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CA2320046A1 - Poly .epsilon.-caprolactone plasticizers and vinylic polymer compositions plastified therewith - Google Patents

Poly .epsilon.-caprolactone plasticizers and vinylic polymer compositions plastified therewith Download PDF

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Publication number
CA2320046A1
CA2320046A1 CA002320046A CA2320046A CA2320046A1 CA 2320046 A1 CA2320046 A1 CA 2320046A1 CA 002320046 A CA002320046 A CA 002320046A CA 2320046 A CA2320046 A CA 2320046A CA 2320046 A1 CA2320046 A1 CA 2320046A1
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Prior art keywords
molecular weight
vinylic polymer
caprolactone
vinylic
low molecular
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French (fr)
Inventor
Claude Dehennau
Andree Lahaye
Dominique Grandjean
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Solvay SA
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    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L27/00Compositions of homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and at least one being terminated by a halogen; Compositions of derivatives of such polymers
    • C08L27/02Compositions of homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and at least one being terminated by a halogen; Compositions of derivatives of such polymers not modified by chemical after-treatment
    • C08L27/04Compositions of homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and at least one being terminated by a halogen; Compositions of derivatives of such polymers not modified by chemical after-treatment containing chlorine atoms
    • C08L27/06Homopolymers or copolymers of vinyl chloride
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L2666/00Composition of polymers characterized by a further compound in the blend, being organic macromolecular compounds, natural resins, waxes or and bituminous materials, non-macromolecular organic substances, inorganic substances or characterized by their function in the composition
    • C08L2666/02Organic macromolecular compounds, natural resins, waxes or and bituminous materials
    • C08L2666/14Macromolecular compounds according to C08L59/00 - C08L87/00; Derivatives thereof
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L67/00Compositions of polyesters obtained by reactions forming a carboxylic ester link in the main chain; Compositions of derivatives of such polymers
    • C08L67/04Polyesters derived from hydroxycarboxylic acids, e.g. lactones

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  • Chemical & Material Sciences (AREA)
  • Health & Medical Sciences (AREA)
  • Chemical Kinetics & Catalysis (AREA)
  • Medicinal Chemistry (AREA)
  • Polymers & Plastics (AREA)
  • Organic Chemistry (AREA)
  • Compositions Of Macromolecular Compounds (AREA)

Abstract

Use of specific low molecular weight .epsilon.-caprolactone homopolymers having an average molecular weight of about 1000 g/mol. Which give unexpected advantages as a plasticizer for vinylic polymer compositions. The plasticizers may be incorporated into vinylic polymer compositions, such as PVC compositions and give the vinylic polymer composition into which they are incorporated properties approximating those which contain traditional plasticizers, such as DOP, DOA and TOTM while avoiding various disadvantages associated therewith.

