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AU2019308501B2 - Compositions and methods for treating autism - Google Patents

Compositions and methods for treating autism

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Publication number
AU2019308501B2
AU2019308501B2 AU2019308501A AU2019308501A AU2019308501B2 AU 2019308501 B2 AU2019308501 B2 AU 2019308501B2 AU 2019308501 A AU2019308501 A AU 2019308501A AU 2019308501 A AU2019308501 A AU 2019308501A AU 2019308501 B2 AU2019308501 B2 AU 2019308501B2
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Prior art keywords
tyrosine
methyl
week
behavior
autism
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AU2019308501A1 (en
Inventor
Steven Hoffman
John Rothman
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Yamo Pharmaceuticals LLC
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Yamo Pharmaceuticals LLC
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Priority claimed from US16/040,405 external-priority patent/US10813901B2/en
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    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K31/00Medicinal preparations containing organic active ingredients
    • A61K31/185Acids; Anhydrides, halides or salts thereof, e.g. sulfur acids, imidic, hydrazonic or hydroximic acids
    • A61K31/19Carboxylic acids, e.g. valproic acid
    • A61K31/195Carboxylic acids, e.g. valproic acid having an amino group
    • A61K31/197Carboxylic acids, e.g. valproic acid having an amino group the amino and the carboxyl groups being attached to the same acyclic carbon chain, e.g. gamma-aminobutyric acid [GABA], beta-alanine, epsilon-aminocaproic acid or pantothenic acid
    • A61K31/198Alpha-amino acids, e.g. alanine or edetic acid [EDTA]
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61PSPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
    • A61P25/00Drugs for disorders of the nervous system

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  • Chemical & Material Sciences (AREA)
  • Medicinal Chemistry (AREA)
  • Pharmacology & Pharmacy (AREA)
  • Life Sciences & Earth Sciences (AREA)
  • Animal Behavior & Ethology (AREA)
  • General Health & Medical Sciences (AREA)
  • Public Health (AREA)
  • Engineering & Computer Science (AREA)
  • Epidemiology (AREA)
  • Bioinformatics & Cheminformatics (AREA)
  • Biomedical Technology (AREA)
  • Neurology (AREA)
  • Neurosurgery (AREA)
  • Chemical Kinetics & Catalysis (AREA)
  • General Chemical & Material Sciences (AREA)
  • Nuclear Medicine, Radiotherapy & Molecular Imaging (AREA)
  • Organic Chemistry (AREA)
  • Medicines That Contain Protein Lipid Enzymes And Other Medicines (AREA)
  • Pharmaceuticals Containing Other Organic And Inorganic Compounds (AREA)
  • Acyclic And Carbocyclic Compounds In Medicinal Compositions (AREA)

Abstract

The invention provides compositions and methods of treating autism. Specifically, the invention relates to treating the core symptoms of autism by administering alpha-methyl-DL-tyrosine.

Description

WO wo 2020/018292 PCT/US2019/040581 PCT/US2019/040581
COMPOSITIONS AND METHODS FOR TREATING AUTISM CROSS-REFERENCE TO RELATED APPLICATIONS
[001] This application claims priority to and the benefit of United States Patent Application
16/040,405, filed July 19, 2018, which is incorporated by reference herein in its entirety.
FIELD OF THE INVENTION
[002] The invention relates to compositions and methods of treating autism. Specifically, the
invention relates to treating the core symptoms of autism by administering a-methyl-DL-tyrosine. -methyl-DL-tyrosine.
BACKGROUND OF THE INVENTION
[003] Autism spectrum disorder (ASD) or autism is defined in the Diagnostic and Statistics
Manual of Mental Disorders V (DSM-5) by "difficulties in social communication and social
interaction, and restricted and repetitive behavior, interests or activities". Childhood autism is
more prevalent than childhood cancer, juvenile diabetes, and pediatric acquired immunodeficiency
syndrome (AIDS) combined, with an estimated prevalence of 1.5 million in the United States (US),
3 million children in Europe and tens of millions throughout the rest of the world. Autism also
represents a substantial economic burden in both children and adults. More disturbing is that, for
no explicable reason, childhood autism appears to be increasing at a rate of 10-17% per year.
Lastly, there are currently no approved medications that address the core symptoms of autism.
Autism is a serious disease that represents an area of significant economic burden and unmet
medical need.
[004] Autism was first described in 1943 by Dr. Leo Kanner who described his 5 year old patient
as, as, "" '...happiest whenleft happiest when left alone, alone, almost almostnever cried never to go cried to with his mother, go with did notdid his mother, seemnot to seem noticeto notice
his father's homecomings, and was indifferent to visiting relatives wandered about smiling,
making stereotyped movements with his fingers spun with great pleasure anything he could seize
upon to spin Words to him had a specifically literal, inflexible meaning When taken When taken into ainto a
room, he completely disregarded the people and instantly went for objects", as cited by Lai, M.C.,
et al. Autism. Lancet, 2014. 383(9920): p. 896-910.
1
WO wo 2020/018292 PCT/US2019/040581 PCT/US2019/040581
[005] Originally autism was thought to be a form of childhood schizophrenia. However, in the
mid-1980s, mid-1980s, it it was was found found that that autism autism is is aa heritable heritable disorder disorder and and believed believed to to have have aa genetic genetic etiology. etiology.
Currently, autism is defined diagnostically in the Diagnostic and Statistical Manual of Mental
Disorders, 5th Edition 5 Edition (DSM-5) (DSM-5) (2013) (2013) byby "difficulties "difficulties inin social social communication communication and and social social
interaction, and restricted and repetitive behavior, interests or activities." The diagnostic criteria
in DSM-5 for the features "difficulties in social communication and social interaction" of ASD
include (1) deficits in social-emotional reciprocity, ranging, for example, from abnormal social
approach and failure of normal back-and-forth conversation; to reduced sharing of interests,
emotions, or affect; to failure to initiate or respond to social interactions; (2) Deficits in nonverbal
communicative behaviors used for social interaction, ranging, for example, from poorly integrated
verbal and nonverbal communication; to abnormalities in eye contact and body language or deficits
in understanding and use of gestures; to a total lack of facial expressions and nonverbal
communication; and (3) deficits in developing, maintaining, and understanding relationships,
ranging, for example, from difficulties adjusting behavior to suit various social contexts; to
difficulties in sharing imaginative play or in making friends; to absence of interest in peers.
[006] Typically displayed in early childhood, autism is associated with many co-morbidities that
include epilepsy, Fragile-X syndrome, Retts syndrome, attention deficit/hyperactivity disorder
(ADHD), abnormal sensory or motor responses, disturbed sleep, reduced cognitive functionality,
anxiety and aggression.
[007] In 2010, the CDC reported the rate of autism in the US to be 1 in 68 children, with boys
being 5 times more susceptible than girls. This means that 1 in 42 boys are diagnosed with autism.
There was an increase of about 30% since the assessment of autism prevalence conducted in 2014,
and more than double the rate that was reported only 12 years and the problem is growing rapidly.
In New Jersey the observed rate of autism was 1 in 46 children, which means that 1 in 29 boys
born in New Jersey are likely to be autistic.
[008] The financial cost of raising an autistic child was estimated in 2014 to be $3.2M more than
the cost of raising a non-autistic child, and this does not take into account the societal costs of
maintaining this population as adults once their families are no longer able to do SO. so. The societal
costs of autism are broad and deep, and many have never been explored. For example, it was only
in mid-2017 that information was developed on the rate of healthcare utilization by autistics and it was found that their need for psychiatric care as well as care for the high incidence of autism associated comorbidities was far beyond that of the general population or other elements of the psychiatric patient population. Similarly, it was not until September of 2017 that the rate of school suspension and expulsion was dramatically higher in the autistic population, and growing as the autistic population grew in numbers.
[009] Recently, attention has been brought to bear on autism associated mortality rates. Although
autism is not typically considered to be a fatal disease, a number of investigators have reported a
significantly increased mortality in the autistic population with the major cause of death being
suicide. A matched case cohort study based upon the Swedish National Patient Registry and the
Cause of Death Registry looked at deaths between 1987 and 2009, and found a 256% greater death
rate in autistic patients compared to the general population. The mean age at the time of death was
70.2 years for the general population and 58.39 for patients with autism, with suicide associated
with better performing patients. A review of 1,706 children and adolescents reported an 18%
increased risk of suicidal ideation or attempts in autism. 35% of patients with Asperger's
syndrome were reported in a Canadian study to have attempted suicide. Similarly, in Japan,
Australia, England, and Belgium. In a French review of the PubMed literature, it was found that
overall 21.3% of autism patients reported suicidal ideation or had attempted suicide, with the
noteworthy noteworthyobservation thatthat observation " ... " the the methods methodsused areare used often violent". often violent".
[010] Enormous resources are being spent on research into the causes of autism. Genetic, dietary,
developmental, pharmacologic, environmental, and behavioral elements have all been implicated
as potential causes of this syndrome.
[011] A purified, single enantiomer presentation of molecule - a-methyl-L-tyrosine, currently -methyl-L-tyrosine, currently
marketed as Demser®, is known to inhibit tyrosine hydroxylase, which is the rate limiting enzyme
in the biosynthesis of catecholamine's consequent to enzyme-mediated conversion of L-tyrosine
to DOPA (dihydroxy-phenylalanine). This first step in catecholamine synthesis is highly
stereospecific for L-tyrosine. L-AMPT, a methylated L-tyrosine, acts as a competitive inhibitor
for tyrosine hydroxylase (Demser (Demser®Prescribing PrescribingInformation, Information,2015; 2015;FDA FDASummary SummaryBasis Basisof of
Approval [SBA]for Approval [SBA] for Demser1979). Demser®, 1979).Demser® Demserwas was initially initially approved approved byFDA by the theinFDA inand 1979 1979 and
is indicated for use in the treatment of patients with pheochromocytoma for (1) the preoperative
preparation of patients for surgery, (2) management of patients when surgery is contraindicated,
WO wo 2020/018292 PCT/US2019/040581
and (3) chronic treatment of patients with malignant pheochromocytoma. The recommended
initial dosage of Demser Demser®for foradults adultsand andchildren children12 12years yearsof ofage ageand andolder olderis is250 250mg mgorally orallyfour four
times daily. This dosage may be increased by 250 mg to 500 mg every day to a maximum of 4.0
g/day in 4 divided doses. Although Demser Demser®is iscommercially commerciallyavailable, available,those thoseordinarily ordinarilyskilled skilled
in the art have not developed methods for treating autism or its core symptoms by administering a
racemic mixture of a-methyl-DL-tyrosine, i.e., DL-AMPT. -methyl-DL-tyrosine, i.e., DL-AMPT.
[012] Given the widespread concern over (a) dramatic increases in prevalence of autism, (b)
devastating impact of the disorder on children and their families, and (c) substantial social and
economic burden that autism place on communities, educational, medical and mental health
systems within our society, autism represents a public health emergency. Accordingly, there exists
a vital need for therapeutically effective methods for treating autism, in particular, the core
symptoms of this disorder.
SUMMARY OF THE INVENTION
[013] In one aspect, the invention provides a method for treating an autism in a subject in need
thereof, the method comprising administering to said subject a composition comprising a
therapeutically effective amount of a-methyl-DL-tyrosine andaapharmaceutically -methyl-DL-tyrosine and pharmaceuticallyacceptable acceptable
carrier. In an exemplary embodiment, the composition comprises a-methyl-DL-tyrosine in an -methyl-DL-tyrosine in an
amount ranging from about 50 mg (w/w) to about 500 mg (w/w).
[014] In another aspect, the invention provides a method for providing a plasma concentration of
a therapeutic drug for a long term for treating an autism in a subject in need thereof, the method
comprising administering to said subject said therapeutic drug at a concentration ranging from
about 50 mg (w/w) to about 500 mg (w/w) three times a day, wherein said therapeutic drug is a- -
methyl-DL-tyrosine, wherein said plasma concentration ranges from about 500 ng/ml to 5000
ng/ml, and wherein said term is at least 1 week.
[015] In another aspect, the invention provides a method for treating an autism associated clinical
trait in a subject in need thereof, the method comprising administering to said subject a
composition comprising a therapeutically effective amount of a-methyl-DL-tyrosine, thereby -methyl-DL-tyrosine, thereby
treating said autism associated clinical trait in said subject. In an exemplary embodiment, the
clinical trait is a deficit in social communication, a deficit in social interaction, a deficit in social
WO wo 2020/018292 PCT/US2019/040581
motivation, lethargy and social withdrawal, inappropriate speech, hyperactivity, stereotypic
behavior, irritability and agitation, restrictive behavior, repetitive behavior, ritualistic behavior,
sameness behavior, compulsive behavior, self-injurious behavior or a combination thereof.
[016] Other features and advantages of the present invention will become apparent from the
following detailed description examples and figures. It should be understood, however, that the
detailed description and the specific examples while indicating preferred embodiments of the
invention are given by way of illustration only, since various changes and modifications within
the spirit and scope of the invention will become apparent to those skilled in the art from this
detailed description.
BRIEF DESCRIPTION OF THE DRAWINGS
[017] Figure 1 depicts Conners Parent Rating Scale Data results.
[018] Figure 2 illustrates patient enrollment and disposition.
[019] Figure 3 shows an example of largest change from baseline in vital signs noted in a patient
in Study HT 02-121 (Example 6) and demonstrates that these changes were transient, falling far
short of orthostatic criteria.
[020] Figure 4 shows random L1-79 plasma concentrations (except Day 1*) by week, overall
mean and by patient from open-label 100 mg and 200 mg TID in Study HT 02-121. *1 On Day 1,
L-79 plasma concentrations were evaluated at 1-hour post-dose.
[021] Figure 5 shows random L1-79 plasma concentrations by week (excluding Day 1), overall
mean and by patient from open-label 100 mg TID group in Study HT 02-121.
[022] Figure 6 shows random L1-79 plasma concentrations by week (excluding Day 1), overall
Mean and by patient from open-label 200 mg TID group in Study HT 02-121.
[023] Figure 7 graphically displays shows the CGI - Overall Severity (CGI-S) for L1-79
compared to placebo over time.
[024] Figure 8 graphically displays the CGI - -Overall Improvement (CGI-I) Overall Improvement (CGI-I) for for L1-79 L1-79 compared compared
to to placebo placeboover time. over time.
[025] Figure 9 shows the change from baseline in CGI-S at week 4 (ITT Population, Draft).
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[026] Figure 10 shows the change in CGI-S from Baseline to Week 4 by Patient (ITT Population,
Draft).
[027] Figure 11 shows the responder analysis for CGI-S at Week 4/LOCF (ITT Population,
Draft).
[028] Figure 12 shows the change from Baseline in VABS II Standardized Socialization Score,
Week 0 - Week 8 (ITT Population, Draft).
[029] Figure 13 shows the change from Baseline in VABS II Standardized Communication
Score, Week 0 - Week 8 (ITT Population, Draft).
[030] Figure 14 shows the change from Screening in ADOS-2 Total score, Week 0 - Week 4
(ITT Population, Draft).
[031] Figure 15 shows the change from Screening in ADOS-2 Restrictive and Repetitive
Behavior Total score, Week 0 - Week 4 (ITT Population, Draft).
[032] Figure 16 shows the change from Screening in ADOS-2 Social Affect Total Score, Week
0 - Week 4 (ITT Population, Draft).
[033] Figure 17 shows the change in ADOS-2 Total Score from Screening to Week 4 by Patient
(ITT (ITT Population, Population,Draft). Draft).
[034] Figure 18 shows the change from Baseline in SRS-2 Total T-score, Week 0 - Week 8 (ITT
Population, Draft).
[035] Figure 19 shows the change from Baseline in SRS-2 DSM-5 Social Communication and
Interaction T-score, Week 0 - Week 8 (ITT Population, Draft).
[036] Figure 20 shows the change from Baseline in SRS-2 Social Communication T-score, Week
0 - Week 8 (ITT Population, Draft).
[037] Figure 21 shows the change from Baseline in SRS-2 Social Motivation T-score, Week 0 -
Week 8 (ITT Population, Draft).
[038] Figure 22 shows the change from Baseline in SRS-2 DSM-5 Restrictive and Repetitive
Behavior, Week 0 - Week 8 (ITT Population, Draft).
6
[039] Figure 23 shows the change in SRS-2 Total T-score from Baseline to Week 4 by Patient
(ITT (ITT Population, Population,Draft). Draft).
[040] Figure 24 shows the change in SRS-2 DSM-5 Social Communication and Interaction T-
score from Baseline to Week 4 by Patient (ITT Population, Draft).
[041] Figure 25 shows the change in SRS-2 Social Communication T-score from Baseline to
Week 4 by Patient (ITT Population, Draft).
[042] Figure 26 shows the change in SRS-2 Social Motivation T-score from Baseline to Week
4 by Patient (ITT Population, Draft).
[043] Figure 27 shows the responder analysis for SRS-2 Total T-score at Week 4/LOCF (ITT
Population, Draft).
[044] Figure 28 shows the responder analysis for SRS-2 DSM-5 Social Communication and
Interaction T-score at Week 4/LOCF (ITT Population, Draft).
[045] Figure 29 shows the responder analysis for SRS-2 Social Communication T-score at Week
4/LOCF (ITT Population, Draft).
[046] Figure 30 shows the responder analysis for SRS-2 Social Motivation T-score at Week
4/LOCF (ITT Population, Draft).
[047] Figure 31 shows the change from Baseline in ABC-C Lethargy and Social Withdrawal
Domain, Week 0 - Week 8 (ITT Population, Draft).
