NZ711298B2 - Targeted gastrointestinal tract delivery of probiotic organisms and/or therapeutic agents - Google Patents
Targeted gastrointestinal tract delivery of probiotic organisms and/or therapeutic agentsInfo
- Publication number
- NZ711298B2 NZ711298B2 NZ711298A NZ71129814A NZ711298B2 NZ 711298 B2 NZ711298 B2 NZ 711298B2 NZ 711298 A NZ711298 A NZ 711298A NZ 71129814 A NZ71129814 A NZ 71129814A NZ 711298 B2 NZ711298 B2 NZ 711298B2
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- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K35/00—Medicinal preparations containing materials or reaction products thereof with undetermined constitution
- A61K35/66—Microorganisms or materials therefrom
- A61K35/74—Bacteria
- A61K35/741—Probiotics
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K35/00—Medicinal preparations containing materials or reaction products thereof with undetermined constitution
- A61K35/66—Microorganisms or materials therefrom
- A61K35/74—Bacteria
- A61K35/741—Probiotics
- A61K35/744—Lactic acid bacteria, e.g. enterococci, pediococci, lactococci, streptococci or leuconostocs
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K35/00—Medicinal preparations containing materials or reaction products thereof with undetermined constitution
- A61K35/66—Microorganisms or materials therefrom
- A61K35/74—Bacteria
- A61K35/741—Probiotics
- A61K35/744—Lactic acid bacteria, e.g. enterococci, pediococci, lactococci, streptococci or leuconostocs
- A61K35/745—Bifidobacteria
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K35/00—Medicinal preparations containing materials or reaction products thereof with undetermined constitution
- A61K35/66—Microorganisms or materials therefrom
- A61K35/74—Bacteria
- A61K35/741—Probiotics
- A61K35/744—Lactic acid bacteria, e.g. enterococci, pediococci, lactococci, streptococci or leuconostocs
- A61K35/747—Lactobacilli, e.g. L. acidophilus or L. brevis
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K9/00—Medicinal preparations characterised by special physical form
- A61K9/48—Preparations in capsules, e.g. of gelatin, of chocolate
- A61K9/4808—Preparations in capsules, e.g. of gelatin, of chocolate characterised by the form of the capsule or the structure of the filling; Capsules containing small tablets; Capsules with outer layer for immediate drug release
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K9/00—Medicinal preparations characterised by special physical form
- A61K9/48—Preparations in capsules, e.g. of gelatin, of chocolate
- A61K9/4816—Wall or shell material
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K9/00—Medicinal preparations characterised by special physical form
- A61K9/48—Preparations in capsules, e.g. of gelatin, of chocolate
- A61K9/4841—Filling excipients; Inactive ingredients
- A61K9/4866—Organic macromolecular compounds
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K9/00—Medicinal preparations characterised by special physical form
- A61K9/48—Preparations in capsules, e.g. of gelatin, of chocolate
- A61K9/4891—Coated capsules; Multilayered drug free capsule shells
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61P—SPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
- A61P1/00—Drugs for disorders of the alimentary tract or the digestive system
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61P—SPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
- A61P1/00—Drugs for disorders of the alimentary tract or the digestive system
- A61P1/04—Drugs for disorders of the alimentary tract or the digestive system for ulcers, gastritis or reflux esophagitis, e.g. antacids, inhibitors of acid secretion, mucosal protectants
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61P—SPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
- A61P1/00—Drugs for disorders of the alimentary tract or the digestive system
- A61P1/10—Laxatives
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61P—SPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
- A61P1/00—Drugs for disorders of the alimentary tract or the digestive system
- A61P1/12—Antidiarrhoeals
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61P—SPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
- A61P3/00—Drugs for disorders of the metabolism
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61P—SPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
- A61P3/00—Drugs for disorders of the metabolism
- A61P3/08—Drugs for disorders of the metabolism for glucose homeostasis
- A61P3/10—Drugs for disorders of the metabolism for glucose homeostasis for hyperglycaemia, e.g. antidiabetics
-
- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61P—SPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
- A61P31/00—Antiinfectives, i.e. antibiotics, antiseptics, chemotherapeutics
- A61P31/04—Antibacterial agents
Abstract
Provided is an oral delivery system for the targeted delivery of therapeutic agents to the ileum and/or right colon of a subject. The oral delivery system is suitable for various indications including the treatment of Clostridium difficile infections. In a particular embodiment the system is a capsule-in-capsule system comprising a biodegradable first capsule contained within a biodegradable second capsule, wherein: the first capsule contains a first probiotic formulation and has a coating that solubilizes in a pH of less than 6.9; and the second capsule contains the first capsule and a second probiotic formulation and has a coating that solubilizes in a pH of about 7 to 8.
Description
TARGETED GASTROINTESTINAL TRACT DELIVERY OF PROBIOTIC
ORGANISMS AND/OR THERAPEUTIC AGENTS
CROSS REFERENCE TO RELATED APPLICATIONS
The present ation and invention claims priority to US. Provisional Application
No. 61/781,810 filed on March 14, 2013 and US. Provisional Application No.
61/897,378 filed on October 30, 2013, the contents of which are incorporated by
reference herein for all purposes.
FIELD OF THE INVENTION
The present invention relates to the development of platform technology for targeted,
controlled delivery of oral enhanced probiotics for various indications, including for
example the active and prophylaxis treatment of Clostridium dl'fi‘zcile Infection as well
as Metabolic me and type 2 diabetes.
BACKGROUND OF THE ION
The following includes information that may be useful in tanding the present
inventions. It is not an admission that any of the information provided herein is prior
art, or relevant, to the presently described or claimed inventions, or that any
publication or nt that is specifically or implicitly referenced is prior art.
Recent studies have highlighted the importance of the human microbiome in health
and disease. However, for the most part the mechanisms by which the microbiome
mediates disease, or protection from it, remain poorly understood. Hajishengallis and
gues have been developing the Keystone-pathogen hypothesis, which ghts
the ant ctions between flora normally found in healthy humans, diseases
associated with alterations in these flora, and the role of the host inflammatory system
in the transition between health and a disease state (1). The keystone-pathogen
hypothesis holds that certain low-abundance microbial ens can orchestrate
inflammatory es, by remodeling a normally benign microbiota into a dysbiotic
one. Hajishengallis and colleagues critically assess the available literature that
supports the keystone hypothesis, which may provide a novel conceptual basis for the
development of targeted diagnostics and treatments for complex dysbiotic diseases.
This work provides an elementary ound tanding for use of specific
organisms red to specific sites in the Gastro-intestinal tract, which is the subject
of the instant invention.
As currently understood, probiotics are live non-toxic microbial food supplements
that can beneficially affect a host by improving the host’s intestinal microbial balance
without causing disease. e probiotic organisms may be altered by antibiotic
treatments or for other reasons, they do not permanently colonize in the body. It is
therefore important that they be ingested regularly for their health-promoting effects
to persist. After ingestion, probiotics typically adhere to a tissue of the host, such as
the wall of the intestine or the vagina. Once attached, the desirable ia are
capable of multiplying and colonizing, thereby enhancing optimal ora balance.
They are used to e healthy microflora (‘good ia “or commensals) e
(good or eubiosis) in the lower GI tract and healthy pH balance (yeast fiJngus) in the
oral cavity, large intestine and vaginal tract and minimize microbial imbalance or
dysbiosis. Probiotics characteristics are the following: (1) from human origin; (2)
stable and viable, gastric and bile acid resistant; (3) effectively adhere to and
colonizing at the site of action; (4) compete with pathogens for adhesion sites; and (5)
produce pathogen tory substances, e.g. bacteriocidins and organic acids.
Probiotics provide: (1) normalization of flora (e.g., suppress PPMs, provide for
intestinal mucosal integrity, tion of bowel movement, IBS, etc.); (2)
Immunomodulation (e.g., strengthen ty, alleviate food allergy symptoms,
control of IBD, etc.); (3) Metabolic effects (e.g., Production of vitamins to improve
digestion, minimize lactose intolerance, lower cholesterol, promote bile acid
deconjugates, etc.) and many other benefits. Probiotics are sometimes combined with
prebiotics (combination is called Symbiotic) which are range of range of non-
digestible dietary supplements, which modify the balance of the intestinal micro flora,
stimulating the growth and / or activity of beneficial rganisms and suppressing
ially deleterious microorganisms. The supplements include oligosaccharides
(fructo-oligosaccharides, galacto - oligosaccharides); Inulin, Lactulose, Lactitol and a
few select bacterial strains that produce bifidogenic nutrients. In ular, prebiotics
2014/027228
promote the proliferation of Bifidobacteria in the colon and also promote the
proliferation of Lactobacilli in the small intestine to a certain extent.
There are many nutritional tics products currently available and are marketed as
dietary supplements with very soft DSHEA type “support health” benefit claims.
Probiotic products are marketed in all different types of dosage forms, by way of
example liquids, es, enteric coated tablets and matrix sustained release
formulations for oral administration. They use different mix of bacteria and
sometimes are enteric coated and of the type which are conventionally released into
duodenal target and would not survive transit to reach the potential target organs, e.g.,
colon. The normal pH profile of the GI tract changes (up and down) from the
stomach to the colon, e. g. the pH of the h, duodenum, ileum and colon is in the
range of 1-4, 5.5-6, 7.3-8.0 and 5.5-6.5, respectively. In some diseases conditions the
pH of the GI tract may be modified, e. g. pH of the ileum in normal is 7.5 to 8.2, while
pH of the ileum in Metabolic Syndrome, Type 2 es and Obese subjects is 7.3 to
7.5, as ered using the SmartPill to examine distal intestinal pH values in health
and diseases.
To date it is assumed that there are no published reports of any kind that support any
specific US FDA approved clinical efficacy or safety claims, nor delivery to any
specific area or specific s of the probiotics. All of the current evidence is
generated from different systems and has not been utilized for a practical treatment
regimen that is directed toward flora replacement strategy prior to our foundation
discoveries in Rouxmenm‘f gastric bypass {RYGB) patients (3). Likewise, no product
currently exists that specifically delivers the tic sm(s) at the target
specific pH of the colon at pH 5.5-6.2. Most of the enteric products release the
probiotic to the um at pH 5.5-6.2 and e of degradation in the proximal
intestine, organisms released may never actually reach the ileum or the right sided
colon. Accordingly, it would be advantageous to develop a platform technology for
controlled delivery ation of oral enhanced probiotics that specifically target to
release in the pH environment of the ileum and the colon, for treatment / cure of
various diseases (pill in a pill concept). These include the active and prophylaxis
treatment for Clostrz'dz'um dz'fi‘zcz'le infection, and possible treatments of metabolic
me in diabetes.
SUMMARY OF THE INVENTION
In a first aspect, the invention provides one or more species of microencapsulated live
probiotic organisms that have a biphasic release profile in a subject. The one or more
species of microencapsulated live probiotic sms provided herein may be in the
form of a ation (e.g. in the form of a tablet, capsule, or the like), wherein the
formulation comprises one, or more than one species of bacteria that are normally
present in the intestine of a t.
In n preferred embodiments, this biphasic release profile has a release profile in
a subject such that living organisms are first released in a subject at pH values
between about 7.0 and 8.0, and secondly to the first release, living organisms are
uently released at pH values of between about 5.5 and 6.0.
In another aspect, the invention provides microencapsulated live tic organisms
that have a release profile that targets replacement or revision of one or more species
of live bacteria at a pre-determined location within the gastrointestinal tract of a
. As will be described in greater detail herein below certain embodiments are
provided wherein the pre-determined location within the gastrointestinal tract is the
ileum or colon and other embodiments wherein the formulations provided have a pH
dependent preferential release and site specific release of a probiotic organism in the
intestinal tract of a mammal. Said organism replacements may be made cally
to modify the course of metabolic syndrome associated diseases such as obesity, type
2 diabetes, or the like. Said organism replacements may also be made in other
preferred embodiments of the invention to repair intestinal dysbiosis associated
diseases, such as, Antibiotic associated diarrhea (AAD), z'dz'um dz'fi‘zcz'le
associated diarrhea (CDAD), metabolic syndrome, etc. Each of these conditions will
require specific iome replacements or restorations as will be disclosed herein.
In one preferred embodiment provided herein, the microencapsulated live probiotic
organisms having a release profile in which one or more species of live probiotic
organisms is released in the into the ileum of a subject in an area having a pH of from
about 7 to 8.
2014/027228
In another aspect, the probiotic organism provided in certain embodiments is a
mixture of bacterial genera in the amounts that are reflective of the mixture of strains
derived from the ileum of a normal human, in amounts that replace these genera
reflective of normal intestinal e. Typically, the number of said organisms
released is more than 105 and less than 1012, where the probiotic organism is a mixture
of ial genera that is reflective of the mixture of strains derived from the stool of
a normal human, but it is appreciated that these s are not ng and that
lower of higher amounts of any live organism that is administered may be lower or
higher than these amounts.
In another aspect, compositions and methods are provided to ameliorate the nce
of Clostridium dzfi’z‘cz’le in a subject ing from such an imbalance. Accordingly,
in certain embodiments, one or more species of microencapsulated live probiotic
organisms haVing a biphasic release profile results in a release of these live probiotic
organisms into the distal segments of the gastrointestinal tract, including the ileum
and colon of a subject, in order to rate the imbalance of Clostridium dz'fi‘zcz'le in
a subject suffering from such an imbalance.
In another aspect, formulations are provided herein for the protection of the live
probiotic sms from the digestive actions of the stomach, duodenum, and
jejunum of the intestine. Accordingly, some embodiments provide one or more
species of microencapsulated live probiotic organisms as a formulation that provides
protection of the live probiotic organisms from the digestive actions of the stomach,
duodenum, and jejunum of the intestine, such that the desired number of organisms is
administered to the ileum of a subject.
In some embodiments, ations provided herein comprise an encapsulated live
probiotic from which one or more tic bacteria are dispersed, the encapsulated
probiotic comprising a coating comprising “polymers”. In certain embodiments, a
live bacterial suspension including species from one or both of the s
Lactobacillus and Bz'fidobacterium is provided. In ative embodiments, live
bacterial suspensions including species from one or both of the genus’s Lactobacillus
and Bifidobacterium and further comprising the organism Faecalz’bacterz’um
prausm'tzz'z' are provided. In yet another ative embodiment, live bacterial
suspensions including species from one or both of the genus’s Lactobacillus and
Bzfidobacterz'um and r sing the sm Bacteroz'des thetaiotaomz’cron
are provided.
In yet another aspect, one or more species of microencapsulated live tic
organisms are provided in which the microencapsulated live probiotic organisms have
a three phase release . Accordingly, in a fundamental embodiment of this
aspect of the invention, one or more species of ncapsulated live probiotic
organisms are provided wherein the microencapsulated live probiotic organisms have
a three phase release profile in a subject in which living organisms are released in a
subject i) at pH values between about 5.5 — 6.2 such that the live probiotic organisms
are released in the duodenum, ii) at pH values between about 7.2 — 7.5 such that the
live probiotic organisms are released in the ileum, and iii) at pH values between about
5.6 — 6.2 such that the live tic organisms are released in the colon.
In certain preferred variations of embodiments provided above, it is fiarther desirable
that none of the bacterial organisms are released in the small ine at pH values
below 6.9 or above 8.1. Thus, the area of release will be within the intestinal tract
that includes a high level of Peyer’s Patches, that being the ileum.
In another variation of the filndamental embodiment provided above, there i) is an
outer layer of microencapsulated probiotic organisms with release characteristics
between pH values of 7.0 to 8.0, and ii) a protected inner core of microencapsulated
probiotic organisms that are released at pH values below pH of 6.9. This will allow
the probiotic to be ed in the ileum and colon of the subject.
In certain embodiments, one or more species of microencapsulated live probiotic
organisms are provided where the organism cally stimulates L-cell sion
of proteins, hormones or biomarkers of L-cell actions therefrom. In additional
embodiments, one or more species of microencapsulated live probiotic organisms are
provided wherein the probiotic sms specifically metabolize bile acids in the
distal intestine of the mammal, and where the formulation has beneficial actions on
cholesterol and triglyceride concentrations in a mammal.
In still another aspect of the ion, methods of treatment of a subject are ed
(e.g. a mammal or human). ingly, in certain embodiments a method of treating
a Clostrz'dz'um dz'fi‘zcz'le associated intestinal disorder in a subject is provided in which
said method comprises administering a formulation claimed or otherwise provided
herein in an amount ient to ate the disorder being treated in a subject. A
z'dz'um cz'le associated disorder d by the formulation and methods
provided herein may be associated with one or more of a Clostrz'dz'um dz'fi‘zcz'le
infection, an imbalance of Clostridium dz'fiicz'le in the ileum or colon of said subject,
diarrhea, inflammation, colitis fever, or the like. Administration of the formulations
by methods provided herein alleviates one or more of the ing signs and
symptoms of infection with Clostrz'dz'um dzfi’z‘cz’le. It is preferable that such treatment
results in the prophylaxis or prevention of a Clostrz'dz'um dz'fi‘zcz'le infection.
In another aspect, kits comprising one or more species of encapsulated
rganisms and formulations of the same are provided herein. Accordingly,
some embodiments of the invention are directed to a kit comprising encapsulated
rganisms and formulations claimed or otherwise provided herein in the form of
a tablet, pill, capsule or sachet of microgranules in combination with instructions for
administration of the formulation to a subject for the treatment of a disorder. Certain
preferred embodiments of the kit are designed for the ent of a Clostrz'dz'um
dz'fi‘zcz'le associated disorder in a subject suffering from such a disorder.
In yet another aspect, kits containing one or more species of encapsulated
microorganisms and formulations of same are provided with instructions to patients in
need of the procedure termed “fecal transplant” wherein the microgranules of the
present invention and formulations are provided herein in the form of a tablet, pill, or
capsule in combination with instructions for administration of the formulation to a
subject in need of a fecal transplant. Certain preferred ments of said kit are
designed for the treatment of a z'dz'um dz'fi‘zcz'le associated disorder in a subject
suffering from such a disorder.
Microencapsulated live probiotic sms and formulations thereof are provided
herein in various dosage forms, and they can be co-administered with drugs, foods,
nutrients, vitamins, other beneficial substances, prebiotics, and other therapeutic
agents such as pH ulated glucose, lipids or proteins that release in the distal
small intestine at pH values between 7.0 and 8.0 in an amount sufficient to alleviate
said disorder in a subject. Preferably, at least two coating are used to cover a tablet or
capsule like form comprising the probiotic organism, wherein the outside coating is
degraded in a pH environment of 5 to 6 and the inside coating is degraded in a pH
nment of about 7 thereby dropping the probiotics in the ileum area and in close
proximity to the Peyer’s Patches.
In certain embodiments, ncapsulated live probiotic organisms and formulations
thereof are administered in conjunction with one or more antibiotic. The dosage
formulation is designed in these ments to completely te the antibiotic
from the bacteria, and testing is conducted to verify complete separation on a long
term basis. le antibiotics include, but are not limited to, vancomycin,
metronidazole, gentamicin, colistin, f1daxomicin, telavancin, oritavancin,
dalbavancin, daptomycin. An exemplary embodiment is ed to one or more
species of ncapsulated live probiotic organisms claimed or ise provided
herein in a dosage of between 105 and 1012 CPU, wherein the dosage unit of the
formulation contains vancomycin at a dose of between about 125 mg to about 4000
mg, wherein the antibiotics released from each dosage unit formulation at between
about pH 1.0 to about pH 6.0. In certain embodiments, ncapsulated live
probiotic organisms and ations thereof are co-administered with vancomycin in
an effective amount for the beneficial treatment of Clostridium dz'fi‘zcz'le infection or
complications thereof.
In still another aspect, the microencapsulated live probiotic organisms claimed or
otherwise provided herein are used for the treatment of other disorders. In non-
ng but preferred embodiments described herein, antibiotics are not included in
the formulation.
One embodiment is directed to a method of ng an obesity-associated intestinal
disorder in a subject, where the method comprises administering a probiotic
formulation targeted to the ileum and right colon which is claimed or otherwise
provided herein an amount sufficient to alleviate the disorder in said subject. Another
embodiment is directed to a method of treating type 2 diabetes associated metabolic
syndrome, where the method comprises administering a probiotic formulation
targeted to the ileum and right colon which is claimed or otherwise provided herein an
amount sufficient to alleviate the disorder in said subject. In a variation of this
embodiment, the organism(s) being used are capable of signaling the release of GLP-
l, PYY, GLP-2 or other beneficial peptides from the L-cell target site in the intestine,
whereby the disease or condition or metabolic syndrome is modified beneficially. An
e of this ation is the treatment of type 2 diabetes with said probiotic
formulation in combination with an ileal brake hormone releasing substance active at
the ileal brake, where both active moieties act to stimulate L-cell hormone release and
to revise signaling of hormones. Replacement of numbers and specific species of
probiotic organisms in targeted ileum and colon produces homeostatic and beneficial
regulation of L-cell hormone release from the ileum and right sided colon. These
novel approaches to treatment are disclosed herein in specific es.
Another preferred ment includes treatment with an anti-diabetic drug, an ileal
brake hormone releasing substance and a probiotic organism, wherein said probiotic
organism replacement or revision is directed to one or more species of
microencapsulated live tic sms claimed or otherwise provided herein in a
dosage of between 105 and 1012 CPU, wherein the dosage unit of the formulation
contains metformin at a dose of between about 250 mg to about 1000 mg, wherein the
metformin released is from each dosage unit formulation at between about pH 1.0 to
about pH 6.0. In certain embodiments, microencapsulated live probiotic organisms
and ations thereof are co-administered with metformin in an effective amount
and are co-administered with about 5.0 gm to about 10.0 grams of microgranules of
dextrose and nutritional substances, as disclosed in 0268795, said formulation
encapsulated for release at intestinal pH between 7.0 and 7.5, said combination
disclosed herein known to be beneficial in the treatment of Type 2 diabetes, metabolic
syndromes or complications thereof
Another embodiment is ed to one or more species of ncapsulated live
probiotic sms claimed or otherwise provided herein in a dosage of between 105
and 1012 CPU, n the dosage unit of the formulation contains statin at a
dose of between about 10 mg to about 80 mg, n the statin released is
from each dosage unit formulation at between about pH 1.0 to about pH 6.0. In
certain embodiments, microencapsulated live tic organisms and formulations
f are co-administered with atorvastatin in an effective amount and are co-
administered with about 5.0 grams to about 10.0 grams of microgranules of dextrose
and ional substances, as disclosed in U820110268795, said formulation
ulated for release at intestinal pH between 7.0 and 7.5, said combination
disclosed herein known to be beneficial in the treatment of Type 2 diabetes,
hyperlipidemia, metabolic syndrome or complications thereof.
In certain preferred ments, microencapsulated live probiotic organisms and
ations thereof are inistered with Tumor Necrosis Factor (TNF)
antagonist in an effective amount encapsulated for release at intestinal pH between
7.0 and 7.5, said combination disclosed herein known to be cial in the treatment
of Crohn’s disease, Ulcerative colitis, inflammatory bowel disease or the like, or
complications thereof.
Another embodiment is directed to a method of treating irritable bowel diseases
associated with dysbiosis, where the method comprises administering a probiotic
formulation targeted to the ileum and right colon which is claimed or otherwise
provided herein an amount sufficient to alleviate the er in said subject. In
certain embodiments the microencapsulated live tic organisms and formulations
thereof are co-administered with drug treatments approved for treatment of irritable
bowel diseases, such as linaclotide. Non-limiting examples of irritable bowel diseases
and treatments thereof are contained within these embodiments.
Yet another aspect of the present invention is an oral delivery system that delivers a
probiotic formulation targeted to the ileum and right colon of a subject; the system
comprising:
a core comprising a tic formulation; and
a coating which encapsulates the probiotic formulation, which is
substantially insoluble at a pH of less than a range of between about 7.0 to
about 8.0 and soluble in the pH range of about 7.0 to about 8.0, and wherein
the tic formulation is not released until the pH is about 7 and there is
essentially no loss of the probiotic formulation through the digestive tract
until the delivery systems reaches the ileum.
Preferably, the coating is comprised of one or more compositions selected from the
group consisting of l-lactide-co-glycolide, an (Chi) stabilized with PVA
(poly-vinylic l), a lipid, an te, carboxymethylethylcellulose (CMEC),
cellulose acetate trimellitiate (CAT), ypropylmethyl cellulose phthalate
(HPMCP), hydroxypropylmethyl cellulose, ethyl cellulose, color con, food glaze and
mixtures of hydroxypropylmethyl cellulose and ethyl cellulose, polyvinyl acetate
phthalate (PVAP), cellulose acetate phthalate (CAP), shellac, copolymers of
methacrylic acid and ethyl acrylate, and copolymers of methacrylic acid and ethyl
acrylate to which a monomer of methylacrylate has been added during
polymerization,
In yet another aspect, the present invention provides for an oral delivery system for
delivering a probiotic ation targeted to the ileum and proximal colon of a
t; the system sing:
a core comprising a probiotic formulation wherein the probiotic formulation
is included in a biodegradable first capsule that is coated with a first c
coating that encapsulates the first capsule containing the tic
formulation, and wherein the first enteric coating solubilizes in a pH of
about 6.2 to about 6.5; and
a second capsule sized to include the coated first capsule, wherein the
second capsule is fabricated of a biodegradable material and n the
second capsule is coated with a second enteric coating that solubilizes in a
pH of about 7 to 8, wherein the second capsule releases the first capsule in
the ileum and once released the first capsule is solubilized in the proximal
colon at a pH of about 6.2 to about 6.5 with the release of the desirable
Importantly, the second enteric coating is substantially insoluble at a pH of less than a
range of between about 7.0 to about 8.0 and soluble in the pH range of about 7.0 to
about 8.0. The first and second enteric coatings are comprised of one or more
compositions selected from the group consisting of copolymers of methacrylic acid
and ethyl acrylate, and copolymers of methacrylic acid and ethyl acrylate to which a
monomer of methylacrylate has been added during polymerization. Notably, the
second capsule releases the first capsule in the ileum and once ed the first
capsule is solubilized in the proximal colon at a pH of about 6.2 to about 6.5 with the
release of the tic formulation.
The tic formulation comprises at least one species of bacteria, preferably from
1 to 30, and more preferably from about 10 to 25 ent species or s, that are
normally present in a pre-determined location within the gastrointestinal tract of a
subject and preferably the pre-determined location is the ileum or colon. The s
of bacteria may be different or just include different strains. The probiotic formulation
comprises a mixture of bacterial genera that is reflective of the mixture of strains
derived from the ileum of a normal human, and the number of said organisms released
is more than 106 and less than 1012. Preferably, the release of the probiotic
formulation is in the distal segments of the intestinal tract including the ileum
and colon of a subject and to ameliorate the imbalance of Clostridium dz'fi‘zcz'le in a
subject suffering from such an imbalance. An effective probiotic ation
comprises a live bacterial suspension selected from the genus Lactobacillus and
Bz'fidobacterz'um. Such a formulation may fiarther comprise the organism
Faecalibacterium prausnz'tzz'z'.
The probiotic formulation can be combined with drugs, acetaminophen, foods,
nutrients, Vitamins, beneficial substances, prebiotics, pH encapsulated glucose, lipids
or proteins that release in combination with the probiotics or in a pH of from about 1
to 6 and before the release of the probiotics. Also the probiotic formulation may also
be co-administered with an otic selected from the group ting of
ycin, idazole, gentamicin, colistin, fidaxomicin, telavancin,
oritavancin, dalbavancin and daptomycin. Still further the tic formulation may
be combined with an ileal brake hormone releasing substance active at the ileal brake
to stimulate L-cell hormone release and to revise signaling of hormones.