Description

Poly E-caprolactone ~lasticizers and vin~,rlic polymer compositions plastified therewith The present invention concerns plasticizers and vinylic polymer compositions, and in particular, poly E-caprolactone polymers (E-PCL) and polyvinyl chloride (PVC) compositions having said plasticizers.
Many different organic molecules have been employed as plasticizers for vinylic polymer compositions, such as PVC. Notable among these plasticizers are phtalates, such as dioctylphtalate (DOP), adipates, such as dioctyl adipate (DOA) and trimellitates, and in particular trioctyl trimellitate (TOTM). Use of DOP and TOTM in particular are widespread for their advantageous properties of mechanical strength and permeability to 02 and C02.
While perhaps being the most preferred of those plasticizers now available, DOP, DOA and TOTM nonetheless also possess several properties which are disadvantageous and desireable to eliminate. One such property is the tendency for those plasticizers to escape or be extracted from the plasticized vinylic polymer composition {by, for example, volatilization and evaporation). This is particularly problematic when the composition is used in applications where it is exposed to elevated temperatures, such as an insulating medium for wires and cables, or to lipids (in the case of medical blood bags). Other such properties are that they are not biodegradable and that they have a tendency to absorb the active ingredients (such as diazepam) present in various medications, a property which is particularly problematic where medical perfusion bags are involved.
Furthermore, the potential toxicity of phtalates (such as DOP) makes their use in medical devices, such as blood bags and perfusion bags problematic.
Accordingly, it has long been sought to identify other molecules which may serve as such plasticizers and which possess advantageous properties that approximate those positive properties of DOP, DOA and TOTM while not possessing the disadvantageous properties of DOP, DOA and TOTM.
In this regard, the use of specific polycaprolactones (capro-3 lactone and capro-4 lactone) are known as being useful as a plasticizer in replacement of DOP, TOTM and other such molecules.
For example, United States patent.number 3,592,877 discloses plasticized thermoplastic vinylic resins plasticized with a plasticizing amount of relatively high molecular weight, solid, linear polymers of lactones, including poly capro-3 lactone and capro-4 lactone copolymers.
Similarily, Derwent publications 84-265927/43 (of Japanese patent application published 59/161419-A) and 86-192285 (of Japanese patent application published 61/123645-A) disclose compositions having grafted PVC/polycaprolactone copolymers. The former discloses a PVC obtained either by grafting vinyl chloride onto polycaprolactone or by grafting a mixture of vinyl chloride and another comonomer onto polycaprolactone. The latter discloses kneading of, inter alia, PVC with polycaprolactone. While both disclosures state that the average molecular weight of the PCL as being between 103 and 106, these polycaprolactones are essentially of a relatively high molecular weight.
Further, Derwent publication 88-230506/33 (of Japanese patent application published 63/162721-A) discloses modified polycaprolactones having relatively high molecular weights of 1000 - 55000.
Finally, WO 94/11445 discloses polymeric compositions comprised of a structural polymer and at least one oligomer as a plasticizer. The structural polymer, which may be PCL, has an average molecular weight of >_ 50000. The oligomer, which has an average molecular weight of 2000 or less, is apparently an oligohydroxy-alkanoate (OHA).
While being useful, those polycaprolactones having relatively high molecular weights crystallize rapidly into the polymer matrix causing an important loss in the plastification and a loss of transparency of the polymeric composition.
Furthermore, the use of polycaprolactones having a relatively high molecular weight as well as those having a relatively low molecular weight has proven problematic due to the tendency of polycaprolactones to give "plate out".
Accordingly, it can be seen that there remains a need to identify and provide a plasticizer for vinylic polymer compositions, and in particular for PVC
compositions, which does not crystallize into the polymer matrix which does not give "plate out" and which avoids the disadvantages experienced with DOP, DOA and TOTM but which gives results which approximate those of DOP, DOA and TOTM.
A primary goal of the present invention is to identify and provide a plasticizer for vinylic polymer compositions, and in particular for PVC
compositions, which does not crystallize rapidly into the polymer matrix, which does not give plate out and which avoids the disadvantages experienced with DOP, DOA and TOTM but which gives results which approximate those of DOP, DOA and TOTM.
Another primary goal is to pro~tide a vinylic polymer composition, and in S particular a PVC composition, which includes the plasticizer.
Still other goals are to provide a process for making the said composition plasticized with the said plasticizers and to provide for usage of the said compositions.
In accordance with the teachings of the present invention, we have found 10 that we obtain surprising, unexpectedly advantageous results in this regard with the use of the specific E-caprolactone homopolymers of the present invention.
In particular, we have obtained unexpectedly advantageous results from the use of specific low molecular weight E-caprolactone homopolymers which have an average molecular weight of about 1000 g/mol.
15 As used herein, the term "plasticizer" is used to refer to those liquids or solids which lower the glass transition temperature (Tg) of the vinylic/vinyl polymers and polymer compositions of the present invention.
As used herein, the term "low molecular weight s-caprolactone" refers to those polyesters derived from E-caprolactone which terminate in~at least one ZO hydroxy group and that have an average molecular weight of about 1000 g/mol.
Preferably, the "low molecular weight a-caprolactone" are polyol polyesters derived from E-caprolactone which terminate in hydroxy groups that have an average molecular weight of about 1000 glmol.
The tow molecular weight E-caprolactone homopolymers of the present 25 invention are, preferably, linear homopolymers. Also preferred are branched homopolymers having at least one short branching chain.
As used herein, the term "short branching chain" refers to those chains which have no more than twelve (12) atoms of carbon.
It is to be understood that it is contemplated herein that the results obtained 30 by the use of other such polycaprolactones having relatively low average molecular weights as low as about 900 g/mol. and/or as high as about 1100 g/mol. will also be satisfactory in accordance with the teachings of the present invention and are encompassed within the scope thereof. This is in contrast to our findings that other E-caprolactone homopolymers having the 35 relatively low molecular weights of 830 g/mol and 1250 g/mol will not produce satisfactory results.
In further accordance with the teachings of the present invention, disclosed herein is a vinylic polymer composition having a vinylic (homo or copolymer and a plasticizing amount of the said low molecular weight E-caprolactone homopolymer having an average molecular weight of about 1000 g/mol.
As used herein, the term "vinylic polymers" and "vinyl polymers" are used to refer to those homopolymers and copolymers of haiogenated monomers and, in particular, those homo.and copolymers of haiogenated monomers such as vinylidene fluoride, vinyl fluoride, vinyl chloride and vinylidene chloride as well as the copolymers of these halogenated monomers and at least one other ethylenically unsaturated monomer.
As used herein, the terms "vinylic polymer compositions" and "vinyl polymer compositions" refers to those compositions which include at least 50%
(w/w) of vinyl homopolymers or copolymers.
Preferably, the vinylic (homo or copolymer includes a halogenated vinyl (homo or copolymer with vinyl chloride (homo or copolymers being more preferred. Most preferred are polyvinyl chloride (homo or copolymer. Among homopolymers, polyvinylchloride is preferred. Among copolymers, vinylchloride/vinyl acetate (VC/VAc) copolymers are preferred.