[048] Figure 32 shows the change from Baseline in ABC-C Inappropriate Speech Domain, Week
0 - Week 8 (ITT Population, Draft).
[049] Figure 33 shows the change from Baseline in ABC-C Hyperactivity and Noncompliance
Domain, Week 0 - Week 8 (ITT Population, Draft).
[050] Figure 34 shows the change from Baseline in ABC-C Stereotypic Behavior Domain, Week
0 - Week 8 (ITT Population, Draft).
[051] Figure 35 shows the change from Baseline in ABC-C Irritability and Agitation Domain,
Week Week 00 -- Week Week 88 (ITT (ITT Population, Population, Draft). Draft).
WO wo 2020/018292 PCT/US2019/040581
[052] Figure 36 shows the change in ABC-C Lethargy and Social Withdrawal Domain from
Baseline to Week 4 by Patient (ITT Population, Draft).
[053] Figure 37 shows the change in ABC-C Inappropriate Speech Domain from Baseline to
Week 4 by Patient (ITT Population, Draft).
[054] Figure 38 shows the responder analysis for ABC-C Lethargy and Social Withdrawal
Domain at Week 4/LOCF (ITT Population, Draft).
[055] Figure 39 shows the responder Analysis for ABC-C Inappropriate Speech Domain at
Week 4/LOCF (ITT Population, Draft).
[056] Figure 40 shows the change from Baseline in RBS-R Total Score, Week 0 - Week 8 (ITT
Population, Draft).
[057] Figure 41 shows the change from Baseline in RBS-R Restrictive Behavior, Week 0 - Week
8 (ITT Population, Draft). There were mean improvements in RBS-R Total Score as noted by a
decrease in score for L1-79 200 mg compared to placebo.
[058] Figure 42 shows the change from Baseline in RBS-R Ritualistic Behavior, Week 0 -Week
8 (ITT Population, Draft).
[059] Figure 43 shows the change from Baseline in RBS-R Sameness Behavior, Week 0 - Week
8 (ITT Population, Draft).
[060] Figure 44 shows the change from Baseline in RBS-R Compulsive Behavior, Week 0 -
Week 8 (ITT Population, Draft).
[061] Figure 45 shows the change from Baseline in RBS-R Stereotypic Behavior, Week 0 -
Week 8 (ITT Population, Draft).
[062] Figure 46 shows the change from Baseline in RBS-R Self-injurious Behavior, Week 0 -
Week 8 (ITT Population, Draft).
[063] Figure 47 shows the change in RBS-R Total Score from Baseline to Week 4 by Patient
(ITT Population, Draft)
[064] Figure 48 shows the responder analyses (defined as an improvement or no worsening) for
RBS-R Total Score at Week 4 or LOCF.
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DETAILED DESCRIPTION OF THE INVENTION
[065] The present subject matter may be understood more readily by reference to the following
detailed description which forms a part of this disclosure. It is to be understood that this invention
is not limited to the specific products, methods, conditions or parameters described and/or shown
herein, and that the terminology used herein is for the purpose of describing particular
embodiments by way of example only and is not intended to be limiting of the claimed invention.
[066] Unless otherwise defined herein, scientific and technical terms used in connection with the
present application shall have the meanings that are commonly understood by those of ordinary
skill in the art. Further, unless otherwise required by context, singular terms shall include
pluralities and plural terms shall include the singular.
[067] As employed above and throughout the disclosure, the following terms and abbreviations,
unless otherwise indicated, shall be understood to have the following meanings.
[068] In the present disclosure the singular forms "a," "an," and "the" include the plural reference,
and reference to a particular numerical value includes at least that particular value, unless the
context clearly indicates otherwise. Thus, for example, a reference to "a compound" is a reference
to one or more of such compounds and equivalents thereof known to those skilled in the art, and
SO so forth. The term "plurality", as used herein, means more than one. When a range of values is
expressed, another embodiment includes from the one particular and/or to the other particular
value. Similarly, when values are expressed as approximations, by use of the antecedent "about,"
it is understood that the particular value forms another embodiment. All ranges are inclusive and
combinable.
[069] As used herein, the terms "component," "composition," "composition of compounds,"
"compound," "drug," "pharmacologically active agent," "active agent," "therapeutic," "therapy,"
"treatment," or "medicament" are used interchangeably herein to refer to a compound or
compounds or composition of matter which, when administered to a subject (human or animal)
induces a desired pharmacological and/or physiologic effect by local and/or systemic action.
[070] As used herein, the ensuing terms are defined, as follows:
Applied Behavioral Analysis ABA Aberrant Behavior Checklist - Community ABC-C
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Attention Deficit Hyperactivity Disorder ADHD Autistic Diagnosis Interview Review ADIR Absorption, Distribution, Metabolism and Elimination ADME ADOS-2 Autism Diagnosis Observation Schedule, Second Edition
Adverse Events AE
AIDS Acquired immunodeficiency syndrome
Autism spectrum disorder ASD ASD Aspartate Aminotransferase AST Alanine Aminotransferase ALT Area under the concentration time curve AUC AUC AUC0-8 Area under the concentration time curve from 0 to 8 hours AUC- AUC0-12 Area under the concentration time curve from 0 to 12 hours AUC- AUC0-00 Area under the concentration time curve from 0 to infinity AUC- AUCO-tz Area under the concentration time curve from 0 to the last quantifiable AUC- concentration
Code of Federal Regulations CFR CGI-I Clinical Global Impression - Overall Improvement
CGI-S Clinical Global Impression - Severity of Illness
Cmax Maximum Concentration
Central Nervous System CNS Racemic (D and L isomer) a-methyl-para-tyrosine -methyl-para-tyrosine DL-AMPT Dihydroxy-phenylalanine DOPA DSM-5 Diagnostic and Statistics Manual of Mental Disorders V
EI Early Intervention
EOP2 End of Phase 2 EOP2 Food and Drug Administration FDA FDASIA Food and Drug Administration Safety and Innovation Act FDASIA
FOBs Functional Observation Battery Assessments
Good Manufacturing Practice GMP Hepatitis B Virus HBV HBV Hemorrhagic Cerebrovascular Accident HCVA Human Equivalent Doses HED HIV Human Immunodeficiency Virus
IEP IEP Individualized Educational Program
L isomer of a-methyl-para-tyrosine -methyl-para-tyrosine L-AMPT
LC-MS/MS Liquid Chromatographic Mass Spectrometric
Last Observation Carried Forward LOCF
LQTS Long QT Syndrome
Maximum Tolerated Dose MTD New Drug Application NDA No Observed Adverse Effect Level NOAEL PD Pharmacodynamic
Pharmacokinetic PK PK Post Natal Day PND PSP PSP Pediatric Study Plan
RBS-R Repetitive Behavior Score - Revised
SBA Summary Basis of Approval
SRS-2 Social Responsiveness Scale, Second Edition
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t1/2 Half Life t/
TdP Torsade's de Pointes
TID Three times daily
Toxicokinetic TK TQT Thorough QT
Upper Limit of Normal ULN United States Adopted Name USAN VABS II Vineland Adaptive Behavior Scales, Second Edition
[071] With respect to autism, for example, the negative effect or symptoms can include any of
those those that that are are the the subject subject of of the the diagnostic diagnostic criteria criteria specified specified for for autism autism spectrum spectrum disorder disorder in in the the
American Psychiatric Association's Diagnostic and Statistical Manual, Fifth Edition (DSM-5,
DSM-V), the contents of which are incorporated by reference herein, e.g., deficits in social-
emotional reciprocity (ranging, for example, from abnormal social approach and failure of normal
back-and-forth conversation; to reduced sharing of interests, emotions, or affect; to failure to
initiate initiate or or respond respond to to social social interactions) interactions) deficits deficits in in nonverbal nonverbal communicative communicative behaviors behaviors used used for for
social interaction (ranging, for example, from poorly integrated verbal and nonverbal
communication; to abnormalities in eye contact and body language or deficits in understanding
and use of gestures; to a total lack of facial expressions and nonverbal communication); deficits in
developing, developing, maintaining, maintaining, and and understanding understanding relationships relationships (ranging, (ranging, for for example, example, from from difficulties difficulties
adjusting behavior to suit various social contexts; to difficulties in sharing imaginative play or in
making friends; to absence of interest in peers); stereotyped or repetitive motor movements, use
of of objects, objects, or or speech speech (e.g., (e.g., simple simple motor motor stereotypes, stereotypes, lining lining up up toys toys or or flipping flipping objects, objects, echolalia, echolalia,
idiosyncratic phrases); insistence on sameness, inflexible adherence to routines, or ritualized
patterns of verbal or nonverbal behavior (e.g., extreme distress at small changes, difficulties with
transitions, rigid thinking patterns, greeting rituals, need to take same route or eat same food every
day); highly restricted, fixated interests that are abnormal in intensity or focus (e.g., strong
attachment to or preoccupation with unusual objects, excessively circumscribed or perseverative
interests); and hyper- or hyporeactivity to sensory input or unusual interest in sensory aspects of
the environment (e.g. apparent indifference to pain/temperature, adverse response to specific
PCT/US2019/040581
sounds or textures, excessive smelling or touching of objects, visual fascination with lights or
movement).
[072] Some subpopulations of patients on the autism spectrum, include those patients diagnosed
with Asperger's Disorder (i.e., Asperger Syndrome) or Social Communication Disorder, exhibit
symptoms of Attention Deficit Hyperactivity Disorder (ADHD) (e.g., inattention, hyperactivity,
and impulsivity) and/or tics (motor tics or vocal tics). See, e.g., DSM-5.
[073] Assessment of autism symptoms, or any of the symptoms of the present disclosure, can be
performed using methods known in the art. For example, one method of assessing autism
symptoms is the Clinical Global Impressions (CGI) scale based upon changes from baseline in
various psychometric tests. These tests can include the Aberrant Behavior Checklist-Community
(ABC-C), Conners Parent Rating Scale and the Autism Diagnostic Observation Schedule (ADOS).
Autism symptoms can also be assessed from the clinician's personal, clinical observations, from
videographic videographic information information taken taken at at regularly regularly scheduled scheduled clinic clinic visits, visits, and and from from information information provided provided
by the subject's caregivers over time. Compositions and methods of the disclosure result in a
reduction of at least 1 point in at least one dimension of the Conners Parent Rating Scale
assessment score.
[074] As employed above and throughout the disclosure the term "effective amount" refers to an
amount effective, at dosages, and for periods of time necessary, to achieve the desired result with
respect to the treatment of the relevant disorder, condition, or side effect. It will be appreciated
that the effective amount of components of the present invention will vary from patient to patient
not only with respect to the particular compound, component or composition selected, the route of
administration, and the ability of the components to elicit a desired result in the individual, but
also with respect to factors such as the disease state or severity of the condition to be alleviated,
hormone levels, age, sex, weight of the individual, the state of being of the patient, and the severity
of the pathological condition being treated, concurrent medication or special diets then being
followed by the particular patient, and other factors which those skilled in the art will recognize,
with the appropriate dosage being at the discretion of the attending physician. Dosage regimes may
be adjusted to provide improved therapeutic response. An effective amount is also one in which
any toxic or detrimental effects of the components are outweighed by the therapeutically beneficial
effects.
WO wo 2020/018292 PCT/US2019/040581
[075] The invention also provides a pharmaceutical composition comprising compounds of the
invention and one or more pharmaceutically acceptable carriers. "Pharmaceutically acceptable
carriers" include any excipient which is nontoxic to the cell or mammal being exposed thereto at
the dosages and concentrations employed. The pharmaceutical composition may include one or
additional therapeutic agents.
[076] "Pharmaceutically acceptable" refers to those compounds, materials, compositions, and/or
dosage forms which are, within the scope of sound medical judgment, suitable for contact with the
tissues of human beings and animals without excessive toxicity, irritation, allergic response, or
other problem complications commensurate with a reasonable benefit/risk ratio.
[077] Examples of a pharmaceutically acceptable carrier include, for example, but not limited to,
solvents, dispersion media, buffers, coatings, antibacterial and antifungal agents, wetting agents,
preservatives, buggers, chelating agents, antioxidants, isotonic agents and absorption delaying
agents.
[078] Examples of a pharmaceutically acceptable carrier also include, for example, but not
limited to, water; saline; phosphate buffered saline; dextrose; glycerol; alcohols such as ethanol
and isopropanol; phosphate, citrate and other organic acids; ascorbic acid; low molecular weight
(less than about 10 residues) polypeptides; proteins, such as serum albumin, gelatin, or
immunoglobulins; hydrophilic polymers such as polyvinylpyrrolidone; amino acids such as
glycine, glutamine, asparagine, arginine or lysine; monosaccharides, disaccharides, and other
carbohydrates including glucose, mannose, or dextrins; EDTA; salt forming counterions such as
sodium; and/or nonionic surfactants such as TWEEN, polyethylene glycol (PEG), and
PLURONICS; isotonic agents such as sugars, polyalcohols such as mannitol and sorbitol, and
sodium chloride; as well as combinations thereof.
[079] Within the present invention, the disclosed compounds may be prepared in the form of
pharmaceutically acceptable salts. "Pharmaceutically acceptable salts" refer to derivatives of the
disclosed compounds wherein the parent compound is modified by making acid or base salts
thereof. Examples of pharmaceutically acceptable salts include, but are not limited to, mineral or
organic acid salts of basic residues such as amines; alkali or organic salts of acidic residues such
as carboxylic acids; and the like. The pharmaceutically acceptable salts include the conventional
non-toxic salts or the quaternary ammonium salts of the parent compound formed, for example,
WO wo 2020/018292 PCT/US2019/040581
from non-toxic inorganic or organic acids. For example, such conventional non-toxic salts include
those derived from inorganic acids such as hydrochloric, hydrobromic, sulfuric, sulfamic,
phosphoric, nitric and the like; and the salts prepared from organic acids such as acetic, propionic,
succinic, glycolic, stearic, lactic, malic, tartaric, citric, ascorbic, pamoic, maleic, hydroxymaleic,
phenylacetic, glutamic, benzoic, salicylic, sulfanilic, 2-acetoxybenzoic, fumaric, toluenesulfonic,
methanesulfonic, ethane disulfonic, oxalic, isethionic, and the like. These physiologically
acceptable salts are prepared by methods known in the art, e.g., by dissolving the free amine bases
with an excess of the acid in aqueous alcohol, or neutralizing a free carboxylic acid with an alkali
metal base such as a hydroxide, or with an amine.
[080] Compounds described herein can be prepared in alternate forms. For example, many
amino-containing compounds can be used or prepared as an acid addition salt. Often such salts
improve isolation and handling properties of the compound. For example, depending on the
reagents, reaction conditions and the like, compounds as described herein can be used or prepared,
for example, as their hydrochloride or tosylate salts. Isomorphic crystalline forms, all chiral and
racemic forms, N-oxide, hydrates, solvates, and acid salt hydrates, are also contemplated to be
within the scope of the present invention.
[081] Certain acidic or basic compounds of the present invention may exist as zwitterions. All
forms of the compounds, including free acid, free base and zwitterions, are contemplated to be
within the scope of the present invention. It is well known in the art that compounds containing
both amino and carboxy groups often exist in equilibrium with their zwitterionic forms. Thus, any
of the compounds described herein that contain, for example, both amino and carboxy groups, also
include reference to their corresponding zwitterions.
[082] The term "stereoisomers" refers to compounds that have identical chemical constitution,
but differ as regards the arrangement of the atoms or groups in space. The term "enantiomers"
refers to stereoisomers that are mirror images of each other that are non-superimposable.
[083] The term "administering" means either directly administering a compound or composition
of the present invention, or administering a prodrug, derivative or analog which will form an
equivalent amount of the active compound or substance within the body.
[084] The term "inhibitor" as used herein includes compounds that inhibit the expression or
activity of a protein, polypeptide or enzyme and does not necessarily mean complete inhibition of expression and/or activity. Rather, the inhibition includes inhibition of the expression and/or activity of a protein, polypeptide or enzyme to an extent, and for a time, sufficient to produce the desired effect.
[085] While not intending to be bound by any particular mechanism of operation, it is believed
that the tyrosine hydroxylase inhibitors according to the present invention function by decreasing
the amount of adrenaline secreted into the bloodstream.
[086] The tyrosine hydroxylase inhibitor is well known in the art and fully described in, for
example, U.S. Patent Application Publications US 2015/0290279, US 2015/0216827, US
2015/0111937, US 2015/0111878, US 2013/0184214, and US 20130183263; U.S. Patents US
8,481,498, US 9,308,188, and US 9,326,962; and PCT Patent Application Publication
WO2015061328, which are incorporated by reference herein in their entirety. Any suitable
tyrosine hydroxylase inhibitor, known to one of skilled in the art, can be used.
[087] In certain embodiments, the tyrosine hydroxylase inhibitor is a tyrosine derivative. The
tyrosine derivative can be capable of existing in different isomeric forms, including stereoisomers
and enantiomers. The tyrosine derivative can, for example, exist in both L-form or D-form. The
tyrosine derivative can, for example, also exist in a racemic form.