The probiotic formulation may be used to modify the course of lic syndrome
associated diseases selected from the group consisting of obesity and type 2 diabetes;
or to repair intestinal dysbiosis associated diseases selected from the group consisting
of Antibiotic associated diarrhea (AAD), Clostrz'dz'um dz'fi‘zcz'le associated diarrhea
(CDAD) and metabolic syndrome.
The probiotic formulation may also be combined with an anti-diabetic drug, such as
metformin; a statin, such as statin; or an anti-inflammatory, such as a Tumor
Necrosis Factor (TNF) antagonist.
Another aspect of the present invention es for a capsule-in-capsule oral delivery
system that delivers ble tics or therapeutic agents to the ileum and/or
proximal colon, the system comprising:
a first capsule containing the desirable probiotics or therapeutic agents,
wherein the first capsule is fabricated of a biodegradable material and wherein
the first capsule is coated with a first c coating that solubilizes in a pH of
about 6.2 to about 6.5; and
a second capsule being of a size that can include within its dimensions the
coated first capsule, wherein the second capsule is ated of a
biodegradable material and wherein the second capsule is coated with a
second enteric coating that solubilizes in a pH of about 7 to 8, wherein the
second capsule releases the first capsule in the ileum and once ed the
first capsule is solubilized in the proximal colon at a pH of about 6.2 to about
6.5 with the e of the desirable probiotics or therapeutic agents.
Notably, the second e may further comprise desirable probiotics for release in
the ileum. Importantly, the desirable probiotics or therapeutic agents within the
capsule system are delivered to the ileum and/or proximal colon without e of
such probiotics or therapeutic agents in the proximal areas of the gastrointestinal tract
positioned before the ileum and/or proximal colon. The present system provides for
at least 90% of the ble probiotics or therapeutic agents to reach the ileum and/or
right colon, more preferably at least 95%, and most preferably at least 97%.
The first and second enteric coatings of the capsule-in-capsule oral delivery system
are preferably selected from the group consisting of copolymers of methacrylic acid
and ethyl te, and copolymers of methacrylic acid, methyl acrylate and methyl
methacrylate.
The capsule-in-capsule oral delivery system provide for a system wherein the n
the outside and firstly exposed second capsule releases the first capsule in the ileum
and once released the first capsule is solubilized in the proximal colon at a pH of
about 6.2 to about 6.5 with the release of the desirable tics or therapeutic
agents. If the content is desirable probiotics then such probiotics comprise at least
one to 30 species of bacteria, more ably from about 10 to 25 different species or
strains of such species that are normally present in a pre-determined location within
the gastrointestinal tract of a subject and preferable the pre-determined location is the
ileum or colon. The desirable probiotics may comprise a mixture of ial genera
that is reflective of the mixture of strains derived from the ileum of a normal human,
and the number of said organisms released is more than 105 and less than 1012 and
preferably the release is in the distal segments of the gastrointestinal tract ing
the ileum and colon of a subject and to ameliorate the imbalance of Clostridium
dz'fi‘zcz'le in a subject suffering from such an imbalance. Such probiotics comprise a
live bacterial suspension selected from the genus Lactobacillus and Bz'fidobacterium
and may filrther the organism Faecalz’bacterz’um prausm'tzz'z'.
A very effective combination of coating for the capsule-in-capsule oral delivery
system comprises a the first e is coated (first enteric coating) with about 10
mg/cm2 of Eudragit EPO and the second capsule is coated (second enteric g)
with about 5 mg/cm2 of Eudragit LlOO/SlOO, 75/25 mix wherein the es are
fabricated from hydroxypropylmethyl cellulose.
Still another aspect of the present invention provides for a method of treating the
onset of a intestinal disorder, the method comprising administering to a subject
in need of such treatment in a pharmaceutically effective amount of an oral
formulation comprising:
a first capsule containing desirable probiotics having beneficial effects on a
gastrointestinal disorder, wherein the first capsule is fabricated of a
biodegradable material and wherein the first e is coated with a first
enteric g that solubilizes in a pH of about 6.2 to about 6.5; and
a second e being of a size that can include within its dimensions the
coated first capsule, n the second capsule is ated of a
biodegradable material and wherein the second capsule is coated with a
second enteric coating that solubilizes in a pH of about 7 to 8, wherein the
second capsule releases the first capsule in the ileum and once ed the
first capsule is solubilized in the proximal colon at a pH of about 6.2 to about
6.5 with the release of the desirable probiotics.
The gastrointestinal disorder includes a z'dz'um dz'fi‘zcz'le disorder that is associated
with one or more of a Clostrz'dz'um dz'fi‘zcz'le infection, an imbalance of Clostridium
dz'fi‘zcz'le in the ileum or colon of said subject, diarrhea, inflammation, colitis fever, and
wherein the oral formulation is in an amount sufficient to alleviate the gastrointestinal
disorder in the subject and comprises a live bacterial sion selected from the
genus Lactobacillus and Bz'fidobacterium.
In a still further aspect, the present invention provides for the use of an oral
formulation for preparing a ment for the treatment of gastrointestinal disorder
wherein the oral formulation comprises:
a first capsule containing a desirable bacteria effective against the
gastrointestinal disorder, wherein the first capsule is fabricated of a
biodegradable material and wherein the first e is coated with an enteric
coating that solubilizes in a pH of about 6.2 to about 6.5; and
a second capsule being of a size that can include within its dimensions the
coated first capsule, wherein the second e is fabricated of a
biodegradable material and wherein the second capsule is coated with an
enteric coating that solubilizes in a pH of about 7 to 8, n the second
capsule releases the first capsule in the ileum and once released the first
capsule is solubilized in the proximal colon at a pH of about 6.2 to about 6.5
with the release of the desirable bacteria.
Another aspect of the present invention provides for an oral delivery system to r
an oral formulation targeted directly to the ileum and/or colon of a subject with
ially no loss of the oral formulation before reaching at least the ileum, the
system comprising:
a core comprising the oral formulation, wherein the oral formulation
comprises probiotics or a therapeutic agent;
a first enteric coating encapsulating the core, wherein the first coating
dissolves in a dissolution pH of about 6.2 to about 6.5;
a second enteric coating encapsulating the first coating, wherein the second
coating dissolves in a ution pH of about 7 to 8.
Preferably, this oral delivery system further comprising a first biodegradable film
layer positioned between the core and first g and also a second biodegradable
film layer positioned between the first coating and the second coating, n the
biodegradable film is hydroxypropylmethyl cellulose.
In a particular aspect, the t invention provides an oral delivery system for
delivering a probiotic formulation targeted to both the ileum and proximal colon of a
subject comprising:
(a) a biodegradable first capsule comprising a probiotic ation targeted
to the proximal colon, wherein the first capsule comprises a reverse enteric
coating that lizes in a pH of less than 6.9; and
(b) a biodegradable second capsule that includes the first capsule and a
probiotic formulation targeted to the ileum, wherein the second capsule
ses an enteric coating that solubilizes in a pH of about 7 to 8,
wherein the second capsule releases the first capsule and the tic formulation
ed to the ileum in the ileum upon administration to a subject, and once ed,
the first capsule is solubilized in the proximal colon at a pH of less than 6.9 and
releases the probiotic formulation targeted to the proximal colon.
In another particular aspect, the present invention provides a use of an oral
formulation in the manufacture of a medicament for the treatment of a gastrointestinal
disorder, wherein the oral formulation comprises:
[FOLLOWED BY PAGE 16a]
a radable first capsule comprising a probiotic formulation targeted to
the proximal colon wherein the first capsule is coated with reverse enteric
coating that solubilizes in a pH of less than 6.9; and
a biodegradable second capsule that includes the first e and a probiotic
formulation targeted to the ileum, wherein the second e is coated with
an c coating that solubilizes in a pH of about 7 to 8, n the second
capsule releases the first capsule and the probiotic formulation targeted to the
ileum in the ileum and once released the first capsule is solubilized in the
proximal colon at a pH of less than 6.9 and releases the probiotic formulation
targeted to the proximal colon, n the gastrointestinal disorder is a
Clostridium difficile er.
Other features and advantages of the invention will be apparent from the following
detailed description, drawings and claims.
BRIEF PTION OF THE FIGURES
Figure 1 shows the Distal Intestine Regulatory component of MetaSensor and
associated host Metabolomics-Interactions between L-cells and Probiotic bacteria.
Figure 2 shows normal operations of the MetaSensor via stop signals GLP-1, PYY
and other L-cell derived regulatory hormones.
Figure 3 shows the situation when a diabetogenic food, such as sugar ned
beverage alters the microbiome and thus the hormonal operation of the MetaSensor.
Figure 4 shows the situation when there is a Microbiome dysbiosis that produces
abnormal regulatory control of the MetaSensor via its action on the L-cells.
Figure 5 shows the impact of Roux-en-Y gastric bypass (RYGB) surgery on the
MetaSensor.
Figure 6 shows the impact of an oral mimetic of RYGB, an ileal brake hormone
releasing nce called Brake, on the MetaSensor.
[FOLLOWED BY PAGE 17]
Figure 7 considers the impact of a common diabetes drug, metformin, in combined
with Brake, on the operations of the MetaSensory s, illustrating synergistic
interactions between a drug and a mimetic ofRYGB surgery.
Figure 8 shows the dissolution of Acetaminophen (APAP) 325 mg core tablets in pH
6.5 (USP dissolution apparatus: Basket at 50 rpm; n=3).
Figure 9 shows the dissolution profile of 325 mg APAP tablets sealed with 4 mg/cm2
seal (HPMC) and coated with Eudragit-EPO 18 cm2) in pH 6.0, pH 6.5, pH 6.8, pH
7.0 and pH 7.4. (USP dissolution apparatus: Basket at 50 rpm; n=3).
Figure 10 shows the dissolution of 325 mg APAP core tablet in pH 7.0 (USP
dissolution apparatus: Basket at 50 rpm; n=3).
Figure 11 shows the ution profile of 325 mg coated APAP tablets coated with
different ratios of FS30 D & L30D55 in pH 1.2, pH 5.5 & pH 7.0. (USP dissolution
tus: Basket at 50 rpm; n=3).
Figure 12 shows the comparison of dissolution profiles of uncoated APAP (~91 mg)
capsules (size # 3) in pH 6.5 (using two USP dissolution apparatus: basket @ 75 rpm
and Paddle @ 50 rpm; n=3).
Figure 13 shows the comparison of dissolution profiles of coated APAP (~91 mg)
capsules (size # 3) coated with 10 mg/cm2 Eudragit-EPO in pH 6.5 (using two USP
dissolution apparatus: basket @ 75 rpm and Paddle @ 50 rpm; n=3).
Figure 14 shows the dissolution profile of coated APAP (~91 mg) capsules (size #3)
coated with Eudragit-EPO (10 mg/cm2) in pH 6.8 (USP dissolution apparatus: Paddle
at 100 rpm; n=3).
Figure 15 shows the dissolution profile of ed APAP (~335 mg) capsules (size #
0) sealed with 6 mg/cm2 HPMC in pH 6.5 (USP dissolution apparatus: Paddle at 100
rpm; n=3).
Figure 16 shows the dissolution profile of APAP (~335 mg) capsules (size # 0),
sealed with HPMC-6 mg/cm2 and coated with Eudragit LlOO & Eudragit- LlOO/SlOO
(50/50) - 7.5 mg/cm2 in multi- media (USP ution apparatus: Paddle at 100 rpm).
Figure 17 shows the ution profile APAP (~335 mg) capsules (size # 0), sealed
with HPMC-6 mg/cm2) and coated with Eudragit- LlOO/SlOO (75/25) 5 mg/cm2 and
7.5 mg/cm2 in multi- media. (USP dissolution apparatus: paddle at 100 rpm).
Figure 18 shows the dissolution profile of APAP Capsule-in-capsule (CIC) [ Inner
capsule (size # 3) band sealed and coated with 10 mg/cm2 Eudragit-EPO & Outer
capsule (size # 0), band sealed and coated with 5mg/cm2 Eudragit-LlOO/S100 (75/25)]
in edia. (USP dissolution apparatus — paddle at 100 rpm; n=6).
DETAILED DESCRIPTION OF THE INVENTION
The practice of the present invention may employ various conventional techniques of
molecular y (including recombinant techniques), microbiology, cell biology,
biochemistry, nucleic acid chemistry, and immunology, which are within the skill of
the art. Unless indicated otherwise, the following terms have the ing meanings
when used herein and in the ed claims. Those terms that are not defined below
or ere in the specification shall have their art-recognized meaning.
A "stable" formulation or composition is one in which the biologically active material
therein essentially retains its physical stability, chemical stability, and/or biological
activity upon storage. Stability can be measured at a ed temperature and
humidity ions for a selected time . Trend analysis can be used to estimate
an expected shelf life before a material has actually been in storage for that time
period. For live bacteria, for example, stability may be defined as the time it takes to
lose 1 log of CFU/g dry formulation under predefined conditions of temperature,
humidity and time period.
"Viability" with regard to bacteria, refers to the ability to form a colony (CFU or
Colony Forming Unit) on a nutrient media appropriate for the grth of the bacteria.
Viability, with regard to viruses, refers to the ability to infect and uce in a
suitable host cell, resulting in the formation of a plaque on a lawn of host cells.
By e" or other forms of the word, such as "reducing" or "reduction," may in
certain instances refer to ng of an event or characteristic (e.g., microorganism
growth or survival). It is understood that this is lly in relation to some rd
or expected value, in other words it is relative, but that it is not always necessary for
the standard or relative value to be referred to. For example, "reduces the population
of bacteria" in certain instances may refer to lowering the amount of bacteria relative
to a standard or a control.
By "treat" or other forms of the word, such as "treated" or "treatment," may, in certain
instances mean to administer a composition or to perform a method in order to reduce,
prevent, inhibit, break-down, or eliminate a particular characteristic or event (e. g.,
microorganism growth or survival).
The term e cell" may in certain instances mean a microorganism that is alive
and capable of regeneration and/or propagation, while in a vegetative, frozen,
preserved, or reconstituted state.
The term "viable cell yield" or "viable cell concentration" may, in certain instances
refer to the number of viable cells in a liquid culture, concentrated, or preserved state
per a unit of measure, such as liter, milliliter, kilogram, gram or milligram.
The term "cell preservation" in n instances may refer to a process that takes a
tive cell and preserves it in a metabolically inert state that retains viability over
time. As used herein, the term "product" in certain instances may refer to a microbial
composition that can be d with other components and contains specif1ed
concentration of viable cells that can be sold and used.
The terms "microorganism" or "microbe" in n ces may refer to an
organism of microscopic size, to a single-celled organism, and/or to any virus particle.
The definition of microorganism used herein includes Bacteria, Archaea, single-celled
Eukaryotes (protozoa, fiangi, and ciliates), and viral agents.
The term "microbial" in certain ces may refer to processes or compositions of
microorganisms, thus a "microbial-based product" is a composition that includes
microorganisms, cellular components of the microorganisms, and/or metabolites
produced by the microorganisms. rganisms can exist in various states and
occur in vegetative, t, or spore states. Microorganisms can also occur as either
motile or non-motile, and may be found as planktonic cells (unattached), substrate
affixed cells, cells within colonies, or cells within a biofilm.
The term "prebiotic" in certain instances may refer to food ingredients or bacterial
producing ingredients that are not readily digestible by endogenous host enzymes and
confer beneficial effects on an sm that consumes them by selectively
stimulating the grth and/or activity of a limited range of beneficial microorganisms
that are ated with the intestinal tract. Also the term includes one or more live
microorganisms that confer beneficial effects on a host organism. Benefits derived
from the establishment of probiotic microorganisms within the digestive tract include
reduction of pathogen load, improved microbial fermentation patterns, improved
nutrient absorption, improved immune filnction, improved intestinal hormonal
signaling and metabolic regulation, aided digestion and relief of symptoms of irritable
bowel e and colitis.
The term "Symbiotic" in n instances may refer to a composition that contains
both probiotics and prebiotics. Symbiotic compositions are those in which the
prebiotic compound selectively favors the probiotic microorganism.
The term "gastrointestinal tract" in n instances may refer to the complete system
of organs and regions that are involved with ingestion, digestion, and ion of
food and liquids. This system generally consists of, but not limited to, the mouth,
esophagus, h and or rumen, intestines (both small and large), cecum (plural
ceca), fermentation sacs, and the anus.
The term "pathogen" in certain instances may refer to any rganism that
produces a harmful effect and/or disease state in a human or animal host.
The pharmaceutical formulations ed herein may further include, as optional
ingredients, pharmaceutically acceptable carriers, diluents, solubilizing or fying
agents, and salts of the type that are available in the art. es of such substances
include normal saline solutions such as physiologically ed saline solutions and
water. Specific non-limiting examples of the carriers and/or diluents that are useful in
the pharmaceutical formulations of the present invention include water and
physiologically acceptable buffered saline solutions such as phosphate buffered saline
solutions pH 7.0-8.0. le pharmaceutical carriers include, but are not limited to
sterile water, salt solutions (such as Ringer's solution), ls, hylene glycols,
gelatin, carbohydrates such as lactose, amylose or starch, magnesium stearate, talc,
silicic acid, viscous paraffin, fatty acid esters, hydroxymethylcellulose,
polyvinylpyrrolidone, etc. The pharmaceutical preparations can be mixed with
ary agents, e.g., lubricants, stabilizers, wetting agents, emulsifiers, salts for
influencing osmotic pressure, buffers, coloring, and/or aromatic substances and the
like which do not deleteriously react with the active nds. They can also be
combined where desired with other active substances, e.g., ileal brake hormone
regulatory substances to improve lism and ameliorate metabolic syndromes.
Compounds provided herein may be formulated in a pharmaceutical composition,
which may include pharmaceutically acceptable carriers, thickeners, diluents, buffers,
surface active , neutral or cationic lipids, lipid complexes, liposomes,
penetration enhancers, carrier compounds and other pharmaceutically acceptable
carriers or excipients and the like in addition to the compound.
Pharmaceutical compositions may also include one or more active ingredients such
as, anti-inflammatory agents, anesthetics, and the like. Formulations for oral or
intravaginal stration may include buffers, liposomes, diluents and other
suitable additives. The compositions provided herein may additionally contain other
adjunct components conventionally found in pharmaceutical compositions, at their
art-established usage levels. Thus, for example, the compositions may contain
additional ible pharmaceutically-active materials such as, e.g., statins,
linaclotide, ileal brake hormone releasing nces, anti-inflammatory agents, or
may contain additional als useful in physically formulating various dosage
forms of the composition of t invention, such as dyes, flavoring agents,
antioxidants, opacif1ers, thickening agents and stabilizers. Depending on the
particular active ingredients, the formulations may be administered in the same pill or
tablet or as a ct pill or tablet as part of a co-administration protocol. However,
such materials, when added, should not unduly interfere with the biological activities
of the ents of the compositions provided herein.
Regardless of the method by which nds are introduced into a patient, colloidal
dispersion systems may be used as delivery vehicles to e the in vivo stability of
the compounds and/or to target the compounds to a particular organ, tissue or cell
type. Colloidal dispersion systems include, but are not limited to, macromolecule
complexes, nanocapsules, microspheres, beads and lipid-based systems including oil-
in-water emulsions, micelles, mixed micelles, liposomes and compound
complexes of uncharacterized structure. A preferred dal dispersion system is a
plurality of liposomes. Liposomes are microscopic spheres having an aqueous core
surrounded by one or more outer layers made up of lipids arranged in a r
configuration (see, generally, Chonn et al., Current Op. Biotech. 6, 698-708 (1995)).
Likewise, microparticulate or nanoparticulate polymeric bead dosage forms may be
used in composition provided herein. nds ed herein may be used in
ation with one or more additional active agent and ulated in a
particulate dosage form. In this manner, certain compounds provided here, alone or
in combination with other active agents, are released at that site over time to provide a
sustained therapeutic benefit. Release of the active agent from the particulate dosage
forms of the present invention can occur as a result of both diffilsion and particulate
matrix erosion. Biodegradation rate directly impacts active agent release kinetics.
In preferred embodiments, the pharmaceutical ition of the invention is
administered orally. Dosing can be ent on a number of factors, including
severity and responsiveness of the disease state to be treated, and with the course of
treatment lasting from several days to several months, or until a cure is effected or a
diminution of the disease state is achieved. Toxicity and therapeutic cy of
compounds provided herein can be determined by standard pharmaceutical
procedures in cell cultures or experimental s. For example, for determining
The LD50 (the dose lethal to 50% of the population) and the ED50 (the dose
therapeutically effective in 50% of the population). The dose ratio between toxic and
therapeutic effects is the therapeutic index and it can be sed as the ratio LD50
/ED50. Compounds which exhibit large therapeutic indices are preferred. While
compounds that exhibit toxic side s may be used, care should be taken to design
a delivery system that targets such compounds to the site of affected tissues in order
to minimize potential damage to uninfected cells and, thereby, reduce side effects.
The data obtained from in vitro and in viva assays and animal studies can be used in
formulating a range of dosage for use in . The dosage of such compounds lies
preferably within a range of exposure concentrations that e the ED50 with little
or no toxicity. The dosage may vary within this range depending upon the dosage
form employed and the route of administration utilized. For any compound used in
the method of the invention, the therapeutically effective dose can be ted
initially from cell culture assays. A dose may be formulated in animal models to
achieve a local exposure ranges that includes the cell derived IC50 (i.e., the
concentration of the test nd which achieves a half-maximal inhibition of
symptoms) as determined in cell culture. Such information can be used to more
accurately determine useful doses in humans. Levels in plasma are ed to be
unmeasurably low. Dosing schedules can be calculated from measurements of drug
accumulation in the intestinal tract and feces of the patient. Not relevant, organisms
are not absorbed.
Suitable dosage amounts for probiotic sms may, for example, vary from about
105 to 1012 organisms, typically about 106 based on the numbers of organisms found
in the ileum of said patient. Similarly, delivery of compounds ed herein will be
specific to particular cells, conditions, and locations, such as ileum. In general,
dosage is from tablets, capsules, granules and microgranules, s, liquids and
alike, and which may be given once or more daily, weekly, monthly or yearly, or even
less frequently. In the treatment or prevention of certain ions, an appropriate
dosage level will generally be as above per day which can be administered in single
or multiple doses. Live microorganisms or therapeutic compounds according to the
invention (e.g. live sms) may be formulated into pharmaceutical compositions
for administration according to known methodologies, including for example using
immediate-release, as well as pulsatile-release, and delayed-release technologies.
ceutical compositions may, for example, comprise one or more constructs, in
combination with a pharmaceutically acceptable carrier, excipient or diluent. Such
carriers will be nontoxic to recipients at the dosages employed. A suitable dosage
may be from about as above, per species at least 105 to 1012 oral and various ranges
within these amounts being still more typical for administration. It will be evident to
those skilled in the art that the number and ncy of administration will be
dependent upon the response of the host. “Pharmaceutically acceptable carriers” for
therapeutic use are well known in the pharmaceutical art, and are described, for
example, in Remington ’s Pharmaceutical Sciences, Mack Publishing Co. (A.R.
Gennaro edit. 1985). For example, saline and phosphate-buffered saline at
physiological pH may be used. Stabilizers, dyes and even flavoring agents may be
provided in the pharmaceutical composition.
“Pharmaceutically acceptable salt” refers to salts of the compounds of the present
invention d from the combination of such compounds and an organic or
inorganic acid (acid addition salts) or an organic or inorganic base (base addition
salts). The compounds of the present invention may be used in either the free base or
salt forms, with both forms being considered as being within the scope of the present
invention.
However, ceutical compositions ed herein may be in any form which
allows for the composition to be stered to a patient by the oral route and less
commonly by intravaginal or rectal routes. The pharmaceutical composition is
formulated so as to allow the active ingredients contained therein to be bioavailable at
the site targeted upon administration of the composition to a patient. Compositions
that will be administered to a t take the form of one or more dosage units, where
for example, a tablet may be a single dosage unit, and a container of one or more
compounds of the invention in oral form may hold a ity of dosage units.
For oral stration, an excipient and/or binder may be present. Examples are
sucrose, kaolin, glycerin, starch dextrins, sodium alginate, ymethylcellulose
and ethyl ose. Coloring and/or flavoring agents may be present. A coating shell
may be employed, applying common membranes used for microencapsulation and
le for the microencapsulation of live probiotic organisms include biodegradable
synthetic “polymers” such as polylactide, polyglycolic acid, and polyanhydride.
Established “polymers” for live encapsulation and enzyme encapsulation include
alginate-polylysine-alginate (APA), alginate-polymethylene-co-guanidine-alginate
(A-PMCG-A), hydroymethylacrylate-methyl methacrylate (HEMA-MMA),
Multilayered HEMA-MMA-MAA, polyacrylonitrilevinylchloride (PAN-PVC),
nitrile/sodium methallylsulfonate (AN-69), polyethylene glycol/poly
ethylcyclopentasiloxane/polydimethylsiloxane (PEG/PDS/PDMS), poly N,N-
yl acrylamide (PDMAAm), Siliceous encapsulates and cellulose
sulphate/sodium te/polymethylene-co-guanidine (CS/A/PMCG). Other
materials that are useful include, without limitation, cellulose e phthalate,
m alginate and k-carrageenan-Locust bean gum gel beads, gellan-xanthan
beads, poly(lactide-co-glycolides), carrageenan, starch poly-anhydrides, starch
polymethacrylates, polyamino acids, enteric coating polymers.
A liquid pharmaceutical composition as used herein, r in the form of a
solution, suspension or other like form, may include one or more of the following
adjuvants: diluents such as water, fixed oils such as synthetic mono or
, preferably
diglycerides which may serve as the solvent or suspending medium, polyethylene
glycols, glycerin, propylene glycol or other solvents; antioxidants such as ascorbic
acid or sodium bisulfite; chelating agents such as nediaminetetraacetic acid;
buffers such as acetates, citrates or phosphates and agents for the adjustment of
tonicity such as sodium de or dextrose.
Compounds described herein can be used in stics, therapeutics, prophylaxis,
and as research reagents and in kits. Provision of means for detecting compounds of
the invention can routinely be accomplished. Such provision may include enzyme
conjugation, radiolabelling or any other le detection systems. Kits for detecting
the presence or absence of compounds of the invention may also be prepared.
The compounds of the invention may also be used for ch purposes. Thus, the
specific activities or modalities exhibited by the compounds may be used for assays,
purif1cations, cellular product preparations and in other ologies which may be
appreciated by persons of ordinary skill in the art.
Using the Smart Pill to study pH of the intestinal tract and y define the pH of
the target sites of ileum and colon for e of specific probiotic sms.
Recently, the SmartPill, a wireless pH/pressure recording capsule, has been utilized to
measure the whole gut transit time. ss capsule motility, using the ill GI
monitoring system, samples and transmits intraluminal pH, pressure, and temperature
data from a capsule at regular intervals as it traverses through the gastrointestinal
tract; from these, gastric emptying and whole gastrointestinal tract transit can be
assessed. In addition, there are a few studies on the small bowel pH. The aim of this
study was to igate the relationship between small bowel disease and the small
bowel pH, using the SmartPill to non-invasively record sequential images and the pH.