As used herein, the terms "halogenated vinyl polymers" and "halogenated vinyiic polymers" are used to refer to homopolymers and copolymers of haiogenated vinyl monomers, such as vinyl chloride, vinylidene, chloride, vinylidene fluoride and vinyl fluoride. Examples of such copolymers include copolymers of the two or more of these halogenated vinyl monomers and copolymers of at least one of these halogenated monomers and at least one other monomer containing ethylenic unsaturation, such as vinyl esters like vinyl acetate, acrylic or methacrylic esters, nitriles and amides.
As used herein, the term "vinyl chloride polymer" is used to refer to both homopolymers of vinyl/vinylic chloride monomers, such as vinyl chloride and vinylidene chloride, and copolymers of such vinyUvinylic chloride monomers and at least one other ethylenically unsaturated monomer which can be polymerized by radical polymerization. Mention may be made (as examples of conventional comonomers of vinyl chloride which can be employed in the process of the present invention) of olefins, halogenated olefins, vinyl ethers, vinyl esters, such as vinyl acetate (VAc) and acrylic esters, nitriles and amides.
The comonomers are employed in amounts not exceeding 50 molar % and, generally 35 molar % of the mixtures employed in the copolymerization.
As used herein, the term "polyvinyl chloride" is used to refer to both homopolymers of vinyl chloride monomers and copolymers of vinyl chloride monomers and at least one other ethylenically unsaturated monomer which can be polymerized by radical polymerization. Mention may be made, as examples 5 of conventional comonomers of vinyl chloride which can be employed in the process of the present invention, of oleftns, halogenated olefins, vinyl ethers, vinyl esters, such as vinyl acetate (VAc) and acrylic esters, nitriles and amides.
The comonomers are employed in amounts not exceeding 50 molar % and, generally 35 molar % of the mixtures employed in the copolymerization.
10 Among such VCNAc copolymers, preferred are such VCNAc copolymers having more than about 2% (w/w) VAc. Particularly preferred are such copolymers having about 6% (w/w) VAc. Further preferred are such copolymers having no more than about 12% (w/w) VAc.
. If desired, the formulation can also have stabilizers, lubricants, fillers and 15 processing aids, as is commonly known in art.
The concentration of the low molecular weight E-caprolactone homopolymers in the vinylic polymer compositions of the present invention can be varied as desired and needed.
Preferably, the concentration of the low molecular weight s-caprolactone 20 homopolymers of the present invention in the vinylic polymer compositions of the present invention be at least about 0.5 phr (per hundred parts of PVC
resin (w/w)). Further preferred is that the concentration of the low molecular weight E-caprolactone homopolymers in the vinylic polymer compositions of the present invention be at least about 30 phr. Also preferred is that the concentration of the 25 low molecular weight E-caprolactone homopolymers in the vinylic polymer compositions of the present invention be at least about 50 phr. Most preferred is that the concentration of the low molecular weight s-caprolactone homopolymers in the vinylic polymer composition be at least about 55 phr.
Preferably, the concentration of the low molecular weight s-caprolactone 30 homopolymers of the present invention in the vinylic polymer compositions of the present invention be no more than about 65 phr. Further preferred is that the concentration of the low molecular weight E-caprolactone homopolymers in the vinylic polymer compositions of the present invention be no more than about 50 phr. Also preferred is that the concentration of the low molecular weight 35 s-caprolactone homopolymers in the vinylic polymer compositions of the present invention be no more than about 30 phr. Most preferred is that the concentration of the low molecular weight e-caprolactone homopolymers in the vinylic polymer composition be no more than about 55 phr.
In another aspect of the present invention, disclosed herein is a process for making the vinylic polymer compositions of the present invention. This process includes the steps of : mechanica.lly blending resins of the vinylic polymers of the present invention with resins of the E-PCL of the present invention and, if present, the usually used additives such as stabilizers, fillers, lubricants, processing aids, whereby a dry powder blended composition of vinylic polymers-PCL resin/additives is formed, compounding the dry powder blend of vinylic polymers-PCL resin/additives, whereby a compound of vinylic polymers-PCL resin/additives is formed, and of extruding or injecting the compound of vinylic polymer/E-PCL resin/additives, whereby a finished article is obtained.
If desired this process may further include the step of grinding the blended compounded vinylic polymer/E-PCL resin (before extrusion), whereby a ground vinylic polymer/E-PCL resin is formed.
In still another aspect of the present invention, disclosed herein is the use of the plasticized vinylic polymer compositions of the present invention for the fabrication of formed products.
As used herein, the terms "plasticizing amount" and "plasticizing quantity"
refer to that amount or quantity of the plasticizes which is needed to lower the glass transition temperature of the homopolymer/copolymer composition into which the plasticizes is incorporated.
As used herein, the terms "plasticized vinyl polymer", "plasticized vinylic polymer", "plasticized vinyl polymer composition" and "plasticized vinylic polymer composition" refer to those vinylic/vinyl polymers and vinylic/vinyl polymer compositions, which have at least one plasticizes incorporated therein.
A particular aspect of the present invention is the specific choice of a particular type of plasticizes for vinylic polymer compositions, and in particular for PVC, which avoids the disadvantages associated with the use of DOP, DOA
and TOTM while possessing the advantages thereof.
The specific plasticizers of the present invention which have demonstrated the unexpectedly advantageous results noted herein are specific low molecular weight s-caprolactone homopolymers having an average molecular weight of about 1000 g/mol.
It is to be understood that a-caprolactone homopolymers having an average molecular weight as low as about 900 g/moi. and as high as about 1100 g/mol.
are also contemplated as being within the teachings of the present invention.
This is in contrast to our $ndings that other E-caprolactone homopolymers having the relatively low molecular weights of 830 g/mol and 1250 g/mol will 5 not produce satisfactory results.
As used herein, the team "E-caprolactone" refers to internal esters of hydroxycaproic acid.
As used herein, the term "Poly E-caprolactone" refers to those polyesters derived from E-caprolactone and which terminate in at least one hydroxy group.
10 As used herein, the terms "Poly s-caprolactone homopolymer" and "s-caprolactone homopolymers" refers to those polyesters derived from E-caprolactone and which terminate in at least one hydroxy group and has only E-caprolactone units having the following formula O
[-CH2-CH2-CH2-CH2-CH2-C-O-]
It is noted that the low molecular weight E-caprolactone homopolymers of 15 the present invention may be either linear or branched. In those cases where branched polymers are involved, it is preferred that the polymer has a principle branch with at least one short branching chain. Linear polymers are preferred.
A particularly preferred low molecular weight E-caprolactone homopolymers of the present invention is that preferred low molecular weight 20 E-caprolactone homopolymers sold under the name CAPA~ 214 (SOLVAY
INTEROX Ltd.).
The use of the specific s-PCL plasticizers of the present invention provide advantages over the use of DOP, DOA and TOTM in that it is biodegradable, and nontoxic while still possessing good properties : properties of mechanical 25 strength, low exsudation, low permeability to 02 and C02 and low fogging.
The low molecular weight E-caprolactone homopolymers of the present invention , such as CAPA~ 214, have a low polydispersity (preferrably, are substantially monodispersed). These properties result in the presence of small amounts of oligomers of low molecular weight in the mixture, thereby reducing 30 exsudation.
As used herein, the term "monodispersed" refers to a E-PCL which has only one molecular mass.
As used herein, the term "substantially monodispersed" refers to a E-PCL