[088] Representative tyrosine derivatives include, for example, one or more of methyl (2R)-2-
amino-3-(2-chloro-4 hydroxyphenyl) propanoate, D-tyrosine ethyl ester hydrochloride, methyl
(2R)-2- amino-3-(2,6-dichloro-3,4-dimethoxyphenyl) propanoate H-D-tyrosine(tBu)-allyl ester
(2R)-2-amino-3-(3-chloro-4,5-dimethoxyphenyl) propanoate, hydrochloride, methyl 1(2R)-2-amino-3-(3-chloro-4,5-dimethoxyphenyl) propanoate,methyl methyl(2R)- (2R)-
2-amino-3-(2-chloro-3-hydroxy-4-methoxyphenyl) propanoate, methyl (2R)-2-amino-3-(4-[(2-
chloro-6-fluorophenyl) methoxy] phenyl) propanoate, methyl (2R)-2- amino-3-(2-chloro-3,4-
dimethoxyphenyl) propanoate, methyl (2R)-2-amino-3-(3-chloro-5-fluoro-4-hydroxyphenyl)
propanoate, diethyl 2-(acetylamino)-2-(4-[(2-chloro-6-fluorobenzyl) oxy] benzyl malonate,
methyl (2R)-2-amino-3-(3-chloro-4-methoxyphenyl) propanoate, methyl (2R)-2-amino-3-(3-
chloro-4-hydroxy-5-methoxyphenyl) propanoate, methyl (2R)-2-amino-3-(2,6- dichloro-3-
(2R)-2-amino-3-(3-chloro-4-hydroxyphenyl) hydroxy-4-methoxyphenyl) propanoate, methyl (2R)-2-amino-3-(3-chloro-4-hydroxypheryl)
propanoate, H-DL-tyrosine methyl ester hydrochloride, H-3,5-diiodo-tyrosine methyl ester
hydrochloride, H-D-3,5-diiodo-tyrosine methyl ester hydrochloride, H-D-tyrosine methyl ester
hydrochloride, D-tyrosine methyl ester hydrochloride, D-tyrosine-methyl ester hydrochloride, wo 2020/018292 WO PCT/US2019/040581 methyl D-tyrosinate hydrochloride, H-D-tyrosine methyl ester hydrochloride, D-tyrosine methyl ester ester hydrochloride,H-D-tyrosine hydrochloride, H-D-tyrosinemethyl methylester-hydrochloride, ester-hydrochloride,(2R)-2-amino-3-(4- (2R)-2-amino-3-(4- hydroxyphenyl) propionic acid, (2R)-2-amino-3-(4-hydroxyphenyl) methyl ester hydrochloride, methyl (2R)-2-amino-3-(4-hydroxyphenyl) propanoate hydrochloride, methyl (2R)-2-azanyl-3-(4- hydroxyphenyl) propanoate hydrochloride, 3-chloro-L-tyrosine, 3-nitro-L-tyrosine, 3-nitro-L- tyrosine ethyl ester hydrochloride, DL-m-tyrosine, DL-o-tyrosine, Boc-tyrosine (3,5-I2)-OSu, (3,5-12)-OSu,
Fmoc-tyrosine(3-N02)-OH, a-methyl-L-tyrosine, a-methyl-D-tyrosine, -methyl-L-tyrosine, -methyl-D-tyrosine, and and a-methyl-DL- -methyl-DL-
tyrosine. In certain embodiments of the invention, the tyrosine derivative is a-methyl-L-tyrosine -methyl-L-tyrosine
as shown below:
O OH NH2 HO NH
[089] In other embodiments, the tyrosine derivative is a-methyl-D-tyrosine. Inother -methyl-D-tyrosine. In other
embodiments, the tyrosine derivative is a-methyl-DL-tyrosine in aa racemic -methyl-DL-tyrosine in racemic form form as as shown shown below: below:
O OH H3C NH2 HC NH HO
[090] In a particular embodiment, the tyrosine derivative is a structural variant of a-methyl-L- -methyl-L-
tyrosine or a-methyl-DL-tyrosine. Thestructural -methyl-DL-tyrosine. The structuralvariants variantsof of-methyl-L-tyrosine a-methyl-L-tyrosine oror a-methyl- -methyl-
DL-tyrosine are well known in the art and fully described in, for example, U.S. Patent 4, 160,835,
which is incorporated by reference herein in its entirety.
WO wo 2020/018292 PCT/US2019/040581
[091] In one embodiment, the tyrosine derivative of the invention is an arylalanine compound
having the formula:
R1 R 0 R3-CH2 c c R CH o R2 N O R H R4
wherein whereinR1R is is hydrogen, hydrogen,methyl or ethyl methyl esterester or ethyl group,group, or alkyl or of from of alkyl 1 tofrom 4 carbon 1 to atoms; 4 carbon atoms;
R2 is hydrogen, R is hydrogen, lower lower alkyl, alkyl, lower lower alkene, alkene, succinimide, succinimide, or or alkyl alkyl of of from from 11 to to 44 carbon carbon atoms; atoms; RR3
is a substituted benzene ring of the following general formula
Y1 Y Y2 Y3 Y Y
wherein Y1, is located Y, is located at at the the para para position position and and is is hydrogen, hydrogen, hydroxy, hydroxy, methyl methyl ether, ether, dimethyl dimethyl
ether, ether, trimethyl trimethylether, or an ether, or unsubstituted or halogen-substituted an unsubstituted benzyl; Y2, or halogen-substituted and Y3 Y, benzyl; are and the Y same are the same
or or different differentand wherein and one one wherein or both Y2, and or both Y, Y3 located and at either Y located meta position at either or ortho position, meta position or ortho position,
and and wherein whereinY2, Y,and andY3Y are arehydrogen, hydroxy, hydrogen, halogen, hydroxy, methylmethyl halogen, ether, ether, or nitro; or and R4 is and nitro; hydrogen, R4 is hydrogen,
acetyl, tert-butyloxycarbonyl or fluorenylmethyloxycarbonyl.
[092] In some embodiments, Y1 and Y2 are the same or different and are selected from hydrogen,
cyanoamino, carboxyl, cyano, thiocarbamoyl, aminomethyl, guanidino, hydroxy, methanesulfonamido, nitro, amino, methanesulfonyloxy, carboxymethoxy, formyl, methoxy and
a substituted or unsubstituted 5- or 6-membered heterocyclic ring containing carbon and one or
more nitrogen, sulfur or oxygen atoms, specific examples of such heterocyclic rings being pyrrol-
1-yl, 2-carboxypyrrol-1-yl, imidazol-2-ylamino, indol-1-yl, carbazol-9-yl, 4,5-dihydro-4-
hydroxy-4-trifluoromethylthiazol-3-yl, 4-trifluoromethylthiazol-2-yl, imidazol-2-yl and 4,5-
dihydroimidazol-2-yl, such that (a) Y1 and Y2 cannot both be hydroxy, (b) Y1 and Y2 cannot both
be hydrogen and (c) when one of Y1 and Y2 is hydrogen, the other cannot be hydroxyl.
R3is
[093] In one example, R isaasubstituted substitutedor orunsubstituted unsubstitutedbenzoheterocyclic benzoheterocyclicring ringhaving havingthe the
formula:
het I
in which the benzoheterocyclic ring is selected from the group consisting of indolin-5-yl,
1-(N-benzoylcarbamimidoyl)-indolin-5-yl, 1-carbamimidoylindolin-5-yl, 1 H-2-oxindol-5-yl,
indol-5-yl, -mercaptobenzimidazol-5(6)-yl, 2-mercaptobenzimidazol-5(6)-yl, 2-aminobenzimidazol-5(6)-yl, 2-
methanesulfonamido-benzimidazol-5(6)-yl 11 H-benzoxazol-2-on-6-yl, methanesulfonamido-benzimidazol-5(6)-yl, H-benzoxazol-2-on-6-yl, 2-aminobenzothiazol-6- 2-aminobenzothiazol-6-
yl, 2-amino-4-mercaptobenzothiazol-6-yl, 2,1,3-benzothiadiazol-5-yl, 1,3-dihydro-2,2-dioxo-
1,3-dihydro-1,3-dimethyl-2,2-dixo-2,1,3-benzothiadiazol-5-yl, 4- 2,1,3-benzothiadiazol-5-yl, 1,3-dihydro-1,3-dimethyl-2,2-dioxo-2,1,3-benzothiadiazol-5-yl, 4-
methyl-2(1H)-oxoquinolin-6-yl,quinoxalin-6-yl,2-hydroxquinoxalin-6-yl,2-hydroxyquinoxalin- methyl-2(1H)-oxoquinolin-6-yl, quinoxalin-6-yl_2-hydroxquinoxalin-6-yl,2-hydroxyquinoxalin-
7-yl, 2,3-dihydroxyquinoxalin-6-yl and 2,3-dihydro-3(4H)-oxo-1,4-benzoxazin-7-yl. 2,3-dihydro-3(4 H)-oxo-1,4-benzoxazin-7-yl.
[094] In another example, R3 isaasubstituted R is substitutedor orunsubstituted unsubstitutedheterocyclic heterocyclicring ringhaving havingthe the
formula:
het het
in which the heterocyclic ring is selected from the group consisting of 5-hydroxy-4 ] H-H-
pyran-4-on-2-yl, 2-hydroxypyrid-4-yl, 2-aminopyrid-4-yl, 2-carboxypyrid-4-yl, or tetrazolo[1,5-
a]pyrid-7-yl.
[095] In one particular embodiment, the tyrosine hydroxylase inhibitor is aquayamycin. In one
example, aquayamycin is a compound of the formula set forth below.
wo 2020/018292 WO PCT/US2019/040581
HO HO OH , OH 0 HO
O OH
0 HO" HO" OH 1
[096] In another particular embodiment, the tyrosine hydroxylase inhibitor is oudenone. In one
example, oudenone is a compound of the formula set forth below.
[097] Other suitable tyrosine hydroxylase inhibitor, known to one of skilled in the art, can also
be used. Example of other tyrosine hydroxylase inhibitor include, for example, but not limited to,
cycloheximide, anisomycin, 3-iodo-L-tyrosine, pyratrione, phenyl carbonyl derivatives having
catechol or triphenolic ring systems, for example, phenethylamine and gallic acid derivatives, 4-
isopropyltropolone, -thiazolyl)benzimidazole, 8-hydroxyquinoline, 2-(4 -thiazolyl)benzimidazole, o-phenantroline, 8-hydroxyquinoline, 5-iodo- o-phenantroline, 5-iodo-
a-a'-dipyridil, 8-hydroxyquinoline, bilirubin, 2,9-dimethyl-1, 10- phenantroline, -'-dipyridil, dibenzo dibenzo
[f,h]quinoxaline, 2,4,6-tripyridil-s-triazine, ethyl 3-amino4H-pyrrolo-isoxazole-5(6H)-
carboxylate, a-nitroso-B-naphthol, sodium diethyldithiocarbamate, -nitroso-ß-naphthol, sodium diethyldithiocarbamate, ethylenediamineteraacetic ethylenediamineteraacetic acid acid
(See R Hochster, Metabolic Inhibitors V4: A Comprehensive Treatise 52 Elsevier (2012)).
[098] In a particular embodiment, the tyrosine hydroxylase inhibitor is L1:79, which refers to a- -
methyl-DL-tyrosine in methyl-DL-tyrosine in aa racemic racemic form form or or D,L D,L -methyl-para-tyrosine a-methyl-para-tyrosine(abbreviated (abbreviatedasasDL-AMPT). DL-AMPT).
WO wo 2020/018292 PCT/US2019/040581
[099] a-methyl-DL-tyrosine inhibits the -methyl-DL-tyrosine inhibits the activity activity of of tyrosine tyrosine hydroxylase hydroxylase (TH), (TH), which which catalyzes catalyzes
the first transformation in catecholamine biosynthesis, i.e., the conversion of tyrosine to
dihydroxyphenylalanine (DOPA), which is the rate limiting step in catecholamine synthesis. a- -
methyl-DL-tyrosine is a tyrosine analog that competes competitively for TH and is excreted mostly
unchanged in the urine.
[100] In preliminary testing, it was observed that Demser (i.e., a-methyl-L-tyrosine) hadaa -methyl-L-tyrosine) had
beneficial effect on the symptoms of leaky gut, but that this effect was short lived. The racemic
mixture (i.e., a-methyl-DL-tyrosine) wasobserved -methyl-DL-tyrosine) was observedto tohave haveaagreater greaterphysiologic physiologiceffect effectand andhalf- half-
life. This may be due to the failure of the D amino acid isomer to be transported by the different
L amino acid transport systems that exist within the body, or by completion for renal excretion
that allows the L isomer to persist for a longer duration.
[101] In another aspect, the invention provides a pharmaceutical composition comprising a
therapeutically effective amount or dose of a tyrosine hydroxylase inhibitor (e.g., a-methyl-DL- -methyl-DL-
tyrosine) and a pharmaceutically acceptable carrier.
[102] Effective doses of the compositions of the present invention, for treatment of autism as
described herein vary depending upon many different factors, including means of administration,
target site, physiological state of the patient, whether the patient is an adult or a child, other
medications administered, and whether treatment is prophylactic or therapeutic. Usually, the
patient is a human but non-human mammals including transgenic mammals can also be treated.
Treatment dosages may be titrated using routine methods known to those of skill in the art to
optimize safety and efficacy.
[103] The pharmaceutical compositions of the invention may include a "therapeutically effective
amount." A "therapeutically effective amount" refers to an amount effective, at dosages and for
periods of time necessary, to achieve the desired therapeutic result. A therapeutically effective
amount of a molecule may vary according to factors such as the disease state, age, sex, and weight
of the individual, and the ability of the molecule to elicit a desired response in the individual. A
therapeutically effective amount is also one in which any toxic or detrimental effects of the
molecule are outweighed by the therapeutically beneficial effects.
[104] As used herein, the terms "treat" and "treatment" refer to therapeutic treatment, including
prophylactic or preventative measures, wherein the object is to prevent or slow down (lessen) an
WO wo 2020/018292 PCT/US2019/040581 PCT/US2019/040581
undesired physiological change associated with a disease or condition. Beneficial or desired
clinical results include, but are not limited to, alleviation of symptoms, diminishment of the extent
of a disease or condition, stabilization of a disease or condition (i.e., where the disease or condition
does not worsen), delay or slowing of the progression of a disease or condition, amelioration or
palliation of the disease or condition, and remission (whether partial or total) of the disease or
condition, whether detectable or undetectable. Those in need of treatment include those already
with the disease or condition as well as those prone to having the disease or condition or those in
which the disease or condition is to be prevented.
[105] Dosage regimens may be adjusted to provide the optimum desired response (e.g., a
therapeutic or prophylactic response).
[106] In one example, a single bolus may be administered. In another example, several divided
doses may be administered over time. In yet another example, a dose may be proportionally
reduced or increased as indicated by the exigencies of the therapeutic situation. Dosage unit form,
as used herein, refers to physically discrete units suited as unitary dosages for treating mammalian
subjects. Each unit may contain a predetermined quantity of active compound calculated to
produce a desired therapeutic effect. In some embodiments, the dosage unit forms of the invention
are dictated by and directly dependent on the unique characteristics of the active compound and
the particular therapeutic or prophylactic effect to be achieved.
[107] The composition of the invention may be administered only once, or it may be administered
multiple times. For multiple dosages, the composition may be, for example, administered three
times a day, twice a day, once a day, once every two days, twice a week, weekly, once every two
weeks, or monthly.
[108] It is to be noted that dosage values may vary with the type and severity of the condition to
be alleviated. It is to be further understood that for any particular subject, specific dosage regimens
should be adjusted over time according to the individual need and the professional judgment of
the person administering or supervising the administration of the compositions, and that dosage
ranges set forth herein are exemplary only and are not intended to limit the scope or practice of the
claimed composition.
[109] "Administration" to a subject is not limited to any particular delivery system and may
include, without limitation, oral (for example, in capsules, suspensions or tablets), parenteral
WO wo 2020/018292 PCT/US2019/040581
(including subcutaneous, intravenous, intramedullary, intraarticular, intramuscular, or
intraperitoneal injection), topical, or transdermal. Administration to a host may occur in a single
dose or in repeat administrations, and in any of a variety of physiologically acceptable salt forms,
and/or with an acceptable pharmaceutical carrier and/or additive as part of a pharmaceutical
composition (described earlier). Once again, physiologically acceptable salt forms and standard
pharmaceutical formulation techniques are well known to persons skilled in the art (see, for
example, Remington's Pharmaceutical Sciences, Mack Publishing Co.).
[110] In one aspect, the dosage of tyrosine hydroxylase inhibitor may range from about 1 mg to
about 4g. In a particular embodiment, the dosage of tyrosine hydroxylase inhibitor may range
from about 10 mg to about 1500 mg. In some suitable embodiments of the invention, the
composition comprises a tyrosine hydroxylase inhibitor (i.e., a-methyl-DL-tyrosine) in an -methyl-DL-tyrosine) in an amount amount
ranging from about 50 mg (w/w) to about 1500 mg (w/w); from about 50 mg (w/w) to about 500
mg (w/w); from about 75 mg (w/w) to about 350 mg (w/w); from about 90 mg (w/w) to about 350
mg (w/w); from about 100 mg (w/w) to about 300 mg (w/w); or from about 100 mg (w/w) to about
200 mg (w/w). In one embodiment, the composition comprises a tyrosine hydroxylase inhibitor
(i.e., a-methyl-DL-tyrosine) in an -methyl-DL-tyrosine) in an amount amount of of about about 90, 90, 100, 100, 125, 125, 150, 150, 175, 175, 200, 200, 250, 250, 300, 300, 350, 350,
400, 500, 750, 1000, or 1500 mg (w/w/). As used herein, a "composition" refers to any
composition that contains a pharmaceutically effective amount of one or more active ingredients
(e.g., a tyrosine hydroxylase inhibitor, another acne treating agent, or a combination thereof).