Volunteers swallowed the SmartPill with 240mL of water. The SmartPill transmitted
the acquired images and the pH to the recorder unit located outside the body for about
ten hours while the subject was fasting. SmartPill capsule shows promise as a useful
stic test to evaluate patients for GI transit disorders and to study the effects of
diseases of the gastrointestinal tract on pH and GI transit (8). The intragastric pH was
low and after gastric emptying the pH in the whole small intestine rose from 6.0 to as
high as 8.1 in the ileum, then after passing the ileocecal valve, the pH of the right
colon was once again 5.5 to 6.5. The pH value increased from the duodenum to the
al ileum (p<0.0001) in all patients, but diabetic ts and obese patients did
not rise as high as normal subjects. These findings were unexpected, and indicate that
the release target is different for formulated probiotic organisms in the ileum and right
colon of ics and obese patients, compared to normal ts. Clearly, effective
ce of site specific delivery in the human intestinal tract requires adjustment for
the differing conditions of the local ileum micro-environment, surprisingly a feature
of disease associated changes in the microbiome as taught by experiments using
SmartPill. Thus the concept of targeted probiotic replacements and making changes
in signaling processes to treat disease is advanced to practice. Probiotic formulations
and dosages and compositions must be completely changed to deal with these new
discoveries.
Methods
lic syndrome and obesity
There were two organisms that were found in intestinal flora in minor numbers, but
which represented major regulatory balance organisms in the development of y
and ated metabolic abnormalities, Methanobrevibacter smithz'z' which promotes
adiposity and Bacteroz'des theataiotaomz’cron, which down regulates metabolic
me associated inflammation and thereby removes the associated risk to the
cardiovascular integrity of the host (1). Another organism found by others to be
important is Faecalobacterium prausm'tzz'z', the absence of which appears to correlate
with worsening of obesity and Type 2 diabetes (2). In the practice of the t
invention, this organism is a target for replacement via targeted delivery to the ileum
as in the present invention.
Resident host microflora condition and prime the immune system in the preferred
practice of the invention are disclosed herein. However, systemic and mucosal
immune ses to bacteria may be divergent. Several workers have ed the
relationships between the immune system and the microbiome components in the
intestinal tract. For e, our work with ts having RYGB surgery
showed elevated endotoxin and high levels of inflammation prior to surgery, followed
after surgery by remediation and a lowering of inflammatory processes.(3). It is
important to understand that current viewpoints show the ileum and the ileal brake
hormone pathways to be the beneficial site of action of RYGB surgery, which is an
effective treatment for obesity and in fact the only known means of curing metabolic
syndrome associated type 2 es. It is shown herein that the actions are mediated
at the level of the ileum and the ileal brake, and the novel discovery was a lowering of
chronic inflammation, presumed a cause of revised microbiome and revised signaling
at the level of the intestinal L-cells. Additional novel discovery was the level of close
ction between the intestinal L-cells, the inal bacteria, and the systemic host
inflammation, which is sible for the various diseases that are considered part of
overall metabolic syndrome in humans(3). O’Mahony and colleagues examined the
inflammatory signaling processes involved in this pathway. Their aim was to
compare, in vitro, cytokine production by human mononuclear and dendritic cells
(DCs) from mesenteric lymph nodes (MLNs) and peripheral blood mononuclear cells
(PBMCs) to defined ial stimuli. Mononuclear cells and DCs isolated from the
MLN (n = 10) and peripheral blood (11 = 12) of patients with active colitis were
incubated in vitro with the probiotic bacteria Lactobacillus salivarz'us UCC118 or
Bz'ficlobacterz'am infantis 35624 or the pathogenic organism Salmonella typhz'murz'am
UKl. Interleukin (IL)-l2, tumor is factor (TNF)—alpha, transforming growth
factor (TGF)-beta, and IL-10 cytokine levels were quantified by ELISA. PBMCs and
PBMC-derived DCs secreted pha in response to the Lactobacz'llas,
acterz'a, and Salmonella strains, whereas MLN cells and MLN-derived DCs
secreted TNF-alpha only in response to Salmonella challenge. Cells from the
systemic compartment secreted IL-12 after co-incubation with Salmonella or
Lactobacz'llz', whereas MLN-derived cells produced IL-12 only in response to
Salmonella. PBMCs secreted IL-10 in response to the Bz'ficlobacterz'am strain but not
in response to the Lactobacz'llus or Salmonella . However, MLN cells secreted
IL-10 in response to Bzfidobacterz'a and Lactobacz'llz' but not in response to
Salmonella. In conclusion, commensal bacteria d regulatory cytokine
production by MLN cells, whereas pathogenic bacteria induce T cell helper 1-
polarizing cytokines. Commensal-pathogen ence in cytokine responses is more
marked in cells ed from the l immune system compared with PBMCs(4).
This work indicates that the endogenous cellular signaling pathways at work in the
distal gastrointestinal tract can discriminate their responses as the flora in the
microbiome change between commensals and pathogens.
Immunoregulatory pathways
Leukocyte recruitment is a central immune process. Multiple factors have been
described to e leukocyte infiltration into inflamed s, but only recently has
evidence for endogenous negative modulators of this inflammatory process emerged.
The discovery of several locally produced modulators has emerged into a new field of
endogenous inhibitors of leukocyte extravasation. Recent findings from several
inflammatory disease models show that tissues can self-regulate the tment of
inflammatory cells, suggesting that local tissues may have a greater atory say'
over the immune response than previously appreciated(5). Organisms targeted for
replacement in obese or diabetic patients could be delivered as components of an oral
site c ry formulation designed to assist in the management of metabolic
syndrome and t or control associated inflammatory manifestations such as
obesity and type 2 diabetes. This novel therapeutic approach, based on changing local
signaling at the level of intestinal L-cells and dendritic cells, is proposed based on the
observation that locally produced modulators of leukocyte recruitment may represent
local homeostatic mechanisms that tissues and organs may have evolved for
protection against the destructive potential of the immune system (5). The
involvement of the local microbiome flora as a protective factor, beneficial to the
host, is a novel aspect in the practice of the invention, since this would explain why
use of certain antibiotics used for treatment of infection may cause more problems
from dysbiosis than are solved by eradicating ens.
Larsen and colleagues have studied the link between metabolic diseases and bacterial
populations in the gut. The aim of their studies was to assess the differences between
the itions of the intestinal microbiota in humans with type 2 diabetes and
e to controls who were non-diabetic persons. The study population included
36 male adults with a broad range of age and body-mass indices (BMIs), among
which 18 subjects were diagnosed with diabetes type 2. The fecal ial
composition was investigated by real-time quantitative PCR (qPCR) and in a
subgroup of subjects (N = 20) by tag-encoded amplicon pyrosequencing of the V4
region of the 168 rRNA gene. The proportions of phylum Firmicutes and class
idia were significantly reduced in the ic group compared to the control
group (P = 0.03). Furthermore, the ratios of Bacteroidetes to Firmicutes as well as the
ratios of Bacteroides-Prevotella group to C. coccoides-E. rectale group correlated
positively and significantly with plasma e concentration (P = 0.04) but not with
BMIs. Similarly, class Betaproteobacteria was highly enriched in ic compared
to non-diabetic s (P = 0.02) and positively correlated with plasma glucose (P =
0.04). The results of this study indicated that type 2 diabetes in humans is associated
with compositional changes in intestinal microbiota. The level of glucose tolerance
should be considered when linking microbiota with metabolic diseases such as obesity
and developing strategies to control metabolic diseases by modifying the gut
microbiota(6).
Recent studies have focused additional attention on intestinal microbiota as
environmental factors that increase energy yield from diet, regulate peripheral
lism and thereby se body weight. Obesity is associated with substantial
changes in ition and metabolic fianction of gut microbiota, but the
pathophysiological processes driving this bidirectional relationship have not been
fully elucidated. Clearly there are important relationships between the composition of
gut microbiota, energy ted from diet, synthesis of gut hormones involved in
energy homeostasis, production of butyrate and the regulation of fat storage (7). The
most important discoveries of this work are from our own studies examining the
release of hormones from the distal intestines in response to stimulating factors such
as foods and probiotic organisms (3).
Regulation of the host metabolome and the invention of the Metabolomic MetaSensor
The distal intestine’s responsiveness to molecules ted to it via diet is important
in regulating the upstream sensory s of ion such as hunger, taste, smell,
and appetite. Together the interaction between ingestion, selective tion and
feedback tory control of appetite ensure that the organism is properly nourished
and its energy needs are properly ed by intake of food as filel, and the current
term used to describe the steps in these processes is Metabolomics. It is important to
er the “organism” in this case to be the combination of all cells, including
bacteria, viruses, fiangi and human cells, together a MetaOrganism, which in terms of
cell numbers is more than 90% non-human cells. The biosensors effecting these
complex processes are interactive n the non-human cells and the human cells,
together a nsor, and it is expected that most Metabolomic processes will be
controlled by MetaSensory signaling, i.e. interactiveness between non-human and
human cells. Likewise, it is theorized that host immunity and thus conditions like
food allergy are controlled by these same distal intestinal MetaSensors. Considering
the central role of the master regulatory MetaSensor in host lomics at
homeostasis, it is clear that food intake is regulated by the combined sensor signals
g input (brain programmed appetite cting with taste and smell),
rbalanced precisely by the distal intestinal sensor s such as the ileal brake
and associated hormonal regulatory “stop input” signals that are received when
ingestion exceeds the ability of the organism to absorb upstream in the duodenum and
jejunum. In normal operations, host demand for energy dominates, and ingestion of
nutrients proceeds unimpeded by stop signals. When energy intake exceeds demand,
there is both short term and long term storage of excess. Short term storage includes
abdominal adipose and liver, and long term storage is peripheral adipose, both of
which interact with the MetaSensory signaling processes to balance supply and
WO 52338
demand for energy. There is good understanding of the balance created n
ingestion and storage, driven largely by appetite and the combined sensory input from
taste and smell. However, it is novel to identify the ileal brake and its associated
regulatory MetaSensor component as a stop signal on the ingestion process, and our
work in this area with the pathways operative in RYGB patients is illustrative (see
W02012-118712, hereby incorporated in its entirety), wherein we have shown that
ileal delivery of food substances creates a stop signal e the MetaSensor s
malabsorption and uses the hormones released from the L-cells of the ileum (GLP-l,
PYY and many others) to shut down ingestion and te via brain stimulatory
ck. In a breakthrough discovery, we are now ing a plausible means of
operating the ileal brake component of the intestinal nsor, and its integral
controllers. In an individual of normal weight and in nutritional balance the ileal
brake component of the MetaSensor, (the controller of the stop signal) is comprised of
host L-cells interacting with beneficial intestinal organisms. The inal bacteria
are an essential component of MetaOrganism Metabolomics, and it is logical for them
to have a major regulatory role in the operation of the stop signal from the ileum.
Intestinal microbes lack the ability to signal the host brain directly, so they use host
ing pathways to make their needs known. The combined MetaSensor es
in the distal intestine, via interaction with the L-cells to te the stop signal to
mutual benefit. Described simply, certain intestinal bacteria can suppress the stop on
the appetite signal from the brain. They do this when they are hungry for a nutrient,
food or even a specific molecule. When microbes deep in the inal tract are
hungry, the host is hungry because the stop signal of the MetaSensor is inactivated.
Figures 1 to 7 diagram the MetaSensor in detail, and show how it is comprised overall
in Figure l, and in Figures 2-7 describe its operations in the ileum that control
metabolomics and immunity. The MetaSensor in the ileum es regulatory
hormonal output from the combined actions of the enteral L-cells, and the intestinal
bacteria. Figure 2 shows normal operations of the MetaSensor via stop signals GLP-
l, PYY and other L-cell derived regulatory hormones. Notably the system is in
balance when diet is balanced and thus some excess reaches the distal intestine.
However, when the patient ingests only IR-CHOs, the bacteria in the ileum are not
achieving nutrition. They react by Suppression of L-cell output and hunger ensues. If
on the other hand the patient is having a balance diet with portions reaching the
bacteria, they have no reason to ss the L-cell output and normal eating produces
satiety. Figure 3 shows the situation when a diabetogenic food, such as sugar
sweetened beverage alters the microbiome and thus the hormonal operation of the
MetaSensor. Figure 4 shows the situation when there is a Microbiome sis that
produces al regulatory control of the MetaSensor via its action on the L-cells.
With reference to our previous work with the ileal brake operations in health and
disease, Figure 5 shows the impact of RYGB surgery on the MetaSensor. Notably,
RYGB y mechanically diverts ingested contents past the absorptive (but non-
signaling) area, and bombards the signaling areas further downstream in late jejunum
and ileum. The arrival of massive nutrients at the ileum in such a large quantity
creates a “malabsorptive emergency” and tes the satiety signal by shutting down
the hormonal release from the s to regenerate signaling to a certain extent with
the same or less amount of food needed, therefore ing maintenance and
regeneration. And because it is not individualized, RYGB surgery will trigger more
ration than signaling to the point that about 4 years down the line, the jejunum
will evolve to restore absorption to a baseline levels. Figure 6 shows the impact of an
oral mimetic of RYGB, an ileal brake hormone releasing substance called Brake, on
the MetaSensor. Brake acts the distally in the same way as RYGB surgery. There is
the same activation of L-cells, the output of which produce regeneration and make
hunger disappear into satiety. The strength of the ileal signal is not as potent as
RYGB, but it can be more prolonged because of the delayed e formulation.
Thus with Brake, the intensity of the stimulation will be more moderate and closer to
physiological and therefore regeneration proceeds in Liver, pancreas, GI cytes
in a much more l and physiological way compared to surgery. Of no great
surprise, weight loss is more rapid with RYGB, since RYGB surgery also physically
decreases the size of stomach, limiting ingestion in a second, profound manner over
the ileal brake pathway alone. Finally, Figure 7 considers the impact of a common
diabetes drug, metformin, in combined with Brake, on the ions of the
MetaSensory process, illustrating synergistic interactions n a drug and a
mimetic of RYGB surgery, this example is illustrative, and there are many more of
these with other drugs used in the treatment of metabolic me stations
such as type 2 diabetes.
Briefly, the MetaSensor gives the stop signal to the brain via ileal brake hormones in
response to its detection of perceived malabsorption. In total, the novel aspect of the
invention, shown by this sion and these figures, is the nature of this
MetaSensors action on the host metabolome, that effect being the combined action of
L-cell output from detection of food delivery and the actions of probiotic organisms
on the L-cells to modify the signal in response to nutritional demands communicated
by bacteria. It is remarkable how effectively the probiotic organisms l our
appetite and selection of nutrients and foods to suit their own purposes. We are
together with our probiotic symbionts, a balanced tem, a true MetaOrganism.
In homeostasis, all parties are successfully meeting their needs. Diseases, all loosely
described as components of lic Syndrome, are the results of imbalances, which
may be bacterial in origin, or arise from the cells of the host. Regardless, both
components of the MetaSensor must e therapeutic attention if homeostasis is to
be restored, and the current sion provides detailed means of re-balancing the
MetaSensory output to restore homeostasis and remove diseases. All of the
therapeutic advances described herein, and those to follow ongoing research, are
transformational steps mediated by treatments changing the input-output properties of
the MetaSensor described herein.
There are some other useful aspects to the nsor in the distal ileum.
Specifically, the MetaSensor provides a quick immune system mediated response
when a foreign invader is detected in the GI tract lumen, and the rapid improvement
of intestinal dysbiosis such as infection with C. difficile can be remediated by
replacement of C. le with more beneficial organisms delivered by formulation
to the ileum and colon via the oral formulations described herein. Furthermore, there
are preferred enablements as distal ileum vaccines that are orally active. c
examples are found in PCT/USl3/3 1483, the entirety of which is herein orated
by reference.
In parallel with the stimulation of the MetaSensor with a foreign organism, it is now
clearly nt that the MetaSensor is responsive to chemical substances that act on
the probiotic bacteria, each of which has a specific molecule that excites a response
which is then communicated to the human host via the s, lymphoid tissue in
Peyer’s Patches, or in all possibility any enterocyte found in the lumen. When the
host or the integrated intestinal organisms of the MetaOrganism encounters a
deficiency of any nutritional ent or essential substance, the signal for this
2014/027228
deficiency comes to the brain from the MetaSensor in the intestine (if communicated
by the host microbiome), and perhaps from the brain or tongue or nose if
communicated by the host cells. The actions of the host to obtain that missing
substance are perceived as “cravings” and after satisfied the MetaSensor stops the
search. Thus, when the Microbiome organisms are hungry for something specific, we
as the MetaOrganism are instructed to obtain that specific substance. This novel
discovery immediately opens opportunities to regulate ingestion of potentially
harmful substances like refined sugar, via therapeutic strategies focused on the
MetaSensor , and explains the y of ileum delivered glucose to regulate
diabetes and other diseases called metabolic syndrome (see WO 2010-027498 and
WO 2013-063527 Al, herein incorporated by reference). While these ions
focus on the needs of the host via regulatory MetaSensor action, it can readily be seen
that regulating the Microbiome via ed replacement will also impact the diseases
of the host in a beneficial way. Replacement of organisms missing in ation with
metabolic diseases such as obesity, for example faecalz’bacterium prausm'tzz'z', is now
possible with the ability disclosed herein to provide targeted oral delivery of live
organisms to the site of the MetaSensor in the ileum.
The ing Examples are offered by way of illustration and not by way of
limitation.
EXAMPLE 1
Example 1 is directed toward the making and testing of a ation according to the
invention for the treatment of a z'dz'um dz'fi‘zcile infection.
Biological Assays
Standard therapies for antibiotic-associated diarrhea (AAD) and Clostridium dz'fiicz'le-
associated diarrhea (CDAD) have limited efficacy. Probiotic prophylaxis is a
ing alternative for reduction of AAD and CDAD incidence. The preferred
ment is microgranules administered to said patient with Clostrz'dz'um dz'fi‘zcz'le
infection is about 105 to 1012 Cfil of one or more species of probiotic sms,
targeted to ileum and ascending colon. Preferred embodiments would be a mixture of
probiotic organisms reflective of the balance and components of the microbiome of a
normal human subject, preferably a patient free of antibiotic exposure in the past and
not infected with C. cile organisms. The clinical protocol for testing the efficacy
of said formulation would administer said formulation of probiotic organisms to
patients in the manner followed by others who have tested the effectiveness of
probiotics or fecal transplantation for ions with Clostrz'dz'um dl'fi‘zcile in human
ts. By way of example, a -center, ized, double-blind, placebo-
controlled dose-ranging study, is ted for one of these probiotics in adult
inpatients allocated to one of three groups: two probiotic capsules per day, one
probiotic e and one placebo capsule per day, or two o capsules per day.
In the design using un-protected formulations of each probiotic organism, each
probiotic capsule contained 50 billion c.f.u. of live organisms. Probiotic prophylaxis
or treatment began within 36 h of initial antibiotic administration, continued for 5
days after the last antibiotic dose, and patients were followed for an additional 21
days. In this study, Pro-2 (15.5%) had a lower antibiotic associated diarrhea (AAD)
incidence vs. Pro-1 (28.2%). Each probiotic group had a lower AAD incidence vs.
placebo (44.1%). In patients who acquired AAD, Pro-2 (2.8 days) and Pro-1 (4.1
days) had shorter symptom duration vs. placebo (6.4 days). Similarly, Pro-2 (1.2%)
had a lower Clostrz'dz'um dz'fi‘zcz'le associated diarrhea (CDAD) incidence vs. Pro-1
(9.4%). Each treatment group had a lower CDAD nce vs. placebo (23.8%).
intestinal symptoms were less common in the ent groups vs. placebo and
in Pro-2 vs. Pro-1. The proprietary probiotic blend used in this study was well
tolerated and effective for reducing risk of AAD and, in particular, Clostrz'dz'um
dz'fi‘zcile associated diarrheal ions in hospitalized patients on antibiotics. A dose-
ranging effect was shown with 100 billion c.f.u., yielding superior outcomes and
fewer gastrointestinal events compared to 50 billion c.fu. (9). Clearly, a protective
formulation would allow the targeted delivery of smaller numbers of these organisms,
lowering the costs of production of the organisms for the product.
In follow up to the study design above, Johnson and colleagues conducted a literature
search for randomized, placebo-controlled efficacy studies of probiotic use among
adults receiving antibiotics, in which z'dz'um cz'le infection (CDI) was one of
the outcomes measured. In addition, they conducted meta-analyses of probiotics that
were included in more than one randomized trial. Eleven studies were identified;
most were sly underpowered to determine the efficacy of probiotics in the
2014/027228
prevention of CD1. Two showed significantly lower rates of CD1 among the probiotic
recipients. A nalysis of three studies that used the probiotic combination
Lactobacillus acidophilus CL1285 and Lactobacillus casei LBC80R and a combined
analysis of those studies with four studies that used Saccharomyces boulardz'z', showed
lower CDI rates in recipients of probiotics compared with recipients of placebo (risk
ratio=0.39; 95% confidence interval 0.19-0.79). Thus, while potential flaws in study
design were identified, a review of the available literature suggested that the y
prevention of CD1 with specific tic agents may be achievable. Additional
studies of sufficient size and with rigorous design are needed to confirm these
findings.(lO) By way of commentary, the studies reviewed did not target the
probiotic organisms, and thus the t invention is far more effective than those
unprotected formulations used thus far.
als and Methods:
Described below are formulations that are being made and tested for the target
delivery for testing in biological assays, the formulation having an antibiotic
(Vancomycin 250 mg) (millimeter range) for e at pH 1.0 — 6.0 in stomach,
duodenum and ileum and symbiotic (prebiotic: L-Leucine; probiotic: species of:
lactobacillus and bz'fidobacterz'um) for release at pH 5.5 - 6.2 in right colon every 6
hours.
Active Pharmaceutical Ingredient (API):
Antibiotic — Vancomcyin hydrochloride (micronized) supplied by local
generic US/non-US suppliers, e. g., LGM Pharma, USA, etc.
Prebiotics - proteins (casein, hydrolyzed n, etc.), peptides, amino acids
(L-Leucine), carbohydrates glucose, lactose, es, inulin, etc. and n
bacterial strains: provided by Denisco, CHR Hansen, Institu Risell —
Lallemand and other high quality global suppliers of prebiotics.
Live probiotics Species of: lactobacillus and bacterium provided by
Denisco, CHR Hansen, Institu Risell — Lallemand and other high quality
global suppliers.
ve Ingredients (Excipients):
Microcrystalline, starch, HPMC “
or equivalent polymers”, hard gelatin
capsules, and other fillers, etc. - purchased from local US supplier such as
FMC, Capsugel, on, etc.
Intermediate Formulation/Manufacturing Process (at local CMO):
ted Antibiotic Granules/Pellets” (millimeter :
Ingredients Amount (%)
Vancomcyin 50%
Excipients (Microcrystalline cellulose — filler, 50%
polyvinylpyrrolidone — binder, pregelatinized starch — disintegrant,
silicon dioxide — flow aid, magnesium stearate - lubricant)
Water as required 0%
Prepare a dry ation with antibiotic and excipients in a low or high shear mixer
and/or perform wet granulations with water and further pelletize using extruder /
spheronizer and then drying to remove excess water using optimized conditions “pH
.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets” (millimeter range):
Ingredients Amount (%)
Uncoated Antibiotic Granules/Pellets 95%
HPMC or equivalent “polymers” (Barrier and Seal coats) 1%
“Polymers” (pH 5.0 to 6.0 sensitive coating) 4%
Water/Solvents as required 0%
The ed Antibiotic Granules/Pellets are coated (the barrier coat) with aqueous
or solvent coating on of HPMC or equivalent “polymers” to coat in a coating
pan or fluid bed drier/coater using optimized conditions. The barrier coated
micropellets or es are fiarther coated with aqueous or solvent coating solution of
pH 5.0 to 6.0, ive coating “Polymers” in a g pan or fluid bed drier/coater
using optimized conditions. The above pH 5.0 to 6.0, sensitive coated micropellets or
granules are seal coated with aqueous or solvent coating solution of HPMC or
equivalent “polymers” in a coating pan or fluid bed drier/coater using optimized
conditions.
“pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets” (100 micron).
Ingredients Amount (%)
L. Leucine (prebiotic) 5%
Freeze dried bacterial (species of acillus and l%
bz'fidobacterium) probiotic)
Excipients (Microcrystalline cellulose — filler, 82%
polyvinylpyrrolidone — binder, pregelatinized starch — disintegrant,
silicon dioxide — flow aid, magnesium te - ant)
HPMC or equivalent “polymers” (Barrier and Seal coats) 2%
“Polymers” (pH 5.5 to 6.2 ive coating) 10%
Water/Solvents as required 0%
ed by dry granulating pre-/probiotic with excipients and/or wet granulations
with water solvents in high or low shear mixer and further pelletizing using extruder/
spheronizer and then drying to remove water using optimized conditions. The above
micropellets or granules are further coated (barrier coat) with s or solvent
coating solution of HPMC or equivalent ers” in a coating pan or fluid bed
drier/coater using optimized conditions. The above barrier coated micropellets or
granules are further coated with aqueous or solvent coating solution of “Polymers”
(pH 5.5 to 6.2 sensitive coating) in a g pan or fluid bed drier/coater using
optimized conditions. The above pH 5.5 to 6.2 sensitive coated micropellets or
granules are seal coated with aqueous or solvent coating solution of HPMC or
equivalent “polymers” in a g pan or fluid bed drier/coater using optimized
conditions.
“pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets” (100 micron).
pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets 88%
HPMC or equivalent “polymers” (Seal coats)
“Polymers” (pH 7.2 to 7.5 sensitive g)
Water/Solvents as required
The above pH 5.5 to 6.2 Enteric Coated (EC) tic Granules/Pellets are coated
with aqueous or solvent coating solution of “Polymers” (pH 7.2 to 7.5 sensitive
coating) in a coating pan or fluid bed drier/coater using optimized conditions. The
above micropellets or granules are fithher coated with aqueous or solvent coating
solution of HPMC or equivalent “polymers” (seal coat) in a coating pan or fluid bed
drier/coater using optimized conditions.
Example: Final Product — Sachet — Formulation/Manufacturing Process (at local
CMO, controlled room and humidity conditions throughout the process):
Uncoated Antibiotic Granules/Pellets 50%
pH 5.0 to 6.0 Enteric Coated (EC) otic Granules/Pellets 25%
pH 7.2 to 7.5 c Coated (EC) Symblotic Granules/Pellets 15%
Excipients tol — filler, Silicon dioxide — glidant/flow aid) 10%
The above Uncoated Antibiotic Granules/Pellets, pH 5.0 to 6.0 Enteric Coated (EC)
Antibiotic Granules/Pellets and pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic
Granules/Pellets intermediate formulations are blended in desired ns in V-type
or similar blender with excipients using zed conditions. The blended powders
are filling into sachets using powder filling equipment.
Example: Final Product — Capsules (Hard gelatin/HPMC) —
Formulation/Manufacturing Process (at local CMO, controlled room and humidity
conditions throughout the s):
Amm
ed Antibiotic Granules/Pellets
pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets
pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets
Excipients (Microcrystalline cellulose — filler, Silicon dioxide —
glidant/flow aid)
Hard Gelatin/HPMC Capsules
The above Uncoated Antibiotic Granules/Pellets, pH 5.0 to 6.0 c Coated (EC)
Antibiotic Granules/Pellets and pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic
es/Pellets intermediate formulations are d in desired portions in V-type
or similar r with excipients. The blended powders are filled into capsules using
encapsulating equipment.
e: Final t — Capsules (Liquid Filled Hard or Soft Gelatin) —
Formulation/Manufacturing Process (at local CMO, controlled room and humidity
conditions throughout the process):
Amoun
Gelatin as powder and Hard Gelatin Capsules 5%
The above Uncoated Antibiotic Granules/Pellets, pH 5.0 to 6.0 Enteric Coated (EC)
Antibiotic Granules/Pellets and pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic
Granules/Pellets intermediate formulations are blended in desired portions with
immiscible liquid in a blender. Filled into capsules using soft or hard gelatin
encapsulating equipment using optimized conditions.
