[go: up one dir, main page]

AU2001293071A1 - Method and system for the electronic negotiation and execution of equity block trades for institutional investors - Google Patents

Method and system for the electronic negotiation and execution of equity block trades for institutional investors

Info

Publication number
AU2001293071A1
AU2001293071A1 AU2001293071A AU9307101A AU2001293071A1 AU 2001293071 A1 AU2001293071 A1 AU 2001293071A1 AU 2001293071 A AU2001293071 A AU 2001293071A AU 9307101 A AU9307101 A AU 9307101A AU 2001293071 A1 AU2001293071 A1 AU 2001293071A1
Authority
AU
Australia
Prior art keywords
execution
institutional investors
electronic negotiation
block trades
equity
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Abandoned
Application number
AU2001293071A
Inventor
Nicholas P. Gianakouros
David E. Shaw
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
D E Shaw and Co Inc
Original Assignee
D E Shaw and Co Inc
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by D E Shaw and Co Inc filed Critical D E Shaw and Co Inc
Publication of AU2001293071A1 publication Critical patent/AU2001293071A1/en
Abandoned legal-status Critical Current

Links

Classifications

    • GPHYSICS
    • G06COMPUTING OR CALCULATING; COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q10/00Administration; Management
    • G06Q10/10Office automation; Time management
    • G06Q10/109Time management, e.g. calendars, reminders, meetings or time accounting
    • GPHYSICS
    • G06COMPUTING OR CALCULATING; COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Landscapes

  • Business, Economics & Management (AREA)
  • Engineering & Computer Science (AREA)
  • Strategic Management (AREA)
  • Human Resources & Organizations (AREA)
  • General Business, Economics & Management (AREA)
  • Accounting & Taxation (AREA)
  • Marketing (AREA)
  • Entrepreneurship & Innovation (AREA)
  • Economics (AREA)
  • Physics & Mathematics (AREA)
  • Finance (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Technology Law (AREA)
  • Data Mining & Analysis (AREA)
  • Development Economics (AREA)
  • Operations Research (AREA)
  • Quality & Reliability (AREA)
  • Tourism & Hospitality (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)
AU2001293071A 2000-09-26 2001-09-26 Method and system for the electronic negotiation and execution of equity block trades for institutional investors Abandoned AU2001293071A1 (en)

Applications Claiming Priority (3)

Application Number Priority Date Filing Date Title
US23492700P 2000-09-26 2000-09-26
US60234927 2000-09-26
PCT/US2001/029964 WO2002027606A2 (en) 2000-09-26 2001-09-26 Method and system for the electronic negotiation and execution of equity block trades for institutional investors

Publications (1)

Publication Number Publication Date
AU2001293071A1 true AU2001293071A1 (en) 2002-04-08

Family

ID=22883368

Family Applications (1)

Application Number Title Priority Date Filing Date
AU2001293071A Abandoned AU2001293071A1 (en) 2000-09-26 2001-09-26 Method and system for the electronic negotiation and execution of equity block trades for institutional investors

Country Status (3)

Country Link
US (1) US20020055901A1 (en)
AU (1) AU2001293071A1 (en)
WO (1) WO2002027606A2 (en)