[111] In some embodiments, a plurality of compositions having different dosages are
administered concurrently or sequentially. For instance, in one embodiment, a first composition
comprising a-methyl-DL-tyrosine in an -methyl-DL-tyrosine in an amount amount of of about about 200 200 mg mg (w/w) (w/w) and and aa second second composition composition
comprising a-methyl-DL-tyrosine in an -methyl-DL-tyrosine in an amount amount of of about about 100 100 mg mg (w/w) (w/w) are are administered administered
concurrently. In another embodiment, a first composition comprising a-methyl-DL-tyrosine in an -methyl-DL-tyrosine in an
amount of about 200 mg (w/w) and a second composition comprising a-methyl-DL-tyrosine inan -methyl-DL-tyrosine in an
amount of about 100 mg (w/w) are administered sequentially.
[112] In one aspect, the composition is administered for at least about 1, 2, 3, 4, 5, 6, 7, 8, 9, 10,
11, or 12 weeks. In another aspect, the composition is administered for a duration of 1, 2, 3, 4, 5,
6, 7, 8, 9, 10, 11, or 12 week dosing period. In yet another aspect, the composition is administered
for a duration of 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, or 12 month dosing period.
[113] In another aspect, the invention provides a method for obtaining a plasma concentration of
a a therapeutic therapeutictyrosine hydroxylase tyrosine inhibitor hydroxylase drug (e.g., inhibitor drug a-methyl-DL-tyrosine) for a long for (e.g., -methyl-DL-tyrosine) terma for long term for
treating an autism in a subject in need thereof, the method comprising administering to said subject
said therapeutic drug at a concentration ranging from about 50 mg (w/w) to about 500 mg (w/w)
three times a day, wherein said plasma concentration ranges from about 500 ng/ml to 5000 ng/ml,
and wherein said term is at least 1 week. In one embodiment, to obtain a desired plasma
concentration, the drug is administered for at least 1 day, 2 day, 3 day, 4 day, 5 day, 6 day, 1 week,
2 week, 3 week, or 4 week. In a particular embodiment, to obtain a desired plasma concentration,
the drug is administered for a duration ranging from about 1 day to about 4 weeks; from about 2
days to about 4 weeks; or from about 1 week to about 4 weeks. In some embodiments, to obtain
a desired plasma concentration, the drug is administered for a duration of therapeutic regimens in
excess of 6 months.
[114] The administration of composition of the invention may result in a plasma concentration
ranging from about 500 ng/ml to 5000 ng/ml; from about 800 ng/ml to 2500 ng/ml, or from about
1400 ng/ml to 1800 ng/ml.
[115] The pharmaceutical compositions of the invention may be formulated in a variety of ways,
including for example, solid, semi-solid, and liquid dosage forms, such as capsules, tablets, pills,
powders, liquid solutions (e.g., injectable and infusible solutions), dispersions or suspensions,
liposomes and suppositories. In some embodiments, the compositions are in the form of injectable
or infusible solutions. The composition is in a form suitable for oral, topical, intravenous,
intraarterial, intramuscular, subcutaneous, parenteral, transmucosal, or transdermal administration.
In a particular embodiment, the composition is in the form of a capsule. In another particular
embodiment, the embodiment, composition the is in composition isthe in form the of a tablet. form of a tablet.
[116] Administration of the pharmaceutical composition can be through various routes, including
orally, nasally, subcutaneously, intravenously, intramuscularly, transdermally, vaginally, rectally
or in any combination thereof. Transdermal administration can be effected using, for example,
oleic acid, 1-methyl-2-pyrrolidone, dodecylnonaoxyethylene.
[117] In one aspect, the invention provides administering to a subject a therapeutically effective
amount of a first tyrosine hydroxylase inhibitor, for example, a-methyl-DL-tyrosine in -methyl-DL-tyrosine in
combination with a therapeutically effective amount of a second tyrosine hydroxylase inhibitor,
WO wo 2020/018292 PCT/US2019/040581 PCT/US2019/040581
for example, a-methyl-L-tyrosine. Inanother -methyl-L-tyrosine. In anotheraspect, aspect,the theinvention inventionprovides providesadministering administeringto toaa
subject a therapeutically effective amount of one or more tyrosine hydroxylase inhibitors, for
example, a-methyl-DL-tyrosine and/or-methyl-L-tyrosine -methyl-DL-tyrosine and/or a-methyl-L-tyrosine inin combination combination with with a a therapeutically therapeutically
effective amount of another agent useful in the treatment of autism.
[118]
[118] In Insome someofof these aspects, these y-aminobutyric aspects, acid acid -aminobutyric (GABA)(GABA) can be can administered with the with the be administered
tyrosine hydroxylase inhibitor (e.g., a-methyl-DL-tyrosine). The GABA -methyl-DL-tyrosine). The GABA can can be be administered administered
simultaneously with the tyrosine hydroxylase inhibitor. In other aspects, the GABA can be
administered separately from the tyrosine hydroxylase inhibitor, e.g., at another time during the
day. In some aspects the GABA is administered at bedtime. Typically, dosages of the GABA are
from about 5 mg to about 30 mg, for example, 5, 10, 15, 20, 25, or about 30 mg of GABA., with
15 mg of GABA being particularly preferred.
[119] In other of these aspects, a p450 3A4 promoter is administered in addition to the tyrosine
hydroxylase inhibitor (e.g., a-methyl-DL-tyrosine) and the -methyl-DL-tyrosine) and the optional optional GABA. GABA. Preferred Preferred p450 p450 3A4 3A4
promoters include 5,5-diphenylhydantoin, valproic acid, and carbamazepine.
[120] Those subjects on the autism spectrum, including those diagnosed with Asperger's Disorder
(Asperger Syndrome) or Social Communication Disorder, who also have symptoms of ADHD
and/or tics can be treated using methods of the disclosure. In these aspects, the subject can be
administered an effective amount of a tyrosine hydroxylase inhibitor and an effective amount of a
beta adrenergic agonist (also referred to as beta agonists). The tyrosine hydroxylase inhibitor can
be any of the tyrosine hydroxylase inhibitors described herein, with a-methyl-DL-tyrosine being -methyl-DL-tyrosine being
particularly preferred. Beta adrenergic agonists are known in the art and include, for example,
albuterol, levalbuterol, fenoterol, formoterol, isoproterenol, metaproterenol, salmeterol,
terbutaline, clenbuterol, isoetarine, pirbuterol, procaterol, ritodrine, epinephrine, and combinations
thereof. Albuterol is a particularly preferred beta adrenergic agonist.
[121] In certain of these aspects, the tyrosine hydroxylase inhibitor and the beta adrenergic
inhibitor are administered simultaneously. In other aspects, the beta adrenergic inhibitor is
administered separately from the a-methyl-DL-tyrosine, e.g., at -methyl-DL-tyrosine, e.g., at another another time time during during the the day. day.
[122] According to the disclosure, the described methods for treating a disease or disorder can
be used in combination with treatment methods that are also known to be effective in treating the
same disease or disorder. For example, autism behaviors and symptoms can be treated with
25
WO wo 2020/018292 PCT/US2019/040581
compounds that affect autonomic neurotransmission (e.g. amphetamine, methylphenidate, and the
like), psychotopic drugs (e.g., risperidone), neutotransmitter reuptake inhibitors (e.g., fluoxetine),
compounds that stimulate glutaminergic transmission (e.g., LY2140023), and/or compounds that
affect cholinergic neurotransmission (e.g., galantamine). As such, the disclosure is also directed to
methods of treating autism in a patient by administering an effective amount of a tyrosine
hydroxylase inhibitor (e.g., a-methyl-DL-tyrosine) and an -methyl-DL-tyrosine) and an effective effective amount amount of of aa compound compound that that
affects autonomic neurotransmission, a psychotopic drug, a neutotransmitter reuptake inhibitor, a
compound that stimulates glutaminergic transmission, and/or a compound that affects cholinergic
neurotransmission. In one embodiment, the invention provides methods of treating autism in a
patient by administering a therapeutically effective amount of a tyrosine hydroxylase inhibitor
(e.g., a-methyl-DL-tyrosine) and aa therapeutically -methyl-DL-tyrosine) and therapeutically effective effective amount amount of of aa central central nervous nervous system system
(CNS) agent.
[123] The diseases or disorders treated by the composition of the invention include, for example,
autism or its associated disease or disorder.
[124] The autonomic nervous system has been implicated in symptoms that resemble those seen
in autism. Autism spectrum disorder (ASD) has been associated with abnormal findings in
autonomic related structures including the insula and the amygdala. Autonomic related changes
such as increases in basal heart rate and diminished heart rate due to psychosocial challenges are
seen in autism. The autism-autonomic linkage is exemplified by the consequences of respiratory
sinus arrhythmia (RSA) that includes difficulties with socialization, language difficulties, and
delays in cognitive development.
[125] It has been hypothesized a chronically over activated autonomic system is a correlate of
autism based upon the exaggerated levels of anxiety that attend autism, physiologic hyperarousal,
and other correlates. Anxiety, perhaps the greatest co-morbidity associated with autism and which
may drive other features of the disease, has been associated with central nervous system structures
that are linked to autonomic function. Phenotypically autism and anxiety both present with
stereotyped repetitive behaviors and limited interests, avoidance behaviors, and speech problems.
The relationship between anxiety and reported autonomic symptoms of elevated heart rate,
perspiration, and other sequelae of the "fight or flight" reaction reveal a role for the peripheral
nervous system function in autism. However, this may be secondary to central autonomic
WO wo 2020/018292 PCT/US2019/040581
activation. Central functions may manifest as elevated emotional responsiveness and exaggerated
threat perception or diminished inhibition of fear responses, which are associated with the central
structures mentioned above in which autonomic responsiveness and emotional responsiveness
overlap.
[126] There is a considerable body of evidence that associates autism with cholinergic function
in in the the central centralnervous system, nervous specifically system, with various specifically a-subtype-subtype with various nicotinicnicotinic receptors,receptors, notably in notably in
the cerebellum. However, as autonomic function is classically considered to be a balance of
cholinergic and catecholaminergic systems, perceived increases or decreases in cholinergic
function may be manifestations of change in the dynamic balance of these systems with
catecholaminergic tone. It is believed that it may be possible to effect therapeutic change in ASD
through manipulation of either acetylcholine based manipulations or the counterbalancing of
dopamine, norepinephrine, or epinephrine mediated mechanisms by administration of a-methyl- -methyl-
DL-tyrosine.
[127] The present invention also relates to the treatment of the core symptoms of ASD by
administration of a-methyl-DL-tyrosine to subjects -methyl-DL-tyrosine to subjects in in need need thereof. thereof.
[128] While not intending to be bound by any particular mechanism of operation, it is believed
that that the thetyrosine tyrosinehydroxylase inhibitor hydroxylase (e.g.,(e.g., inhibitor a-methyl-DL-tyrosine) administered -methyl-DL-tyrosine) according to administered the according to the
present invention modulates the catecholaminergic pathways implicated in autism, more
specifically such pathways involved in the core symptoms of ASD, including the
catecholaminergic functions in the CNS and in the gastrointestinal tract. Therefore, the known
effects of catecholamines on the endocrine and neuroendocrine systems are regulated by
-methyl-DL-tyrosine), including administration of the tyrosine hydroxylase inhibitor (e.g., a-methyl-DL-tyrosine), including but but
not limited to decreasing the amount of adrenaline secreted into the bloodstream, which may lessen
the intensity of irritability and agitation, and other core symptoms of ASD.
[129] In one aspect, the invention provides a method for treating core symptoms of Autism
Spectrum Disorder (ASD) in a subject in need thereof, the method comprising administering a
therapeutically effective amount of a racemic mixture of a-methyl-DL-tyrosine. -methyl-DL-tyrosine.
[130] In another aspect, the invention provides a method for treating an autism associated clinical
trait in a subject in need thereof, the method comprising administering to said subject a
WO wo 2020/018292 PCT/US2019/040581 PCT/US2019/040581
composition comprising a therapeutically effective amount of a tyrosine hydroxylase inhibitor
(e.g., a-methyl-DL-tyrosine), thereby treating -methyl-DL-tyrosine), thereby treating said said autism autism associated associated clinical clinical trait trait in in said said subject. subject.
[131] Examples of an autism associated clinical trait include, for example, but not limited to, a
lack of social communication, a lack of social interaction, a lack of social motivation, lethargy and
social withdrawal, inappropriate speech, hyperactivity, stereotypic behavior, irritability and
agitation, restrictive behavior, repetitive behavior, ritualistic behavior, sameness behavior,
compulsive behavior, self-injurious behavior or a combination thereof.
[132] In one embodiment, the clinical trait is assessed based upon a change from a baseline in
one or more psychometric tests. Examples of a psychometric test include, for example, but not
limited to, clinical global impression (CGI) rating scale, Vineland adoptive behavior scale
(VABS), autism diagnostic observation schedule (ADOS), social responsiveness scale (SRS),
aberrant behavior checklist - community (ABC-C), repetitive behavior scale (RBS), Conners
parent rating scale (CPRS), or a combination thereof. In a particular embodiment, the clinical trait
meets the requirements of Diagnostic and Statistical Manual of Mental Disorders - V (DSM-V)
criteria.
[133] The terms "subject," "individual," and "patient" are used interchangeably herein, and refer
to an animal, for example a human, to whom treatment, including prophylactic treatment, with the
pharmaceutical composition according to the present invention, is provided. The term "subject" as
used herein refers to human and non-human animals. The terms "non-human animals" and "non-
human mammals" are used interchangeably herein and include all vertebrates, e.g., mammals, such
as non-human primates, (particularly higher primates), sheep, dog, rodent, (e.g. mouse or rat),
guinea pig, goat, pig, cat, rabbits, cows, horses and non-mammals such as reptiles, amphibians,
chickens, and turkeys.
[134] In one embodiment, the subject is a human patient between 3 years of age and 21 years of
age; 5 years of age and 21 years of age; or 6 years of age and 17 years of age. In another
embodiment, the subject is an adult human patient.
[135] All patents and literature references cited in the present specification are hereby
incorporated by reference in their entirety.
WO wo 2020/018292 PCT/US2019/040581
[136] Also provided herein are kits comprising one or more molecules or compositions described
herein. The following examples are provided to supplement the prior disclosure and to provide a
better understanding of the subject matter described herein. These examples should not be
considered to limit the described subject matter. It is understood that the examples and
embodiments described herein are for illustrative purposes only and that various modifications or
changes in light thereof will be apparent to persons skilled in the art and are to be included within,
and can be made without departing from, the true scope of the invention.
EXAMPLES EXAMPLE 1
[137] Two-hundred patients were initially screened. Thirty subjects meeting the study criteria
consented. Nine (9) subjects had high blood glucose levels (hyperglycemia) prior to consenting to
the study.
[138] A high blood glucose level (hyperglycemia) is defined as a fasting plasma blood glucose
level of 126 mg/dl or greater on two separate occasions. The average patient age was sixty- two
years old and the median patient age was sixty years old. Six of the patients were female and three
of the patients were male. Five of the patients were fifty to sixty years old and four of the patients
were over the age of sixty.
[139] The patients in the study were administered a treatment regimen that included a tyrosine
hydroxylase inhibitor (i.e., a-methyl-DL tyrosine),aamelanin -methyl-DL tyrosine), melaninpromoter promoter(i.e., (i.e.,melanotan melanotanII), II),aap450 p450
3A4 promoter (i.e., 5, 5-diphenylhydantoin), and a leucine aminopeptidase inhibitor (i.e., N-
[(2S,3R)-3-amino-2-hydroxy-4-phenylbutyryl]-L-leucine) These
[(2S,3R)-3-amino-2-hydroxy-4-phenylbutyryI]-L-leucine). These compounds compounds were were administered administered
on each of five days per week for a period of six weeks, with one or two days off between weekly
cycles. Blood glucose level was monitored for all subjects biweekly. Blood glucose levels were
determined by daily blood glucose tests followed-up with laboratory blood glucose tests every two
weeks.
[140] After approximately two to four weeks, all nine of the subjects had normal blood glucose
levels defined as a fasting plasma blood glucose level of 125 mg/dl or lower on two separate
occasions.
WO wo 2020/018292 PCT/US2019/040581
[141] Overall, the above-noted treatment was well tolerated by the subjects, with no adverse
events related to the treatment, and responses have been documented to the treatment 100%.
EXAMPLE 2
[142] Patients are screened and the extent to which they meet the DSM-V criteria for autism
spectrum disorder is assessed. A subgroup of those satisfying the criteria are administered a
treatment regimen that includes a tyrosine hydroxylase inhibitor (i.e., a-methyl-DL tyrosine) at -methyl-DL tyrosine) at
dose of 50-100 mg three times daily. Another subgroup is administered a treatment regimen that
further includes a p450 3A4 promoter (i.e., 5, 5-diphenylhydantoin) in one daily dose of 30 mg.
Gamma- aminobutyric acid is optionally administered to both subgroups at bedtime at a dose of
15 mg to aid sleeping and to quiet ticks and repetitive behaviors like teeth grinding. Vasopressin
is administered as needed to assist brain governance. Following each administration of the
treatment regimen, changes in the extent to which the subjects satisfy the DSM-5 criteria is again
assessed.
EXAMPLE 3
[143] A Blinded, Randomized, Placebo Controlled Phase 2 Study for the use of AMPT in
the Treatment of Autism
[144] Study Design: Blinded, randomized, 2 arm, 8-week treatment period followed by
additional follow-up visits off treatment over the next 18 weeks for a total of 26 weeks' study
participation. Treatment participation. armsarms Treatment consist of LI of consist -79LI-79 alone alone or placebo. or placebo.