Example: Final Product — Capsule-in-Capsule (Hard gelatin) (1) —
Formulation/Manufacturing Process (at local CMO, controlled room and ty
conditions throughout the process):
Anew
pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 12%
Uncoated Antibiotic es/Pellets 45%
pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets 25%
Excipients (Microcrystalline cellulose — filler, Silicon dioxide — 10%
glidant/flow aid)
Small and Large Hard Gelatin/HPMC Capsules 8%
The pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets intermediate
formulation is blended in with portion of excipients in V-type or similar blender and
the blend. The blend is filled into smaller capsules using encapsulating equipment
and optimized conditions. The above Uncoated Antibiotic Granules/Pellets and pH
.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets intermediate formulations
are blended together in desired portions in V-type or similar blender with excipients.
The blended ediate formulations along with the smaller filled capsules are
further filled into larger capsules using specialized e filling equipment and
optimized conditions.
e: Final Product — Capsule-in-Capsule (Hard gelatin) (2) —
ation/Manufacturing Process (at local CMO, controlled room and humidity
ions throughout the process):
Ingredients Amount (%)
pH 5.5 to 6.2 c Coated (EC) Symbiotic Granules/Pellets 15%
“Polymers” (pH 7.2 to 7.5 sensitive g) 10%
Uncoated Antibiotic Granules/Pellets 45%
Excipients (Microcrystalline cellulose — filler, Silicon dioxide — 10%
glidant/flow aid)
pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic es/Pellets 10%
Small and Large Hard Gelatin/HPMC Capsules 10%
Water/Solvents as required 0%
The pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets intermediate
formulation is d in desired portions in V-type or similar blender with
excipients. The blend is filled into smaller capsules using encapsulating equipment.
The smaller filled capsules are further coated with pH 7.2 to 7.5 sensitive coating
using aqueous or solvent coating solution of “Polymers” in a coating pan or fluid bed
drier/coater with optimized ions. The above Uncoated Antibiotic
Granules/Pellets and pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets
intermediate formulations are blended in desired portions in V-type or r r
with excipients. The smaller pH 7.2 to 7.5 coated capsules and the blends are fiarther
filled into larger capsules using specialized e filling equipment and optimized
conditions.
Example: Final Product — Tablets / Microtablets - Formulation/Manufacturing Process
(at local CMO, controlled room and humidity conditions throughout the process):
Excipients (Microcrystalline cellulose — filler, polyvinylpyrrolidone 30%
— binder, pregelatinized starch - egrant and silicon e —
flow aid, magnesium stearate - lubricant)
HPMC or equivalent “polymers” (Film coat) 1%
Solvents as required 0%
The ed Antibiotic Granules/Pellets, pH 5.0 to 6.0 Enteric Coated (EC)
Antibiotic Granules/Pellets and pH 7.2 to 7.5 c Coated (EC) Symbiotic
Granules/Pellets intermediate formulations are blended in desired portions in V-type
or similar blender with excipients to aid in flow, disintegration and lubrication (for
tableting machine). The blended powders are compressed into Tablets / Microtablets
using ing equipment. The tablets are further film coated using aqueous or
solvent coating solution in a coating pan or fluid bed dryer using HPMC or equivalent
“polymers” (Film coat).
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Example: Final Product — Orally disintegrating Tablets (ODT) -
Formulation/Manufacturing Process (at local CMO, controlled room and ty
conditions throughout the s):
Uncoated Antibiotic Granules/Pellets 45%
pH 5.0 to 6.0 Enteric Coated (EC) otic Granules/Pellets 12%
pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 12%
Excipients (Mannitol — filler, polyVinylpyrrolidone — binder, 3l%
pregelatinized starch - disintegrant and silicon e — flow aid,
magnesium stearate - lubricant)
The ed Antibiotic Granules/Pellets, pH 5.0 to 6.0 Enteric Coated (EC)
Antibiotic Granules/Pellets and pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic
Granules/Pellets ediate formulations are blended in desired portions in V-type
or similar blender with excipients. The blended powders are compressed into soft
tablets using tableting equipment.
Example: Final Product — Tablet-in-Tablet (l) - Formulation/Manufacturing Process
(at local CMO, controlled room and humidity conditions throughout the process):
Excipients (Microcrystalline cellulose — , polyVinylpyrrolidone 30%
— binder, pregelatinized starch - disintegrant and silicon dioxide —
flow aid, magnesium stearate - lubricant)
HPMC or equivalent “polymers” (Film coat) 1%
Solvents as required 0%
The pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets intermediate
formulation is blended in desired portions in V-type or similar blender with excipients
WO 52338
to aid in flow, disintegration and lubrication (for tableting machine). The blended
s are compressed into small tablets / Microtablets using tableting equipment.
The above Uncoated Antibiotic Granules/Pellets, and pH 5.0 to 6.0 Enteric Coated
(EC) Antibiotic Granules/Pellets intermediate formulations are d in desired
portions in V-type or similar blender with excipients to aid in flow, disintegration and
lubrication (for tableting machine). The blended powder is compress coated over the
small s / Microtablets using compress coat tableting machine. The tablets are
further film coated using aqueous or solvent coating on in a coating pan or fluid
bed dryer using HPMC or equivalent “polymers” (Film coat).
Final Product — Tablet-in-Tablet (2) - Formulation/Manufacturing Process (at local
CMO, controlled room and humidity conditions throughout the process):
Excipients (Microcrystalline cellulose — filler, polyvinylpyrrolidone 25%
— binder, pregelatinized starch - disintegrant and silicon dioxide —
flow aid, magnesium stearate - lubricant)
“Polymers” (pH 7.2 to 7.5 sensitive g)
HPMC or equivalent “polymers” (Film coat)
Water/Solvents as needed
The pH 5.5 to 6.2 c Coated (EC) Symbiotic Granules/Pellets intermediate
formulation is blended in d portions in V-type or similar blender with excipients
to aid in flow, disintegration and lubrication (for tableting machine). The blended
s are compressed into small tablets / Microtablets using tableting equipment.
The compressed tablets are coated with pH 7.2 to 7.5 sensitive coating using aqueous
or solvent coating on of “Polymers” in a coating pan or fluid bed drier/coater
with optimized conditions (“EC s”). The above Uncoated Antibiotic
es/Pellets, and pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets
intermediate formulations are blended in desired portions in V-type or similar blender
with additional ents to aid in flow, disintegration and lubrication (for tableting
machine). The blended powder is compress coated over the small EC s /
Microtablets using compress coat ing machine. The tablets are further film
coated using aqueous or solvent coating on in a coating pan or fluid bed dryer
using HPMC or equivalent “polymers” (Film coat).
Example: Final Product — Tablet-in-Capsule (Hard gelatin) (1) -
Formulation/Manufacturing Process (at local CMO, controlled room and humidity
conditions throughout the process):
Ingredients Amount (%)
Uncoated Antibiotic Granules/Pellets 45%
pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets 13%
pH 7.2 to 7.5 c Coated (EC) Symbiotic Granules/Pellets 13%
Excipients (Microcrystalline cellulose — filler, polyVinylpyrrolidone —
binder, pregelatinized starch - disintegrant and silicon dioxide — flow
aid, ium stearate - lubricant)
Hard Gelatin/HPMC Capsules
The Uncoated Antibiotic Granules/Pellets, pH 5.0 to 6.0 Enteric Coated (EC)
Antibiotic Granules/Pellets and pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic
Granules/Pellets intermediate formulations are blended in desired portions in V-type
or similar blender with excipients to aid in flow, disintegration and lubrication (for
tableting machine). The blended powders are compressed into s / Microtablets
using tableting equipment. The excipients and the tablets filled into hard gelatin
capsules using specialized encapsulating equipment.
Example: Final t — Tablet-in-Capsule (Hard gelatin) (2) -
Formulation/Manufacturing Process (at local CMO, lled room and humidity
ions throughout the process):
Uncoated Antibiotic Granules/Pellets 45%
pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets 13%
pH 7.2 to 7.5 c Coated (EC) Symbiotic Granules/Pellets 13%
Excipients (Microcrystalline cellulose — filler, polyvinylpyrrolidone — 24%
binder, atinized starch - egrant and silicon e — flow
aid, magnesium stearate - lubricant)
Hard Gelatin / HPMC es 5%
The pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets intermediate
formulations are blended in desired portions in V-type or similar r with
excipients to aid in flow, disintegration and lubrication (for tableting machine). The
blended powders are compressed into small tablets / Microtablets using tableting
equipment. The above Uncoated Antibiotic Granules/Pellets, and pH 5.0 to 6.0
Enteric Coated (EC) Antibiotic Granules/Pellets intermediate formulations are
blended in desired portions in V-type or similar blender with additional excipients to
aid in flow, disintegration and lubrication (for tableting machine). The blended
powder and tablets are filled into large Hard Gelatin Capsules using encapsulating
equipment.
Example: Final Product — -in-Capsule (Hard gelatin) (3) -
Formulation/Manufacturing Process (at local CMO, controlled room and humidity
conditions throughout the process):
Ingredients Amount (%)
Uncoated Antibiotic Granules/Pellets 45%
pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets 13%
pH 5. 5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets l3%
Excipients (Microcrystalline cellulose — filler, polyvinylpyrrolidone —
binder, pregelatinized starch - disintegrant and silicon e — flow
aid, magnesium stearate - lubricant)
“Polymers” (pH 7.2 to 7.5 sensitive coating) 4%
Hard Gelatin/HPMC Capsules 5%
Water/Solvents as required 0%
The pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets intermediate
formulations are blended in desired portions in V-type or similar blender with
excipients to aid in flow, disintegration and lubrication (for tableting machine). The
d powders are compressed into small s / Microtablets using tableting
equipment. The compressed s are coated with pH 7.2 to 7.5 sensitive coating
using aqueous or solvent coating on of “Polymers” in a coating pan or fluid bed
drier/coater with optimized ions (“EC tablets”). The above Uncoated Antibiotic
Granules/Pellets, and pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets
intermediate formulations are blended in desired portions in V-type or similar blender
with excipients to aid in flow, disintegration and lubrication (for tableting machine).
The blended powder and the EC tablets are filled into a larger capsule using
encapsulating equipment.
Example: Final Product — Bi-Layer Tablets - Formulation/Manufacturing Process (at
local CMO, controlled room and humidity conditions hout the process):
Ingredients Amount (%)
Uncoated Antibiotic Granules/Pellets 45%
pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets 13%
Excipients (Microcrystalline cellulose — filler, polyvinylpyrrolidone —
binder, pregelatinized starch - disintegrant and silicon dioxide — flow
aid, magnesium stearate - ant)
pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 13%
HPMC or lent “polymers” (Film coat) 1%
Water/Solvents as required 0%
The above Uncoated Antibiotic Granules/Pellets, and pH 5.0 to 6.0 c Coated
(EC) Antibiotic es/Pellets intermediate formulations are blended in desired
portions in V-type or similar blender with excipients to aid in flow, disintegration and
lubrication (for tableting machine). The blended powders are compressed into tablets
using bi-layer ing equipment (“EC Tablets”). The pH 7.2 to 7.5 Enteric Coated
(EC) Symbiotic Granules/Pellets intermediate formulations are blended in desired
portions in V-type or similar blender with excipients to aid in flow, disintegration and
lubrication (for tableting machine). The blended powder is compressed over the EC
tablets using bilayer tableting machine. The tablets are filrther film coated using
aqueous or solvent coating solution in a coating pan or fluid bed dryer using HPMC
or equivalent “polymers” (Film coat).
Example: Final Product — Tri-Layer Tablets - Formulation/Manufacturing s (at
local CMO, controlled room and humidity conditions throughout the process):
ed Antibiotic Granules/Pellets 45%
Excipients (Microcrystalline cellulose — flller, polyvinylpyrrolidone 28%
— binder, pregelatinized starch - disintegrant and silicon dioxide —
flow aid, magnesium stearate - lubricant)
pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets 13%
pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 13%
HPMC or equivalent “polymers” (Film coat) 1%
Water/Solvents as required 0%
The above Uncoated Antibiotic Granules/Pellets intermediate formulations is blended
in desired portions in V-type or similar blender with excipients to aid in flow,
disintegration and ation (for tableting machine). The blended powders are
compressed into tablets using tri-layer tableting equipment (“EC Tablets-l”). The
above pH 5.0 to 6.0 Enteric Coated (EC) Antibiotic Granules/Pellets intermediate
formulation is blended in desired portions in V-type or similar blender with additional
ents to aid in flow, disintegration and lubrication (for tableting machine). The
blend is compressed over the first layer of tablets (EC Tablets-l) using tri-layer
tableting equipment (“EC Tablets-2”). The pH 7.2 to 7.5 Enteric Coated (EC)
Symbiotic Granules/Pellets ediate formulations are blended in desired portions
in V-type or similar blender with onal ents to aid in flow, disintegration
and lubrication (for tableting machine). The d powder is compressed over the
second layer of tablets (EC tablets-2) using yer tableting machine. The s
are filrther film coated using s or solvent coating solution in a coating pan or
fluid bed dryer using HPMC or equivalent “polymers” (Film coat).
Final Product Packaging (at local CMO, dry low humidity and low oxygen (N2
purging) conditions hout the process):
The above es are packaged in sachet, and the coated s, capsules are
packaged into bottles with induction sealing or blistered at low humidity (at or below
40% RH) and lled room temperature conditions (at 20 to 25 degrees C).
Quality Control Release Testing (Active Pharmaceutical Ingredient (API) and Final
Drug Product) Symbiotic —
Test Methods and Assessment
Description es, pellets, tablets, es in blisters or s or
sachets
Visual inspection for color, shape, etc.
Identification Genes, species, strains. Morphological appearance via
Microscopic evaluation and /or multiplex PCR as well as
other tests including biochemical methods such as
fermentation profile or pic methods, e.g. ribotyping,
restriction fragment length polymorphism (RFLP), or both.
In addition, develop a specific identity assay for critical
biological activity. Others test may include: DNA-DNA
hybridization to specify strains in species; DNA sequence
coding per WHO; Strain typing e Pulsed Field Gel
electrophoresis (PFGE), etc.
Potency — Microscopic testing, or Opacity to measure viable cells per
organisms unit or dose, i.e. colony forming units (CFU)
Potency Assay Assessment of CFU (on solid medium) and tests to
correlating with activity. M-viability plating.
Purity Endotoxin content, residual antibiotics, and/or the
fication of residual toxic components or contaminants
introduced during manufacture by Elisa or amino acid
profile
Microbial bioburden or Extraneous als including pathogens by using Elisa or
contaminants and limits amino acid profile or SDS page or ion exchange
chromatography, etc. Microbial limits by US Pharmacopeia
(USP 31 <61>).
Percent Viable cells Micro testing after regrown in appropriate media and test,
e.g., Dead/live assay by ATP. Also determination of non-
Viable units per g i.e., by electro-zone count of non-
fluorescent cells (SDS PAGE)
Particulate matter USP 31 <788>
Pyrogens TBD
pH Testing pH meter
Residual moisture Water content, USP 31 <921>
Content Uniformity TBD
Package Integrity Leaker test by vacuum
Stability y, Viable cell determination, microbial
contamination, pH an residual moisture
Antibiotic(s)
Impurities and d sub HPLC and other
Symbiotic and antibiotic
Test Methods and Assessment
ro release testing : pH 1 buffer (simulated gastric), pH 6 buffer, pH
(Via dissolution testing 7.2 to 7.5 buffer (simulated intestinal fluid), followed by pH
equipment) : USP 5.5 — 6.2 buffer (simulated colonic fluid).
paddle or basket Sample Times:
pH 1 buffer - 1 hour
pH 6 buffer - 1 hour
pH 7.2 to 7.5 - 1,2, 3 and 4 hours
pH 5.5 to 6.2 — 1,2,4 and 8 hours
Symbiotic Assay:
Microbiology testing for count (cfu/gram) for
Antibiotic Assay:
HPLC
Stability testing (0, 6, Symbiotic:
12, 18 and 24 months): Identification, y, viable cell determination, ial
contamination, pH and residual moisture, etc.
Antibiotic:
Identification, Assay, Impurities, Related Substances,
microbial contamination, pH and residual moisture, etc.
Fecal Microbiota Transplantation (MET).
Materials and Methods:
Described below are formulations that are being made and tested for the target
delivery for testing in ical assays, the formulation having an y human
bacterial fecal flora for release at pH 5.5 - 6.2 in right colon every 24 hours.
Active Pharmaceutical Ingredient (API):
1 0 Human ial fecal flora donated by health human volunteers, screened for
safety.
Osmotic agents: proteins (casein, hydrolyzed protein, etc.), peptides, amino
acids (L-Leucine), carbohydrates glucose, e, starches, inulin, sodium
chloride, phosphate buffers, etc. Lallemand and other high quality global
1 5 suppliers.
Inactive Ingredients (Excipients):
Fillers and carriers: Microcrystalline, , HPMC or equivalent
“polymers”, hard HPMC capsules, soft gelatin and other materials, etc. -
purchased from local US supplier such as FMC, Capsugel, Colorcon, as well
as pregelatinized starch — disintegrant, n dioxide — flow aid, magnesium
stearate - lubricant) from various reputable excipient suppliers.
Intermediate Formulation/Manufacturing Process (at local CMO): “Dried Healthy
Human Bacterial Fecal Flora” :
ients Amount (%)
Healthy human donor’s bacterial fecal flora 40%
Inactive ingredients - L. Leucine, sodium chloride, and/or dextrose, 40%
etc.
Inactive ingredients - phosphate buffer, tylexopol, and/or sodium 20%
ate, etc.
Water as required 0%
Dissolve the phosphate buffer, sodium chloride, and/or dextrose, etc. in water. Add
the healthy human donor’s ial fecal flora material to the mix and stir in a mixer.
Pass the suspension through a large mesh filter to remove insoluble material (flora
mix). Dissolve the phosphate , tylexopol, and/or sodium glutamate, etc. in water
and the dilute the flora mix. Fill into vials and freeze dry the mix or pass through
sprayer drier or foam drier to remove moisture and produce fine powder.
“Dried Human ial Fecal Flora Granules” (75-100 micron range):
Dried Human Bacterial Fecal Flora
Excipients (Microcrystalline cellulose — filler, pregelatinized starch —
disintegrant, silicon dioxide — flow aid, ium stearate -
lubricant)
Prepare a dry granulation with Dried Human Bacterial Fecal Flora and excipients in a
low shear mixer.
Example: Final Product — Capsules (HPMC) — Formulation/Manufacturing Process
(at local CMO, lled room temperature, humidity and oxygen ions
throughout the process):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora 15%
Polymers” (pH 5.5 to 6.2 sensitive coating) 25%
Polymers” (pH 7.2 to 7.5 sensitive coating) 25%
HPMC or equivalent “polymers” (Barrier and Seal coats) 5%
HPMC Capsules 30%
The above Dried Human Bacterial Fecal Flora is filled into small capsules using
encapsulation equipment. The capsules are coated with pH 5.5 to 6.2 sensitive g
using aqueous or solvent coating solution of “Polymers” in a coating pan or fluid bed
drier/coater using optimized conditions. The coated capsules are barrier coated with
aqueous or solvent coating solution of HPMC or equivalent “polymers” in a g
pan or fluid bed drier/coater using optimized conditions. The film-coated capsules are
r coated with pH 7.2 to 7.5 sensitive coating using aqueous or solvent coating
solution of “Polymers” in a coating pan or fluid bed drier/coater using optimized
conditions. The coated capsules are finally seal coated with aqueous or solvent
coating solution of HPMC or equivalent “polymers” in a g pan or fluid bed
drier/coater using optimized conditions.
Example: Final Product — Capsules (HPMC) — Formulation/Manufacturing Process
(at local CMO, controlled room temperature, humidity and oxygen conditions
throughout the process):
Ingredients Amount
Dried Human Bacterial Fecal Flora es 68%
Polymers” (pH 5.5 to 6.2 sensitive g) 10%
rs” (pH 7.2 to 7.5 sensitive coating) 10%
HPMC or equivalent “polymers” (Barrier and Seal coats) 2%
HPMC Capsules
The above Dried Human ial Fecal Flora Granules are filled into small capsules
using encapsulation equipment. The capsules are coated with pH 5.5 to 6.2 ive
coating using aqueous or solvent coating solution of “Polymers” in a coating pan or
fluid bed drier/coater using optimized conditions. The coated capsules are barrier
coated with aqueous or t coating solution ofHPMC or equivalent “polymers” in
a coating pan or fluid bed drier/coater using optimized conditions. The film-coated
capsules are fiarther coated with pH 7.2 to 7.5 sensitive coating using aqueous or
solvent coating solution of “Polymers” in a coating pan or fluid bed drier/coater using
optimized conditions. The coated capsules are finally seal coated with aqueous or
solvent g solution of HPMC or equivalent “polymers” in a coating pan or fluid
bed drier/coater using optimized conditions.
Example: Final Product — Liquid Filled Soft Gelatin/Veggie Gel Capsules —
Formulation/Manufacturing Process (at local CMO, controlled room ature,
humidity and oxygen conditions throughout the s):
ients Amount (%)
Dried Human Bacterial Fecal Flora 15%
Vegetable oil (immiscible liquid) and/or other no-aqueous ingredients
(paste)
Polymers” (pH 5.5 to 6.2 sensitive coating)
Polymers” (pH 7.2 to 7.5 sensitive coating)
HPMC or equivalent ers” (Barrier and Seal coats)
Vegetable gel mix or gelatin for producing veggie or soft n capsules
The above Dried Human Bacterial Fecal Flora is mixed with Vegetable oil
(immiscible liquid) and/or other no-aqueous ients (paste) in a blender using
optimum conditions. The e is filled with vegetable gel mix or gelatin in an
encapsulation equipment for producing veggie or soft gelatin capsules. The capsules
are coated with pH 5.5 to 6.2 sensitive coating using aqueous or solvent coating
solution of “Polymers” in a coating pan or fluid bed drier/coater using optimized
WO 52338
conditions. The coated capsules are barrier coated with aqueous or solvent coating
solution of HPMC or equivalent “polymers” in a coating pan or fluid bed drier/coater
using optimized conditions. The film-coated es are r coated with pH 7.2
to 7.5 sensitive coating using aqueous or solvent coating solution of “Polymers” in a
coating pan or fluid bed drier/coater using optimized conditions. The coated capsules
are finally seal coated with aqueous or solvent coating solution of HPMC or
equivalent “polymers” in a coating pan or fluid bed drier/coater using optimized
conditions.
Example: Final t — Liquid Filled Hard Capsules (e.g. HPMC) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions hout the process):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora 15%
Vegetable oil (immiscible liquid) and/or other no-aqueous ingredients
(paste)
Polymers” (pH 5.5 to 6.2 sensitive coating)
Polymers” (pH 7.2 to 7.5 sensitive coating)
HPMC or equivalent “polymers” (Barrier and Seal coats)
Hard Gelatin/HPMC capsules
The above Dried Human Bacterial Fecal Flora is mixed with ble oil
(immiscible liquid) and/or other no-aqueous ingredients ) in a blender using
optimum conditions. The e is filled into hard HPMC capsules using an
encapsulation equipment. The capsules are coated with pH 5.5 to 6.2 sensitive coating
using aqueous or solvent coating solution of “Polymers” in a coating pan or fluid bed
drier/coater using zed conditions. The coated capsules are barrier coated with
aqueous or solvent coating solution of HPMC or equivalent “polymers” in a coating
pan or fluid bed drier/coater using optimized conditions. The film-coated capsules are
further coated with pH 7.2 to 7.5 sensitive g using aqueous or solvent coating
solution of ers” in a coating pan or fluid bed drier/coater using optimized
conditions. The coated capsules are finally seal coated with aqueous or solvent
coating solution of HPMC or equivalent “polymers” in a coating pan or fluid bed
drier/coater using optimized conditions.
Example: Final Product — Capsule-in-Capsule (HPMC)(l) —
Formulation/Manufacturing Process (at local CMO, lled room temperature,
humidity and oxygen conditions throughout the process):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora Granules 35%
Excipients (Microcrystalline cellulose — filler, pregelatinized starch —
disintegrant, n e — flow aid, magnesium stearate - lubricant)
rs” (pH 5.5 to 6.2 sensitive coating)
Polymers” (pH 7.2 to 7.5 ive coating)
HPMC or lent “polymers” (Barrier and Seal coats)
HPMC Capsules
The above Dried Human Bacterial Fecal Flora Granules are filled into small capsules
using encapsulation equipment. The capsules are coated with pH 5.5 to 6.2 sensitive
coating using aqueous or solvent coating solution of “Polymers” in a coating pan or
fluid bed drier/coater using optimized conditions. The coated capsules are r
coated with aqueous or solvent coating solution ofHPMC or equivalent “polymers” in
a coating pan or fluid bed drier/coater using optimized conditions. The above
Excipients along with the smaller filled es are further filled into larger capsules
using specialized capsule filling equipment and optimized conditions. The larger
capsules are fiarther coated with pH 7.2 to 7.5 sensitive g using aqueous or
solvent coating solution of “Polymers” in a coating pan or fluid bed drier/coater using
zed conditions. The coated capsules are finally seal coated with aqueous or
solvent coating solution of HPMC or equivalent “polymers” in a coating pan or fluid
bed drier/coater using zed conditions.
Example: Final Product — Softgel Capsule-in-Capsule (e.g. soft gelatin)(2) —
Formulation/Manufacturing s (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the process):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora 15%
Vegetable oil (immiscible liquid) and/or other no-aqueous ingredients
(paste)
Polymers” (pH 5.5 to 6.2 sensitive coating)
Polymers” (pH 7.2 to 7.5 sensitive g)
HPMC or equivalent “polymers” (Barrier and Seal coats)
Vegetable gel mix or gelatin for producing veggie or soft gelatin es
The above Dried Human Bacterial Fecal Flora is filled with vegetable gel mix or
gelatin in encapsulation equipment for producing veggie or soft gelatin capsules using
optimum ions. The veggie or soft gelatin capsules along with ble oil are
together encapsulated using another encapsulation equipment for producing larger
veggie or soft gelatin capsules. The larger capsules are coated with pH 5.5 to 6.2
sensitive g using s or solvent coating solution of ers” in a coating
pan or fluid bed drier/coater using optimized conditions. The coated capsules are
r coated with aqueous or solvent coating solution of HPMC or equivalent
“polymers” in a coating pan or fluid bed drier/coater using optimized conditions. The
film-coated capsules are further coated with pH 7.2 to 7.5 sensitive g using
aqueous or solvent coating solution of “Polymers” in a coating pan or fluid bed
coater using optimized conditions. The coated capsules are finally seal coated
with aqueous or solvent coating solution of HPMC or equivalent “polymers” in a
coating pan or fluid bed drier/coater using optimized ions.