Families Citing this family (102)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20010027436A1 (en) * 2000-02-09 2001-10-04 Tenembaum Samuel Sergio On-line market environment (OLME)
WO2001061606A1 (en) * 2000-02-16 2001-08-23 Morris Robert A Method and system for facilitating a sale
US7685052B2 (en) 2000-06-01 2010-03-23 Pipeline Financial Group, Inc. Confidential block trading system and method
US8010438B2 (en) 2000-06-01 2011-08-30 Pipeline Financial Group, Inc. Method for directing and executing certified trading interests
US7136834B1 (en) * 2000-10-19 2006-11-14 Liquidnet, Inc. Electronic securities marketplace having integration with order management systems
US7415432B1 (en) * 2000-11-17 2008-08-19 D.E. Shaw & Co., Inc. Method and apparatus for the receipt, combination, and evaluation of equity portfolios for execution by a sponsor at passively determined prices
US8494949B2 (en) * 2001-06-01 2013-07-23 Bgc Partners, Inc. Electronic trading for principal/broker trading
US20030139997A1 (en) * 2001-12-17 2003-07-24 Espeed, Inc. Systems and methods for automated commission processing
WO2004051399A2 (en) * 2002-10-10 2004-06-17 Household International, Inc. Quality control for loan processing
US8306903B2 (en) * 2010-04-23 2012-11-06 Bgc Partners, Inc. Commission calculator and display
US7707097B1 (en) 2003-01-14 2010-04-27 Bgc Partners, Inc. Fully transparent commission calculator and display system
US7756777B2 (en) * 2003-03-25 2010-07-13 Tradeweb Markets Llc Method and system for administering prime brokerage
US7433842B2 (en) 2003-03-25 2008-10-07 Tradeweb Markets Llc Method and system for effecting straight-through-processing of trades of various financial instruments
WO2005048063A2 (en) * 2003-11-07 2005-05-26 Crown Financial Group, Inc. Automated execution and risk management of transactions in securities
US20050102220A1 (en) * 2003-11-11 2005-05-12 Dowell Stackpole Method and system for investment trading venue selection
US10225373B2 (en) 2003-11-21 2019-03-05 Thomson Reuters (Grc) Llc Financial-information systems, methods, interfaces, and software
US7835987B2 (en) * 2004-01-29 2010-11-16 Bgc Partners, Inc. System and method for routing a trading order according to price
US8738498B2 (en) * 2004-01-29 2014-05-27 Bgc Partners, Inc. System and method for routing a trading order
US10304097B2 (en) * 2004-01-29 2019-05-28 Bgc Partners, Inc. System and method for controlling the disclosure of a trading order
US20050171887A1 (en) * 2004-01-29 2005-08-04 Daley Thomas J. System and method for avoiding transaction costs associated with trading orders
US20050171890A1 (en) * 2004-01-29 2005-08-04 Daley Thomas J. System and method for matching trading orders
WO2005086738A2 (en) * 2004-03-05 2005-09-22 The National Research Exchange, Inc. Data structure with market capitalization breakdown
US7685038B2 (en) * 2004-04-30 2010-03-23 Bank Of America Corporation Method and system for block trading of securities
US20050246264A1 (en) * 2004-04-30 2005-11-03 Instinet L.L.C. Method of managing research/advisory service provider payments
US7769654B1 (en) * 2004-05-28 2010-08-03 Morgan Stanley Systems and methods for determining fair value prices for equity research
US7689490B2 (en) * 2004-05-28 2010-03-30 Morgan Stanley Matching resources of a securities research department to accounts of the department
US7734517B2 (en) * 2004-05-28 2010-06-08 Morgan Stanley Systems and method for determining the cost of a securities research department to service a client of the department
US20050273419A1 (en) * 2004-06-08 2005-12-08 Lava Trading Inc. Method for executing block orders of commodities
CA2517331A1 (en) * 2004-08-27 2006-02-27 Espeed, Inc. Systems and methods for commission allocation
US7752103B2 (en) * 2004-09-10 2010-07-06 Morgan Stanley Systems and methods for auctioning access to securities research resources
US7603309B2 (en) * 2004-09-27 2009-10-13 Citadel Investment Group, L.L.C. Computer implemented and/or assisted methods and systems for providing guaranteed, specified and/or predetermined execution prices in a guaranteed, specified and/or predetermined timeframe on the purchase or sale of, for example, listed options
US10586281B1 (en) * 2004-09-29 2020-03-10 Refinitiv Us Organization Llc Financial-information systems, methods, interfaces and software