[145] Sample Size:L1-79 N=30, placebo N=10
[146] Study Population: Autistic patients over 12 years of age that meet the entry criteria and
who are high performing in the opinion of the investigator.
[147] Major Inclusion Criteria: Signed informed consent, normal clinical laboratory values,
DSM-5 compliant diagnosis of autism, Qualifying ADOS score, sufficiently high functioning to
complete the protocol, no psychotropic drugs for at least 2 weeks, ABC-C score >12.
[148] Major Exclusion Criteria: Fragile-X syndrome, epilepsy, use of complimentary alternative
medications, any co-morbidities, other psychiatric disorder, out of range lab values.
WO wo 2020/018292 PCT/US2019/040581
[149] Experimental Treatment: LI -79 is a racemic form of the drug Demser ItIt Demser®. will bebe will given given
daily X x 8 weeks, and then followed on weeks 10, 13 and 26.
[150] Non-Experimental Treatment: Placebo.
[151] Dosage and Administration: LI -79 or placebo, as randomized, will be administered orally
at a dose of 90 mg TID.
[152] Evaluation Schedule: Patients will receive 8 weeks of the schedule above with weekly
treatment evaluations for weeks 1-8 then post-treatment follow up visits at weeks 10, 13 & 26.
[153] Safety Measures: Regularly scheduled complete history and physical examination, vital
signs, CBC, differential, platelet counts, urine analysis, serum enzymes including: total protein,
albumin, glucose, BUN, creatinine, direct and total bilirubin, alkaline phosphatase, phosphorous,
calcium, aspartate aminotransferase ("AST"), alanine aminotransferase ("ALT"), sodium,
potassium, chloride, bicarbonate, T4, TSH, and adverse events assessments. An independent DMC
will oversee the conduct of this trial to assure patient safety.
[154] Study Duration: A maximum of 50 weeks (12 weeks' enrollment, 38 weeks' treatment and
follow-up).
[155] Study Endpoints: The primary end point will be the assessment of the attending physician
as reflected in the Clinical Global Impressions (CGI) scale based upon changes from baseline in
various psychometric tests, including the Aberrant Behavior Checklist-Community (ABC-C),
Conners Parent Rating Scale and the Autism Diagnostic Observation Schedule (ADOS), as well
as from their personal observations in the clinic, and from videographic information taken at
regularly scheduled clinic visits (per this protocol) and provided by caregivers over the course of
this study.
EXAMPLE 4
[156] a-methyl-DL tyrosine(AMPT) -methyl-DL tyrosine (AMPT)was wasadministered administeredto to33patients. patients.This Thisgroup groupof ofpatients patientswas was
qualified under the DSM-5 definition of autism and treated. See Table 1.
[157] Table 1
WO wo 2020/018292 PCT/US2019/040581
Patient Age Sex Dosage Adverse number Events Events AMPT AMPT 01-001 3 Male Male 90 TID None 01-002 15 Male 90 TID None 01-003 11 Male Male 90 TID None
The Aberrant Behavior Checklist - Community (ABC-C), Autism Diagnostic Observation
Schedule (ADOS), Conners Parent Rating Scale (CPRS), and General Clinical
Impressions scale were used to assess the disease. Videos were taken at each visit.
[158]
[158] Data Data for for two two of of these these patients patients over over the the first first 33 weeks weeks of of this this observation observation are are presented presented in in the the
tables below. Conners Patent Rating Scale Data is depicted in Figure 1. These clinical
improvements appear to begin quickly and are durable. Continued improvement over weeks and
months has been observed. No adverse events have been reported other than mild tiredness on the
first day of dosing in two patients.
Table 2
PT LR Date of Assessment initial Day Test Dimension Day 7 Day 14 Day 21 21 Day 28
ABC-C 114 71 55 53 53 ABC-C TOTAL irritability 21 16 16 16 16 lethargy 31 12 8 7 7 7 stereotypy 13 5 0 0 0 hyperactivity 34 31 24 23 23 speech 5 " 7 7 7 7
DSM-V 42 27 21 18 18 TOTAL social 9 5 3 2 2 communication 10 4 3 2 2 relationships 11 11 4 3 2 2 behavior 12 12 12 12 12
WO wo 2020/018292 PCT/US2019/040581
Table 3
PT RS Date of Assessment Test initial Day 21 Dimension Day 7 Day 14 Day 28 53 28 20 20 20 ABC TOTAL irritability I1 II II 3 3 lethargy 11 I- I 1 6 3
stereotypy 16 11 9 9 9 hyperactivity 20 8 6 6 6 speech 8 3 3 3 3
21 15 8 6.5 5.5 DSM V TOTAL social 5 5 3 1.5 I- ]1
communication 5 4 1.5 1.5 1.5
relationships I 0 0 0 0 or in is behavior 10 8 5 4 3
Table 4
PT WC Date of Assessment PTWC Test Dimension initial Day 7 Day 14 Day 21 Day 28 Day28 70 30 18 18 17 17 17 ABC-C TOTAL irritability 16 in 16 4 2 2 2 lethargy 21 9 3 2 2 stereotypy 12 7 6 6 6 6 hyperactivity 20 20 10 7 7 7 II speech 0 0 0 0 0
26 17 14 12 11 DSM-V TOTAL social 6 6 4 2 2 communication 3 3 0 0 0 0 relationships 6 2 2 2 2 2 behavior 11 11 8 X 8 7 9
EXAMPLE 5 Evaluation of L1-79 Administration in Patients with Autism
[159] L1-79 was used anecdotally in two patients followed by a more structured evaluation in 8
additional patients with autism. All patients were administered a starting dose of L1-79 of 90 mg
TID for a minimum of 3 months. During the evaluation doses as high as 400 mg TID were used.
A summary of data available on these 10 patients was provided in the Summary of Clinical
Efficacy, Use of L1-79 to treat autism, submitted to IND 128673, sequence number 0005 0005.While While
the sample size was small and involved open-label administration of L1-79, the results were
WO wo 2020/018292 PCT/US2019/040581 PCT/US2019/040581
encouraging with consistent improvements in the ABC-C domains and an average reduction in the
ADOS-2 of 30%, and one child manifesting an ADOS-2 decrease of 60% which resulted in the
loss of his autism diagnosis. In addition, longer treatment resulted in a greater magnitude of
therapeutic benefits on the core symptoms of autism. Moreover, when the study drug, L1-79, was
discontinued not all of the benefits regressed. These data suggest that L1-79 has the potential to
improve the core symptoms of autism.
EXAMPLE 6 A Randomized, Double-Blind Placebo-Controlled 4-week Study in Male Patients Diagnosed with Autism
[160] The purpose of this clinical study (referred to herein as "Study HT 02-121"; i.e., Example
6) was to determine whether L1-79 was a well-tolerated and clinically useful agent for the
treatment of ASD, and to assess the PK and pharmacodynamics (PD) of four weeks of TID dosing
with L1-79. While the preliminary study of Example 5 involved open-label treatment with L1-79
for at least three months, the present study was only 4-weeks based upon limitations in the
available toxicology data. Based on the shorter duration, the response to L1-79 was expected to
be less in Study HT 02-121 compared to the preliminary study of longer duration.
[161] This clinical study was a randomized double-blind, placebo-controlled two-cohort, 4-week
dose-escalation study that incorporated two open-label treatment groups to assess the safety and
efficacy of L1-79 100 mg and 200 mg TID in male patients between the ages of 12 - 21 years of
age diagnosed with autism. The first cohort of 20 patients was comprised of three groups of
patients: The first group of five patients received open-label L1-79 100 mg TID and underwent
PK and EKG assessments. The remaining two groups in this cohort consisted of 15 patients
randomized on a 2:1 basis to receive L1-79 100 mg TID or placebo. The PK and safety data from
the open-label L1-79 100 mg TID group was submitted to FDA for review and acceptance before
the second cohort was enrolled. The second cohort was procedurally identical to the first. The
second cohort of 20 patients was comprised of the same three groups of patients but a dose of 200
mg TID was used instead of 100 mg TID. The key inclusion criteria were as follows: (1) males
between 13 and 21 years of age, (2) DSM-5 compliant diagnosis of autism spectrum disorder,
confirmed by the Autistic Diagnosis Interview Review (ADIR), and by an ADOS-2 score consistent with a diagnosis of autism, (3) must have been stable on no more than one concomitant medication and no planned changes in psychosocial interventions during the study.
[162] The key exclusion criteria were as follows: (1) sexually active males, (2) a history of
Fragile-X syndrome, Rett syndrome or any other co-morbidity including but not limited to cancer,
genetic diseases, or any disease or syndrome that required drug therapy, (3) DSM-5 diagnosis of
schizophrenia, schizoaffective disorder, alcohol use disorder or attention deficit hyperactivity
disorder (ADHD), (4) had any active medical problem(s), including epilepsy and asthma, (5)
uncontrolled intercurrent illness including, but not limited to, ongoing or active infection,
symptomatic cardio-vascular disease, hepatic disease, renal disease, skeleto-muscular disease,
human immunodeficiency virus (HIV), hemorrhagic cerebrovascular accident (HCVA), hepatitis
B virus (HBV), or psychiatric illness/social situations that would limit compliance with study
requirements, (6) any disease that required chronic treatment, (7) any disease that required
treatment with an immunosuppressive drug, and/or (8) current or lifetime diagnosis of severe
psychiatric disorder.
Open-label Patients
[163] The first five patients in each cohort were assigned to receive active medication in an open-
label fashion. The patients were treated identically to the randomized patients with the following
exceptions: (1) blood samples were drawn at baseline and 1 hour after dosing, and at Week 1, 2, 3
and 4 treatment visits 1 hour after dosing to determine the PK of L1-79, (2) EKGs were assessed
at baseline and within 3-days prior to the Week 1, 2, 3 and 4 treatment visits as well as the 1-week
and 4-week post-dosing follow-up visits, (3) vital signs, physical exams, and ASD assessments
were performed at 1-week postdosing visit, (4) blood and urine samples were drawn at baseline
and at Week 1, 2, 3 and 4 treatment visits 1 hour after dosing as well as the 1-week and 4-week
post-dosing follow-up visits for safety analyses.
Randomized Patients
[164] The randomized patients were treated identically to the open-label patients with the
following three exceptions: (1) no blood samples for PK were drawn, (2) no ECG was performed,
and (3) these patients did not have a 1-week follow-up visit, only a 4-week follow-up visit. A time
and events schedule for the study is provided below in Table 5.
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Safety Endpoints
[165] Safety was the primary endpoint of the study. The following safety endpoints were
assessed: ECGs, physical exams, laboratory evaluations (hematology, chemistry and urinalysis),
vital signs, including orthostatic blood pressure, adverse events (AEs) and concomitant
medications.
Efficacy Endpoints
[166] The primary efficacy endpoint was the determination of the clinical improvement by the
investigator as documented by the Clinical Global Impression (CGI) rating scales. Additional
efficacy endpoints included: (1) changes from baseline in the Socialization and Communication
Domains of the Vineland Adaptive Behavior Scales, Second Edition (VABS II) parent/caregiver
rating form, (2) changes from baseline in the ADOS-2 Total Score and subscores, (3) changes in
the Social Responsiveness Scale, Second Edition (SRS-2) Total Score and subscales, (4) changes
in the ABC-C domains, (5) changes in the Repetitive Behavior Scale - Revised (RBS-R) Total
Score and subscales. Given the exploratory design of this study only descriptive statistics were
planned.
Results
Study Population
[167] Patient enrollment and disposition are summarized in Figure 2. A total of 42 patients were
randomized and received at least one dose of study drug. One patient was randomized to open-
label L1-79 200 mg TID but the parent requested voluntary withdrawal from the study at Week
0/Baseline after receiving a single dose of study medication in clinic. Thirty-nine patients
completed the study. One patient treated with double-blind L1-79 200 mg TID withdrew from the
study due to an AE (see Table 8) and one patient treated with placebo voluntarily withdrew from
the study. Demographic characteristics are summarized in Table 6.
Characteristics Demographic 6 Table Characteristics Demographic 6 Table L1-79 L1-79:
L1-79100 L1-79 200
100mg 200 mg Placebo
mgTID mg TID TID
TID Placebo
Double
Open Open
Double-blind Doubleblind
Double-blind blind
Open label Open label label
label N=5'
N=5 N=5' N=102
N=11
N=5 N=11
N=10²
Age WO 2020/018292
Age (years) (years)
Mean 16.4(2.7)
Mean (SD) 16.2(2.9) 15.8(2.7)
16.4(2.7) 15.8(2.7)
16.4(1.1)
(SO) (2.2)
16.2(2)
Range Range(min, (min,max) max) 12,20
13,20 15,18
Sex, (%) 5(100) 5(100)
10(100) 10(100)
11(100)
Race, (%)
(%) Caucasion 4 (80) (100) 7(70)
9(82)
10(100)
African AfricanAmerican American will 1 (10)
1 (20) 1(10)
2(18)
38 in included not are patient this from Data medication. study of dose single a received only and TID mg 200 L1-79 open-label to randomized was patient One 1 in included not are patient this from Data medication. study of dose single a received only and TID mg 200 L1-79 open-label to randomized was patient One 1 the the table. table. the on randomized were who 01 site at patients enrolled consecutively two for numbers kit drug assigned-vs.-received the in confusion apparent was There 2 the on randomized were who 01 site at patients enrolled consecutively two for numbers kit drug assigned-vs.-received the in confusion apparent was There 2 analyzed was data received, actually patients two the treatment what about uncertainty sufficient is there Since 01-009). - 01-008 (subjects day same analyzed was data received, actually patients two the treatment what about uncertainty sufficient is there Since 01-009). - 01-008 (subjects day same analyses safety and population study the in included were patients two these from Data analyses. efficacy the from patients two these omitting by conservatively analyses safety and population study the in included were patients two these from Data analyses. efficacy the from patients two these omitting by conservatively AEs.). reported had subject neither (however, AEs.). reported had subject neither (however, PCT/US2019/040581
WO wo 2020/018292 PCT/US2019/040581
Safety
Concomitant Medications and Physical Exams
[168] The majority of patients were not on CNS medications during the study. The following
CNS medications were used during the study: clonidine (n=2), Strattera@(n=1), Strattera®(n=1), Depakote Depakote®(n=3), (n=3),
lorazepam (n=1), Prozac Prozac®(n=1), (n=1),and andAbilify (n=1). Abilify® There (n=1). were There nono were clinical significant clinical physical significant physical
exam findings reported during the study.
Adverse Events
[169] The incidence of AEs by primary system organ class and preferred term is presented in
Table 7. and a listing of the AEs reported during the study is presented in Table 8. All AEs were
mild to moderate in intensity and self-limited.
1(10.0)(1)(16.7) 1(10.0)(1)(16.7) 1(10.0)(1)(16.7) 1(10.0)(2)(33.3) 1(10.0](1](16.7) 1(10.0)(2)(33.3) 3(30.0)(6)(100) Allacadio Placebo
America N=10 quality quality aguny equal enjoy ofo] any gry quy any any any quay QUO) quy any agay agay guy any Term Preferred and Class Organ System Primary by Events Adverse of Incidence 7 Table Term Preferred and Class Organ System Primary by Events Adverse of Incidence 7 Table 2(18.2)(2)(20.0) 6(54.5)(10)(100) 3(27.3)(3)(30.0) Double blind
1(9.1)[1](10.0) 1(9.1)[1][10.0) 1(9.1)[1(10.0) 1(9.1)[1](10.0) 1(9.1)[1](10.0) N=11 any Nets again again apply apply agency any que any quy any quy spay quy QUE any TID: mg 200 L1-79 TID magy 200 L1-79 1(20.0)(1)(25.0) (20.01(1)(25.0) 1 1(20.0][1](25.0) n(%) (e)(%) Open Rather Open label
Nati Name enjoy again agree quality every any ajou quy eyes que guy guy any qual any quy quy guy que gray agay qui agus anjoy away gay Quay groy Quy quy
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N=10
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WO wo 2020/018292 PCT/US2019/040581 PCT/US2019/040581
[170] Of the patients who experienced an AE (34.1%, 14 of 41 patients), the majority experienced
AEs of mild (24.4%, 10 of 41 patients) to moderate (14.6%, 6 of 41 patients) intensity. Only three
AEs were reported by more than one patient. Intentional self-injury was reported as a treatment
emergent AE by two patients in the open-label 100 mg group and one patient in the double-blind
placebo group. Irritability was reported as a treatment emergent AE by two patients in the open-
label 100 mg group. For one of the patients reporting intentional self-injury and irritability (02-
002), these symptoms emerged within a few days of withdrawal from active treatment (i.e., after
completion of Week 4). For the other patient (02-001), symptoms began while on active drug
treatment. Urine cystine crystal present was reported as a non-treatment emergent AE at the 4-
week follow-up visit by two patients in the double-blind 200 mg group.
[171] There were no serious adverse events (SAEs) or deaths reporting during the study. A total
of 2 patients were withdrawn from the study due to adverse events: 1 patient in the double-blind
200 mg group experienced a treatment emergent AE of grand mal seizure and 1 patient in the
double-blind placebo group experienced treatment emergent AEs of intentional self-injury and
agitation.