Example: Final Product — Tablet-in-Capsule (HPMC) — Formulation/ Manufacturing
Process (at local CMO, controlled room temperature, humidity and oxygen conditions
throughout the process):
Dried Human Bacterial Fecal Flora Granules
Polymers” p(H 5. 5 to 6.2 sensitive coating) 10%
Polymers” (pH 7.2 to 7.5 sensitive coating)
2014/027228
HPMC or equivalent “polymers” (Barrier and Seal coats)
HPMC Capsules
The above Dried Human Bacterial Fecal Flora Granules are compressed into soft
microtablets using compression machine and optimum conditions. The microtablets
are then filled into small es using encapsulation equipment. The capsules are
coated with pH 5.5 to 6.2 sensitive coating using aqueous or solvent coating solution
of “Polymers” in a coating pan or fluid bed drier/coater using zed conditions.
The coated es are barrier coated with aqueous or solvent coating solution of
HPMC or lent “polymers” in a coating pan or fluid bed drier/coater using
optimized conditions. The ated capsules are r coated with pH 7.2 to 7.5
ive coating using aqueous or solvent coating solution of “Polymers” in a coating
pan or fluid bed drier/coater using optimized conditions. The coated capsules are
finally seal coated with aqueous or t coating solution of HPMC or equivalent
“polymers” in a g pan or fluid bed drier/coater using optimized conditions.
Example: Final Product — Tablet-in-Capsule (Liquid Filled Soft Gelatin/Veggie Gel) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions hout the process):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora Granules 35%
Vegetable oil (immiscible liquid) and/or other no-aqueous ients
(paste)
Polymers” (pH 5.5 to 6.2 sensitive coating)
Polymers” (pH 7.2 to 7.5 sensitive coating)
HPMC or equivalent “polymers” (Barrier and Seal coats)
Vegetable gel mix or gelatin for producing veggie or soft gelatin capsules
The above Dried Human Bacterial Fecal Flora Granules are compressed into soft
microtablets using compression machine and optimum conditions. The microtablets
and the vegetable oil mix are filled with vegetable gel mix or gelatin in an
encapsulation equipment for producing veggie or soft gelatin capsules. The capsules
are coated with pH 5.5 to 6.2 sensitive coating using aqueous or solvent coating
solution of “Polymers” in a coating pan or fluid bed drier/coater using optimized
conditions. The coated capsules are barrier coated with aqueous or solvent coating
on of HPMC or equivalent “polymers” in a coating pan or fluid bed drier/coater
using optimized conditions. The film-coated capsules are filrther coated with pH 7.2
to 7.5 sensitive coating using aqueous or solvent g solution of ers” in a
coating pan or fluid bed drier/coater using optimized conditions. The coated capsules
are finally seal coated with aqueous or solvent g solution of HPMC or
equivalent “polymers” in a coating pan or fluid bed drier/coater using optimized
conditions.
Final Product Packaging (at local CMO, dry low humidity and low oxygen (N2
purging) conditions throughout the process). The above es are packaged in
sachet, and the coated tablets, capsules are packaged into bottles with induction
sealing or blistered at low humidity (at or below 40% RH) and controlled room
temperature conditions (at 20 to 25 s C).
y Control Release Testing (Active Pharmaceutical Ingredient (API) and Final
Drug Product)
Human Bacterial Fecal Flora
Test Methods and Assessment
Description Powder, Granules, capsules in rs or bottles or sachets
Appearance Visual inspection for color, shape, etc.
Identification Genes, species, strains. Morphological appearance via
Microscopic evaluation and /or multiplex PCR as well as
other tests including biochemical methods such as
fermentation profile or genotypic methods, e.g. ribotyping,
restriction fragment length rphism (RFLP), or both.
In addition, develop a specific identity assay for critical
ical activity. Others test may include: DNA-DNA
hybridization to specify strains in species; DNA sequence
coding per WHO; Strain typing include Pulsed Field Gel
electrophoresis (PFGE), etc.
Potency — Viable Microscopic testing, or Opacity to measure viable cells per
organisms unit or dose, i.e. colony forming units (CFU)
Potency Assay Assessment of CFU (on solid ) and tests to
correlating with activity. M-viability plating. Elisa or
amino acid profile.
Purity / Related Endotoxin content, antibiotic residue and/or the
substances quantification of residual toxic components or contaminants
uced during manufacture by Elisa or amino acid
profile; SDS page and or amino acid profile.
Microbial bioburden or Extraneous materials including pathogens by using Elisa or
contaminants and amino acid profile or SDS page or ion exchange
limits (related chromatography, etc. Microbial limits by US Pharmacopeia
substances) (USP 31 <6l>).
Percent viable cells Micro testing after regrown in appropriate media and test,
e.g., Dead/live assay by ATP. Also ination of non-
viable units per g i.e., by electro-zone count of non-
fiuorescent cells (SDS PAGE)
ulate matter USP 31 <788>
Pyrogens TBD
pH Testing pH meter
Residual moisture Water content, USP 31 <92l>
Content Uniformity ATP
Live/Dead Assay ATP
Heavy metals Inductively Coupled Plasma-Atomic Emission
Spectrophotometry (ICP-AES); Inductively Coupled
-Mass Spectroscopy (ICP-MS); Atomic Emission
Spectrophotometry (AES); or Atomic Absorption
Spectrophotometry (AAS).
Water content Karl Fischer
Package Integrity Leaker test by vacuum
ity Potency, viable cell determination, ial contamination,
pH an residual moisture
In-vitro release testing USP paddle or basket
(via dissolution testing Medium: pH 1 buffer (simulated gastric), pH 6 buffer, pH
equipment) : 7.2 to 7.5 buffer (simulated intestinal fluid), followed by pH
.5 — 6.2 buffer (simulated colonic fluid).
Sample Times:
pH 1 buffer - 1 hour
pH 5.5 — 6.2 buffer — 1,2, 3 and 4 hours
pH 7.2 to 7.5 - 1,2,3 and 4 hours
pH 5.5 to 6.2 — l, 2, 4 and 8 hours
Human Bacterial Fecal Flora — Assay:
Microbiology testing for count (cfu/gram)
Stability testing (0, 6, Identification, Appearance, y, viable cell
12, 18 and 24 ): determination, microbial contamination, pH and residual
moisture, d substance, water t, Live/dead Assay,
etc.
Fecal Microbiota Transplantation (MET) with C. dz'fiz‘cile anti-toxin (CDAT)
als and Methods:
Described below are formulations that are being made and tested for the target
delivery for testing in biological assays, the ation having an Healthy human
bacterial fecal flora for release at pH 5.5 - 6.2 in right colon every 24 hours.
Active Pharmaceutical Ingredient (API):
Human bacterial fecal flora donated by health human volunteers, screened
for safety.
C. dz'fi‘zcile anti-toxin (CDAT) provided from specialty supplier
Osmotic agents: proteins (casein, hydrolyzed protein, etc.), peptides, amino
acids (L-Leucine), ydrates glucose, lactose, starches, inulin, sodium
chloride, phosphate buffers, etc. Lallemand and other high quality global
suppliers.
Inactive Ingredients (Excipients):
Fillers and carriers: rystalline, , HPMC or equivalent
p“o”lymers, hard HPMC capsules, soft gelatin and other materials, etc -
purchased from local US supplier such as FMC, Capsugel, Colorcon, as well
as pregelatinized starch — disintegrant, silicon dioxide — flow aid,
magnesium stearate - lubricant) from various reputable excipient ers.
Intermediate Formulation/Manufacturing Process (at local CMO): “Dried Healthy
Human Bacterial Fecal Flora” :
Ingredients Amount (%)
Healthy human donor’s bacterial fecal flora 40%
Inactive ingredients - L. Leucine, sodium chloride, and/or dextrose, 40%
etc.
Inactive ingredients - phosphate , tylexopol, and/or sodium 20%
glutamate, etc.
Water as required 0%
Dissolve the ate buffer, sodium de, and/or dextrose, etc. in water. Add
the healthy human donor’s bacterial fecal flora material to the mix and stir in a mixer.
Pass the suspension h a large mesh filter to remove insoluble material (flora
mix). Dissolve the phosphate buffer, tylexopol, and/or sodium glutamate, etc. in water
and the dilute the flora mix. Fill into vials and freeze dry the mix or pass through
sprayer drier or foam drier to remove moisture and produce fine powder.
“Dried Human Bacterial Fecal Flora Granules” (75-100 micron :
Dried Human Bacterial Fecal Flora
Excipients (Microcrystalline cellulose — filler, pregelatinized starch —
disintegrant, silicon dioxide — flow aid, magnesium stearate -
lubricant)
Prepare a dry granulation with Dried Human Bacterial Fecal Flora and excipients in a
low shear mixer. “CDAT Granules” (75-100 micron range):
Excipients (Microcrystalline cellulose — filler, pregelatinized starch —
disintegrant, silicon dioxide — flow aid, ium stearate -
lubricant)
Prepare a dry granulation with CDAT and excipients in a low shear mixer.
Example: Final Product — Capsules (HPMC) — Formulation/Manufacturing Process
(at local CMO, controlled room temperature, humidity and oxygen ions
throughout the process):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora 10%
CDAT 5%
rs” (pH 5.5 to 6.2 sensitive coating) 25%
Polymers” (pH 7.2 to 7.5 sensitive coating) 25%
HPMC or equivalent “polymers” (Barrier and Seal coats) 5%
HPMC Capsules 30%
The above Dried Human Bacterial Fecal Flora and the CDAT is filled into small
capsules using encapsulation equipment. The capsules are coated with pH 5.5 to 6.2
sensitive g using aqueous or solvent coating solution of “Polymers” in a coating
pan or fluid bed drier/coater using optimized conditions. The coated capsules are
barrier coated with aqueous or t coating solution of HPMC or equivalent
“polymers” in a coating pan or fluid bed drier/coater using optimized conditions. The
film-coated capsules are further coated with pH 7.2 to 7.5 ive coating using
aqueous or solvent coating solution of ers” in a coating pan or fluid bed
drier/coater using optimized conditions. The coated capsules are finally seal coated
with s or solvent coating solution of HPMC or equivalent “polymers” in a
coating pan or fluid bed coater using optimized conditions.
e: Final Product — Capsules (HPMC) — Formulation/Manufacturing Process
(at local CMO, controlled room temperature, humidity and oxygen conditions
throughout the process):
Ingredients Amount (%)
Dried Human ial Fecal Flora Granules 34%
CDAT Granules 34%
rs” (pH 5.5 to 6.2 sensitive coating) 10%
Polymers” (pH 7.2 to 7.5 sensitive coating) 10%
HPMC or equivalent “polymers” (Barrier and Seal coats) 2%
HPMC Capsules 10%
The above Dried Human Bacterial Fecal Flora and CDAT Granules are filled into
small capsules using encapsulation equipment. The capsules are coated with pH 5.5 to
6.2 sensitive coating using aqueous or solvent coating solution of ers” in a
coating pan or fluid bed drier/coater using optimized conditions. The coated capsules
are barrier coated With aqueous or solvent coating solution of HPMC or equivalent
“polymers” in a coating pan or fluid bed drier/coater using optimized conditions. The
film-coated capsules are further coated with pH 7.2 to 7.5 sensitive coating using
aqueous or solvent coating solution of “Polymers” in a coating pan or fluid bed
coater using optimized conditions. The coated capsules are finally seal coated
with aqueous or solvent g solution of HPMC or equivalent “polymers” in a
coating pan or fluid bed drier/coater using optimized ions.
Example: Final Product — Liquid Filled Soft Gelatin/Veggie Gel Capsules —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen ions throughout the process):
Dried Human Bacterial Fecal Flora
CDAT 5%
Vegetable oil (immiscible liquid) and/or other no-aqueous ingredients 53%
(paste)
Polymers” (pH 5.5 to 6.2 sensitive g) 10%
Polymers” (pH 7.2 to 7.5 sensitive coating) 10%
HPMC or equivalent ers” (Barrier and Seal coats) 2%
Vegetable gel mix or gelatin for producing veggie or soft gelatin capsules 10%
The above Dried Human Bacterial Fecal Flora and CDAT are mixed with Vegetable
oil (immiscible liquid) and/or other no-aqueous ingredients (paste) in a r using
m conditions. The mixture is filled with vegetable gel mix or gelatin in
encapsulation equipment for producing veggie or soft gelatin capsules. The capsules
are coated with pH 5.5 to 6.2 sensitive coating using aqueous or solvent coating
solution of “Polymers” in a coating pan or fluid bed coater using optimized
conditions. The coated capsules are r coated with aqueous or solvent coating
solution of HPMC or equivalent “polymers” in a coating pan or fluid bed drier/coater
using zed conditions. The film-coated capsules are filrther coated with pH 7.2
to 7.5 sensitive coating using aqueous or solvent coating solution of ers” in a
coating pan or fluid bed drier/coater using optimized conditions. The coated capsules
are finally seal coated with aqueous or solvent coating solution of HPMC or
equivalent “polymers” in a coating pan or fluid bed drier/coater using optimized
conditions.
Example: Final Product — Liquid Filled Hard es (e.g. HPMC) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the process):
ients Amount (%)
Dried Human Bacterial Fecal Flora 10%
CDAT 5%
Vegetable oil (immiscible liquid) and/or other no-aqueous ingredients
(paste)
rs” (pH 5.5 to 6.2 sensitive coating)
WO 52338
rs” (pH 7.2 to 7.5 sensitive coating)
HPMC or lent ers” (Barrier and Seal coats)
Hard Gelatin/HPMC capsules
The above Dried Human Bacterial Fecal Flora and CDAT are mixed with Vegetable
oil (immiscible liquid) and/or other no-aqueous ingredients (paste) in a blender using
optimum conditions. The mixture is filled into hard HPMC capsules using
encapsulation equipment. The capsules are coated with pH 5.5 to 6.2 sensitive coating
using aqueous or solvent coating solution of “Polymers” in a g pan or fluid bed
drier/coater using optimized ions. The coated capsules are barrier coated with
aqueous or solvent coating solution of HPMC or equivalent “polymers” in a coating
pan or fluid bed drier/coater using optimized conditions. The film-coated capsules are
further coated with pH 7.2 to 7.5 sensitive coating using aqueous or solvent coating
solution of “Polymers” in a g pan or fluid bed drier/coater using optimized
conditions. The coated capsules are finally seal coated with aqueous or solvent
coating on of HPMC or equivalent “polymers” in a coating pan or fluid bed
drier/coater using optimized conditions.
Example: Final Product — Capsule-in-Capsule (HPMC)(l) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the process):
Ingredients Amount
Dried Human Bacterial Fecal Flora Granules 23%
CDAT Granules l2%
Excipients crystalline cellulose — filler, pregelatinized starch — 33%
disintegrant, silicon dioxide — flow aid, magnesium stearate - lubricant)
Polymers” (pH 5.5 to 6.2 sensitive coating) 10%
Polymers” (pH 7.2 to 7.5 sensitive coating) 10%
HPMC or equivalent “polymers” (Barrier and Seal coats) 2%
HPMC Capsules 10%
The above Dried Human Bacterial Fecal Flora and CDAT Granules are filled into
small capsules using encapsulation equipment. The capsules are coated with pH 5.5 to
6.2 sensitive coating using aqueous or solvent coating solution of “Polymers” in a
coating pan or fluid bed drier/coater using optimized conditions. The coated capsules
are barrier coated With aqueous or solvent coating solution of HPMC or equivalent
“polymers” in a coating pan or fluid bed drier/coater using optimized conditions. The
above Excipients along with the smaller filled capsules are further filled into larger
es using specialized capsule filling equipment and optimized ions. The
larger capsules are fiarther coated with pH 7.2 to 7.5 sensitive coating using aqueous
or solvent coating solution of “Polymers” in a coating pan or fluid bed drier/coater
using optimized conditions. The coated capsules are finally seal coated with aqueous
or solvent coating on of HPMC or equivalent “polymers” in a coating pan or
fluid bed coater using optimized conditions.
Example: Final Product — Capsule-in-Capsule (HPMC)(2) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the s):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora Granules 23%
CDAT Granules 12%
Excipients (Microcrystalline cellulose — filler, pregelatinized starch — 33%
disintegrant, silicon dioxide — flow aid, ium stearate - lubricant)
Polymers” (pH 5.5 to 6.2 ive coating) 10%
Polymers” (pH 7.2 to 7.5 sensitive g) 10%
HPMC or equivalent “polymers” (Barrier and Seal coats) 2%
HPMC es 10%
The above Dried Human ial Fecal Flora are filled into small capsules using
encapsulation equipment. The capsules are coated with pH 5.5 to 6.2 sensitive coating
using aqueous or solvent coating solution of “Polymers” in a coating pan or fluid bed
drier/coater using optimized conditions. The coated capsules are barrier coated with
aqueous or solvent g on of HPMC or equivalent “polymers” in a coating
pan or fluid bed drier/coater using optimized conditions. The above Excipients along
with the, CDAT and smaller filled capsules are filrther filled into larger capsules using
specialized capsule filling equipment and optimized conditions. The larger es
are further coated with pH 7.2 to 7.5 sensitive coating using aqueous or solvent
coating solution of “Polymers” in a coating pan or fluid bed drier/coater using
optimized conditions. The coated capsules are finally seal coated with aqueous or
solvent coating on of HPMC or equivalent “polymers” in a coating pan or fluid
bed drier/coater using zed conditions.
Example: Final Product — Softgel Capsule-in-Capsule (e.g. soft n)(3) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the process):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora 10%
CDAT 5%
Vegetable oil (immiscible liquid) and/or other no-aqueous ingredients 53%
(paste)
Polymers” (pH 5.5 to 6.2 sensitive g) 10%
Polymers” (pH 7.2 to 7.5 sensitive g) 10%
HPMC or equivalent “polymers” er and Seal coats) 2%
Vegetable gel mix or gelatin for producing veggie or soft n capsules 10%
The above Dried Human Bacterial Fecal Flora is filled with vegetable gel mix or
gelatin in encapsulation equipment for producing veggie or soft gelatin capsules using
optimum conditions. The veggie or soft gelatin capsules along with vegetable oil are
together encapsulated using another encapsulation equipment for producing larger
veggie or soft gelatin capsules. The larger capsules are coated with pH 5.5 to 6.2
ive coating using aqueous or solvent coating solution of “Polymers” in a coating
pan or fluid bed drier/coater using optimized conditions. The coated capsules are
barrier coated with aqueous or solvent coating solution of HPMC or equivalent
“polymers” in a coating pan or fluid bed coater using optimized conditions. The
film-coated capsules are further coated with pH 7.2 to 7.5 sensitive coating using
aqueous or solvent coating solution of ers” in a coating pan or fluid bed
drier/coater using optimized conditions. The coated capsules are finally seal coated
with aqueous or solvent coating solution of HPMC or equivalent ers” in a
coating pan or fluid bed drier/coater using optimized conditions.
Example: Final t — Tablet-in-Capsule (HPMC) — Formulation/ Manufacturing
Process (at local CMO, controlled room temperature, humidity and oxygen conditions
throughout the process):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora Granules 45.3%
CDAT Granules 22.7%
Polymers” (pH 5.5 to 6.2 sensitive coating) 10%
rs” (pH 7.2 to 7.5 sensitive coating) 10%
HPMC or equivalent “polymers” (Barrier and Seal coats) 2%
HPMC Capsules 10%
The above Dried Human Bacterial Fecal Flora Granules are compressed into soft
microtablets using compression machine and optimum conditions. The microtablets
and the CDAT Granules are then filled into small capsules using encapsulation
equipment. The capsules are coated with pH 5.5 to 6.2 sensitive coating using
aqueous or solvent coating on of “Polymers” in a coating pan or fluid bed
drier/coater using optimized conditions. The coated capsules are barrier coated with
s or solvent coating solution of HPMC or equivalent “polymers” in a coating
pan or fluid bed drier/coater using optimized conditions. The film-coated capsules are
r coated with pH 7.2 to 7.5 ive coating using aqueous or t coating
solution of “Polymers” in a coating pan or fluid bed drier/coater using optimized
conditions. The coated capsules are finally seal coated with aqueous or solvent
coating solution of HPMC or equivalent “polymers” in a coating pan or fluid bed
drier/coater using zed conditions.
Example: Final Product — -in-Capsule (Liquid Filled Soft Gelatin/Veggie Gel) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions hout the process):
Ingredients Amount (%)
Dried Human Bacterial Fecal Flora Granules 23%
CDAT 12%
Vegetable oil (immiscible liquid) and/or other no-aqueous ients 33%
(paste)
Polymers” (pH 5.5 to 6.2 sensitive coating) 10%
Polymers” (pH 7.2 to 7.5 sensitive coating) 10%
HPMC or equivalent “polymers” (Barrier and Seal coats) 2%
Vegetable gel mix or gelatin for producing veggie or soft gelatin capsules 10%
The above Dried Human Bacterial Fecal Flora Granules are compressed into soft
microtablets using compression machine and optimum ions. The microtablets,
CDAT and the vegetable oil mix are filled with ble gel mix or gelatin in
encapsulation equipment for ing veggie or soft gelatin capsules. The capsules
are coated with pH 5.5 to 6.2 sensitive coating using aqueous or solvent coating
solution of “Polymers” in a coating pan or fluid bed drier/coater using optimized
conditions. The coated capsules are barrier coated with aqueous or solvent coating
on of HPMC or equivalent “polymers” in a coating pan or fluid bed drier/coater
using optimized conditions. The film-coated es are filrther coated with pH 7.2
to 7.5 sensitive coating using aqueous or solvent coating solution of ers” in a
coating pan or fluid bed drier/coater using optimized conditions. The coated capsules
are y seal coated with s or solvent coating solution of HPMC or
lent “polymers” in a coating pan or fluid bed drier/coater using optimized
conditions.
Final Product Packaging (at local CMO, dry low humidity and low oxygen (N2
purging) conditions throughout the process). The above granules are packaged in
sachet, and the coated tablets, capsules are ed into bottles with induction
sealing or blistered at low humidity (at or below 40% RH) and controlled room
temperature conditions (at 20 to 25 degrees C).
Quality Control Release Testing (Active ceutical ient (API) and Final
Drug Product). Human Bacterial Fecal Flora —
Test Methods and Assessment
Description Bacterial flora and CDAT: Powder, Granules, capsules in
blisters or s or sachets
Appearance Bacterial flora and CDAT: Visual inspection for color,
shape, etc.
Identification Bacterial flora: Genes, s, strains. Morphological
appearance via Microscopic evaluation and /or lex
PCR as well as other tests including biochemical methods
such as fermentation profile or genotypic methods, e.g.
ribotyping, restriction fragment length polymorphism
(RFLP), or both. In addition, develop a specific identity
assay for critical biological activity. Others test may
include: DNA-DNA hybridization to specify strains in
species; DNA sequence coding per WHO; Strain typing
include Pulsed Field Gel electrophoresis (PFGE), etc.
CDAT: Amino acid profile
Potency Bacterial flora (Viable organisms): Microscopic testing, or
Opacity to e viable cells per unit or dose, i.e. colony
forming units (CFU)
CDAT: Elisa and amino acid profile
Potency Assay Bacterial flora: Assessment of CFU (on solid medium) and
tests to correlating with activity. M-viability plating. Elisa
or amino acid .
CDAT: Elisa and amino acid profile
Purity / Related Bacterial flora: Endotoxin content, antibiotic residue
substances and/or the quantification of residual toxic components or
contaminants introduced during manufacture by Elisa or
amino acid ; SDS page and or amino acid profile.
CDAT: Elisa or amino acid profile; SDS page and or
amino acid profile.
Microbial bioburden or Bacterial flora and CDAT: Extraneous materials including
contaminants and pathogens by using Elisa or amino acid profile or SDS page
limits (related or ion exchange chromatography, etc. Microbial limits by
substances) US Pharmacopeia (USP 31 <6l>).
Percent viable cells ial flora: Micro testing after regrown in appropriate
media and test, e.g., Dead/live assay by ATP. Also
determination of non-viable units per g i.e., by electro-zone
count of non-fluorescent cells (SDS PAGE)
Particulate matter Bacterial flora and CDAT: USP 31 <788>
Pyrogens Bacterial flora and CDAT: TBD
pH Testing Bacterial flora and CDAT: pH meter
Residual moisture Bacterial flora and CDAT: Water content, USP 31 <921>
Content Uniformity Bacterial flora: ATP
CDAT: Elisa or amino acid profile
ead Assay Bacterial flora: ATP
Heavy metals ial flora and CDAT: Inductively Coupled -
Atomic Emission Spectrophotometry ES);
Inductively Coupled Plasma-Mass Spectroscopy (ICP-MS);
Atomic Emission Spectrophotometry (AES); or Atomic
tion Spectrophotometry (AAS).
Water content Bacterial flora and CDAT: Karl Fischer
e Integrity Bacterial flora and CDAT: Leaker test by vacuum
ity Bacterial flora: Potency, viable cell determination,
microbial contamination, pH an residual moisture
CDAT: Potency, pH an residual moisture
In-vitro release testing Bacterial flora: USP paddle or basket
(via dissolution testing Medium: pH 1 buffer (simulated gastric), pH 6 buffer, pH
equipment) : 7.2 to 7.5 buffer ated intestinal fluid), followed by pH
.5 — 6.2 buffer (simulated colonic fluid).
Sample Times:
pH 1 buffer - 1 hour
pH 5.5 — 6.2 buffer — 1,2, 3 and 4 hours
pH 7.2 to 7.5 - 1,2, 3 and 4 hours
pH 5.5 to 6.2 — 1,2,4 and 8 hours
Human Bacterial Fecal Flora — Assay:
Microbiology testing for count (cfu/gram) ;
CDAT: Assay
Stability testing (0, 6, Bacterial flora: Identification, Appearance, Potency, viable
12, 18 and 24 months): cell determination, microbial contamination, pH and
residual moisture, related substance, water content,
Live/dead Assay, etc.
CDAT: Identification, Appearance, Potency, pH and
residual moisture, related substance, water content, etc.
e 2: Obesity, Metabolic Syndrome and Type 2 Diabetes
Obesity results from alterations in the body's regulation of energy , expenditure,
and storage. Animal and human data demonstrate that phylogenic changes occur in
the microbiota composition in obese individuals. rmore, evidence from animal
models suggest that the alterations of the gut microbiota with obesity results in
increased energy tion and lipid tion, altered e of entero-hormones,
increased inal permeability and metabolic endotoxemia. Treatment with pre- and
probiotics may reverse many of metabolic s linked with the altered microbiota in
obese patients. The gut microbiota is, therefore, a potential nutritional and
cological target for the management of obesity and obesity-related disorders
(12).
Materials and Methods:
Described below are methods and materials toward the making and testing of a
formulation according to the invention for the treatment of Metabolic Syndrome,
Obesity and type 2 diabetes.
Target Delivery: Target Delivery: Symbiotic (prebiotic: L-Leucine probiotic: live
s of lactobacz'llus, bifidobacterz'um and Faecalz'bacterl'um prausm'tzz'l') for
release at 7.2 — 7.5 in ileum every 24 hours.
WO 52338
Active Pharmaceutical Ingredient (API): Prebiotics - proteins (casein, hydrolyzed
protein, etc.), peptides, amino acids (L-Leucine), carbohydrates glucose, lactose,
starches, dextrose monohydrate, inulin, etc.: provided by Roquette, etc. and certain
ial strains: provided by Denisco, CHR Hansen, Institu Risell — Lallemand and
other high quality global suppliers of prebiotics. Live probiotics Species of:
lactobacz'llus, bifidobacterz'um and Faecalz'bacterl'um prausm'tzz'z' are provided by
Denisco, CHR Hansen, Institu Risell — Lallemand and other high quality global
suppliers.