_g_ which has a polydispersity of more than about 1 but no more than about 1.7.
As used herein, the term "low polydispersity" refers to a E-PCL which has a polydispersity of no more than about 1.7.
Preferably, the low molecular weight s-caprolactone homopolymers of the 5 present invention have a polydispersity of no more than about 1.7. Further preferred are those low molecular weight s-caproiactone homopolymers of the present invention have a polydispersity of about 1.3. Most preferred are those low molecular weight s-caprolactone homopolymers which have a polydispersity of about 1.
10 The vinylic polymer is, preferably, a halogenated vinyl polymer, such as PVDC, PVDF, etc.. Particularly preferred is that the vinylic polymer is polyvinyl chloride.
The vinylic polymers of the present invention may be either homopolymers or copolymers. Preferred among homopolymers is polyvinylchloride. Preferred 1 S among copolymers is vinylchloride/vinyl acetate (VC/VAc) copolymers.
Among such VC/VAc copolymers, preferred are such VC/VAc copolymers having more than about 2 % (w/w) VAc. Particularly preferred are such copolymers having about 6 % (w/w) VAc. Further preferred are such copolymers having no more than about 12 % (w/w) VAc.
20 If desired, the formulation can also have stabilizers, lubricants, fillers and processing aids, as is commonly known in the art.
The vinylic polymer compositions of the present invention may be fabricated in the same manner as that presently utilized for fabricating vinylic polymer compositions which have DOP, DOA and TOTM as plasticizers. That 25 is to say, making of the plasticized vinylic polymer compositions of the present invention includes the steps of obtaining resins of the E-PCL and the vinylic polymer, mechanically blending the two resins, whereby a blended resin is obtained, compounding the PCL/vinylic polymer resins (i.e., with an intenal mixer), whereby a blended compounded resin is formed, and extruding the 30 blended and compounded PCL/vinylic polymer resin, whereby the vinylic polymer compositions of the present invention are formed into the final product desired.
The vinylic polymer compositions of the present invention may be further fabricated by grinding the blended, compounded PCL/vinylic poiymer resins 35 (before extruding), whereby a ground blended and compounded resin is formed.
Extrusion may be either monoextrusion or coextrusion, as desired or needed.
These vinylic polymer compositions may be obtained either already prepared or they may be prepared themselves by polymerization, such as suspension, emulsion and/or microsuspension polymerization, under conditions well known to those skilled in the art. Examples of such polymerization conditions are set forth in and can be found by reference to the Encyclopedia of PVC, 2nd edition, (Nass and Heiberger, eds.), Vol. 1 (Mariel Dekker, Inc.).
The plasticized vinylic polymer compositions of the present invention may be used for any number of purposes, well known to those skilled in the art, for which vinylic polymer compositions which have been plasticized with DOP, DOA and/or TOTM may be use. Examples, include the use of the plasticized vinylic polymer composition for the production of films for food wrapping, cables, medical pouches and bags (i.e., blood and perfusion bags) and automobile parts (such as dashboards, sideboards, etc), medical tubes (associated 1 S with medical packs and pouches), catheters, drains, etc., baby bottles, dummies for babys and dental bands.
In this regard, it is noted that when plasticized vinylic polymer compositions of the present invention may be used in complex multilayer structures formed by coextrusion, coinjection (such as for toys) and extrusion lamination to form articles having the plasticized vinylic polymer compositions included in at least one face. Such structures are particularly applicable where the formation of toys and medical or food bags are involved. Preferably, the non contacting layer (that is to say, the layer that is not in contact with the body of the user such as in the case of toys, or drug materials, such as solutions which are contained in, for example, medical pouches, etc.) is made with DOP, DOA or TOTM plasticized PVC.
Having thus described the specific piasticizers of the present invention, vinylic polymer compositions plasticized therewith, the process for the fabrication thereof and the use of such plasticized vinylic polymer compositions for the fabrication of various articles of manufacture, we now turn to the following examples which are illustrative of the present invention only and are not meant to, nor should they be taken as, limiting the scope of the present invention.
Example 1 A low molecular weight poly s-caprolactone homopolymer plasticizer available from SOLVAY INTEROX Limited under the name CAPA~ 214 was obtained. CAPA~ 214 is a diol-type, linear homopolymer having an average molecular weight of about 1000 g/mol. As such, CAPA~ 214 is an example of a relatively low molecular weight poly E-caprolactone homopolymer plasticizes of the present invention.
For comparative purposes, conventional plasticizers DOP (sold under the trademark PALATINOL AH by BASF) and TOTM (sold under the trademark DIPLAST TM/ST by Lonza) were obtained.
For further comparative purposes, two high molecular weight poly s-caprolactone homopolymer pIasticizers were also obtained from SOLVAY
1NTEROX Ltd. available, respectively, under the marks CAPA~ 231 and CAPA~ 240. CAPA~ 231 is a diol-type of linear homopolymer having an average molecular weight of about 3000 g/mol. CAPA~ 240 is a diol-type of linear homopolymer having an average molecular weight of about 4000 g/mol.
A polyvinyl chloride polymer composition, sold under the mark SOLVIC 271 GC (SOLVAY (S.A.)) was obtained. This PVC polymer composition is a polyvinylchloride homopolymer having a viscosity of 129 dm3/kg (measured according to Norm ISO 174).
Using each of the five (5) plasticizers, obtained as described above, five respective formulations were prepared having the following compositions Formulation 1 (according to the present invention) PVC resin (SOLVIC 271 GC) : 100 phr Poly s-caprolactone (CAPA~ 214) : SS phr Epoxidated soya oil : 5 p~-Zinc stearate : 0.4 phr Calcium stearate : 0.2 phr phr = per hundred parts of PVC resin (w/w) (alI is in comparison to the PVC
resin which equals 100 phr).
Formulation 2 (comparative formulation) Formulation 2 was identical to Formulation 1 with the sole exception that in Formulation 2, instead of 55 phr poly s-caprolactone (CAPA~ 214) as a plasticizes, 45 phr DOP was used as the plasticizes.
Formulation 3 (comparative formulation) Formulation 3 was identical to Formulation 1 with the sole exception that in Formulation 3, instead of SS phr poly E-caprolactone (CAPA~ 214) as a plasticizes, 55 phr TOTM was used as the plasticizes.
Formulation 4 (comparative formulation) Formulation 4 was identical to Formulation 1 with the sole exception that in Formulation 4, instead of 55 phr low molecular weight poly s-caprolactone (CAPA~ 214) as a plasticizes, 55 phr of a high molecular weight poly ~-caprolactone (CAPA~ 231) having,an average molecular weight of about 5 3000g/mol. was used as the plasticizes.
Formulation 5 (comparative formulation) Formulation 5 was identical to Formulation 1 with the sole exception that in Formulation 5, instead of 55 phr low molecular weight poly E-caprolactone (CAPA~ 214) as a plasticizes, 55 phr of a high molecular weight poly 10 E-caprolactone (CAPA~ 240) having an average molecular weight of about 4000 g/mol. was used as the plasticizes.
The finished articles used for evaluation were prepared from respective formulations as described below In the blending step, the respective resin powders of the vinylic polymer (the 15 PVC) and the solid additives (zinc and calcium starate) were placed in the blending drum and blending commenced. When, under the effect of friction, the temperature of the resin mixture reached 80°C, the additives and plasticizers were added and the blending continued until the moment when the temperature of the mixture reached about 115°C-120°C. The blending was then gradually 20 slowed to permit the resin mixture to cool until the resin mixture reached about 40°C-50°C when all blending was ceased and the resin blend was removed from blending drum.
In the compounding step, the resin blends of formulations 1, 2 and 3, which had been removed from the blending drum, were compounded (on GK) at 25 a temperature of 145°C for about 3 minutes, whereby a resin cake was obtained.
The resin cakes were then cut-up into strips and granulated.
In the extrusion step, the granulated resin from the compounding step were fed into a monoscrew extruder (TROESTER UP30, 20D) equipped with a tubular die. The tube obtained was inflated and calibrated to an external 30 diameter of 32 mm. The extrusion conditions were as follows Barrel temperatures : zone 1 : 143°C
zone 2 : 160°C
zone 3 : 161 °C
zone 4 : 169°C
35 Die temperature : I80°C
Screw speed : 40 revolutions per minute (rpm) Using the above-described process, the E-caprolactone homopolymer plasticized vinylic polymer composition of the present invention was fabricated (from Formulation 1 ).
SimiIarily, using the same process, comparative plasticized vinylic polymer compositions having the different plasticizers were also fabricated (from formulations 2-3).
The resin blends of formulations 4 and 5 which had been removed from the blending drum, were compounded (on a Brabender internal mixer) at a temperature of 170°C for about 10 minutes and pressed, whereby a pressed resin cake was obtained.
Example 2 A measurement of elasticity (stretching until rupture at ambient temperature) was performed on the s-caprolactone homopolymer plasticized vinylic polymer composition ofthe present invention (made from formulation 1) and on those plasticized vinylic polymer compositions having other plasticizers (made from formulations 2 and 3).
This evaluation was performed following the procedure set forth in Norm ISO 527 on film (with extensionmeter - 100 mm between grips).
The percentage of lengthening of each polymer composition until breaking was Composition #1 (PVC/CAPA~ 214): 279%
Composition #2 (PVC/DOP) : 222%
Composition #3 (PVC/TOTM) : 285%
Example 3 An evaluation of elastic modulus at ambient temperature was performed on the E-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 1) and on those plasticized vinylic polymer compositions having other plasticizers (made from formulations 2 and 3).
This evaluation was performed following the procedure set forth in Norm ISO 527 on film (without extensionmeter - 100 mm between grips).
The results obtained were Composition #1 (PVC/CAPA~ 214): 13.9 MPa (Mega Pascal) Composition #2 (PVC/DOP) : 18.1 MPa (Mega Pascal) Composition #3 (PVC/TOTM) : 18.1 MPa (Mega Pascal).
Example 4 A determination of Tg by DMTA was performed on the E-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 1 ) and on those plasticized vinylic polymer compositions having other plasticizera (made from formulations 2 and 3).
5 The measure of the DMTA was performed in traction (tensile) apparatus (POLYMER LABORATORIES) set at a frequency of 1 Hz and with a temperature increase of 3°C/minute in a temperature range of from -50°C to 200°C.
The Tg determined in this manner were as follows Composition #1 (PVC/CAPA~ 214): - 8.15°C
Composition #2 {PVC/DOP) : - 9.95°C
Composition #3 (PVC/TOTM) : - 7.6 °C
Example 5 A measurement of dynamic viscosity in melted state was performed on the E-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 1) and on those plasticized vinylic polymer compositions having other plasticizers (made from formulations 2 and 3).
The measure of the dynamic viscosity of the compositions in their melted states was performed on an ARES rheometer (Rheometric Scientific) having 25 mm diameter plates arranged in parallel, one above the other. The samples were introduced between the plates and heated at 190°C for about 10 minutes.
While the upper plate remains stationary, the lower plate was rotated (turned) at a frequency of about 10-1 rad/second until a strain of 10% was imposed.
The results obtained in this manner were as follows Composition #1 (PVC/CAPA~ 214): 1.6 104 Pa.s (Pascal.second) Composition #2 (PVC/DOP) : 1.3 104 Pa. s (Pascal. second) Composition #3 (PVC/TOTM) : 104 Pa.s (Pascal.second).
Example 6 A measurement of fogging was performed on the E-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 1 ) and on those plasticized vinylic polymer compositions having other plasticizers (made from formulations 2 and 3).
35 Fogging is a problem that results from the exsudation and evaporation of the plasticizer under the effects of heat.