Vital Signs
[172] Orthostatic vital signs were taken at each visit as described in Study HT 02-121. There
were no changes observed that met criteria for orthostatic hypotension (i.e., drop in systolic blood
pressure of 20 mm Hg, drop in diastolic blood pressure of 10mm hg, or increases in heart rate of
30 beats per minute). A small number of subjects demonstrated asymptomatic drop in systolic
and/or diastolic blood pressures, along with increase in heart rate at Week 1 or Week 2 of
treatment, but these resolved by Week 4 and were mild in nature (e.g., a drop of 10 mm Hg in
systolic blood pressure, 5 mm Hg in diastolic pressure and increase of 15 - 24 beats per minute in
heart rate). Figure 3 provides an example of the largest change from baseline that was noted, and
demonstrates that these changes were transient, falling far short of orthostatic criteria.
ECGS and Laboratory Evaluations
[173] No clinically significant changes from baseline EKGs were noted in any of the patients.
Urinalysis revealed no findings related to clinical symptoms. Of note was the observation that half
(50%) of the patients on L1-79 developed crystalluria compared to 30% of placebo treated patients.
Of those that developed crystalluria during the study, approximately half (50%) had concentrated
WO wo 2020/018292 PCT/US2019/040581 PCT/US2019/040581
urine (specific gravity > 1.025). Most of the crystalluria consisted of calcium oxalate crystals.
There were no symptoms associated with the crystalluria.
[174] One patient developed asymptomatic transient mild elevation of amylase at Week 4 (146
U/L, upper limit of normal [ULN] is 125 U/L), which resolved by the 4-week follow up visit.
[175] There were no significant elevations in AST or ALT or any other chemistry parameters
noted in the safety population.
[176] Assessment of hematology parameters revealed no significant deviations in the safety
population.
Pharmacokinetics
[177] Pharmacokinetics were assessed in the open-label 100 mg and 200 mg TID patients. On
Day 1, L-79 concentrations were assessed one-hour post dose. Subsequently, a random L1-79
plasma concentration was assessed at Week 1, Week 2, Week 3 and Week 4. At 1-hour post-dose
on Day 1 plasma concentrations with 100 mg and 200 mg TID ranged from 0 (<2.5) to 736 ng/mL
and 23 to 1680 ng/mL, respectively. A summary of individual patient and combined overall mean
L1-79 random plasma concentrations are shown in Figure 4. As shown in Figure 5 and Figure
6, overall, random plasma L1-79 concentrations were relatively stable over Week 1 to Week 4.
Efficacy
[178] At the time this study was initiated, there was a lack of long-term, juvenile and reproductive
toxicology data. Applicants embarked on a short study of 28 days in duration, with a limitation in
the number, gender, and age of the patients allowed into the study. As a result, this study was not
designed or powered to demonstrate statistical significance on any of the efficacy endpoints. Thus,
as expected none of the outcomes measures achieved statistical significance. What was
anticipated, and what was observed, were positive trends in a variety of instruments consistent
with an improvement in the core symptoms of autism. In fact, there were multiple efficacy
measures demonstrating similar indicators of improvement in the treatment of target core social
domains affected by ASD. In addition, efficacy data are only displayed for patients that received
blinded treatment.
WO wo 2020/018292 PCT/US2019/040581
Outcome Measures
[179] There were some differences in how questionnaires were administered during Cohort 1 and
Cohort 2 of the study. In the preliminary study, all forms were completed at the study site in the
presence of the investigator. In Cohort 1 of the present study, the VABS-II, SRS-2, ABC-C and
RBS-R were filled out at home by the patient/patient's families prior to treatment visits and
returned at treatment visits in order to expedite the execution of the study. The assessment
procedures for VABS II, SRS-2, ABC-C and RBS-R during Cohort 1 were not done at the
treatment visits and as a result, families had difficulties filling out the forms properly. In order
improve the quality and completeness of the questionnaires during Cohort 2, all questionnaires
(with the exception of the ADOS-2 [administered by external certified ADOS-2 test administrator
for both cohorts] and CGI [completed by investigator in both cohorts]) were completed by the
principal investigator with the assistance of the patient/patient's families at the pre-specified
treatment visits. As the Cohort 2 data was more robust, the discussion of results focus on the
comparison of L1-79 200 mg to placebo, with the exception of the ADOS-2 and CGI, where both
L1-79 100 mg and 200 mg are compared to placebo.
[180] After the conclusion of the study, it was discovered that the basal anchors for the VABS-
II were not always appropriately established. In addition, only two subdomains (communication
and socialization) were completed for the patients, making it impossible to obtain domain or total
scores. However, the results for the VABS II communication and socialization domains are
presented below.
[181] A tabular summary of the efficacy measures is presented below (Table 9). For those
measures demonstrating positive trends in favor of L1-79 three sets of figures are presented for
each efficacy measure. The figures consist of the following: a) a line graph showing the
comparative change between the 3 treatment groups from screening/baseline to 4 weeks (followed
by a 4-week post treatment timepoint in some cases), b) an individual patient response plot, and c)
a responder analysis plot. For those efficacy measures not showing a positive trend in favor of L1-
79, only a line graph showing the comparative change between the 3 treatment groups from
screening/baseline to week 4 (followed by a 4-week post treatment timepoint in some cases) is
presented.
WO wo 2020/018292 PCT/US2019/040581
Responder Definition:
[182] In addition to analyzing the data by observing the magnitude of change in each efficacy
endpoint for patients exposed to active drug compared to placebo, it is important to define a
'responder' population. In general, responder analyses are intended to focus on the number of
patients demonstrating any benefit, rather than the overall change in the studied population.
Typically, responders are defined as patients whose target symptoms demonstrate a pre-specified
improvement in the efficacy endpoint. This definition is consistent with accepted standards for
judging mid and long term outcomes for experimental treatments studied in nearly every disorder,
including autism. However, it does not take into account the need for a refined definition in studies
of short duration for disorders, like autism, that have oscillations in symptom severity. In ASD,
children often go through periods of mild to moderate improvement or worsening in their
behavioral, social and emotional symptom regulation related to a variety of identifiable and as yet
unidentified factors (Boso, 2010; Jyonouchi, 2011). Thus, in a study of short duration, a 'baseline'
measure may in fact be at the apex, midpoint or nadir of one of these oscillations. If they are at an
apex or mid-point when the target symptoms under study are measured at baseline, then a short
duration study may only have the opportunity to demonstrate initial efficacy by preventing the
target symptom from returning back to its oscillatory nadir. To account for this probable
occurrence among some study patients, the responder definition includes patients demonstrating
either short term stability or improvement in the target symptoms. Thus, for each efficacy endpoint
demonstrating a positive trend, responder analyses were conducted as defined herein.
[183] A tabular summary of the change from screening/baseline for efficacy measures is
provided in Table 9.
Measures Efficacy for Placebo and L1-79 Between Screening/Baseline from Changes Mean of Comparisons Summary 9 Table Measures Efficacy for Placebo and L1-79 Between Screening/Baseline from Changes Mean of Comparisons Summary 9 Table LOCF. or 4 Week at LOCF. or 4 Week at L1-79 Double-blind L1-79 Double-blind L1-79 Double-blind L1-79 Double-blind 200
100 200mg
100 mg Placebo Placebo
mgTID
mg TID TID
TID N=9
N=9 N=11 N=9
N=9
CGI-S CGI-S (N) (N) 11 9
9 3
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(0.9) max) (min, Range max) (min, Range wo 2020/018292
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effect treatment for P-value effect treatment for P-value 0.16
1.00 0.16 N/A N/A
1.00
CGI-I CGI-I (N) (N) 11 8
9 11 (SD) Baseline from Change Mean (SD) Baseline from Change Mean -0.6 -0.5(0.8)
-0.6(0.7) -0.1((0.8) -0.1 (0.8)
(0.7) -0.5 (0.8) max) (min, Range max) (min, Range :- in
in :- -1.1
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-1,0,0 -1,0,1
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-0.3 FIL 0.5)
effect treatment for P-value effect treatment for P-value N/A N/A
0.27 0.40
0.27 0.40 (N) Score Socialization Standardized Il VABS (N) Score Socialization Standardized II VABS 4 of
7
5 (SD) Baseline from Change Mean as
(SD) Baseline from Change Mean 0.8 (1.5)
4.2(12.1) (1.5)
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0, 29 29 3
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46 6.8 (42. 17.8)
effect treatment for P-value effect treatment for P-value N/A N/A
0.18
over 0.41 Score Communication Standardized II VABS Score Communication Standardized II VABS 4
7
S 8
(N) (N) (SD) Baseline from Change Mean 27
(SD) Baseline from Change Mean 70.7 2.7(4.3) 6.5 (9.3)
(4.3) 6.5 (9.3)
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effect treatment for P-value effect treatment for P-value 0.70 0.37 N/A N/A
0.37
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9 8
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-1.0(2.2)
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0.56 0.3g 0.34
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9
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effect treatment for Pinanue effect treatment for P-value PCT/US2019/040581
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0.65
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mg TID TID 200 mg TID
N=11 N=9
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effect treatment for P-value effect treatment for P-value 0.23 0.24 0.74
0.23 N/A N/A N/A
Measures Efficacy for Placebo and L1-79 Between Screening/Baseline from Changes Mean of Comparisons Summary 9 Table Measures Efficacy for Placebo and L1-79 Between Screening/Baseline from Changes Mean of Comparisons Summary 9 Table LOCF. or 4 Week at LOCF. or 4 Week at L1-79 Double-blind L1-79 Double-blind L1-79 Double-blind L1-79 Double-blind 100 100 mg Placebo Placebo
200 mg TID
mg TID 200 mg TID
TID N=11 N=11
N-9 N=9
N=9 (N) Speech Inappropriate ABC-C (N) Speech Inappropriate ABC-C 11 $
w = 9
9 (SD) Baseline from Change Mean (SD) Baseline from Change Mean -1.6
0.0(1.7) -1.6(2.7)
0.0 (1.7) (2.7)
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04 (2.2,2.0) effect treatment for P-value effect treatment for P-value 0.16 0,16 N/A N/A N/A
0.71 0.71 Noncompliance and Hyperactivity ABC-C Noncompliance and Hyperactivity ABC-C 11
$ 9 11 8
(SD) Baseline from Change Mean 04 (SD) Baseline from Change Mean 0.4 4.5(6.0)
4.0(9.1)
(3.9) (3.9) -4.5 (6.0)
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to S5 -28, X7 75mg median, (25 Quartiles 75*) median, (25*, Quartiles 0.0 -7,-1,0 -9,-5,-1 -9. -5. -1
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49 FO2 10.1) 0.5 623 8.3) effect treatment for P-value effect treatment for P-value 0.89 0.89 N/A
0.060 N/A
0.060 Agitation and Irritability ABC-C Agitation and Irritability ABC-C 11
© 8
9 (SD) Baseline from Change Mean 22
(SD) Baseline from Change Mean -0.9 -2.2 (6.9) -3.4(7.1) 34 (7.1)
-0.9(2.0) (2.0) (6.9)
max) (min, Range max) (min, Range -16, -11, 12 -11.12
5$ 22 -16, 9W
75m) median, (25th Quartiles 75*) median, (25th, Quartiles .8.
2.1 -7,-2,0 -8,-5,-1
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CI) (985) placebo versus effect Treatment 8.5) (-3.5, 2.5 CI) (95% placebo versus effect Treatment 8.5) (-3.5, 2.5 8.0) (-5.7, 1.2 N/A
(-5.7) 8.0)
effect treatment for P-value effect treatment for P-value 0.37 0.72 0.72
0.37 N/A N/A N/A
48 Behavior Stereotypic ABC-C Behavior Stereotypic ABC-C 11
9 $ S *
11
(SD) Baseline from Change Mean (SD) Baseline from Change Mean .... .0.6
-1.7(2.9) -0.6(5.4)
(3.3) 1.9 (3.3) (2.9) (5.4)
max) (min, Range max) (min, Range -1. -7. sis -5.12
-1, 88 -7,1 1 -5, 12
75mg median, casm Quartiles 75*) median, (25*, Quartiles 0.0 1.2
-3,-1,0 -4,-2,-1
& 0,0,4 3-10 -1
CI) (95% placebo versus effect Treatment 7.1) (-2.0, 2.5 CI) (95% placebo versus effect Treatment 2.9) (-5.1, -1.1 N/A N/A
25 (20, 7.1) -8.1(-5.1.2.9)
effect treatment for P-value effect treatment for P-value 0.26 0.57
0.26 N/A
0.57 N/A
(N) Score Total RBS-R (N) Score Total RBS-R 11
to 9 8
(SD) Baseline from Change Mean (SD) Baseline from Change Mean -32 -76.
-3.2 -16.1
(7.8) (24.1) -11.0(11.0)
(7.8) -11.0 (11.0)
(24.1)
max) (min, Range max) (min, Range -14, 12 -78. -24.
-14.12 -78, 1 -24, 6
75") median, (25th) Quartiles 75*) median, (25) Quartiles -21.12.2
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S.A.
CI) (95% placebo versus effect Treatment 5) 17.5) (-2.0, 7.8 12.5) (-22.7, -5.1 CI) (95% placebo versus effect Treatment N/A
422.7. 12.5)
.8(-2.0, 17.5)
effect treatment for P-value effect treatment for P-value 0.11 0.55
0.11 N/A N/A
0.55
(N) Behavior Restricted RBS-R (N) Behavior Restricted RBS-R 11 2
S 7
$ (SD) Baseline from Change Mean (SD) Baseline from Change Mean 1.3/2.6) -1.6(1.6)
1.3 (2.6) -1.6 (1.6)
-2.5 (2.8) 25(2.8)
max) (mirs, Range max) (min, Range .1. S -8. 0
-S. 4.0
1,8 4. ©
75m) median, (25th) Quartiles 75*) median, (25, Quartiles o. 1. 1 -3,-2,0
-5,-1,0
0,1,1 5.00 3.20
CI) (95% placebo vensus effect Treatment 2.9
CI) (95% placebo versus effect Treatment -1.0
2.9(0.5 -1.0634 N/A
(0.5, N/A
5.41 (341.5)
54) 1.5)
effect treatment for R-value effect treatment for P-value 0.41 N/A
0.41
0.023 N/A
0.023
(N) Behavior Ritualistic RBS-R (N) Behavior Ritualistic RBS-R 11 7
30 11
9
(SD) Baseline from Change Mean (SD) Baseline from Change Mean 0.1 -3.7
0.1(2.8) -3.1((4.1) -3.7(3.5)
(2.8) (3.5)
-3.1 (4.1)
max) (min, Range max) (min, Range -13,0 0
-13,0 -9.0 -9,0 0
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5.00 PCT/US2019/040581
a 2 -1,0,2
CI) (95%) placebo versus effect Treatment CI) (95% placebo versus effect Treatment 7.2) (0.5, 3.8 4.6) (-3.4, 0.6 N/A
0.6 634 4.6)
3.8 (O.S. 7.2)
effect treatment for E-value effect treatment for P-value 0.74 N/A N/A
0.028 N/A
0.028 0.24
Measures Efficacy for Placebo and L1-79 Between Screening/Baseline from Changes Mean of Comparisons Summary 9 Table Measures Efficacy for Placebo and L1-79 Between Screening/Baseline from Changes Mean of Comparisons Summary 9 Table LOCF. or 4 Week at LOCF. or 4 Week at L1-79 Double-blind L1-79 Double-blind L1-79 Double-blind L1-79 Double-blind wo 2020/018292
100 mg TID 200 mg TID Placebo
200 mg TID
100 mg TID N=9
N=9 N=9
N=11 (N) Behavior Sameness RBS-R (N) Behavior Sameness RBS-R 7
11
9 11 (SD) Baseline from Change Mean (SD) Baseline from Change Mean -0.7 -0.7 (2.0) (2.0) -2.9 (2.2)
-4.2 (7.1) -2.9(2.2)
4.2 (7.1)
Range Range (min, -22, 1
4.2 -6, 0
22 1 -6.0
(min, max) 4, 2
max) 75th) median, (25th, Quartiles 75*) median, (25*, Quartiles -5,-2,-1 -1
-9,0
-1.-1.0 -1,-1,0 5.2
0 -9,0,0 CI) (95% placebo versus effect Treatment CI) (95% placebo versus effect Treatment 2.2(-0.1.4.4) -1.3(-6.3,3.6) -1.3 (-6.3, 3.6)
2.2 (-0.1, 1, 4.4) effect treatment for P-value effect treatment for P-value 0.57
0.056 N/A N/A
0.056 (N) Behavior Compulsive RBS-R (N) Behavior Compulsive RBS-R 11
9 7
(SD) Baseline from Change Mean (SD) Baseline from Change Mean -1.2 (3.6) -1.6 (1.7)
-2.7(4.9)
-1.2(3.6) -1.6(1.7)
-27 (4.9)
Range Range (min, -16,1 0 -16,0
8.3 4.0
(min, max) -4,0
max)
49 $ 75th) median, (25th Quartiles 75*) median, (25th, Quartiles 2.0 3.0.0 -3,-1,0 3-1,0
1 -3,0,0
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0.3 (-2.8,3.5) (-2.8, 3.5) -1.2 (-4.6, 2.3)
effect treatment for P-value effect treatment for P-value 0.49 N/A N/A
0.49
0.82 (N) Behavior Stereotypic RBS-R (N) Behavior Stereotypic RBS-R 11 7
9 11
(SD) Baseline from Change Mean (SD) Baseline from Change Mean -0.6 -0.6 (1.7) -0.4 (4.2)
(1.7) -0.4 (4.2)
-1.8 (2.8) -1.8(2.8)
Range Range (min, -7,0 -7,6
(min, max) max) -7,0
-5, who in 75th) median, (25th, Quartiles 75*) median, (25th, Quartiles 0.0.0 3,0,3
0,0,0 -5,0,0 -5,0,0 -3,0,3
CI) (95% placebo versus effect Treatment CI) (95% placebo versus effect Treatment -0.1 1.4(-4.8,2.1)
-0.1 (-4.1,3.8) -1.4 (-4.8, 2.1)
(-4.1, 3.8)
effect treatment for P-value effect treatment for P-value 0.41
0.94 N/A N/A
0.94 0.41
(N) Behavior Injurious Self RBS-R (N) Behavior Injurious Self RBS-R your
11
9 7
(SD) Baseline from Change Mean (SD) Baseline from Change Mean -1.7 -1.7 (3.9) (3.9)
-2.2 (5.3)
-2.2(5.3) -2.1(3.8) -21 (3.8)
Range -16,
Range (min, -16, 11 -12, 1 -8, 2
(min, max) -8,2
-12.
max) 75th) median, (25th, Quartiles 75*) median, (25th, Quartiles -7,0,0
200 -1,0,0
-2,0,0 -1,0,0
CI) (95% placebo versus effect Treatment CI) (95% placebo versus effect Treatment -0.1 44-(3.5,4.4)
-0.1 (-5.2,5.0) 0.4 (-3.5, 4.4)
(-5.2, 5.0)
effect treatment for P-value effect treatment for P-value 0.97 0.97 0.83 N/A N/A
0.83 PCT/US2019/040581
forward carried observation LOCF=last forward carried observation LOCF=last
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Clinical Global Impression (CGI) Rating Scales
[184] The CGI - Overall Severity (CGI-S) and CGI - Overall Improvement (CGI-I) for L1-79
compared to placebo over time are displayed graphically in Figure 7 and Figure 8. The mean
CGI-S change from baseline at Week 4 or last observation carried forward (LOCF) is displayed in
Figure 9, and demonstrates a mean 0.5 point improvement on the overall CGIS for patients in the
200 mg group, compared to those in the placebo and 100 mg groups.