Inactive ients (Excipients): Microcrystalline, pregelatinized starch,
polyvinylpyrrolidone, silicon dioxide, HPMC or equivalent “polymers”, hard gelatin
es, and other fillers, etc. - purchased from local US supplier such as FMC,
Capsugel, Colorcon, Evonik, etc. Intermediate Formulation/Manufacturing Process
(at local CMO, controlled room and ty conditions hout the process):
“Uncoated Symbiotic Granules/Pellets” (100 micron)
Ingredients Amount (%)
Freeze dried bacteria (species of lactobacillus, bz'fidobacterium 0.90%
andfaecalibacterz'um prausnz'tzz'z') (probiotic)
L-Leucine 0. l%
Excipients crystalline cellulose — filler, 99%
polyvinylpyrrolidone — binder, atinized starch — disintegrant,
silicon dioxide — flow aid, magnesium stearate - lubricant)
Water as required 0%
Prepared by mixing l-leucine, suspension or freeze dried ia (species of
lactobacz'llus, acterz'um and faecalibacterium prausnl'tzz'z') With water and
further spray/ freeze dried to remove water using optimized conditions. The probiotic
powder is mixed with excipients in V-blender or similar blender.
“pH 7.2 to 7.5 Enteric Coated Symbiotic Granules/Pellets” (100 micron)
Ingredients Amount (%)
Uncoated Symbiotic Granules/Pellets 95%
HPMC or equivalent “polymers” (Barrier and Seal coats) 1%
“Polymers” (pH 7.2 to 7.5 ive coating) 4%
Water/Solvents as required 0%
The Uncoated Symbiotic es/Pellets are coated (the barrier coat) with aqueous
or solvent coating on of HPMC or equivalent “polymers” to coat in a coating
pan or fluid bed drier/coater using optimized conditions. The barrier coated
micropellets or es are r coated with aqueous or t coating solution of
pH 7.2 to 7.5, sensitive coating “Polymers” in a coating pan or fluid bed drier/coater
using optimized conditions. The above pH 7.2 to 7.5 sensitive coated micropellets or
granules are seal coated with aqueous or solvent coating solution of HPMC or
equivalent “polymers” in a coating pan or fluid bed drier/coater using optimized
conditions.
“Uncoated dextrose monohydrate Pellets/Granules”
Ingredients Amount (%)
Dextrose monohydrate 80%
Excipients (Microcrystalline cellulose — filler, 20%
polyvinylpyrrolidone — , pregelatinized starch — disintegrant,
silicon dioxide — flow aid, magnesium stearate - lubricant)
Water as required 0%
Prepared by dry and/0r wet granulating dextrose monohydrate, with excipients in high
or low shear mixer and filrther pelletizing using extruder / spheronizer and then
drying to remove water using optimized conditions.
“pH 7.2 to 7.5 Enteric Coated Dextrose Monohydrate Granules/Pellets” (100 micron)
Ingredients Amount (%)
ed se Monohydrate Granules/Pellets 95%
WO 52338
HPMC or equivalent “polymers” (Barrier and Seal coats)
“Polymers” (pH 7.2 to 7.5 ive coating)
Water/Solvents as required
The Uncoated Dextrose Monohydrate Granules/Pellets are r coated (barrier
coat) with s or solvent coating solution of HPMC or equivalent “polymers” in
a coating pan or fluid bed drier/coater using optimized conditions. The above
micropellets or granules are fidrther coated with aqueous or solvent coating solution of
“Polymers” (pH 7.2 to 7.5 sensitive coating) in a coating pan or fluid bed drier/coater
using optimized conditions. The above micropellets or es are seal coated with
aqueous or solvent coating solution of HPMC or equivalent “polymers” in a coating
pan or fluid bed drier/coater using optimized conditions.
Example: Final Product — Sachet — Formulation/Manufacturing Process (at local
CMO, controlled room and humidity conditions throughout the process):
Intermediate Formulation Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets
pH 7.2 to 7.5 Enteric Coated (EC) Dextrose Monohydrate 90%
Granules/Pellets
Excipients (Mannitol — filler, n dioxide — glidant/flow aid)
The above pH 7.2 to 7.5 Enteric Coated (EC) tic and Dextrose Monohydrate
Granules/Pellets intermediate formulations are blended in desired portions in V-type
or similar blender with excipients to aid in flow. The blended powders are filled into
sachets using powder filling equipment.
e: Final Product — Capsules (Hard gelatin/HPMC) —
ation/Manufacturing Process (at local CMO, controlled room and humidity
conditions throughout the s):
Ingredients Amount (%)
Uncoated Symbiotic Granules/Pellets 1%
Uncoated Dextrose drate Granules/Pellets 83%
Excipients (Microcrystalline cellulose — filler, Silicon dioxide — 7%
glidant/flow aid)
Hard Gelatin/HPMC es 7%
“Polymers” (pH 7.2 to 7.5 sensitive coating) 2%
Water/Solvents as required 0%
The above Uncoated Symbiotic and Dextrose Monohydrate Granules/Pellets
intermediate formulations are d in desired portions in V-type or similar blender
with ents to aid in flow. The blended powders are filled into capsules using
ulating equipment. The filled capsules are further coated with pH 7.2 to 7.5
sensitive coating using aqueous or solvent coating solution of “Polymers” in a coating
pan or fluid bed coater with optimized ions.
Example: Final Product — Capsules (Hard gelatin/HPMC) —
Formulation/Manufacturing Process (at local CMO, controlled room and ty
conditions throughout the process):
pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 1%
pH 7.2 to 7.5 Enteric Coated (EC) Dextrose Monohydrate 85%
Granules/Pellets
Excipients (Microcrystalline cellulose — filler, Silicon dioxide — 7%
glidant/flow aid)
Hard Gelatin/HPMC Capsules 7%
The above pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic and Dextrose Monohydrate
Granules/Pellets intermediate formulations are blended in desired portions in V-type
or similar blender with excipients to aid in flow. The blended powders are filled into
capsules using ulating equipment
Example: Final Product — es (Hard gelatin/HPMC)(2) —
Formulation/Manufacturing Process (at local CMO, controlled room and humidity
conditions throughout the process):
Ingredients Amount (%)
Uncoated Symbiotic Granules/Pellets 1%
Uncoated Dextrose Monohydrate Granules/Pellets 81%
Excipients (Microcrystalline ose — filler, Silicon dioxide — 7%
glidant/flow aid)
Hard n/HPMC Capsules 7%
“Polymers” (pH 7.2 to 7.5 sensitive coating) 4%
Solvents as required 0%
The above Uncoated Symbiotic and Dextrose Monohydrate Granules/Pellets
intermediate ations are d in desired portions in V-type or similar blender
with excipients to aid in flow. The blended powders are filled into capsules using
encapsulating equipment. The filled capsules are enteric coated using s or
solvent coating solution of Polymers” (pH 7.2 to 7.5 sensitive coating) in coating pan
or fluid bed coating equipment using optimized conditions.
Example: Final Product — es Co-pack(2)(Hard Gelatin/HPMC capsules) —
ation/Manufacturing Process (at local CMO, controlled room and humidity
conditions throughout the process):
Ingredients Amount (%)
Uncoated Symbiotic Granules/Pellets 1%
ed Dextrose Monohydrate Granules/Pellets 81%
Excipients (Microcrystalline cellulose — filler, Silicon dioxide — 7%
glidant/flow aid)
Hard Gelatin/HPMC Capsules 7%
“Polymers” (pH 7.2 to 7.5 sensitive coating) 4%
Water/Solvents as required 0%
The above Uncoated Symbiotic Granules/Pellets ediate formulation is blended
in desired portions in V-type or similar blender with excipients. The blended powders
are filled into smaller capsules using encapsulating equipment. The filled capsules are
enteric coated using aqueous or solvent coating on of Polymers” (pH 7.2 to 7.5
sensitive coating) in coating pan or fluid bed coating equipment using optimized
conditions. The above Uncoated Dextrose Monohydrate Granules/Pellets intermediate
formulation is blended in desired portions in V-type or similar r with excipients
to aid in flow. The d powders are filled into capsules using encapsulating
ent. The filled capsules are enteric coated using aqueous or t coating
solution of Polymers” (pH 7.2 to 7.5 sensitive coating) in coating pan or fluid bed
coating equipment using optimized conditions. The Two capsules ts are co-
packed
Example: Final Product — es-Capsules Co-pack(2)(Liquid Filled Hard or Soft
Gelatin/Hard Gelatin/HPMC capsules) — Formulation/ Manufacturing Process (at
local CMO, lled room and humidity conditions throughout the process):
Ingredients Amount (%)
Uncoated Coated (EC) Symbiotic Granules/Pellets 1%
Vegetable oil (immiscible ) 8.5%
Gelatin as powder and Hard Gelatin Capsules 0.5%
Uncoated Dextrose Monohydrate Granules/Pellets 76%
ents (Microcrystalline cellulose — filler, Silicon dioxide — 6%
glidant/flow aid)
Hard Gelatin/HPMC Capsules 6%
“Polymers” (pH 7.2 to 7.5 ive coating) 2%
Water/Solvents as required 0%
The above Uncoated Symbiotic Granules/Pellets intermediate formulation is blended
in desired portions with Vegetable oil (immiscible liquid) in a blender. Filled into
capsules using soft or hard gelatin encapsulating equipment. The filled capsules are
enteric coated using aqueous or solvent coating solution of Polymers” (pH 7.2 to 7.5
ive coating) in coating pan or fluid bed coating equipment using optimized
conditions.
The above Uncoated Dextrose drate Granules/Pellets is blended in desired
portion with excipients in V-type or similar. The blender is filled into capsules using
encapsulating equipment. The filled capsules are further coated with pH 7.2 to 7.5
sensitive coating using aqueous or solvent coating solution of “Polymers” in a g
pan or fluid bed drier/coater with zed ions.
Example: Final Product — Tablets / Microtablets - Formulation/Manufacturing Process
(at local CMO, controlled room and humidity conditions hout the process):
Ingredients Amount (%)
Uncoated Symbiotic Granules/Pellets 1%
Uncoated se Monohydrate Granules/Pellets 81%
Excipients (Microcrystalline cellulose — filler, polyvinylpyrrolidone,
pregelatinized starch - disintegrant and silicon dioxide — flow aid,
magnesium stearate - lubricant)
HPMC or equivalent “polymers” er coat)
ers” (pH 7.2 to 7.5 sensitive coating)
Water/Solvents as required
The above Uncoated Symbiotic and Dextrose Monohydrate Granules/Pellets
intermediate formulations are blended in desired portions in V-type or similar blender
with to aid in flow, disintegration and lubrication (for tableting machine). The d
powders are compressed into Tablets / Microtablets using tableting equipment. The
tablets are fiarther barrier coated in a coating pan or fluid bed dryer using aqueous or
solvent coating solution of HPMC or equivalent “polymers” (Barrier coat). The
barrier coated tablets are further enteric coated using aqueous or solvent coating
solution of Polymers” (pH 7.2 to 7.5 sensitive coating) in coating pan or fluid bed
coating equipment using optimized conditions.
2014/027228
Example: Final Product — Orally disintegrating Tablets (ODT) -
Formulation/Manufacturing Process (at local CMO, controlled room and humidity
conditions throughout the process):
Ingredients Amount
pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets
pH 7.2 to 7.5 Enteric Coated (EC) Dextrose Monohydrate Granules/Pellets
Excipients (Microcrystalline cellulose — filler, pregelatinized starch - 14%
disintegrant and silicon dioxide — flow aid, magnesium stearate - lubricant)
The pH 7.2 to 7.5 Enteric Coated (EC) Symbiotic and se Monohydrate
Granules/Pellets intermediate formulation are blended in desired portions in V-type or
similar blender with additional excipients to aid in flow. The blended powders are
compressed into soft s using tableting equipment.
Example: Final Product — Tablets Co-pack(2)(Hard n/HPMC capsules) —
Formulation/Manufacturing Process (at local CMO, controlled room and humidity
conditions throughout the process):
Ingredients Amount (%)
Uncoated Symbiotic Granules/Pellets 1%
Uncoated Dextrose Monohydrate es/Pellets 81%
Excipients (Microcrystalline cellulose — filler, Silicon dioxide — 14%
glidant/flow aid)
HPMC or lent “polymers” (Barrier coat) 1%
“Polymers” (pH 7.2 to 7.5 sensitive coating) 4%
Water/Solvents as required 0%
The above Uncoated Symbiotic Granules/Pellets ediate formulation is d
in desired portions in V-type or similar r with excipients. The blended powders
are compressed into Tablets / Microtablets using tableting equipment. The tablets are
r barrier coated in a coating pan or fluid bed dryer using aqueous or solvent
2014/027228
g solution of HPMC or lent “polymers” (Barrier coat). The barrier coated
tablets are fiarther enteric coated using aqueous or solvent coating solution of
Polymers” (pH 7.2 to 7.5 sensitive coating) in coating pan or fluid bed coating
equipment using optimized conditions. The above Uncoated Dextrose Monohydrate
Granules/Pellets intermediate formulation is blended in desired portions in V-type or
similar blender with ents. The blended powders are compressed into Tablets /
Microtablets using tableting equipment. The tablets are fiarther r coated in a
g pan or fluid bed dryer using aqueous or t coating on of HPMC or
equivalent “polymers” (Barrier coat). The barrier coated tablets are further enteric
coated using s or solvent coating solution of Polymers” (pH 7.2 to 7.5 sensitive
g) in coating pan or fluid bed coating equipment using optimized conditions.
The two tablet products are ked.
Final Product Packaging (at local CMO, dry low humidity and low oxygen (N2
purging) conditions throughout the process). The above granules are packaged in
sachet, and the coated tablets, as well as capsules are packaged into bottles with
induction sealing or blistered (co-packs) at low humidity (at or below 40% RH) and
controlled room temperature conditions (at 20 to 25 degrees C).
Quality Control Release Testing (Active Pharmaceutical Ingredient (API) and Final
Drug Product)
Symbiotic —
Methods and Assessment
Description Granules, pellets, tablets, capsules in blisters or bottles or
sachets
Appearance Visual inspection for color, shape, etc.
Identification Genes, species, strains. Morphological appearance Via
copic evaluation and /or multiplex PCR as well as
other tests including mical methods such as
fermentation profile or genotypic methods, e.g. ribotyping,
restriction fragment length polymorphism (RFLP), or both.
WO 52338
In addition, develop a specific identity assay for critical
biological actiVity. Others test may include: DNA-DNA
hybridization to specify strains in s; DNA sequence
coding per WHO; Strain typing include Pulsed Field Gel
electrophoresis (PFGE), etc.
Potency — Microscopic testing, or Opacity to measure Viable cells per
organisms unit or dose, i.e. colony forming units (CFU)
Potency Assay Assessment of CFU (on solid medium) and tests to
correlating with ty. M-Viability plating.
Endotoxin content, residual antibiotics, and/or the
quantification of residual toxic components or contaminants
introduced during manufacture by Elisa or amino acid
profile
Microbial bioburden or eous materials including pathogens by using Elisa or
contaminants and limits amino acid profile or SDS page or ion exchange
chromatography, etc. Microbial limits by US Pharmacopeia
(USP 31<61>).
Percent Viable cells Micro testing after regrown in appropriate media and tests,
e.g., Dead/live assay by ATP. Also determination of non-
Viable units per g i.e., by electro-zone count of non-
fiuorescent cells (SDS PAGE)
ulate matter USP 31 <788>
Pyrogens Rabbit pyrogencity test (USP 31 <151>)
pH g pH meter
Residual moisture Water content, USP 31 <921>
Content Uniformity ATP
e ity Leaker test by vacuum
Stability Potency, Viable cell determination, microbial
contamination, pH an residual moisture
In-Vitro release testing Medium: pH 1 buffer (simulated gastric), pH 6 , pH
(Via dissolution testing 7.2 to 7.5 buffer (simulated intestinal fluid), followed by
equipment) : USP pH 5.5 — 6.2 buffer (simulated colonic fluid).
paddle or basket Sample Times:
pH 1 buffer - 1 hour
pH 6 buffer - 1 hour
pH 7.2 to 7.5 - 1,2,3 and 4 hours
pH 7.2 to 7.5 — l, 2, 4 and 8 hours
Symbiotic Assay:
Microbiology testing for count ram) for
Stability testing (0, 6, Symbiotic:
12, 18 and 24 months): Identification, Potency, viable cell determination, microbial
contamination, pH and residual moisture, etc.
EXAMPLE 3
Example 3 is directed toward the making and testing of a formulation according to the
invention for the treatment of a Gastro intestinal reflux disease .
GERD is a chronic symptom of mucosal damage caused by h acid coming up
from the stomach into the gus. GERD is usually caused by s in the
barrier between the stomach and the gus, including al relaxation of the
lower esophageal sphincter, which ly holds the top of the stomach closed,
impaired expulsion of gastric reflux from the esophagus, or a hiatal hernia. These
changes may be permanent or temporary.
Treatment is typically via lifestyle changes and medications such as proton pump
inhibitors, H2 receptor blockers or antacids with or without alginic acid. Surgery may
be an option in those who do not improve. In the Western world between 10 and 20%
of the population is affected. Probiotics or Fecal Microbiota For Transplation (FMT)
(subject on another patent application) may also help in balancing microbiota before
and after usage of proton pump inhibitors.
Materials and Methods:
Described below are formulations that are being made and tested for the target
delivery for testing in chemical and biological , the formulation having an
proton pump inhibitor (e.g. Omeprazole magnesium, 22.4 mg equivalent to 20 mg
2014/027228
base (range: 10-40 mg)) (millimeter range) for release at pH 7.2 — 7.5 in ileum and
symbiotic otic: L-Leucine; probiotic: species of: acillus and
bz'fidobacterium) to FMT for release at pH 5.5 - 6.2 in right colon every 24 hours.
Active Pharmaceutical Ingredient (API): Proton pump inhibitor — For example,
omeprazole ed by local generic US/non-US suppliers, e.g., Manus Aktteva, etc.
Prebiotics - proteins (casein, hydrolyzed protein, etc.), peptides, amino acids (LLeucine
), carbohydrates glucose, lactose, starches, inulin, etc. and certain bacterial
strains: provided by Denisco, CHR Hansen, Institu Risell — and and other high
quality global suppliers of prebiotics. Live probiotics Species of: lactobacillus and
bifidobacterz'um provided by Denisco, CHR Hansen, Institu Risell — Lallemand and
other high quality global suppliers or FMT from volunteers.
Inactive ients ients): Microcrystalline, starch, HPMC or equivalent
“polymers”, hard gelatin es, and other fillers, etc. - purchased from local US
supplier such as FMC, el, Colorcon, as well as polyvinylpyrrolidone — binder,
pregelatinized starch — disintegrant, silicon e — flow aid, magnesium stearate -
lubricant) from various reputable excipient ers.
Intermediate Formulation/Manufacturing Process (at local CMO): “Uncoated Proton
pump inhibitor Granules/Pellets” (100 micron range):
Ingredients Amount (%)
Proton pump inhibitor 13%
Excipients (Microcrystalline cellulose — filler, polyvinylpyrrolidone — 87%
binder, pregelatinized starch — egrant, silicon dioxide — flow aid,
magnesium stearate - lubricant)
Water as required 0%
Prepare a dry granulation with proton pump inhibitor and excipients in a low or high
shear mixer and/or perform wet granulations with water/solvent and further pelletize
using extruder / spheronizer and then drying to remove excess water/solvent using
optimized conditions.
“pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets” (100
micron range):
Uncoated Proton pump inhibitor Granules/Pellets
HPMC or equivalent “polymers” (Barrier and Seal coats)
“Polymers” (pH 7.2 to 7.5 sensitive coating)
Water/Solvents as required
The Uncoated Proton pump inhibitor Granules/Pellets are coated (the barrier coat)
with aqueous or solvent coating solution of HPMC or equivalent “polymers” to coat
in a coating pan or fluid bed coater using zed conditions. The barrier
coated micropellets or granules are fiarther coated with aqueous or solvent coating
solution of pH 7.2 to 7.5, sensitive coating “Polymers” in a coating pan or fluid bed
coater using optimized conditions. The above pH 7.2 to 7.5, sensitive coated
micropellets or es are seal coated with aqueous or solvent coating solution of
HPMC or equivalent “polymers” in a coating pan or fluid bed drier/coater using
optimized conditions.
“Uncoated Symbiotic Granules/Pellets” (100 micron range):
Ingredients Amount (%)
L. Leucine (prebiotic) 5%
Freeze dried bacteria priate species and strains of acillus 3%
and bz'fidobacterz'um) tic)
Excipients crystalline cellulose — filler, polyvinylpyrrolidone — 92%
binder, pregelatinized starch — disintegrant, silicon dioxide — flow aid,
magnesium stearate - lubricant)
Prepare a dry blend with prebiotic, freeze dried bacteria and excipients in a low or
high shear mixer.
“pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets” (100 micron).
Uncoated Symbiotic Granules/Pellets
HPMC or equivalent “polymers” (Barrier and Seal coats)
ers” (pH 5.5 to 6.2 sensitive coating)
Solvents as required
The Uncoated Symbiotic Granules/Pellets are coated (barrier coat) with aqueous or
t coating solution of HPMC or equivalent “polymers” in a g pan or fluid
bed drier/coater using optimized conditions. The above barrier coated micropellets or
granules are further coated with aqueous or solvent coating solution of “Polymers”
(pH 5.5 to 6.2 sensitive coating) in a coating pan or fluid bed drier/coater using
optimized conditions. The above pH 5.5 to 6.2 coated micropellets or granules are
seal coated with s or solvent coating solution of HPMC or equivalent
“polymers” in a coating pan or fluid bed drier/coater using optimized conditions.
“pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic es/Pellets” (100
micron) .
pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets
HPMC or equivalent “polymers” (Barrier and seal coats)
“Polymers” (pH 7.2 to 7.5 sensitive coating)
Water/Solvents as required
The above pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets are coated
with aqueous or solvent coating solution of “Polymers” (pH 7.2 to 7.5 sensitive
coating) in a coating pan or fluid bed drier/coater using optimized conditions. The
above micropellets or granules are r coated with aqueous or solvent coating
solution of HPMC or equivalent “polymers” (seal coat) in a g pan or fluid bed
coater using optimized conditions.
Example: Final t — Sachet — Formulation/Manufacturing s (at local
CMO, controlled room temperature, humidity and oxygen conditions throughout the
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor 30%
Granules/Pellets
pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic 15%
Granules/Pellets
Excipients (Mannitol — filler, Silicon dioxide — glidant/flow aid) 55%
The above pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets
and pH 5.5 to 62/72 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets are
blended in desired portions in V-type or r blender with excipients using
optimized conditions. The blended powders are filled into sachets using powder
filling ent.
Example: Final Product — Powder for Reconstitution — Formulation/Manufacturing
Process (at local CMO, controlled room temperature, humidity and oxygen conditions
throughout the process):
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor 30%
es/Pellets
pH 5.5 to 62/72 to 7.5 Enteric Coated (EC) Symbiotic 15%
Granules/Pellets
Excipients (Mannitol — filler, Silicon dioxide — glidant/flow aid) 55%
Diluent 100 mL
The above pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets
and pH 5.5 to 62/72 to 7.5 Enteric Coated (EC) Symbiotic es/Pellets are
blended in desired portions in V-type or similar blender with excipients using
optimized conditions. The blended powders are filled into s (induction sealed)
or pouches (sealed) using powder filling equipment.
Example: Final Product — Fast sible s — Formulation/Manufacturing
Process (at local CMO, controlled room temperature, humidity and oxygen conditions
hout the s):
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor 30%
Granules/Pellets
pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic 15%
Granules/Pellets
Excipients (Mannitol — filler, Silicon dioxide — glidant/flow aid) 55%
Diluent 100 mL
The above pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets
and pH 5.5 to 62/72 to 7.5 c Coated (EC) Symbiotic Granules/Pellets are
blended in desired portions in V-type or similar blender with excipients using
optimized conditions. The blended powders are ssed to produce small tablets
with scoring for ease of dosing for pediatric applications.
Example: Final Product — Capsules (Hard gelatin/HPMC) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the process):
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets 30%
pH 5.5 to 62/72 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
Excipients (Microcrystalline cellulose — filler, Silicon e —
glidant/flow aid)
Hard Gelatin/HPMC Capsules 10%
The above pH 7.2 to 7.5 c Coated (EC) Proton pump inhibitor Granules/Pellets
and pH 5.5 to 2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets are
blended in desired portions in V-type or similar blender with excipients. The blended
powders are filled into capsules using encapsulating equipment.
Example: Final Product — Capsules (Liquid Filled Hard or Soft Gelatin) —
Formulation/Manufacturing s (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the s):
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor 30%
Granules/Pellets
pH 5.5 to 62/72 to 7.5 Enteric Coated (EC) Symbiotic 15%
Granules/Pellets
Vegetable oil (immiscible liquid) and other ingredients (paste) 50%
Gelatin as powder and Hard n Capsules 5%
The above pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets
and pH 5.5 to 62/72 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets are
blended in desired portions with immiscible liquid in a blender. Filled into capsules
using soft or hard gelatin encapsulating equipment using optimized conditions.
Example: Final Product — e-in-Capsule (Hard gelatin) (1) —
Formulation/Manufacturing Process (at local CMO, controlled room ature,
humidity and oxygen conditions throughout the process):
Ingredients Amount (%)
pH 5. 5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
pH 7.2 to 7. 5 Enteric Coated (EC) Proton pump inhibitor 30%
es/Pellets
Excipients (Microcrystalline cellulose — filler, Silicon e —
glidant/flow aid)
Small and Large Hard Gelatin/HPMC Capsules
The pH 5.5 to 6.2/7.2 to 7.5 c Coated (EC) Symbiotic Granules/Pellets is
blended in with n of excipients in V-type or similar blender and the blend. The
blend is filled into smaller capsules using encapsulating equipment and optimized
conditions. The above pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor
Granules/Pellets are blended together in desired portions in V-type or similar r
with excipients. The blended intermediate formulations along with the smaller filled
es are further filled into larger capsules using specialized capsule filling
ent and optimized conditions.
Example: Final Product — Capsule-in-Capsule (Hard gelatin) (2) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions hout the process):
Ingredients Amount (%)
pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
“Polymers” (pH 7.2 to 7.5 sensitive g) 10%
Excipients (Microcrystalline cellulose — filler, Silicon dioxide —
glidant/flow aid)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor 30%
Granules/Pellets
Small and Large Hard Gelatin/HPMC Capsules 8%
Water/Solvents as required 0%
The pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets is blended in
desired portions in V-type or similar blender with excipients. The blend is filled into
smaller capsules using encapsulating equipment. The smaller filled capsules are
further coated with pH 7.2 to 7.5 sensitive coating using aqueous or solvent coating
solution of “Polymers” in a coating pan or fluid bed drier/coater with optimized
ions. The above pH 7.2 to 7.5 Enteric Coated (EC) Proton pump tor
Granules/Pellets are blended in desired portions in V-type or similar r with
ents. The smaller pH 7.2 to 7.5 coated capsules and the blends are further filled
into larger capsules using specialized e filling equipment and optimized
conditions.