WO 00/3b009 PCT/EP99/10172 The measure of the amount of fogging was determined by gravimetry.
Respective two gram samples of the respective polymer compositions were deposited in a receptacle which was then covered by a aluminium sheet. This cell was then maintained for 16 hours at about 100°C.
S During the 16 hours, the plasticizer in the respective polymer compositions progressively evaporated and condensed on the aluminium. At the end of this 16 hours period, the aluminium paper was removed from the receptacle and weighed.
Using the weight of 2 grams of the sample as a baseline, the percentage of plasticizer (by comparison with the initial 2 gram quantity of the original) which is found on the aluminium paper was determined. These results were as follows Composition #1 (PVC/CAPA~ 214): 0.16% (w/w) Composition #2 (PVC/DOP) : 0.54% (w/w) Composition #3 {PVC/TOTM) : 0.05% (w/w) Exam_,_ple 7 A determination of the permeability of the various compositions to 02 and C02 was made on the s-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 1) and on those plasticized vinylic polymer compositions having other plasticizers {made from formulations 2 and 3).
The measurements of the permeability were performed following the procedure set forth in Norm ISO/CD 15105-2:(E) at temperatures of 23°C, 35°C
and 50°C.
The results of these measurements of permeability of the various compositions to 02 (expressed in cm3 ~ mm/m2 ~ 24H ~ atm) are set forth below in Table 1.
Table 1 Permeability tn n., tom .ti~rtm~: ,.~ .....: . 3~~~ ~~!