[185] A summary of the change in CGI-S from Baseline to Week 4 is displayed by patient in
Figure 10. In addition, responder analyses (defined as improvement) are presented for CGIS at
Week 4 or LOCF in Figure 11.
[186] Responder definitions for CGI-S were defined as improvement only (instead of
improvement or no change) since, unlike the other measures which were performed weekly, the
CGI-S requires the clinician to give an overall assessment of the patients' clinical symptom
severity based on all of the outcome measures and their movement over the entirety of the study.
[187] The responder analysis for CGI-S at Week 4 demonstrates a clear dose response trend of
improvement for the L1-79 100 mg and 200 mg groups compared to placebo.
Vineland Adaptive Behavior Scales, Second Edition (VABS II)
[188] The change from Baseline in VABS II Standardized Socialization Score and the VABS II
Standardized Communication Score for L1-79 compared to placebo over time are displayed
graphically in Figure 12 and Figure 13, respectively.
Autism Diagnostic Observation Schedule, Second Edition (ADOS-2)
[189] The change from Screening in ADOS-2 Total Score, Restrictive and Repetitive Behavior
Total Score and Social Affect Total Score for L1-79 compared to placebo over time are displayed
graphically in Figure 14, Figure 15 and Figure 16. While not typically used as an outcome
measure, the change in ADOS-2 over a short period of time is consistent with open-label
preliminary study of longer duration previously presented.
[190] The consistency of this effect across multiple patients is suggested by the summary of the
change in ADOS-2 Total Score from Screening to Week 4 displayed in Figure 17.
Social Responsiveness Scale, Second Edition (SRS-2)
[191] The change from Baseline in SRS-2 Total T-score, SRS-2 DSM-5 Social, Communication
and Interaction T-score, SRS-2 Social Communication T-score, SRS-2 Social-Motivation T-score
and SRS-2 DSM-5 Restrictive and Repetitive Behavior T-score for L1-79 compared to placebo
over time are displayed graphically in Figure 18, Figure 19, Figure 20, Figure 21 and Figure 22,
respectively.
[192] The SRS-2 Total, SRS-2 DSM-5 Social Communication and Interaction, SRS-2 Social
Communication and SRS-2 Social Motivation T-scores improved by close to 8 points or more on
average in the L1-79 200 mg treated group (Figure 18, Figure 19, Figure 20 and Figure 21). The
Social Communication and Interaction scale are comprised of the DSM-5 criteria that make up the
social communication and social interaction deficits required for the diagnosis of ASD. Of
considerable interest is the finding that patients with baseline scores between 60 and 83 who
dropped by 8 points or more were likely to demonstrate categorical changes in clinical severity,
since the classifications of "Within Normal Limits" (below 60 T-score), "Mild Range" (60 to 65 T-
score), "Moderate Range" (66 to 75 T-score) and "Severe Range" (76 T-score or greater) of
symptom severity are defined within those T-score ranges.
[193] A summary of the change in SRS-2 Total T-score, SRS-2 DSM-5 Social, Communication
and Interaction T-score, SRS-2 Social Communication T-score, and SRS-2 Social-Motivation T-
score from baseline to Week 4 for each patient are displayed in Figure 23, Figure 24, Figure 25.
and Figure 26, respectively.
[194] For SRS-2 Total, SRS-2 DSM-5 Social Communication and Interaction, SRS-2 Social
Communication, and SRS-2 Social Motivation T-scores, both the magnitude and number of
responders observed were greater with L1-79 200 mg, compared to placebo (Figure 27, Figure
28, Figure 29 and Figure 30). For the SRS-2 Total T-Score, 3 patients had sufficient improvement
to change categories of severity in the L1-79 200 mg group, compared to 2 in both the L1-79 100
mg and placebo groups. For the SRS-2 Social Motivation T-score, 6 patients demonstrated
categorical changes in clinical severity in the L1-79 200 mg group, compared to 4 and 3 patients
in the 100mg and placebo groups, respectively. For the SRS-2 DSM-5 Social, Communication and
Interaction T-score, 4 patients had changes in severity categorization in the 200 mg group,
compared to 2 and 3 patients in the 100 mg and placebo groups, respectively. Similarly, for the
PCT/US2019/040581
SRS-2 Social Communication T-score, 4 patients demonstrated categorical improvement in the
200 mg group, compared to 3 in both the placebo and 100 mg groups.
[195] Responder analyses (defined as an improvement or no worsening) are presented for SRS-
2 Total T-score, SRS-2 DSM-5 Social, Communication and Interaction T-score, SRS-2 Social
Communication T-score, and SRS-2 Social-Motivation T-score at Week 4 or LOCF in Figure 27,
Figure 28, Figure 29, and Figure 30, respectively.
[196] Figures 27-30 demonstrate that the percent of responders (as defined by improvement or
no worsening were greater with L1-79 200 mg, compared to placebo; see Responder Definition
(section above).
Aberrant Behavior Checklist - Community (ABC-C)
[197] The change from Baseline in ABC-C Lethargy and Social Withdrawal Domain, ABC-C
Inappropriate Speech Domain, ABC-C Hyperactivity and Noncompliance Domain, ABC-C
Stereotypic Behavior Domain and ABC-C Irritability and Agitation Domain for L1-79 compared
to placebo over time are displayed graphically in Figure 31, Figure 32, Figure 33, Figure 34 and
Figure Figure 35, 35,respectively. respectively.
[198] A summary of the change in ABC-C Lethargy and Social Withdrawal Domain and ABC-
C Inappropriate Speech Domain from Baseline to Week 4 are displayed by patient in Figure 36
and Figure 37, respectively. While there was no separation between the 200 mg and placebo
groups in mean change from baseline scores, responder analyses did demonstrate a greater
tendency for patients to respond with improvement or no worsening of behaviors in the 200 mg
group compared to placebo, as shown in Figure 38 and Figure 39, respectively.
[199] As with the SRS-2, both the number of responders and magnitude of response for those
patients given L1-79 200 mg demonstrated a trend toward separation for the social and speech
domains of the ABC-C. Equally notable was the observation that 90 to 100% of patients with L1-
79 200 mg demonstrated stability or improvement of these domains, which are known to vary
significantly in intensity over shorter periods of time.
Repetitive Behavior Scale - Revised (RBS-R)
[200] The change from Baseline in RBS-R Total Score, RBS-R Restrictive Behavior, RBS-R
Ritualistic Behavior, RBS-R Sameness Behavior, RBS-R Compulsive Behavior, RBS-R
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Stereotypic Behavior, and RBS-R Self-injurious Behavior for L1-79 compared to placebo over
time is displayed graphically in Figure 40, Figure 41, Figure 42, Figure 43, Figure 44, Figure
45, and Figure 46.
[201] There were mean improvements in RBS-R Total Score as noted by a decrease in score for
L1-79 200 mg compared to placebo. (Figure 40).
[202] A summary of the change in RBS-R Total Score from Baseline to Week 4 is displayed by
patient in Figure 47. In addition, responder analyses (defined as an improvement or no worsening)
are presented for RBS-R Total Score at Week 4 or LOCF in Figure 48.
[203] Consistent with the ABC-C Lethargy and Social Withdrawal and ABC-C Inappropriate
Speech Domains, the RBS-R Total Score demonstrated a clear trend toward a greater magnitude
of reduction in restricted and repetitive behaviors with L1-79 200 mg compared to placebo. This
is further demonstrated by the responder analysis, which shows that 91% of patients treated with
L1-79 200 mg had improvement or stabilization of symptoms compared to 78% with placebo.
Overall Conclusions
[204] Currently available therapies for children and adults with ASD only target collateral
symptoms associated with the disorder (irritability, agitation, impulsivity, hyperactivity) and have
side effects that require monitoring metabolic parameters through blood tests. While phlebotomy
is unpleasant for most neurotypical children and adults, it is quite traumatic for those with extreme
sensory sensitivities who are unable to adequately communicate their fears. Indeed, it is a catch-
22 for these individuals, in that many of the aberrant behaviors they exhibit are likely due to an
inability to interact, communicate and connect with others. The potential to provide them with a
therapy that not only improves upon the core symptoms responsible for those behaviors, but to do
so without the need for invasive monitoring will go a long way to improve the quality of life for SO
these children.
[205] Results from Study HT 02-121 provide proof of concept that L1-79 appears to provide
benefit in treating the core symptoms of ASD. ASD is defined primarily as persistent deficits in
social communication and social interaction as well as restricted and repetitive behavior patterns,
interests or activities. Preliminary evidence from multiple independent assessments specifically
used to measure both the social and behavioral intensity of these core symptoms demonstrated
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consistent trends that were repeatable across multiple instruments. While the limited size and short
duration of the study precluded any expectation or ability to demonstrate statistically significant
improvements in the outcome measures used, the agreement between the multiple measures
utilized in this study is very encouraging. In less than one month of treatment, the blinded
assessment by the clinicians involved in the study demonstrated a nearly one-point change in the
CGI-S compared to baseline. Similarly, patients receiving L1-79 improved by nearly one point
from baseline in ADOS-2 scores within the same time period.
[206] Previous experience (see Example 5) with open-label administration of L1-79 in 10
patients with autism clearly demonstrated that L1-79 has the potential to improve the core
symptoms of autism. In Study HT 02-121, multiple independent efficacy measures including the
CGI-S, ADOS-2, SRS-2, ABC-C and RBS-R demonstrated consistent improvements in the target
score social domains affected by ASD despite the short treatment period and small number of
patients. Over the 28-day treatment period, L1-79 was safe and well tolerated. At the conclusion
of the study, many parents wanted their children to continue receiving treatment with L1-79. As
a result, a roundtable videos were filmed at both clinical sites with the intent of allowing these
parents to speak directly with FDA about the impact of L1-79 on their children with autism.
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EXAMPLE 7 A Randomized, Double-Blind, Placebo-Controlled Adaptive Trial of L1-79 for the
Treatment of the Core Deficits in Social-Communication Function and Adolescents and
Adults with Autism Spectrum Disorder
[207] The completed Study HT 02-121 (Example 6) was a Phase II safety study of L1-79 for the
treatment of autism. Study HT 02-121 was a randomized double-blind, placebo-controlled two-
cohort, 4-week dose-escalation study that incorporated 2 open-label treatment groups to assess the
safety and efficacy of L1-79 100 mg and 200 mg TID in male patients between the ages of 13 and
21 years of age with autism. Results from Study HT 02-121 provide proof of concept that L1-79
appears to provide benefit in treating the core symptoms of ASD. Preliminary evidence from
multiple independent assessments specifically used to measure both the social and behavioral
intensity of these core symptoms demonstrated consistent trends that were repeatable across
multiple instruments. While the limited size and short duration of the study precluded any
expectation or ability to demonstrate statistically significant improvements in the outcome
measures used, the agreement between the multiple measures utilized in this study is very
encouraging. Following a review of the results from Study HT 02-121 the FDA allowed L1-79 to
begin registration trials leading toward a marketing approval and awarded the L1-79 IND 128673
a Fast Track designation.
[208] As a result, the inventors are proposing an adaptive trial approach in a Phase III setting that
will allow an expedient yet thorough approach to evaluating L1-79 as a therapy for treating the
defining core deficits in social communication and interaction. Based on the results from Study
HT 02-121 (Example 6), proposed are two Phase III randomized, double-blind, parallel group,
placebo controlled, clinical studies (Study 301 and Study 302) utilizing adaptive designs in order
to evaluate optimal inclusion criteria, sample size and outcome measures during the first segment
of Study 301 to quantify the safety and efficacy of L1-79 administered TID at doses of 200 or 300
mg to subjects with a diagnosis of autism based upon their Autism Diagnostic Observation
Schedule-2 (ADOS-2) results in a prospectively randomized and double-blind manner.
[209] Most of the clinical experience with L1-79 for the treatment of autism is with doses of 100-
200 mg TID. The study of Example 8 (also referred to herein as "Study 301") seeks to quantify
the safety and efficacy of L1-79 administered TID at doses of 200 or 300 mg to subjects with a
WO wo 2020/018292 PCT/US2019/040581
diagnosis of autism based upon their Autism Diagnostic Observation Schedule-2 (ADOS-2) results
in a prospectively randomized and double-blind manner.
[210] The dosage form is a capsule containing 100 mg of DL-a-methyl-para-tyrosine capsules DL--methyl-para-tyrosine capsules
(hereafter referred to as "L1-79"). The intended dosing regimen of L1-79 for Phase III clinical
studies (Study 301 and Study 302) is 2 or 3 capsules administered orally three times daily (TID).
Rationale for Study Design:
[211] ASD is a disorder marked by deficits in social interaction and the presence of restricted,
repetitive patterns of behavior, interests, or activities during childhood development (Swedo, S.
E., Baird, G., Cook, E. H., Happe', F. G., Harris, J. C., Kaufmann, W. E.,Wright, W.E., Wright,Harry, Harry,H. H.
(Eds.). (2013). Neurodevelopmental Disorders. In American Psychiatric Association. Diagnostic
and statistical manual of mental disorders (5th ed.). American Psychiatric Association.). Recent
literature has implicated peripheral and autonomic nervous system involvement in children and
adults with ASD (Baker, 2017; Fenning, 2017). As a result, electrodermal skin testing may serve
as an important biomarker for the population of patients more likely to respond to treatments
targeting the sympathetic nervous system.
Primary Objective(s):
[212] The primary objectives of the study are to evaluate the efficacy, safety, and tolerability of
L1-79 compared to placebo for the treatment of the core deficits in social communication and
interaction in adolescents and adults with autism spectrum disorder (ASD).
Secondary Objective(s):
[213] Secondary objectives of the study include the following:
[214] 1. 1.
[214] to to evaluate evaluate optimal optimal inclusion inclusion criteria, criteria, sample sample size, size, andand outcome outcome measures measures during during thethe first first
segment of this adaptive trial;
[215] 2. to evaluate the effect of L1-79 compared to placebo on reducing repetitive and restrictive
behaviors in ASD;
[216] 3. to evaluate the effect of L1-79 compared to placebo on reducing aberrant behaviors in
ASD, including hyperactivity, agitation, and irritability; and
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WO wo 2020/018292 PCT/US2019/040581
[217] 4. to perform additional modeling of pharmacokinetics (PK) and pharmacodynamics (PD)
for L1-79 in a subset of subjects through timed intermittent sparse sampling.
Study Design:
[218] Eligible participants will be adolescents and adults between the ages of 12 and 21 years
who meet the Diagnostic and Statistical Manual of Mental Disorders-5th edition (DSM-5) criteria
for ASD, based upon clinician interview and assessment of ASD symptoms on the ADOS-2, and
a Clinical Global Impression of Severity (CGI-S) rating of 4 or greater (moderate or higher).
[219] Subjects will be randomized to placebo, L1-79 200 mg, or L1-79 300 mg three times daily
(TID) groups in a 1:2:2 ratio.
[220] Subjects in the 200 and 300 mg group will be started on 200 mg TID. Subjects in the 300
mg group mg groupwill willtitrate up to titrate up 300 mg TID to 300 mg after 7 days.7 days. TID after
[221] Screening assessments will include the ADOS-2, a review of ASD criteria from the DSM-
5 and the CGI-S.
[222] An adaptive design will be used with a proposed interim analysis being used to make
decisions on the following criteria; potential endpoints for the primary outcome, modification of
the defined study population, and estimated sample size. The data monitoring committee and
independent statistical group will implement the interim analysis and make recommendations to
the sponsor regarding proposed changes in the study based on predefined criteria. The sample size
recalculation will depend on the primary outcome and potential study populations that will be
determined at the interim analysis. The sample size recalculation will be based on blinded data.