US7958039B2 (en) * 2004-10-08 2011-06-07 Citadel Investment Group, L.L.C. Computer implemented and/or assisted methods and systems for providing rapid execution of, for example, listed options contracts using toxicity and/or profit analyzers
US7587347B2 (en) * 2004-10-19 2009-09-08 Citadel Investment Group, L.L.C. Computer implemented and/or assisted methods and systems for detecting, tracking and responding to toxic, or likely toxic, orders in an equities order flow using toxicity and/or profit analyzers
EP1805656A4 (en) * 2004-10-27 2009-07-08 Itg Software Solutions Inc SYSTEM AND METHOD FOR GENERATING LIQUIDS
US20060116943A1 (en) * 2004-11-30 2006-06-01 Pascal Willain Method to determine price inflections of securities
WO2006073823A2 (en) * 2004-12-30 2006-07-13 The National Research Exchange, Inc. Method and system for rating/ranking third parties
US20060149579A1 (en) * 2004-12-30 2006-07-06 The National Research Exchange Monitoring method and system
US20060149657A1 (en) * 2004-12-30 2006-07-06 Weild David Iv Paid-for research method and system
US20060161448A1 (en) * 2004-12-30 2006-07-20 The National Research Exchange Method and system for rating / ranking third parties
US20060149578A1 (en) * 2004-12-30 2006-07-06 Weild David Iv Paid-for research method and system
WO2006073480A2 (en) * 2004-12-30 2006-07-13 The National Research Exchange, Inc. Dispute resolution method and system
USD538294S1 (en) * 2005-05-05 2007-03-13 Noviello Joseph C User interface for an electronic trading system for a computer screen
USD553139S1 (en) * 2005-05-05 2007-10-16 Espeed Inc. User interface for an electronic trading system for a computer screen
USD539297S1 (en) * 2005-05-05 2007-03-27 Noviello Joseph C User interface for an electronic trading system for a computer screen
USD538816S1 (en) * 2005-05-05 2007-03-20 Noviello Joseph C User interface for an electronic trading system for a computer screen
USD553140S1 (en) * 2005-05-05 2007-10-16 Espeed Inc. User interface for an electronic trading system for a computer screen
USD551675S1 (en) * 2005-05-05 2007-09-25 Espeed Inc. User interface for an electronic trading system for a computer screen
US7840477B2 (en) * 2005-06-07 2010-11-23 Bgc Partners, Inc. System and method for routing a trading order based upon quantity
US7805357B2 (en) * 2005-07-29 2010-09-28 Bgc Partners, Inc. System and method for routing trading orders in an electronic trading system using trader lists
US8484122B2 (en) 2005-08-04 2013-07-09 Bgc Partners, Inc. System and method for apportioning trading orders based on size of displayed quantities
US8494951B2 (en) * 2005-08-05 2013-07-23 Bgc Partners, Inc. Matching of trading orders based on priority
US20070061241A1 (en) * 2005-09-15 2007-03-15 Jovanovic Vladan D Method for trading securities
US8073763B1 (en) * 2005-09-20 2011-12-06 Liquidnet Holdings, Inc. Trade execution methods and systems
WO2007041220A2 (en) * 2005-09-29 2007-04-12 Thomson Financial Llc Ioi-based block trading systems and methods
US20070094119A1 (en) * 2005-10-21 2007-04-26 Jose Marques System and method for improving asset liquidity in a trading exchange network
US7542939B2 (en) * 2005-10-31 2009-06-02 Penson Worldwide, Inc. Modeling financial instruments using bid and ask prices
US7979339B2 (en) 2006-04-04 2011-07-12 Bgc Partners, Inc. System and method for optimizing execution of trading orders
US7606759B2 (en) * 2006-05-16 2009-10-20 Automated Trading Desk, Llc System and method for implementing an anonymous trading method
US20070282732A1 (en) * 2006-06-06 2007-12-06 Schulman H Evan C Electronic trade facilitation system and method
US7953652B1 (en) 2006-06-12 2011-05-31 Morgan Stanley Profit model for non-execution services
US8521635B2 (en) * 2006-06-15 2013-08-27 Omx Technology Ab Method of negotiating trades on an electronic trading system and an electronic trading system
WO2008070024A1 (en) * 2006-12-04 2008-06-12 Penson Worldwide, Inc. Real time trading of foreign financial instruments local currency
USD555660S1 (en) * 2006-12-08 2007-11-20 Espeed, Inc. User interface for an electronic trading system for a computer screen
USD555659S1 (en) * 2006-12-08 2007-11-20 Espeed, Inc. User interface for an electronic trading system for a computer screen
WO2008083375A1 (en) * 2006-12-30 2008-07-10 Cfph, Llc Customer relationship management methods and systems
US7890417B2 (en) * 2007-01-31 2011-02-15 Bids Trading, L.P. Electronic block trading system and method of operation