Composition # 60 170 340 (PVC/CAPA~ 214) Composition #2 230 430 550 (PVC/DOP) Composition #3 340 900 1010 (PVC/TOTM) The results of these measurements of permeability of the various compositions to C02 (expressed in cm3 ~ mm/m2 ~ 24H ~ atm) are set forth below in Table 2.
Table 2 Permeability to CO~
f ~ ff#s~i '~rt~~ OSI~~IIiih ; ~ ' ~~o~ ~' ~
~~

? ~ ,. .~~
~..a , C
, ~
r ~~~
~
~

Composition #1 660 1 2560 (PVC/CAPA~ 214) Composition #2 1330 2440 4460 (PVC/DOP) Composition #3 1840 3090 5230 (PVC/TO'Tl~

Exam. le 8 A determination of the exsudation properties of the relatively low molecular weight s-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 1), on those plasticized vinylic polymer compositions having other plasticizers (made from formulations 2 and 3) and on those having the relatively high molecular weight s-caprolactone homopolymer plasticized vinylic polymer compositions (made from formulations 4 and 5) was performed.
The respective polymer compositions were stored at ambient temperature and humidity with visual observations thereof being made at regular intervals of one week starting one week after storage commenced.
Visual observation of the respective samples revealed that, those vinylic polymer compositions having the relatively high molecular weight s-caprolactone homopolymer plasticizer (made from formulations 4 and 5) displayed an important exsudation of the pIasticizer after about 6 days which increased over time. This exsudation resulted in the polymer composition becoming opaque. Contrary thereto even after approximateiy eight months, the composition ofthe present invention (composition #1) and compositions #2 and 3 were still totally transparent and no exsudation of the plasticizer was observed.
Example 9 The ability of the various compositions to withstand sterilization by water vapor was measured on the relatively low molecular weight E-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 1) and on those plasticized vinylic polymer compositions having other plasticizers (made from formulations 2 and 3).