Example: Final Product — Capsule-in-Capsule (Hard gelatin) (3) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the process):
Ingredients Amount (%)
pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
Uncoated Proton pump inhibitor Granules/Pellets 25%
Excipients (Microcrystalline cellulose — filler, Silicon dioxide — 40%
glidant/flow aid)
“Polymers” (pH 7.2 to 7.5 sensitive coating) 10%
Small and Large Hard Gelatin/HPMC Capsules 10%
The above uncoated Proton pump inhibitor es/Pellets and a portion of
excipients are d together in V-type or similar blender. The blend is filled into
smaller capsules using encapsulating equipment and zed conditions. The
smaller filled capsules are further coated with pH 7.2 to 7.5 sensitive coating using
aqueous or solvent coating on of “Polymers” in a coating pan or fluid bed
drier/coater with optimized conditions. The pH 5.5 to 62/72 to 7.5 Enteric Coated
(EC) Symbiotic Granules/Pellets is blended in with n of ents in V-type or
similar blender. The blended intermediate ations along with the smaller pH
7.2 to 7.5 EC capsules are further filled into larger capsules using specialized capsule
filling equipment and optimized conditions.
Example: Final Product — Capsule-in-Capsule (Hard n) (4) —
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the process):
Uncoated Symbiotic Granules/Pellets
Uncoated Proton pump inhibitor Granules/Pellets
Excipients (Microcrystalline cellulose — filler, Silicon dioxide — 30%
glidant/flow aid)
“Polymers” (pH 5.6 to 6.2 sensitive coating)
“Polymers” (pH 7.2 to 7.5 sensitive coating)
Small and Large Hard Gelatin/HPMC Capsules
The Uncoated Symbiotic Granules/Pellets is blended in with portion of excipients in
V-type or similar blender. The blend is filled into smaller capsules using
encapsulating equipment and optimized ions. The r filled capsules are
further coated with pH 5.6 to 6.2 sensitive coating using aqueous or solvent coating
solution of ers” in a coating pan or fluid bed drier/coater with optimized
conditions. The above uncoated Proton pump inhibitor Granules/Pellets are blended
together in desired portions in V-type or similar blender with excipients. The d
intermediate formulations along with the smaller pH 5.6 to 6.2 EC capsules are
further filled into larger capsules using specialized e filling equipment and
optimized conditions. The larger capsules are fiarther coated with pH 7.2 to 7.5
sensitive coating using aqueous or t coating solution of “Polymers” in a coating
pan or fluid bed drier/coater with optimized conditions.
Example: Final Product — Orally disintegrating s (ODT) -
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen ions throughout the process):
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets 30%
pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
Excipients (Mannitol — filler, pob/vinylpyrrolidone — binder,
pregelatinized starch - disintegrant and silicon dioxide — flow aid,
magnesium stearate - lubricant)
The ed Proton pump inhibitor Granules/Pellets, pH 7.2 to 7.5 Enteric Coated
(EC) Proton pump inhibitor Granules/Pellets and pH 5.5 to 6.2/7.2 to 7.5 Enteric
Coated (EC) Symbiotic Granules/Pellets s are d in d portions in V-type or
similar blender with excipients. The blended powders are compressed into soft tablets
using tableting equipment.
Example: Final Product — Tablets / Microtablets - Formulation/Manufacturing Process
(at local CMO, controlled room ature, humidity and oxygen conditions
throughout the process):
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor 30%
Granules/Pellets
pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
Excipients (Microcrystalline cellulose — filler, pob/vinyZpyrrolz'done — 53%
binder, pregelatinized starch - disintegrant and silicon dioxide — flow aid,
magnesium stearate - ant)
HPMC or equivalent “polymers” (Film coat) 2%
Water/Solvents as required 0%
The pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor es/Pellets and pH
.5 to 6.2/7.2 to 7.5 c Coated (EC) Symbiotic Granules/Pellets are blended in
desired portions in V-type or similar blender with excipients to aid in flow,
disintegration and lubrication (for ing e). The blended powders are
compressed into s / Microtablets using tableting equipment. The tablets are
further film coated using aqueous or solvent coating solution in a coating pan or fluid
bed dryer using HPMC or equivalent “polymers” (Film coat).
Final Product — Tablet (2) - Formulation/Manufacturing Process (at local CMO,
controlled room temperature, humidity and oxygen conditions throughout the
process):
Uncoated Proton pump tor Granules/Pellets
pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets
Excipients (Microcrystalline ose — filler, pob/vinyZpyrrolz'done —
2014/027228
binder, pregelatinized starch - egrant and silicon dioxide — flow aid,
magnesium te - lubricant)
“Polymers” (pH 7.2 to 7.5 sensitive g)
HPMC or equivalent “polymers” (Film coat)
Water/Solvents as needed
The above Uncoated Proton pump inhibitor Granules/Pellets and pH 5.5 to 6.2
Enteric Coated (EC) Symbiotic es/Pellets is blended in desired portions in V-
type or similar blender with excipients to aid in flow, disintegration and lubrication
(for tableting machine). The blended powders are compressed into tablets using
tableting equipment. The compressed tablets are coated with pH 7.2 to 7.5 sensitive
coating using aqueous or solvent g solution of “Polymers” in a coating pan or
fluid bed drier/coater with optimized conditions (“EC tablets”). The tablets are
further film coated using aqueous or solvent coating solution in a coating pan or fluid
bed dryer using HPMC or equivalent “polymers” (Film coat).
Example: Final t — Tablet-in-Tablet (l) - Formulation/Manufacturing s
(at local CMO, controlled room temperature, humidity and oxygen conditions
throughout the process):
Ingredients Amount (%)
pH 7.2 to 7.5 c Coated (EC) Proton pump inhibitor 30%
Granules/Pellets
pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
Excipients (Microcrystalline cellulose — filler, pob/vinyZpyrrolz'done — 53%
binder, pregelatinized starch - disintegrant and silicon dioxide — flow aid,
magnesium stearate - lubricant)
HPMC or equivalent “polymers” (Film coat) 2%
Water/Solvents as ed 0%
The pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets is
blended in desired portions in V-type or similar blender with excipients to aid in flow,
disintegration and lubrication (for tableting machine). The d powders are
compressed into small tablets / Microtablets using tableting equipment. The above
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets are blended
in d portions in V-type or similar blender with excipients to aid in flow,
disintegration and lubrication (for tableting e). The blended powder is
compress coated over the small tablets / Microtablets using compress coat tableting
e. The tablets are fiarther film coated using aqueous or solvent coating solution
in a coating pan or fluid bed dryer using HPMC or equivalent “polymers” (Film coat).
Final Product — Tablet-in-Tablet (2) - Formulation/Manufacturing Process (at local
CMO, controlled room temperature, humidity and oxygen conditions throughout the
process):
Ingredients Amount (%)
Uncoated Proton pump inhibitor Granules/Pellets 25%
pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
Excipients (Microcrystalline cellulose — filler, polyvinylpyrrolidone — 48%
binder, pregelatinized starch - egrant and n dioxide — flow aid,
magnesium stearate - lubricant)
ers” (pH 7.2 to 7.5 ive coating) 10%
HPMC or equivalent “polymers” (Film coat) 2%
Water/Solvents as needed 0%
The above Uncoated Proton pump inhibitor Granules/Pellets is blended in desired
portions in V-type or similar blender with additional excipients to aid in flow,
disintegration and lubrication (for tableting machine). The blended s are
compressed into small tablets / Microtablets using tableting equipment. The pH 5.5 to
6.2 Enteric Coated (EC) Symbiotic es/Pellets is blended in desired portions in
V-type or similar blender with excipients to aid in flow, disintegration and lubrication
(for tableting machine). The blended EC Symbiotic Granules/Pellets are compress
coated over the small EC tablets / Microtablets using ss coat tableting
e. The ssed tablets are coated with pH 7.2 to 7.5 sensitive coating
using aqueous or solvent g solution of “Polymers” in a coating pan or fluid bed
drier/coater with optimized conditions (“EC tablets”). The tablets are further film
coated using aqueous or solvent coating solution in a coating pan or fluid bed dryer
using HPMC or equivalent “polymers” (Film coat).
Example: Final Product — Tablet-in-Capsule (Hard gelatin) (1) -
Formulation/Manufacturing Process (at local CMO, controlled room ature,
humidity and oxygen conditions throughout the process):
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor 30%
Granules/Pellets
pH 5.5 to 2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
Excipients (Microcrystalline cellulose — filler, nyZpyrrolz'done — 45%
binder, pregelatinized starch - disintegrant and silicon dioxide — flow aid,
magnesium te - lubricant)
Hard Gelatin/HPMC Capsules 10%
The pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets and pH
.5 to 62/72 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets are d in
desired portions in V-type or similar blender with excipients to aid in flow,
disintegration and lubrication (for tableting machine). The blended powders are
compressed into Tablets / Microtablets using tableting equipment. The excipients and
the compressed tablets filled into hard gelatin capsules using specialized
encapsulating equipment.
Example: Final Product — -in-Capsule (Hard gelatin) (2) -
ation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the process):
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor 30%
Granules/Pellets
pH 5.5 to 62/72 to 7.5 Enteric Coated (EC) tic Granules/Pellets
ents (Microcrystalline cellulose — filler, pob/vinyZpyrrolz'done —
binder, pregelatinized starch - disintegrant and silicon dioxide — flow aid,
magnesium stearate - ant)
Hard Gelatin / HPMC Capsules
The pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets are
blended in desired portions in V-type or similar blender with excipients to aid in flow,
disintegration and lubrication (for tableting machine). The blended powders are
compressed into small tablets / Microtablets using ing equipment. The above
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets are blended
in desired portions in V-type or similar blender with additional excipients to aid in
flow, disintegration and lubrication (for tableting machine). The blended powder and
compressed tablets are filled into large Hard Gelatin Capsules using encapsulating
equipment.
Example: Final Product — -in-Capsule (Hard gelatin) (3) -
Formulation/Manufacturing Process (at local CMO, controlled room ature,
humidity and oxygen conditions throughout the process):
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets 30%
pH 5. 5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets l5%
ents (Microcrystalline ose — filler, pob/vinyZpyrrolz'done —
binder, atinized starch - disintegrant and silicon dioxide — flow aid,
magnesium stearate - lubricant)
“Polymers” (pH 7.2 to 7.5 sensitive coating) 10%
Hard Gelatin/HPMC es 10%
Water/Solvents as ed 0%
The pH 5.5 to 6.2 Enteric Coated (EC) Symbiotic Granules/Pellets are blended in
desired portions in V-type or similar blender with excipients to aid in flow,
disintegration and lubrication (for tableting machine). The blended powders are
compressed into small tablets / Microtablets using tableting equipment. The
compressed tablets are coated with pH 7.2 to 7.5 sensitive coating using aqueous or
solvent coating solution of “Polymers” in a coating pan or fluid bed drier/coater with
optimized conditions (“EC tablets”). The above pH 7.2 to 7.5 Enteric Coated (EC)
Proton pump inhibitor Granules/Pellets are blended in desired portions in V-type or
similar blender with excipients to aid in flow, disintegration and ation (for
tableting machine). The blended powder and the EC tablets are filled into a larger
capsule using encapsulating equipment.
Example: Final Product — Tablet-in-Capsule (Hard gelatin) (4) -
Formulation/Manufacturing Process (at local CMO, controlled room temperature,
humidity and oxygen conditions throughout the process):
Ingredients Amount
Uncoated Proton pump inhibitor Granules/Pellets 25%
pH 5.5 to 2 To 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
ents (Microcrystalline cellulose — filler, pob/vinyZpyrrolz'done — 40%
binder, atinized starch - disintegrant and silicon dioxide — flow aid,
magnesium stearate - lubricant)
“Polymers” (pH 7.2 to 7.5 sensitive g) 10%
Hard Gelatin/HPMC Capsules 10%
Water/Solvents as required 0%
The above Uncoated Proton pump inhibitor Granules/Pellets formulation is blended in
d ns in V-type or similar r with excipients to aid in flow,
disintegration and ation (for tableting machine). The blended powders are
compressed into small tablets / Microtablets using tableting equipment. The
compressed tablets are coated with pH 7.2 to 7.5 sensitive coating using aqueous or
solvent coating solution of “Polymers” in a coating pan or fluid bed drier/coater with
optimized conditions (“EC tablets”). The pH 5.5 to 6.2 Enteric Coated (EC)
Symbiotic Granules/Pellets are blended in desired portions in V-type or similar
blender with excipients to aid in flow, disintegration and ation (for tableting
machine). The blended powder and the small EC s are filled into a larger
capsule using encapsulating equipment.
Final Product — Tablet-in-Capsule Hard Gelatin (5) - Formulation/Manufacturing
Process (at local CMO, controlled room temperature, humidity and oxygen ions
throughout the process):
Uncoated Proton pump tor Granules/Pellets 25%
pH 5.5 to 6.2 c Coated (EC) Symbiotic Granules/Pellets 15%
Excipients (Microcrystalline cellulose — filler, nylpyrrolz'done — 38%
binder, atinized starch - disintegrant and silicon dioxide — flow
aid, magnesium stearate - lubricant)
“Polymers” (pH 7.2 to 7.5 sensitive coating) 10%
Hard Gelatin/HPMC Capsules 10%
HPMC or equivalent “polymers” (Film coat) 2%
Water/Solvents as needed 0%
The above Uncoated Proton pump tor Granules/Pellets is blended in d
portions in V-type or similar blender with additional excipients to aid in flow,
disintegration and ation (for tableting machine). The blended powders are
compressed into small tablets / Microtablets using tableting equipment. The pH 5.5 to
6.2 Enteric Coated (EC) tic Granules/Pellets is blended in desired ns in
V-type or similar blender with excipients to aid in flow, disintegration and lubrication
(for tableting machine). The blended EC Symbiotic Granules/Pellets along with the
proton pump inhibitor small compressed s are filled into larger capsules using
encapsulating machine. The large capsules are coated with pH 7.2 to 7.5 sensitive
coating using aqueous or solvent coating solution of “Polymers” in a coating pan or
fluid bed drier/coater with optimized conditions (“EC tablets”). The capsules are
further film coated using aqueous or solvent coating solution in a coating pan or fluid
bed dryer using HPMC or equivalent “polymers” (Film coat).
Example: Final Product — Bi-Layer Tablets - Formulation/Manufacturing Process (at
local CMO, controlled room temperature, humidity and oxygen conditions throughout
the process):
Ingredients Amount (%)
pH 7.2 to 7.5 Enteric Coated (EC) Proton pump tor Granules/Pellets 30%
Excipients (Microcrystalline cellulose — filler, pob/vinyZpyrrolz'done — 53%
binder, pregelatinized starch - disintegrant and silicon dioxide — flow aid,
magnesium stearate - lubricant)
pH 5.5 to 6.2/7.2 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets 15%
HPMC or equivalent “polymers” (Film coat) 2%
Water/Solvents as required 0%
The above pH 7.2 to 7.5 Enteric Coated (EC) Proton pump inhibitor Granules/Pellets
are blended in d portions in V-type or similar r with ents to aid in
flow, disintegration and lubrication (for tableting machine). The blended powders are
compressed into tablets using bi-layer ing equipment (“EC Tablets”). The pH
.5 to 62/72 to 7.5 Enteric Coated (EC) Symbiotic Granules/Pellets are blended in
desired portions in V-type or similar blender with excipients to aid in flow,
egration and lubrication (for tableting machine). The blended powder is
compressed over the EC tablets using bilayer tableting machine. The tablets are
r film coated using aqueous or solvent coating solution in a coating pan or fluid
bed dryer using HPMC or equivalent “polymers” (Film coat).
Final t Packaging (at local CMO, dry low humidity and low oxygen (N2
purging) conditions throughout the process):
The above es are packaged in sachet, and the coated tablets, capsules are
packaged into bottles with ion sealing or blistered at low humidity (at or below
40% RH) and controlled room temperature conditions (at 20 to 25 degrees C).
Quality Control Release g (Active Pharmaceutical Ingredient (API) and Final
Drug Product) Symbiotic.
Methods and Assessment
Granules, pellets, tablets, capsules in blisters or bottles or
sachets
Appearance Visual inspection for color, shape, etc.
Identification Genes, species, strains. Morphological appearance Via
Microscopic evaluation and /or multiplex PCR as well as
other tests including biochemical methods such as
fermentation profile or pic methods, e.g. ribotyping,
restriction fragment length polymorphism (RFLP), or both.
In addition, develop a specific identity assay for critical
biological actiVity. Others test may include: DNA-DNA
hybridization to specify strains in species; DNA sequence
coding per WHO; Strain typing include Pulsed Field Gel
electrophoresis (PFGE), etc.
Potency — Viable Microscopic testing, or Opacity to measure Viable cells per
organisms unit or dose, i.e. colony forming units (CFU)
Potency Assay Assessment of CFU (on solid ) and tests to
correlating with actiVity. ility plating.
Purity xin content, antibiotic residue and/or the
quantification of residual toxic components or contaminants
introduced during manufacture by Elisa or amino acid
profile
Microbial bioburden or Extraneous materials including pathogens by using Elisa or
inants and amino acid profile or SDS page or ion exchange
limits (related chromatography, etc. Microbial limits by US copeia
substances) (USP 31 <6l>).
Percent Viable cells Micro testing after regrown in appropriate media and test,
e.g., Dead/live assay by ATP. Also ination of non-
Viable units per g i.e., by electro-zone count of non-
fluorescent cells (SDS PAGE)
Particulate matter USP 31 <788>
Pyrogens TBD
pH Testing pH meter
Residual moisture Water content, USP 31 <92l>
t Uniformity ATP
Live/Dead Assay D>TP
Heavy metals Inductively Coupled Plasma-Atomic Emission
Spectrophotometry (ICP-AES); Inductively Coupled
Plasma-Mass Spectroscopy (ICP-MS); Atomic Emission
Spectrophotometry (AES); or Atomic Absorption
Spectrophotometry (AAS).
Water content Karl Fischer
Package Integrity Leaker test by vacuum
Stability Potency, viable cell determination, ial contamination,
pH an al moisture
Proton pump inhibitor(s)
Test Methods and Assessment
Identification HPLC and other
Assay HPLC and other
Impurities and Related HPLC and other
Content uniformity HPLC and other
Microbial limits US Pharmacopeia (USP 31 <6l>).
Symbiotic and proton pump inhibitor
Test s and Assessment
In-vitro release testing USP paddle or basket
(via dissolution g : pH 1 buffer (simulated gastric), pH 6 buffer,
equipment) : pH 7.2 to 7.5 buffer (simulated intestinal fluid), followed
by pH 5.5 — 6.2 buffer (simulated colonic fluid).
Sample Times:
pH 1 buffer - 1 hour
pH 6 buffer - 1 hour
pH 7.2 to 7.5 - 1,2, 3 and 4 hours
pH 5.5 to 6.2 — 1,2,4 and 8 hours
Symbiotic Assay:
Microbiology testing for count (cfu/gram) for
Proton pump inhibitor Assay:
HPLC
Stability testing (0, 6, 12, tic:
18 and 24 months): Identification, ance, Potency, viable cell
determination, microbial contamination, pH and residual
moisture, related substance, water content, Live/dead
Assay, etc.
Proton pump inhibitor:
Identification, Assay, Impurities, Related Substances,
microbial contamination, pH and residual re,
IVRT, etc.
EXAMPLE 4
Oral delivery of biologic and ologic drugs to distal ileum and/or colon.
The pill-in-pill dosage form (e.g., tablet-in- tablet or capsule-in-capsule, etc.) would
pass through the GI tract from stomach (pH 1 to 4), to duodenum (pH 5.5 to 6.2) and
deliver to distal ileum (pH 7.3 to 8.0) and/or proximal colon (pH 5.5 to 6.2),
ing on the design. The release from this pill-in-pill dosage form would not
require any other aid (e.g. sugars, starches etc.) or external conditions or energy
source such as presence or absence of enzymes or bacterial flora in the distal ileum or
proximal colon. Another advantage of the pill-in-pill dosage form would be that the
drug release is le in various disease conditions (e.g. IBD, etc.) when the pH of
the distal ileum and proximal colon may have significantly different from the normal
values of above pH 7.4 and below pH 6.5, tively. In order to demonstrate the
concept, the tablet was initially developed and ed by the capsule-in-capsule
dosage form (See Table 1 below) to deliver a small molecule or biologic directly to
the proximal colon, within a 2 hour delivery target window, bypassing the stomach (2
hours) and duodenum (1 hour) and the ileum (2 hours).
Table l: Capsule-in-Capsules Design
Inner Capsule Outer Capsule
Material and Gelatin or HPMC or other, Gelatin or HPMC or other,
Size of smaller size, e.g. smaller than larger size, e.g. larger than #1,
Capsule #3, etc. Band sealed for coating etc. Band sealed for coating
(with or t seal coat) (with or without seal coat)
API (biologic Small molecules, prokaryotes Small molecules, prokaryotes
and non- cells (e.g. archaea, bacteria), cells (e.g. archaea, bacteria),
biologic drugs) eukaryote cells (e.g. fiJngus, eukaryote cells (e.g. ,
plants), virus particles, proteins, plants) virus particles, proteins,
, peptides, parasites, e cells, peptides, parasites, vaccine
antigens, etc. or nothing antigens, etc., or nothing
Excipients Prebiotics, solids, liquids, semi- Prebiotics, solids, liquids, semi-
solids, growth promoters , growth promoters
Dosage forms Formulated tablets, soft and hard Formulated tablets, soft and hard
capsules, pellets, powders, etc. capsules, s, powders, etc.
Coatings Reverse c with or without r enteric with or without
fillers fillers
Target release At pH 6.5 (or below) within 2 At pH 7.0 (or above) within 2
hours delivery target window hours delivery target window
(goal: proximal colon ry) (goal: distal ileum delivery)
Testing Standard USP dissolution testing in various multiple media
The target release for drugs in dissolution media was pH 6.5 in 2 hours, representing
the proximal colon and with no release at pH 1.2 (gastric) for 2 hours, pH 5.5
(duodenal) for 1 hour, pH 7.0 (ileum) for 1 hour and pH 7.4 (distal ileum) for 1 hour.
Probiotic and inophen were used as representative biologic agent ilized
bacteria) and small molecule, respectively. Acetaminophen was also used as a marker
for probiotic during release testing. The small molecule and the tic mixes were
prepared separately with and without additional ents. Hydroxypropylmethyl
cellulose (HPMC) capsules were used as the reservoir for carrying these drugs.
HPMC capsules have several advantages as they are made from non-animal materials,
chemically stable, have low moisture t (protect lyophilized bacteria), less brittle
even at low humidity (survive the GI transit), fast dissolution, biodegradable, no
crosslinking and suitable to automatic es filling es. These capsules can
be band sealed, which has the following advantages: avoid the need for additional
steps of seal coating with polymers; avoid the need for excess moisture and heat
required for processing, especially important for maintenance of the viability of the
biologicals; and minimize the impact on release of drug from the capsules.
The polymers evaluated were aqueous based methacrylic acid copolymers and were
designated as either reverse enteric (e.g. Eudragit® E P0) or regular enteric (e.g.
Eudragit® FS 30D, Eudragit® S100, Eudragit® L100, Eudragit® L30D-55) alone or
in combinations. Eudragit® E PO is designed to solubilize at pH 6.5 or below and
also possess good moisture barrier properties which protected lyophilized bacteria and
further improved stability. Eudragit® FS 30D, Eudragit® S100, Eudragit® L100,
Eudragit® L30D-55 are designed to solubilize above pH 7.0, 6.5, 6.0, 5.5,
respectively. These polymers can be d on the s and capsules with heat and
moisture below, 30°C and 40% RH, respectively, which is important for the
maintenance of the viability of biological drugs. The tablet dosage form was ted
and then followed by the capsule-in-capsule dosage form. These capsules were
subject to standard USP dissolution testing. Notably, these similar principles apply
for ry to distal ileum alone and in combination with proximal colon.
Applications of this technology would broadly include the delivery of Microbiome
Ecology Therapy (MET); Small molecule drugs and Vaccines, etc.
Initial development focused on coating of the inophen (APAP) core tablets
using APAP as the marker for monitoring the release of biologic and ologic
small molecule drugs from the dosage form. The 325 mg uncoated tablet cores
dissolved fairly rapidly, r than 85% in 45 minutes in USP dissolution apparatus
with basket at 50 rpm in pH 6.5 phosphate buffer (Formulation 1, Figure 8). When
these APAP tablets were coated with reverse enteric material (Evonik® EPO) at up to
18 mg/cm2 level and performed the ution testing under the same conditions,
100% of the APAP was ed at target pH 6.5 within 2 hours, simulating the
release of the drug in the proximal colon (Formulation 2, Figure 9). Since this coating
normally was designed to dissolve below pH 6.5, the rate of release from the tablet
WO 52338
formulation was more rapid at pH 6.0, as expected. Also as expected, no release of
APAP was observed from the s at pH 6.8, pH 7.0 and pH 7.4.
The 325 mg uncoated tablet cores dissolved fairly rapidly, greater than 85% in 45
minutes in USP ution apparatus with basket at 50 rpm in pH 7.0 phosphate
buffer (Formulation 1, Figure 10). These APAP tablets were coated with regular
enteric material k® FS30D/L30 Mixtures) at up to 15 mg/cm2 level, and
subject to dissolution in pH 1.2 for 2 hours, pH 5.5 for 1 hour and pH 7.0 for 2 hours
using the same tus and speed. The formulation passed the performance test in
pH 1.2 for 2 hours and 1 hour at pH 5.5. The release rate at pH 7 was slower and did
not pass the 2 hour test. r, the release rate increased as expected with lower
ratio of Evonik® FS30D/L30, e.g. 50/50 (Formulations 3 (a-c), Figure ll). Based on
these results, it was concluded that more permeable coatings would be required to
obtain the desired release profiles in pH 7.0. Additional optimization would also be
required for the tablet dosage form including consideration of other formulation
factors, such as g thickness, total polymer applied, physico-chemical properties
of the drug, g dose, size and shape of the tablets, etc.
As indicated earlier, the aim was to develop a capsule-in-capsule dosage form which
would deliver a small molecule or a ic to the proximal colon, within a 2 hour
delivery target window, without the need for additional compression and also for ease
of demonstrating the applications of colonic drug delivery technology. The principles
developed here can be easily adapted to other dosage forms, such as compressed
tablets, pellets, oral disintegrating tablets, liquid fllled capsules, etc.
The uncoated inner smaller capsule containing APAP was subjected to USP
dissolution tests with basket at 75 rpm and paddle at 50 rpm in pH 6.5 dissolution
media. The release from the capsules was much slower (Formulation 4, Figure 12) as
compared to the tablets and higher speeds would be required to disintegrate the
es in the basket. However, there was almost no difference n the release
profiles for the capsules either in the basket or paddle. Based on physical appearance
of the capsules in the paddle method, the capsules appear to break down more easily
as compared to the basket method, but were still not completely egrated. The
smaller inner APAP capsules were coated with reverse enteric coat, Eudragit® EPO at
mg/cmz. The coated capsules were subjected to USP dissolution tests with basket
at 75 rpm and paddle at 100 rpm in pH 6.5 dissolution media. The es met the
release requirement at pH 6.5 in 2 hours when using the paddle method at 100 rpm
(Formulation 5, Figure 13). Physically all the capsules had broken down and
completely disintegrated. Note there was no release from the capsules in the basket at
75 rpm and also the capsules were physically intact (not broken down or
disintegrated) in the basket even after 2 hours. The coated capsules were also subject
to pH 6.8 dissolution media for 2 hours at 10 mg/cm2 coating level using the paddle at
100 rpm. As expected there was no release from the capsules lation 5, Figure
14). Also, physically, the capsules had not disintegrated. The paddle speed of 100
rpm for dissolution g was justified since the release in vivo is generally
associated with a significant gut agitation and compression, something that may not
been seen with the in vitro dissolution test. Also, typically for enteric coated
capsules, disintegration tus (similar to USP dissolution apparatus 111) with high
turbulence are lly used for evaluation of release.