US20080228621A1 (en) * 2007-03-16 2008-09-18 Johnson James C System And Method For Transfer Of Dispute Data In A Distributed Electronic Trading System
US8521627B2 (en) * 2007-04-18 2013-08-27 Blockross Holdings, LLC Systems and methods for facilitating electronic securities transactions
US8117105B2 (en) * 2007-04-18 2012-02-14 Pulse Trading, Inc. Systems and methods for facilitating electronic securities transactions
CA2691336A1 (en) * 2007-06-18 2008-12-24 Penson Worldwide, Inc. Order routing system and method incorporating dark pools
US8103579B1 (en) 2007-07-26 2012-01-24 Pipeline Financial Group, Inc. Systems and methods regarding targeted dissemination
WO2009015391A2 (en) * 2007-07-26 2009-01-29 Pipeline Financial Group, Inc. Block trading system and method providing price improvement to aggressive orders
EP2195774A2 (en) * 2007-10-05 2010-06-16 3d Markets, Inc. Method and apparatus for improved electronic trading
US7676424B2 (en) * 2007-11-20 2010-03-09 Dc Energy Llc Auction for financially settled contracts
US7991686B1 (en) * 2007-11-20 2011-08-02 Dc Energy Llc Computer system for an auction exchange for financially settled contracts
US7873564B1 (en) * 2007-11-20 2011-01-18 Dc Energy Llc Computer system for an auction exchange for financially settled contracts
WO2009102867A1 (en) * 2008-02-12 2009-08-20 Bids Trading, L.P. Real-time portfolio balancing and/or optimization system and method
EP3059704A1 (en) 2008-03-10 2016-08-24 Tradeweb Markets Llc System and method for specified pool trading
US20090259584A1 (en) * 2008-04-08 2009-10-15 Henri Waelbroeck Block trading system and method providing price improvement to aggressive orders
US20100005030A1 (en) * 2008-07-02 2010-01-07 Automated Equity Finance Markets, Inc. Negotiated trade facility for securities lending
EP2141648A1 (en) * 2008-07-02 2010-01-06 Automated Equity Finance Markets, Inc. Negotiated trade facility for securities lending
US20100004999A1 (en) * 2008-07-02 2010-01-07 Automated Equity Finance Markets, Inc. Infrastructure for anonymous securities lending transactions
US20100005022A1 (en) * 2008-07-02 2010-01-07 Automated Equity Finance Markets, Inc. Hierarchical trading accounts for clearing and non-clearing members
US10311519B2 (en) * 2008-10-14 2019-06-04 Interactive Brokers Llc Computerized method and system for accumulation and distribution of securities
US20100094772A1 (en) 2008-10-14 2010-04-15 Thomas Pechy Peterffy Computerized method and system for scale trading
US8566219B2 (en) * 2009-03-24 2013-10-22 Trading Technologeis International, Inc. System and method for a risk check
US8156150B2 (en) * 2009-06-15 2012-04-10 Oracle International Corporation Fusion general ledger
US9959330B2 (en) 2011-09-20 2018-05-01 Oracle International Corporation Mechanism for updating OLAP system structure and OLTP system structure
US20100325031A1 (en) * 2009-06-18 2010-12-23 Penson Worldwide, Inc. Method and system for trading financial assets
US20110208670A1 (en) * 2010-02-19 2011-08-25 Jpmorgan Chase Bank, N.A. Execution Optimizer
US8352354B2 (en) 2010-02-23 2013-01-08 Jpmorgan Chase Bank, N.A. System and method for optimizing order execution
US20120022994A1 (en) * 2010-05-27 2012-01-26 Level Ats Large Block Trading System with Trading Controls for Aggressive Pricing
US20120059753A1 (en) * 2010-09-08 2012-03-08 Michael Weinstock System and method for electronic financial exchange
US11308566B2 (en) * 2011-08-05 2022-04-19 William F. Walsh Anonymous price and progressive display execution apparatus, system and method
US20130103563A1 (en) * 2011-08-05 2013-04-25 William Francis Walsh Anonymous Price and Progressive Display Execution System
US9608952B2 (en) * 2012-12-14 2017-03-28 Intel Corporation Systems and methods for user device interaction
CA2907365C (en) 2013-03-15 2023-09-12 Tradeweb Markets Llc System and method for financial matching
US10769725B1 (en) 2013-06-05 2020-09-08 Bids Trading, L.P. System and methods for optimizing the effectiveness of interaction between participants in an electronic trading environment
US20190236700A1 (en) * 2018-01-30 2019-08-01 Fidessa Trading Uk Limited Strategy leg price calculation for internal market fills
US11941225B1 (en) * 2018-10-04 2024-03-26 United Services Automobile Association (Usaa) Systems and methods for self-directed investing
US11354741B1 (en) * 2021-02-15 2022-06-07 Chicago Mercantile Exchange Inc. User interface enabling unconstrained data inputs to a constrained system