- lb -Sheaths (films) of the compositions were welded~by high frequency for forming bags having pockets of 100m1. The bags were then filled with respective 60m1 samples of demineralized water, sealed and then sterilized by water vapor for 30 minutes at 120°C yvith compensation for pressure during cooling.
The ability of the fonmulations was substantially identical, being opaque when exiting the sterilizer due to water which had penetrated into the walls and becoming transparent within the next 24 hours.
However, the walls of the bags of formulations 2 and 3 which were in contact during the sterilization permanently fused together while the walls of the bag of formulation 1 did not. The walls of the bag of formulation 1 lightly adhere together and can be separated by simply pulling. This presents an important advantage in the field of medical bags which must, in fact, be either first filled or expanded with helium before sterilization.
1 S Example 10 A determination of the ability of the compositions to act as a barrier to DOP was performed on the relatively low molecular weight E-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 1).
Four sheets of PVC/DOP, each having 30% {w/w) of DOP and a constant thickness of 350 p.m, were obtained. The composition of formula 1 was formed into three respective sheets of PVC/E-PCL, each having a thickness of about 100 pm. Each of the films of formula 1 were then laminated onto a respective film of PVC/DOP and each of the laminated sheets then stored at a respective temperature of23°C, 37°C and 55°C.
To measure the barrier to DOP, the laminated sheets were cut up into a 60 mm disk which was placed into a brass cell (Laitran cell) having two chambers, one above the other. The laminated sheets of the composition of formula 1 and of those formulas containing DOP were placed between the two chambers and the upper chamber was filled with n-hexane (a DOP solvent) which is in contact with the PVC/s-PCL compositions or the PVC/DOP for the reference. The cell was then agitated for 1 minute at ambient temperature to remove the DOP from the surface of the film. An aliquot of n-hexane was taken and the DOP present therein was measured by gas chromatography (g/m2).
A first measurement was performed after 24 hours of storage. Other measurements were performed after 8, I5, 22, 29, 36, 43, 57, 64 and 71 days of storage. The results of these measurements are presented below in Table 3.
Table 3 ~~~ ::. ...
.. , ~; ~ .. ... ~' ~~ 5 a~~r StOL. ,: ....... . . ...
er.,. .. ~~.
:..:
f 1 0.08 ~ 0.125 0.235 8 0.165 0.31 0.47 I S 0.19 0.395 0.775 22 0.185 0.46 0.735 29 0.39 0.7 0.865 36 0.37 0.8 0.91 43 0.43 0.87 0.82 57 0.495 0.81 0.945 64 0.465 0.895 0. 84 71 0.515 0.885 0.865 Reference DOP n.d. 4 4 (1 day) n.d. = not determined The results of this test, clearly demonstrate the ability of the relatively low molecular weight g-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 1 ) to considerably limit the migration of DOP towards the surface of the article.
Example 11 Two additional low molecular weight poly E-caprolactone homopolymer plasticizers were obtained for comparison with CAPA~214.
The first of these two high molecular weight poly c-caprolactone homopolymer plasticizers was available from Aldrich under the name POLYCAPROLACTONE DIOL (n° 18,940-5 catalogue 1999-2000) {herein referred to as PCL 1250) is a diol-type, linear homopolymer having a molecular weight of about 1250 g/mol.
The second of these two high molecular weight poly a-caprolactone homopolymer plasticizers was available from SOLVAY INTEROX Limited under the name CAPA~ 205. CAPA~ 205 is a dioi-type, linear homopolymer having an average molecular weight of about 830 g/mol.
20 As such, CAPA~ 205 and PCL 1250 are further examples of other relatively low molecular weight poly s-caprolactone homopolymers.
Further, additional CAPA~214 was obtained for the purpose of preparing further formulations according to this invention.
A polyvinyl chloride polymer composition, sold under the mark SOLV1C 271 GC (SOLVAY (S.A.)) was obtained. This PVC polymer composition is a polyvinylchloride hamopolymer having a viscosity of 129 dm3/kg (measured according to Norm ISO 174).
Using each of the poly s-caprolactone homopolymers obtained as described above, seven additional formulations were prepared having the following compositions Formulation 6 (according to the present invention) PVC resin (SOLVIC 271 GC) : 100 phr Poly E-caprolactone (CAPA~ 214) : 30 phr Epoxidated soya oil : 3 p~
Irgastab 17MOK (Sn stabiliser) : 3 p~
Paraloid K175 (processing aid : lubrification) : 1 phr Paraloid K120-N (processing aid : gelification) : 1 phr Formulation 7 (according to the present invention) PVC resin (SOLVIC 271 GC) : 100 phr Poly s-caprolactone (CAPA~ 214) : 50 phr Epoxidated soya oil ; 3 p~.
Irgastab 17MOK (Sn stabiliser) : 3 py~
Paraloid K175 (processing aid : lubrification) : I phr Paraloid K120-N (processing aid : gelification) : 1 phr Formulation 8 (comparative formulation) PVC resin (SOLVIC 271 GC) : 100 phr Poly E-caprolactone (CAPA~ 205) . : 30 phr Epoxidated soya oil : 3 p~.
Irgastab 17MOK (Sn stabiliser) : 3 p~
Paraloid K175 (processing aid : lubrification) : 1 phr Paraloid K120-N (processing aid : gelification) : 1 phr Formulation 9 (comparative formulation) PVC resin (SOLVIC 271 GC) : 100 phr Poly E-caprolactone (CAPA~ 205) : 50 phr Epoxidated soya oil : 3 phr Irgastab 17MOK (Sn stabiliser) : 3 p~.
3 ~ Paraloid K 175 (processing aid : lubrification) : 1 phr Paraloid K120-N (processing aid : gelification) : I phr Formulation 10 (comparative formulation) PVC resin (SOLVIC 271 GC) : 100 phr Poly s-caprolactone (CAPA~ 205) : 70 phr Epoxidated soya oil ; 3 p~.
Irgastab 17MOK (Sn stabiliser) ; 3 p~
Paraloid K175 (processing aid : lubrification) : 1 phr Paraloid K120-N (processing aid : gelification) : I phr Formulation 11 (comparative formulation) PVC resin (SOLVIC 271 GC) : I00 phr Poly E-caprolactone (PCL 1250) : 50 phr Epoxidated soya oil ; 3 p~.
Irgastab 17MOK (Sn stabiliser) ; 3 p~
Paraloid K175 (processing aid : lubrification) : 1 phr Paraloid K120-N (processing aid : gelification) : 1 phr Formulation 12 (comparative formulation) PVC resin (SOLVIC 271 GC) : I00 phr Poly s-caprolactone (PCL 1250 ) ~ ; 70 p~.
Epoxidated soya oil ; 3 p~
Irgastab 17MOK (Sn stabiliser) ; 3 p~.
Paraloid K175 (processing aid : lubrification) : 1 phr Paraloid K120-N {processing aid : gelification) : 1 phr phr = per hundred parts of PVC resin (w/w) (all is in comparison to the PVC
resin which equals 100 phr).
The finished articles used for evaluation were prepared from the respective formulations 6-12 by blending in a Plastographe Brabender PL2000-6 mixer with a debit of 360 cc (170°C, 50 rpm, 10 minutes) and pressing (170°C) in sheets of 200 pm and 1 mm thick depending the evaluations.
"Plate-out" was observed on the articles which were prepared from formulations 8 to 12 after a few days and those said formulations were rejected without any further evaluations being made thereon.
Example 12 A measurement of elasticity (stretching until rupture at ambient temperature) was performed on the E-caprolactone homopolymer plasticized vinylic polymer compositions of the present invention made from formulations 6 and 7.
This evaluation was performed following the procedure set forth in Norm ISO 527 on film (with extensionmeter - 100 mm between grips).
The percentage of lengthening of each polymer composition until breaking was Composition #6 (PVC/CAPA~ 214): , 174%
Composition #7 (PVC/CAPA~ 214): 273%
Example 13 An evaluation of elastic modulus at ambient temperature was performed on the s-caprolactone homopolymer plasticized vinylic polymer composition of the present invention made from formulations 6 and 7.
This evaluation was performed following the procedure set forth in Norm ISO 527 on film (without extensionmeter - 100 mm between grips).
The results obtained were Composition #6 (PVC/CAPA~ 214): 188 MPa Composition #7 (PVC/CAPA~ 214): 27 MPa Example 14 A measurement of dynamic viscosity in melted state was performed on the E-caprolactone homopolymer plasticized vinylic polymer composition of the present invention (made from formulation 6 and 7).
The measure of the dynamic viscosity of the compositions in their melted states was performed on an ARES rheometer (Rheometric Scientific) having mm diameter plates arranged in parallel, one above the other. The samples were introduced between the plates and heated at 190°C for about 10 minutes.
While the upper plate remains stationary, the lower plate was rotated (turned) at a frequency of about 10-1 rad/second until a strain of 10% was 25 imposed.
The results obtained in this manner were as follows Composition #6 (PVC/CAPA~ 214): 7.2 104 Pa.s (Pascal.second) Composition #7 (PVC/CAPA~ 214): 1.8 104 Pa.s (Pascal.second)

