7和图9是融合两种技术后最终的监测结果。通过对比图6和图7以及图8和图9可以发现效果比较明显,通过融合两种技术获取了包括沉降盆地中心低相干区域方位向的形变信息,实现了低相干区地表形变的监测。Figure 6 and Figure 8 respectively show the azimuthal deformation monitoring results obtained by MAI technology for two different SAR images of ALOS and ASAR, and the blank area in the figure is the decoherence area. In the decoherent area, Offset-tracking technology is used to obtain deformation information. Figure 7 and Figure 9 are the final monitoring results after combining the two technologies. By comparing Figures 6 and 7 and Figures 8 and 9, it can be found that the effect is more obvious. By combining the two techniques, the deformation information including the azimuth direction of the low coherence area in the center of the subsidence basin is obtained, and the monitoring of surface deformation in the low coherence area is realized.
d.5重复上述步骤d.1-步骤d.4,从而对不同轨道SAR影像数据进行处理,实现不同雷达方位向形变信息的监测,可以获取更全面真实地表形变信息。d.5 Repeat the above step d.1-step d.4, so as to process the SAR image data of different orbits, realize the monitoring of deformation information in different radar azimuth directions, and obtain more comprehensive and real surface deformation information.
至此,通过融合多种InSAR技术对多源SAR影像进行处理,获取了工矿区包括两个不同视线向和两个不同方位向在内的四个不同方向形变信息。So far, through the fusion of multiple InSAR technologies to process multi-source SAR images, deformation information in four different directions including two different line-of-sight directions and two different azimuth directions in industrial and mining areas has been obtained.
e获取多源SAR影像(至少两个不同轨道)视线向和方位向形变信息后,将不同分辨率监测结果重采样至相同分辨率。e After obtaining the line-of-sight and azimuth deformation information of multi-source SAR images (at least two different orbits), resample the monitoring results with different resolutions to the same resolution.
考虑到不同技术获取监测结果精度的不同将监测结果按照获取方式的不同分为两类,采用Helmert方差分量估计的方法逐像元进行迭代处理,计算出每个像元的权重,建立三维地表形变解算模型并进行解算。Considering the difference in the accuracy of monitoring results obtained by different technologies, the monitoring results are divided into two categories according to the different acquisition methods, and the method of Helmert variance component estimation is used to iteratively process pixel by pixel, and the weight of each pixel is calculated to establish the three-dimensional surface deformation Solve the model and perform the evaluation.
图10、图11和图12分别为研究三维地表形变监测的垂直、东西和南北方向结果图。Fig. 10, Fig. 11 and Fig. 12 are the vertical, east-west and north-south direction results of the research on three-dimensional surface deformation monitoring respectively.
其中,Helmert方差分量估计是利用每次平差后各类改正数的加权平方和来估计各类观测值的单位权方差,进而实现根据精度确定各类观测值的权重。Among them, the Helmert variance component estimation is to use the weighted square sum of various correction numbers after each adjustment to estimate the unit weight variance of various observations, and then realize the determination of the weight of various observations according to the accuracy.
该步骤e具体为:三维地表形变解算模型表示为:R=Bd;This step e is specifically: the three-dimensional surface deformation calculation model is expressed as: R=Bd;
其中,d=(du,de,dn)T表示三维地表形变信息,du表示垂直方向形变信息,de表示东西方向形变信息,dn表示南北方向形变信息;表示雷达坐标系中不同方向形变信息,表示轨道1视线向形变信息,表示轨道2视线向形变信息,表示轨道1方位向形变信息,表示轨道2方位向形变信息;B为三维形变模型系数矩阵;Among them, d=(d u , de e , d n ) T represents the three-dimensional surface deformation information, d u represents the deformation information in the vertical direction, d e represents the deformation information in the east-west direction, and d n represents the deformation information in the north-south direction; Indicates the deformation information in different directions in the radar coordinate system, Indicates the line-of-sight deformation information of track 1, Indicates the line-of-sight deformation information of track 2, Indicates the azimuth deformation information of track 1, Indicates the azimuth deformation information of track 2; B is the three-dimensional deformation model coefficient matrix;
如图13所示,SAR卫星对地观测原理示意图可表示为:As shown in Figure 13, the schematic diagram of the SAR satellite’s earth observation principle can be expressed as:
其中,α1表示轨道1雷达方位角,α2表示轨道2雷达方位角,θ1表示轨道1雷达入射角,θ2表示轨道2雷达入射角;Among them, α 1 represents the azimuth angle of the track 1 radar, α 2 represents the azimuth angle of the track 2 radar, θ 1 represents the incident angle of the track 1 radar, and θ 2 represents the incident angle of the track 2 radar;
根据最小二乘原理,解算出地表三维形变信息:d=(BTPB)-1 BT PR;According to the principle of least squares, the three-dimensional deformation information of the surface is calculated: d=(B T PB) -1 B T PR;
其中,P为两个不同轨道视线向和方位向形变量所对应的权阵;根据Helmert方差分量估计公式,将方差分量和观测值残差之间的关系式表示为:Sθ=Wθ;Among them, P is the weight matrix corresponding to two different orbit line-of-sight and azimuth deformation variables; according to the Helmert variance component estimation formula, the relationship between the variance component and the residual error of the observation value is expressed as: Sθ=W θ ;
式中,表示两类观测量的单位权中误差;而Wθ和S分别为:In the formula, Indicates the unit weight error of two types of observations; and W θ and S are respectively:
式中,Ni=Bi TPiBi,i=1,2;P1和P2分别表示两类观测量的权阵;tr表示矩阵求迹运算;V1和V2分别表示两类观测量的改正数;In the formula, N i =B i T P i B i , i=1, 2; P 1 and P 2 represent the weight matrix of the two types of observations respectively; tr represents the matrix trace operation; V 1 and V 2 represent the two types of observations respectively the correction number;
给定初始权阵P,第一次平差后根据Helmert方差分量估计公式对θ进行估计,然后按照下式重新计算权重: Given the initial weight matrix P, estimate θ according to the Helmert variance component estimation formula after the first adjustment, and then recalculate the weight according to the following formula:
其中,和分别表示两类观测量权阵的估值;令再次进行迭代计算,直到重新定权,进而计算出三维形变信息。in, and represent the valuations of the two types of observation weight matrix respectively; let Iterative calculation is performed again until Re-weighting, and then calculate the three-dimensional deformation information.
当然,以上说明仅仅为本发明的较佳实施例,本发明并不限于列举上述实施例,应当说明的是,任何熟悉本领域的技术人员在本说明书的教导下,所做出的所有等同替代、明显变形形式,均落在本说明书的实质范围之内,理应受到本发明的保护。Of course, the above descriptions are only preferred embodiments of the present invention, and the present invention is not limited to the above-mentioned embodiments. It should be noted that all equivalent substitutions made by any person skilled in the art under the teaching of this specification , obvious deformation forms, all fall within the essential scope of this specification, and should be protected by the present invention.
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