Family Cites Families (7)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5689652A (en) * 1995-04-27 1997-11-18 Optimark Technologies, Inc. Crossing network utilizing optimal mutual satisfaction density profile
US6519574B1 (en) * 1995-12-12 2003-02-11 Reuters Limited Electronic trading system featuring arbitrage and third-party credit opportunities
US6014643A (en) * 1996-06-28 2000-01-11 Minton; Vernon F. Interactive securities trading system
US6408282B1 (en) * 1999-03-01 2002-06-18 Wit Capital Corp. System and method for conducting securities transactions over a computer network
US20030004859A1 (en) * 1999-05-11 2003-01-02 Shaw John C. Method and system for facilitating secure transactions
US7475046B1 (en) * 1999-10-05 2009-01-06 Bloomberg L.P. Electronic trading system supporting anonymous negotiation and indications of interest
US7529701B2 (en) * 2000-02-14 2009-05-05 Ubs Painwebber, Inc. System and method for implementing employee stock plans

Also Published As

Publication number Publication date
WO2002027606A2 (en) 2002-04-04
US20020055901A1 (en) 2002-05-09

Similar Documents

Publication Publication Date Title
AU2001293071A1 (en) Method and system for the electronic negotiation and execution of equity block trades for institutional investors
AU2002310171A1 (en) Systems and methods for electronic trading that permit principal/broker trading
AU2002305848A1 (en) A system and method for determining the liquidity of a credit
AU2002239533A1 (en) Method and system for trading redeemable assets
WO2003019441A8 (en) Electronic trading system
AU2001292736A1 (en) Method and system of managing credit for the electronic trading of financial instruments
AU2002349906A1 (en) Automated financial market information and trading system
AU2002259219A1 (en) Methods and systems for trading of futures contracts for intangible assets
AU2001280287A1 (en) Electronic trading system
AU2002247213A1 (en) Electronic transaction systems and methods therefor
AU2002322090A1 (en) System architecture and method for energy industry trading and transaction management
AU2002329788A1 (en) Securities quotation display method and system
AU2001275967A1 (en) System and method for physicals commodity trading
AU2002346527A1 (en) Systems and methods for fund transfers
EP1246111A3 (en) Systems and methods for bid/offer spread trading
AU2002220174A1 (en) Method and system for processing recurrent consumer transactions
AU2001251357A1 (en) System and method for processing trades using volume-weighted-average pricing techniques
AU2002212605A1 (en) Trading system and method
EP1321856A3 (en) Multi-application execution system and method thereof
AU2002330181A1 (en) Methods and systems for managing a portfolio of securities
AU2002359769A1 (en) Systems and methods for creating and trading dynamic securities
WO2002095638A8 (en) Financial market trading system
AU2001251270A1 (en) Universal asset and relationship manager
AU2002245472A1 (en) An automated bidding process and system
AU2001265148A1 (en) Information trading system and method