Claims (15)

1 - Use of low molecular weight .epsilon.-caprolactone homopolymers as a plasticizer for vinylic polymer compositions characterized by said .epsilon.-caprolactone homopolymers having an average molecular weight of no more than about 1000 g/mol.
2 - The use of the low molecular weight .epsilon.-caprolactone homopolymers according to claim 1, further characterized in that the low molecular weight .epsilon.-caprolactone homopolymers are linear homopolymers.
3 - The use of the low molecular weight .epsilon.-caprolactone homopolymers according to claim 1 or 2, further characterized in that the low molecular weight .epsilon.-caprolactone homopolymers are substantially monodispersed.
4 - The use of the low molecular weight .epsilon.- caprolactone homopolymers according to claim 1, further characterized in that the low molecular weight .epsilon.-caprolactone homopolymer is branched having at least one short branching chain.
5 - A vinylic polymer composition having a vinylic polymer and a plasticizing amount of a plasticizer, characterized in that the plasticizer is a low molecular weight .epsilon.-caprolactone homopolymer having an average molecular weight of about 1000 g/mol.
6 - The vinylic polymer composition according to claim 5, further characterized in that the plasticizer is any of the low molecular weight .epsilon.-caprolactone homopolymers of claims 1 to 4.
7 - The vinylic polymer composition according to claim 5, further characterized in that the vinylic polymer is a halogenated vinyl polymer.
8 - The vinylic polymer composition according to any of claims 5 to 7, further characterized in that the vinylic polymer is a vinyl chloride polymer.
9 - The vinylic polymer composition according to any of claims 5 to 8, further characterized in that the vinylic polymer is polyvinyl chloride.
10 - The vinylic polymer composition according to any of claims 5 to 9, further characterized in that the vinylic polymer is a polyvinyl chloride/vinyl acetate copolymer.
11 - The vinylic polymer composition according to any of claims 5 to 10, further characterized in that the plasticizer is present in a quantity of at least 30 phr.
12 - The vinylic polymer composition according to any of claims 5 to 10, further characterized in that the plasticizer is present in a quantity of no more thant about 50 phr.
13 - The vinylic polymer composition according to any of claims 5 to 10, further characterized in that the plasticizer is present in a quantity of about 65 phr.
14 - A process for making the vinylic polymer compositions according to any of claims claims 5 to 13 characterized by the steps of mechanically mixing the said vinylic polymer resin with the resin of a low molecular weight .epsilon.-caprolactone homopolymers having an average molecular weight of about 1000 g/mol, compounding the mixed resins and extruding the mixed resins, whereby the plasticized vinylic polymer composition is obtained.
15 - Use of the plasticized vinylic polymer compositions according to any of claims 5-13 for the fabrication of formed products.
CA002320046A 1998-12-11 1999-12-10 Poly .epsilon.-caprolactone plasticizers and vinylic polymer compositions plastified therewith Abandoned CA2320046A1 (en)

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