[223] A schedule of events is provided in Table 30.
WO wo 2020/018292 PCT/US2019/040581
Table 30 Schedule of Events
Treatment TreatmentPersing Annia Follow-up Fellow-up Servening Screening Visit 3 Flate y Visit : Visit 3 Visit 4 Visit 45 Weir Valt S $ Not 2 4 The $ Evaluation Days will to .3 -3 Day 34 14 is = $$ Day Day 84*** Day 84 * 33 Day 120 * = 3 Day a & Day 28a 2& 33 60 * 3 Day to $
Informad Informed Consent X Contexia X
laeE Demographies Demographics Medical Mistory
Physical History 35 X X X % X" XP XM X² X Visa Signed X X X X X x X % X X x Cline UnitedDrug DrugSavena Screen* X 3 M Pregmancy Prequancy Tear Text X X (PK) (PK)w 3y is is exper past done dose X PX Randeen PK Random xxxxxx: (known issue after doss) after done) X" In an X X Laboratory Tears X K X X Randomoxation X 12-Leas ECG 12-Lead ECC X X X X Drug Administration X X X X X Drug Accountability X X X X Address Event (AB) Advene Exect (AE) Assessment Assessment X X R X X X X Athalization Prior/Canomitant Midication Assessment X X % % X X X X X X ADOS-2" X X 30 CGI-S CGL-S X X X X X x CGF-C X X CSRC X X 3 X X VABS-30 VABS-39 X X X X X SRS-3 SRS-2 X X X X X X
Table 30 Schedule of Events Treatment Period Follow-up Fallom-up Servening Screening Visit 1 ) Visit Flow $$ View S$ Visit Flow 43 Visit $ Visit &# Flor UW $ Evaluation Days 30 is to .3 -1 Day 9 $ Day Day 14 H ** 33 Day No 3 Day Sil SW **33 Day $4 * 3 # 8. Day Day 120 120* *3 $ Day 3 ABC-C X X X X X KBS-R RBS-R X X X X X N PSI X X X SSP SSP X X WASTE WASHI X DSM-5 for DSMA for ASD ASD X X Skin Receivity ReactivityTesting Testing(SRT) (SRT) X X M X
ABC-C = Aberrant Behavior Checklist-Community: Checklist-Community; ADOS-2 = Autism Diagnostic Observation Scale-2; ASD = autism spectrum disorder; CGI-C = Clinical Global Impression of Change; CGI-S = Clinical Global Impression of Severity; DSM-5 = Diagnostic and Statistical Manual of Mental Disorders-5th edition; PSI = Parenting Stress Index; RBS-R = Repetitive Behavior Scale-Revised; SAS = Spence Anxiety Scale; SSP = Spence Anxiety Scale; SRS-2 = Social Responsiveness Scale-2; VABS-3 = Vineland Adaptive Behavior Scales - 3rd Edition; WASI-2 = Weschler Abbreviated Scales of Intelligence 1 1 Includes Includes aa review review of of previous/ongoing previous/ongoing medications medications 2 Complete examination, including assessments of the skin, head, eyes, ears, nose, throat, neck, thyroid, lungs, heart, abdomen, lymph nodes, extremities, and body weight 3 Height will be measured at screening only. 4 Partial examination, to update findings from the examination performed at screening
WO wo 2020/018292 PCT/US2019/040581 PCT/US2019/040581
5 Includes respiratory rate, oral temperature, sitting and standing orthostatic blood pressure and pulse 6 6 Includes amphetamines, barbiturates, cocaine metabolites, opiates, benzodiazepines, cannabinoids, and cotinine 7 Only for females who are post-menarche 8 8 Subject will will only only have have random random PK PK done done for for one one of of Visits Visits 2, 2, 3, 3, or or 4. 4. Subject 9 Includes serum chemistry, hematology (including coagulation), and urinalysis
ADOS-2 Will Will be be videotaped videotaped for for potential potential use use as as an an additional additional review review for for Reciprocal Reciprocal Social Social Interaction Interaction ADOS-2 by Blinded reviewer 11 11 Adaptive Behavior Adaptive BehaviorComposite domains Composite only only domains
[224] Inclusion Criteria:
1. Subjects must be male or female adolescents or adults up to age 21
2. Subjects must be between the ages of 13 and 21 years of age
3. Post menarche females must be on birth control if appropriate.
4. Diagnosis of ASD based upon an assessment tool that utilizes the DSM-5 criteria [e.g., Autism
Symptom Rating Scale (ASRS), Childhood Autism Rating Scale-2 (CARS2), or Autism
Diagnostic Interview-Revised (ADI-R)], and confirmed with the ADOS-2, with a CGI-S score of
4 or greater.
5. Subject must be stable on no more than one concomitant medication, and no planned changes
in psychosocial interventions during the trial
6. Subjects and caregiver must be willing and able to participate in the testing procedures sufficient
to obtain valid scores on the tests used herein.
7. Subjects must have a caregiver who has known the them for over a year, spends at least 10 hours
per week with them, and is willing to accompany them to each appointment.
8. Subjects must, in the opinion of the Investigator, be sufficiently tolerant and capable of
complying with the requirements of this trial. For example, patients who will not tolerate blood
draws or ECG are not qualified candidates for this study.
9. Subjects must be able to swallow capsules
10. Subjects and their care givers must be willing to sign informed consent or to have informed
consent provided by their legal guardians or proxies. All subjects <18 years old or those unable
to care for themselves must have the caregiver's consent.
WO wo 2020/018292 PCT/US2019/040581
[225] Exclusion Criteria:
1. Sexually active males and females
2. Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection,
symptomatic cardio-vascular disease, hepatic disease, renal disease, skeletomuscular disease, HIV,
HCVA, HBV, or psychiatric illness/social situations that would limit compliance with study
requirements.
3. Any disease that requires treatment with immunosuppressive drugs
4. A diagnosis of Fragile-X syndrome, Rett syndrome, or other neurological disorder that could be
the basis for the subjects autistic symptoms (e.g., congenital or acquired brain injury, brain
malformations, stroke, neurogenetic or metabolic disorder).
5. A DSM-5 diagnosis of schizophrenia, schizoaffective disorder, alcohol use disorder or ADHD,
Current or lifetime diagnosis of severe psychiatric disorder (e.g., bipolar disorder, etc.);
6. The Presence of any active chronic medical problem including, but not limited to uncontrolled
seizure disorder, heart disease, cancer, asthma, genetic disease, or any disease or syndrome that
requires continuous drug therapy.
7. Subjects requiring more than 1 medication for the treatment of autism, or who have not been
weaned weaned to totheir theirlowest tolerable lowest dose dose tolerable of medication. of medication.
8. Subjects with any disease that requires treatment with immunosuppressive drugs.
9. The presences of out of range hepatic or renal function tests or other unexplained abnormal
laboratory value that is deemed clinically significant by the Investigator.
10. Any subject or caregiver who is unwilling or unable to give informed consent.
Study Population:
[226] 350 patients are planned.
Test Product, Dose, and Mode of Administration:
[227] D-L alpha-methyl-tyrosine (L1-79) encapsulated as 100 and 200 mg. Two dose arms will
be tested as 200 mg TID (one 200 mg dose combined with placebo) and 300 mg TID (one 200 mg
capsule and one 100 mg capsule)
WO wo 2020/018292 PCT/US2019/040581
Duration of Treatment:
[228] 12 weeks (84 days)
Efficacy Assessments:
[229] Baseline assessments not included in the measurement of efficacy include the Weschler
Abbreviated Scales of Intelligence (WASI-2) and the Spence Anxiety Scale (SAS). Electrodermal
testing will be performed at baseline to determine if greater autonomic nervous system variability
correlates with response to treatment. (See Study Rationale). The primary outcome measure will
be the change from baseline at Week 12 on a 5-factor composite measure comprising the
Socialization (SOC), Communication (COM), and Daily Living Skills (DLS) domains from the
Adaptive Behavior Composite (ABC) of the Vineland Adaptive Behavior Scales - 3rd Edition
(VABS-3) and the Socialization, Communication and Interaction (SCI) and Restricted Interests
and Repetitive Behavior (RRB) subscales of the Social Responsiveness Scale-2 (SRS-2). The
primary secondary outcome measure will be based on the change from baseline CGI-S at Week
12.
[230] Additional secondary outcome measures will be assessed in a gated fashion (to be
determined during the interim analysis) for the change from baseline scores at Week 12 for:
1. Aberrant Behavior Checklist-Community (ABC-C) Social Withdrawal/Lethargy and
Inappropriate Speech Domains
2. ABC-C, Irritability, Hyperactivity, and Stereotypy Domains
3. Repetitive Behavior Scale-Revised (RBS-R)
4. Parenting Stress Index (PSI) Short Form
5. Sensory Profile - Short Form (SSP)
6. 6. Spence Anxiety Scale (SAS)
7. ADOS-2 Total Score* (ADOS-2 will be videotaped at screening and at end of study for
potential use in blinded review of reciprocal interaction.)
Safety Assessments:
[231] Safety assessments include physical examination, orthostatic measurements of blood
pressure and pulse, standard hematology and clinical chemistry assessments, concomitant
medication use, urinalysis, ECGs, and spontaneously reported adverse events.
WO wo 2020/018292 PCT/US2019/040581
PK Assessments:
[232] In order to gain a greater understanding of the PK and PD of L1-79 in patients with ASD,
sparse sampling will be utilized to assist in modeling PK parameters and comparing the same to
data obtained from more thorough studies done in young healthy adults. Sparse sampling will limit
the number of phlebotomy procedures, an important consideration in children with ASD who are
typically much more traumatized by blood drawing procedures than peers without ASD.
Statistical Methods:
[233] The adaptive design will assess three components of the study; the outcome variable, a
potential modification of the inclusion criteria, and a sample size recalculation based on the
decisions made at the time of the interim analysis. The modification of the inclusion criteria will
be based on an evaluation of potential endophenotypes for ASD of baseline severity of the
following characteristics known to directly influence treatment and intervention strategies for
people with ASD: 1) Severity of anxiety based on assessment by the Spence Anxiety Scale, IQ as
assessed by the Weschler Abbreviated Scale of Intelligence and disruptive behavior symptom
severity, based on the ABC-C irritability and hyperactivity subscales. In addition, skin reactivity
testing to determine autonomic sensitivity will be used as an exploratory biomarker for responder
phenotype (See Study Rationale for justification for these subgroups). The choice of primary
outcome(s) will be based on a conditional power analysis of the 5- factor composite measure
comprising the Socialization (SOC), Communication (COM), and Daily Living Skills (DLS)
domains from the Adaptive Behavior Composite (ABC) of the Vineland Adaptive Behavior Scales
- 3rd Edition (VABS-3) and the Socialization, Communication and Interaction (SCI) and
Restricted Interests and Repetitive Behavior (RRB) subscales of the Social Responsiveness Scale-
2 (SRS-2). After selection of the outcomes and inclusion criteria, the sample size will be
recalculated based on blinded data.
[234] It will be appreciated by those skilled in the art that changes could be made to the
embodiments described above without departing from the broad inventive concept thereof. It is is
understood, therefore, that this invention is not limited to the particular embodiments disclosed,
but it is intended to cover modifications that are within the spirit and scope of the invention, as
defined by the appended claims.
27304350.1:DCC-7/8/2025
[235] Throughout this specification and the claims which follow, unless the context requires otherwise, the word "comprise", and variations such as "comprises" and "comprising", will be understood to imply the inclusion of a stated integer or step or group of integers or steps but not the exclusion of any other integer or step or group of integers or steps.
[236] The reference in this specification to any prior publication (or information derived from it), or to any matter which is known, is not, and should not be taken as an acknowledgment or 2019308501
admission or any form of suggestion that that prior publication (or information derived from it) or known matter forms part of the common general knowledge in the field of endeavour to which this specification relates.
62a

Claims (5)

27304350.1:DCC-7/8/2025 WHAT IS CLAIMED IS:
1. A method for providing a plasma concentration of a therapeutic drug for a long term for treating an autism in a subject in need thereof, the method comprising administering to said subject said therapeutic drug at a concentration ranging from about 50 mg (w/w) to about 1500 mg (w/w) daily, wherein said therapeutic drug is α-methyl-DL-tyrosine, wherein said plasma concentration ranges from about 500 ng/ml to 5000 ng/ml, and wherein said term is at least 1 week. 2019308501
2. The method of claim 1, wherein the concentration of said therapeutic drug is about 90 mg (w/w/).
3. The method of claim 1, wherein the concentration of said therapeutic drug is about 100 mg (w/w/).
4. The method of claim 1, wherein the concentration of said therapeutic drug is about 200 mg (w/w/).
5. The method of claim 1, wherein the concentration of said therapeutic drug is about 250 mg (w/w/).
6. The method of claim 1, wherein the concentration of said therapeutic drug is about 300 mg (w/w/).
7. The method of claim 1, wherein the concentration of said therapeutic drug is about 350 mg (w/w/).
8. The method of any one of claims 1 to 7, wherein said therapeutic drug is administered in a plurality of divided doses.
9. The method of any one of claims 1 to 8, wherein said therapeutic drug is administered for a duration ranging from about 1 week to about 4 weeks or more.
10. The method of any one of claims 1 to 8, wherein said plasma concentration ranges from about 800 ng/ml to 2500 ng/ml
11. The method of any one of claims 1 to 8, wherein said plasma concentration ranges from about 1400 ng/ml to 1800 ng/ml
27304350.1:DCC-7/8/2025
12. A method for treating an autism associated clinical trait in a subject in need thereof, the method comprising administering to said subject a composition comprising a therapeutically effective amount of α-methyl-DL-tyrosine, thereby treating said autism associated clinical trait in said subject.
13. The method of claim 12, wherein said clinical trait is a deficit in social communication, a deficit in social interaction, a deficit in social motivation, lethargy and social withdrawal, 2019308501
inappropriate speech, hyperactivity, stereotypic behavior, irritability and agitation, restrictive behavior, repetitive behavior, ritualistic behavior, sameness behavior, compulsive behavior, self- injurious behavior or a combination thereof.
14. The method of claim 12, wherein said clinical trait meets the requirements of Diagnostic and Statistical Manual of Mental Disorders – V (DSM-V) criteria.
15. The method of claim 12, wherein said clinical trait is assessed based upon a change from a baseline in one or more psychometric tests.
16. The method of claim 15, wherein said psychometric test is based on clinical global impression (CGI) rating scale, Vineland adoptive behavior scale (VABS), autism diagnostic observation schedule (ADOS), social responsiveness scale (SRS), aberrant behavior checklist – community (ABC-C), repetitive behavior scale (RBS), Conners parent rating scale (CPRS), or a combination thereof.
17. The method of any one of claims 12 to 16, wherein the composition comprises α-methyl- DL-tyrosine in an amount ranging from about 50 mg (w/w) to about 1000 mg (w/w).
18. The method of any one of claims 12 to 16, wherein the composition comprises α-methyl- DL-tyrosine in an amount of about 90 mg (w/w/).
19. The method of any one of claims 12 to 16, wherein the composition comprises α-methyl- DL-tyrosine in an amount of about100 mg (w/w/).
20. The method of any one of claims 12 to 16, wherein the composition comprises α-methyl- DL-tyrosine in an amount of about 200 mg (w/w/).
21. The method of any one of claims 12 to 16, wherein the composition comprises α-methyl- DL-tyrosine in an amount of about 250 mg (w/w/).
27304350.1:DCC-7/8/2025
22. The method of any one of claims 12 to 16, wherein the composition comprises α-methyl- DL-tyrosine in an amount of about 300 mg (w/w/).
23. The method of any one of claims 12 to 16, wherein the composition comprises α-methyl- DL-tyrosine in an amount of about 350 mg (w/w/).
24. The method of any one of claims 12 to 23, wherein the composition is administered in a plurality of divided doses. 2019308501
25. The method of any one of claims 12 to 24, wherein the composition is administered three times per day.
26. The method of any one of claims 12 to 25, wherein the composition is administered for at least 1 week.
27. The method of any one of claims 12 to 25, wherein the composition is administered for a duration ranging from about 1 week to about 4 weeks.
28. A method for providing a plasma concentration of a therapeutic drug for a long term for treating an autism in a subject in need thereof, the method comprising administering to said subject said therapeutic drug at a concentration ranging from about 50 mg (w/w) to about 500 mg (w/w) daily, wherein said therapeutic drug is α-methyl-DL-tyrosine, wherein said plasma concentration ranges from about 500 ng/ml to 5000 ng/ml, and wherein said term is at least 1 week.
CPRS All Pts
45 42
40 39
35 35 33
30 29
25 25 20 20 18
15
10
5 5
0 LR RS WC 11/1/2015
11/29/2015
Figure 1
SUBSTITUTE SHEET (RULE 26)
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WO2015061328A2 (en) * 2013-10-22 2015-04-30 Steven Hoffman Compositions and methods for treating intestinal hyperpermeability
US20160193169A1 (en) * 2013-10-22 2016-07-07 Steven Hoffman Compositions And Methods For Treating Intestinal Hyperpermeability

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US4165382A (en) * 1977-10-17 1979-08-21 Jose Pozuelo Method of pharmacologically treating schizophrenia with alpha-methyl-para-tyrosine
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WO2015061328A2 (en) * 2013-10-22 2015-04-30 Steven Hoffman Compositions and methods for treating intestinal hyperpermeability
US20160193169A1 (en) * 2013-10-22 2016-07-07 Steven Hoffman Compositions And Methods For Treating Intestinal Hyperpermeability

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