The larger outer seal coated (no enteric) capsule containing APAP was subjected to
USP dissolution tests with paddle at 100 rpm in pH 6.5 dissolution media. The
release from these capsules was rapid and all capsules released the drug within 1 hour
(Formulation 6, Figure 15). Also physically all capsules had disintegrated. The larger
outer APAP ning es were coated with regular enteric coat, Eudragit®
L100 and L100/S100, 50/50 mix at 7.5 mg/cm2. These coated capsules were
subjected to USP ution tests with paddle at 100 rpm in pH 1.2 (2 hours), pH 5.5
(1 hour), pH 7.0 (1 hour) and pH 7.4 (1 hour) dissolution medias. The coated
capsules containing L100 alone had slight release due to drug permeation at pH 5.5 in
1 hour, but otherwise acceptable. The coated capsules containing L100/S100 50/50
mix did not pass the release test at pH 7.0/7.4 in 2 hours (Formulation 7 (a-b) Figure
16). Hence the lager outer APAP containing capsules were coated with regular
enteric coat, Eudragit® 100, 75/25 mix at 5 and 7.5 mg/cm2. These coated
capsules were subjected to USP ution tests with paddle at 100 rpm in pH 1.2 (2
hours), pH 5.5 (1 hour), pH 7.0 (1 hour) and pH 7.4 (1 hour) dissolution medias. All
the capsules passed the dissolution at pH 1.2 for 2 hours. However, the coated
capsules containing 7.5 mg/cm2 did not pass the e test at pH 7.0/pH 7.4 over 2
hours. The coated capsules containing 5 mg/cm2 L100/S100 75/25 mix did pass the
release test at all the pH conditions (Formulation 8 (a-b), Figure 17), except for slight
permeation of drug at pH 5.5. Hence, applying a slightly higher coating thickness
would eliminate this problem for drug release targeted to the distal ileum.
Based on the above results, with the goal of release in the proximal colon, the smaller
capsules containing APAP, band sealed and c coated with Eudragit® EPO 10
mg/cm2 were filled into larger capsules, band sealed and r coated with
Eudragit® L100/S100, 75/25 mix, 5 mg/cm2 on the outside. These e-incapsules
were subject to in-vitro USP dissolution testing, paddle at 100 rpm, for
APAP release in pH 1.2 media for 2 hours, pH 5.5 for 1 hour, pH 7.0 for 1 hour, pH
7.4 for 1 hour, pH 6.5 (phosphate) for 2 hours. The results confirm filll APAP release
cally at pH 6.5 within 2 hours from the inner capsule, and with no release at pH
1.2 for 2 hours, pH 5.5 for 1 hour, pH 7.0 for 1 hour and pH 7.4 for 1 hour.
(Formulation 9, Figure 18) Physically the outer capsules ed intact with no
egration at pH 1.2 for 2 hours and pH 5.5 for 1 hour. Then the outer capsules
completely disintegrated after exposure to pH 7.0 for 1 hour and pH 7.4 for 1 hour,
and the inner capsule was observed and it had physically remained intact. The inner
capsules then completely disintegrated when exposed to the pH 6.5 media within 2
hours. The physical observations are very consistent with the drug e data
reported in Figure 18.
Similar to the APAP capsule-in-capsules, the smaller probiotic containing capsules,
were band sealed and enteric coated with Eudragit® EPO 10 mg/cm2 and were filled
into larger capsules, band sealed and further coated with Eudragit® LlOO/S100, 75/25
mix at 5 mg/cm2 on the outside. These e-in-capsules were subject to USP
dissolution testing, paddle at 100 rpm, for probiotic bacteria release in pH 1.2 media
for 2 hours, pH 5.5 for 1 hour, pH 7.0 for 1 hour, pH 7.4 for 1 hour, pH 6.5 for 2
hours (saline phosphate buffer). Saline buffer was used to maintain isotonicity of the
dissolution medium and ensure viability of the lyophilized bacteria once they are
exposed to the aqueous solution. Physically, these probiotic capsules behaved exactly
in the same manner as the APAP es. It could be surmised ed the bacteria
would be released from probiotic capsules exactly in the same manner as the APAP
from the APAP capsules, i.e. filll release at pH 6.5 within 2 hours from the inner
capsule, and no release at pH 1.2 for 2 hours, pH 5.5 for 1 hour, pH 7.0 for 1 hour and
pH 7.4 for 1 hour.
Based on SEM evaluations of reverse and regular coatings, the a preferable
coating level thickness is:
First capsule (inner pill) — Eudragit® EPO, 5 mg/cm2 - 10 mg/cm2:
60 — 180 microns (um) for size #3 capsule
Second capsule (outer pill) - Eudragit® 100 (75/25) - 5 mg/cm2 - 10
mg/cm2
60 — 180 microns (um) for size #0 capsule
The uncoated and coated CIC capsules were analyzed to determine the level of
degradation due to processing. The data suggested, and shown in Table 2, that the
total strain count as measured by total CFU per es did not change significantly.
Hence the process of handling, banding and coating applications, storage and
shipment did not have any significant effect on viability of the 3 bacteria strains tested
in the formulations, ing the aerobic strains of S. thermophilus and L.
acidophilus and anaerobic s of B. longum
als and Methods
Acetaminophen!APAP 1:
(Receiving # RCA31252; Guardian Drugs) Malinckrondt Inc.-lot # 784513B054-
3% PVP granulated powder for tableting.
Aacetaminophen (Paracetamol, USP-APC-150)- ALP Co.(China)-Lot # 0908302.
Acetaminophen (APAP) 325 mg core tablets (Lot # L0577Guardian Drugs, NJ)
Probiotic Capsule: Azodyl (size # 3) (Batch # 023042-20; Lot # 5241113; Kibow
Biotech; Newtown Square, PA 19073)
HPMC Capsules:
Qualicaps Size # 3 /S-LOK-Lot # 82-Clear VAA(cap & body)
aps Size # 3 /S-LOK-Lot # E1205667-Op. White XAK (cap & body)
aps Size # 3/S-LOK-Lot # E1106719-Op.Brown 15 XJX (cap & body)
Qualicaps Size # 0 /S-LOK-Lot # E1101410-Op. White XAK (cap & body)
Qualicaps Size # 0 /S-LOK-Lot # E1106476-Op. Brown 15 XJX (cap & body)
Methacrylic Acid Co-polm ers for coating:
EPO-Ready Mix- Evonik-lot# H131 181012
Eudragit-L30D 55-Evonik —Lot# B130514207
Eudragit-FS 30D Evonik —Lot# B130365004
Eudragit-S100-Evonik —Lot# B100405 198
Eudragit-L100-Evonik —Lot# B 120603009
Plasacryl T20-Evonik-Lot # PT 1 30705
Coating Polmers:
HPMC E5-Dow-Lot # YG040124L1
Plasticizers:
Triethyl Citrate (TEC)—Vertellus-Lot 3 132530
Surfactants:
Polyethylene Glycol 4000-AlfaAesar-Lot # 10167045
Polysorbate 80(Tween 80)—BASF-Lot# 3158092
Other Excip_ients:
Talc- Brenntag-Lot # -43
Microcrystalling cellulose (MCC)-MCBlanver-Lot3 135002006
Lactose Monohydrate (Supertab 11SD)-DFE Pharma--Lot# 10677724
Pre-gelatinized Starch-DFE Pharma-Lot 1223
Crospovidone-QJNI tch # 20130115
DiCalcium Phosphate-Innophos- Lot# 0701047
Coloidal n dioxide il-200)-Evonik- Btch # 1012082200
Silicon dioxide il R972)-Degussa-Lot# 3158092923
Magnesium Stearate-FACI Asia-Batch # MGSP0216
Magnesium Stearate-Mallinkrodt-Lot# -071226.
y-propyl Methyl ose-Shinogi-Lot # 90936C
Chemicals :
um Hydroxide-AlfaAesar—Lot # E302012
Ethyl Alcohol-Fischer—Lot # M02539
Potassium Dihydroigen Phosphate- Alfa Aesar—Lot # 1013774
Sodium Hydroxide- Macron Chemicals- Batch 98# 0000039706
Method for Prepare core tablets and Compression
The required amount as shown in the formula A of APAP, MCC, Pre-Gelatinized
Starch, Crospovidone & Colloidal Silicon di-oxide was passed thru # 20 sieve and
was loaded in a suitable belnder and mixed for 25 minutes. At the end of the process
the Magnesium stearate was added and blend was mixed for additional 5 minutes. At
the end of the process the material was unloaded into clean poly-lined containers.
The blend (100 kg) was compressed on a Korsch XL-lOO lO n press. A
modified-oval shaped, standard concave tooling (16.5 mm x 7.5 mm) having plain
es (no logo) on both sides was used. This was design was chosen based on
providing suitable substrate for onal coating. Tablets were compressed to a
target weight of 600 mg (containing 325 mg APAP) with Friability of NMT 1% and
Hardness of > 24kP. The tablet , thickness, hardness and friability was
monitored as in-process test throughout the batch manufacturing. Tablet samples
were taken to ensure disintegration time was < 5 min.
Encapsulation and Banding
Encapsulation of Formulation B:
All the ingredients were passed thru a MMC l to ensure no agglomerates were
present in the blend. A 8Qt V-Blender was used to mix all the ingredients except
Magnesium stearate. After mixing all the ingredients Magnesium stearate was added.
The blend was mixed for 2 additional minutes before discharge into a double-poly
lined container. The index K120i (S/N 0963-27) was set-up to run the capsules (size
# 3) from Qualicaps. The capsule polisher (Model TG-20) and weight scales (Mettler
Toledo Scale) were set-up appropriately for the run. The processing room
temperature and ty log was documented for the run. In-process weight
samples were ted during the run to ensure the target weight is achieved. The
capsules were ed and collected in a -lined poly-bags in container.
Encapsulation of Formulation D:
A FastLock K200F with vibration table was used for filling the size # 0 capsules from
formulation D. Size # 0 Quali V capsules were used to fill the 3% granulated APAP
powder. Approximate 100 capsules were filled each time. The weights for capsules
were recorded.
Banding of capsules:
Banding of capsules was performed on the IMA Bander (BD 1723) Typically banding
of capsules s in a weight gain of 1-1 .5 mg which is within the weight variation
of the capsules so it is typically considered a part of the capsule weights and the
associated variations.
Preparation of spraying dispersions
Preparation of Eudragit-EPO ready mix:
The Ready mix is a standard coating system from Evonik which has 51% EPO
r. About 150 g of this dry mix is added to about 850 g of water to give
approximately 1 kg of spray suspension. The al is mixed using a high shear
mixer for approx. 30 minutes. The entire suspension is then passed through a 0.5 mm
sieve. The sion is next ready for spraying to the substrate using typical standard
processing ters.
Preparation of L-30D 55:
For 1 kg of spray sion approx. 570 g of Eudragit L30D 55 dispersion is added
in a larger mixer vessel. Approx. 145.5 g of ryl HTP20 (anti-tacking/
plasticizer system) is added to the mix. The suspension is diluted with required
amount of water to get 1 kg of spray dispersion. The PlasAcryl need to be shaken
before transfer to any vessel. The entire suspension is stirred for 10 minutes using a
propeller stirrer. The entire suspension is passed through a 0.5 mm sieve. The
suspension is next ready for spraying to the substrate using typical standard
sing parameters.
ation of FS 30 D:
For 1 kg of spray suspension approx. 606.1 g of Eudragit FS30D dispersion is added
in a larger mixer vessel. Approx. 90.9 g of Plasacryl HTP20 (anti-tacking/ plasticizer
system) is added to the mix. The suspension is diluted with required amount of water
to get 1 kg of spray dispersion. The PlasAcryl need to be shaken before transfer to
any vessel. The entire suspension is stirred for 10 minutes using a propeller stirrer.
The entire suspension is passed through a 0.5 mm sieve. The suspension is next ready
for spraying to the substrate using typical standard processing parameters.
Preparation of L100 Dispersion:
For 1 kg of spray suspension approx. 99.5 g of it L100 was added into 2/3 rd
of the water and stir for approximately 5 minutes and making sure the powder is all
wetted. Add 1N NH3 (56 g) slowly into the Eudragit sion and stir for
approximatly 60 minutes. Add 49.8 g of Triethyl citrate (TEC) and stir for additional
60 minutes. Separately, homogenize 49.8 g of Talc with the remaining amount (1/3
rd) of water for 10 minutes using a high shear mixer. Pour the talc suspension into the
Eudragit dispersion while stirring with a conventional r. The entire suspension is
passed through a 0.5 mm sieve. The suspension is next ready for spraying to the
substrate using typical standard processing parameters.
Preparation of $100 dispersion:
For 1 kg of spray suspension approximately 99.4 g of Eudragit 8100 is added into 2/3
rd of the water and stirred for approximately 5 minutes and making sure the powder is
all wetted. Add 1N NH3 (67.5 g) slowly into the Eudragit suspension and stir for
approximately 60 minutes. Add 49.7 g of Triethyl e (TEC) and stir for
onal 60 minutes. Separately, homogenize 49.7 g of Talc with the remaining
amount (1/3 rd) of water for 10 minutes using a high shear mixer. Pour the talc
suspension into the Eudragit dispersion while stirring with a conventional stirrer. The
entire sion is passed through a 0.5 mm sieve. The suspension is next ready for
spraying to the substrate using typical standard processing parameters.
For es of two components prepare them separately and then add as per the
desired ratios.
Coating of the tablets and es
All coatings of tablets and capsules were med on the Thomas ering
Accela Cota Compu-Lab190. The formulations were coated in a 12” pan with
two baffles. A minimum batch size of 400 g was used for the gs. For some
formulations a larger batch size of 700-1500 g was processed. A single Schlick gun
(970/7-l 75 S) with a nozzle size from 0.8-1.2 mm depending on the batch size and the
flow rate of the suspension was used. The processing conditions were varied
depending on the batch size and the coating material used. For each type of coating
specific processing conditions were followed. For the safety of the product, the
product temperature was always ined below 30°C.
The general sing parameters used broadly is as follows:
Inlet air temp: 30-40 °C
Exhaust ature- 25-30 °C
t Temperature: 24-29°C
Inlet air flow: 100-300 CFM
Pump speeds: 2.5- 20 rpm
Atomization air pressure: 10-30 psi
ID of the tubing used: 3.2 mm,
Pan speed: 4-l5 rpm.
Dissolutions testing:
egration apparatus, dissolution apparatus, baskets, paddles and speeds,
temperature and dissolution media, Assay, HPLC, CPU for probiotics, sampling
scheme. The inner capsules were subject to ution testing at pH 6.5 or pH 6.8
phosphate buffers for up to 2 hours. The outer capsules were subject to dissolution
media at pH 1.2 for 2 hours, pH 5.5 for 1 hour, pH 7.0 for 1 hour and pH 7.4 for 1
hour. The combined capsules were subject to dissolution media at pH 1.2 for 2 hours,
pH 5.5 for 1 hour, pH 7.0 for 1 hour, pH 7.4 for 1 hour, pH 6.5 for 2 hours (with
saline as isotonic agent for probiotic.
Analysis of probiotic capsules before and after coating
The contents of capsules were aseptically transferred into a sterile bottle. The two
capsule contents were dissolved in saline. A sample was drawn for ation and
incubated at 37°C. After 3 days of incubation at 37°C (aerobically for S.
WO 52338
thermophilas and L. acidophz'las, anaerobically for B. longam) the colonies were
counted in triplicate.
Table 2: Strain count (CFUs in billions), pre and post coating of capsules
ted capsules Coated capsules
Average (range) Strain Count
(CFU in billions), n=3
. thermophi/es* 13.5 (12.5 — 15.5) 14.2 ( 13.5 — 14.5)
L. hilus* 2.6 (2.2 - 3.3) 1.8 (1.25 — 2.1)
2.6 (2.0 — 3.1) 1.9 (1.65 — 2.15)
*Aerobic **Anaerbic
Formulations:
Formulation l: 325 mg APAP tablets Core
Ingredients
Acetaminophen (APAP)—3% PVP granulated form for 335
tableting
Microcrystalline Cellulose, USP
—ri_
Formulation 2: APAP tablets 325 mg — sealed with 4 mg/cm2 seal (HPMC) coated
with Eudragit® EPO 18 cm2
Ingredients Amount
Core Tablet:
Acetaminophen 325 mg tablet lation 1) above 606
4% w/w Seal Coating:
HPMC E5 20
PEG 6000 USP 3
Water, qs (removed from formulation)
Functional coatlng (18 mg/cm ):
Eudragit® EPO Readymix 147
Water, qs (removed from formulation)
Formulation 3a: APAP tablets 325 mg, seal coated with 4% HPMC & enteric coated
with FS30:L30D55 (90:10), 7.5 mg/ cm2
Ingredients Amount
mg %
Core Tablet:
inophen 325 mg tablet (Formulatlon 1) above 606 89
2014/027228
Formulation 3b: APAP tablets 325 mg, seal coated with 4% HPMC & enteric coated
with FS30:L30D55 (75:25), 7.5 mg/ cm2
Ingredients Amount
mg 3
Core Tablet:
Acetaminophen 325 mg tablet (Formulation 1) above 606 00 Q
Seal Coating (4%)
HPMC E5 NO DJ
|PEG 6000, USP /\ )—A
Water, qs (removed from formulation)
Functional coating ) 7.5 mg/cm
Eudragit® FS30D
Eudragit® L30D55 H0.) N\]
|Plasacryl /\ )—A
TEC l
Water, qs (removed from formulation)
Total 685 100
ation 3c: APAP tablets 325 mg, seal coated with 4% HPMC & enteric coated
with FS30:L30D55 (50:50), 7.5 mg/ cm2
Amount
Ingredients mg %
Core Tablet:
Acetaminophen 325 mg tablet (Formulation 1) above 606 87
Seal Coating (4%):
HPMC E5 19
|PEG 6000, USP /\ )—A
Water, qs (removed from formulation)
|Functional g (50:50) 7.5 mg/cm
Eudragit® FS30D 25
Eudragit® L30D55 25
|Plasacryl )—A
2014/027228
Water, qs (removed from formulation) -_
Formulation 4: Composition of Uncoated APAP capsules (size # 3)
Ingredients Amount
mg %
Formulation 5: Composition APAP capsules coated with Eudragit® EPO, lO mg/cm2
Ingredients Amount
mg %
Formulation 6: APAP capsules (size # 0) seal coated with HPMC, 6 mg/cm2
Ingredients
Water q.s. (removed from the formulation) -_
Formulation 7 (a): APAP capsules (size # 0) seal coated with HPMC, 6 mg/cm2 and
enteric coated with Eudragit® L100, 7.5mg/cm2
Ingredients mg Amount (%)
APAP capsule (size #0), seal coated (Formulation 6 ) 480
Functional coating (7.5 mg/cm ):
Eudragit® L100 39
TEC l9
Formulation 7 (b): APAP capsules (size # 0) seal coated with HPMC, 6 mg/cm2 and
enteric coated with Eudragit® L100/Eudragit® S100 ) 7.5mg/cm2
Ingredients Amount (%)
APAP e (size #0), seal coated (Formulation 6 ) 87
Functional coating (7.5 mg/cm ):
Eudragit® S 100
Eudragit® Ll 00
Talc
Total
Formulation 8 (a). APAP capsules (size # 0) seal coated with HPMC, 6 mg/cm2 and
enteric coated with Eudragit® L100/Eudragit® S100 (75/25) 5 mg/cm2
Ingredients mg Amount (%)
APAP capsule (size #0), seal coated (Formulation 6 ) 480 87
Functional g (5 mg/cm ) (75:25)
Eudragit® L100 l8
Eudragit® S 100
TEC 13
Formulation 8 (b). APAP capsules (size # 0) seal coated with HPMC, 6 mg/cm2 and
enteric coated with Eudragit® L100/Eudragit® S100 (75/25) 7.5 mg/cm2
Ingredients mg Amount (%)
APAP capsule (size #0), seal coated (Formulation 6 ) 480 87
Functional coating (7.5 mg/cm ) (75:25)
it® L100 27 5
it® S 100 9 2
TEC l7 3
Talc l8 3
Total 551 100
Formulation 9: APAP capsule-in-capsule (CIC) [inner capsule (size#3) enteric coated
with Eudragit® EPO, lOmg/cmz; and outer e (size #0) enteric coated Eudragit®
L100/S100 75/25, 5 mg/cmz
—gmm
Acetaminophen (3% PVP granulation) APAP powder 155 38
Wt. of banded uncoated CIC (size # 0) filled with 358
TEC l2 3
2014/027228
From the foregoing, it will be appreciated that, although specific embodiments of the
invention have been described herein for the purpose of illustration, s
modifications may be made without deviating from the spirit and scope of the
invention. Accordingly, the present invention is not limited except as by the
appended claims.
All patents, patent applications, publications, scientific articles, web sites, and other
documents and materials referenced or mentioned herein are indicative of the levels of
skill of those d in the art to which the invention pertains, and each such
nced document and material is hereby incorporated by reference to the same
extent as if it had been incorporated by reference in its entirety individually or set
forth herein in its entirety. Additionally, all claims in this application, and all priority
applications, including but not limited to al claims, are hereby incorporated in
their entirety into, and form a part of, the written description of the invention.
Applicants reserve the right to physically incorporate into this specification any and
all materials and ation from any such patents, applications, publications,
scientific articles, web sites, electronically available information, and other referenced
materials or documents. Applicants reserve the right to physically incorporate into
any part of this document, including any part of the written description, the claims
referred to above ing but not limited to any original claims.
The specific methods and compositions described herein are representative of
preferred embodiments and are exemplary and not intended as limitations on the
scope of the invention. Other s, aspects, and embodiments will occur to those
skilled in the art upon consideration of this specification, and are encompassed within
the spirit of the invention as defined by the scope of the claims. It will be readily
apparent to one skilled in the art that varying substitutions and modifications may be
made to the ion disclosed herein without departing from the scope and spirit of
the invention. The invention ratively described herein suitably may be practiced
in the absence of any element or elements, or limitation or limitations, which is not
specifically disclosed herein as essential. Thus, for example, in each ce herein,
in ments or es of the present invention, any of the terms “comprising”,
WO 52338
“consisting essentially of”, and “consisting of” may be replaced with either of the
other two terms in the specification. Also, the terms “comprising”, “including”,
containing”, etc. are to be read expansively and without limitation. The methods and
processes illustratively described herein suitably may be practiced in differing orders
of steps, and that they are not necessarily cted to the orders of steps indicated
herein or in the claims. It is also that as used herein and in the appended claims, the
singular forms CC 3, (C
a an,” and “the” include plural reference unless the context clearly
dictates otherwise. Thus, for example, a reference to “a host cell” includes a plurality
(for example, a culture or population) of such host cells, and so forth. Under no
circumstances may the patent be interpreted to be limited to the specific examples or
ments or s specifically disclosed herein. Under no circumstances may
the patent be interpreted to be limited by any statement made by any Examiner or any
other official or employee of the Patent and Trademark Office unless such ent
is specifically and without qualification or reservation expressly adopted in a
sive writing by Applicants.
The terms and expressions that have been employed are used as terms of description
and not of limitation, and there is no intent in the use of such terms and expressions to
exclude any equivalent of the features reported and described or portions thereof, but
it is recognized that various ations are possible within the scope of the
invention as claimed. Thus, it will be understood that although the present invention
has been specifically disclosed by preferred embodiments and optional features,
modification and variation of the concepts herein disclosed may be resorted to by
those skilled in the art, and that such modifications and variations are considered to be
within the scope of this invention as defined by the appended claims.
The invention has been described broadly and generically herein. Each of the
narrower species and subgeneric groupings falling within the c disclosure also
form part of the ion. This includes the generic description of the invention with
a proviso or ve tion removing any subject matter from the genus,
regardless of whether or not the excised material is specifically recited herein.
Other embodiments are within the following claims. In on, where features or
aspects of the invention are described in terms of Markush , those skilled in the
art will recognize that the invention is also thereby described in terms of any
individual member or subgroup of s of the Markush group.
References
The contents of all references cited herein are incorporated by reference herein for all
purposes.
l. Hajishengallis G, u RP, Curtis MA. The keystone-pathogen
hypothesis. Nat Rev Microbiol. 2012;10(lO):7l7-25.
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Diabetes. 2010;59(l2):3049-57.
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JJ, et al. Reduction in endotoxemia, oxidative and inflammatory stress, and
insulin resistance after Roux-en-Y gastric bypass surgery in patients with
morbid obesity and type 2 es mellitus. Surgery. 2011.
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Lactobacillus and bz'fidobacterium in irritable bowel syndrome: symptom
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5. Hajishengallis G, Chavakis T. Endogenous modulators of
inflammatory cell recruitment. Trends Immunol. 2012.
6. Larsen N, Vogensen FK, van den Berg FW, Nielsen DS, Andreasen
AS, Pedersen BK, et al. Gut iota in human adults with type 2 diabetes
differs from non-diabetic adults. PLoS One. (2):e9085.
7. Vrieze A, Holleman F, Zoetendal EG, de Vos WM, Hoekstra JB,
Nieuwdorp M. The environment within: how gut iota may influence
metabolism and body ition. Diabetologia. 2010;53(4):606-l3.
8. Maqbool S, Parkman HP, Friedenberg FK. Wireless capsule motility:
comparison of the SmartPill GI monitoring system with graphy for
measuring whole gut transit. Dig Dis Sci. 4(lO):2l67-74.
9. Gao XW, Mubasher M, Fang CY, Reifer C, Miller LE. Dose-response
efficacy of a proprietary probiotic formula of Lactobacillus hilus
CLl285 and Lactobacillus casei LBC80R for antibiotic-associated diarrhea
and idium dz'yj’zcile-associated diarrhea prophylaxis in adult patients. Am
J Gastroenterol. 05(7):l636-4l.
. Johnson S, Maziade PJ, McFarland LV, Trick W, Donskey C, Currie
B, et al. Is primary prevention of Clostridium dz'fi‘zcz'le infection possible with
specific probiotics? Int J Infect Dis. 2012.
ll. Brenner DM, Moeller MJ, Chey WD, feld PS. The y of
probiotics in the treatment of irritable bowel syndrome: a systematic review.
Am J Gastroenterol. 2009;104(4):lO33-49; quiz 50.
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Endocrinol (Lausanne). 2012;3:87.
Claims (11)
1. An oral delivery system for delivering a probiotic formulation targeted to both the ileum and proximal colon of a subject sing: (a) a biodegradable first capsule comprising a probiotic formulation targeted to the proximal colon, wherein the first capsule ses a reverse enteric coating that solubilizes in a pH of less than 6.9; and (b) a biodegradable second capsule that includes the first capsule and a probiotic ation ed to the ileum, wherein the second capsule comprises an c coating that solubilizes in a pH of about 7 to 8, wherein the second capsule releases the first capsule and the probiotic formulation targeted to the ileum in the ileum upon administration to a subject, and once released, the first capsule is solubilized in the proximal colon at a pH of less than 6.9 and releases the probiotic formulation targeted to the proximal colon.
2. The oral delivery system of claim 1, wherein the enteric coating comprises one or more polymers each selected from the group consisting of hydroymethylacrylatemethyl methacrylate MMA), Multilayered HEMA-MMA-MAA (methylacrylic acid).
3. The oral delivery system of claim 1 or 2, wherein the probiotic formulation targeted to the proximal colon is a mixture of bacterial genera that is reflective of the mixture of strains derived from the stool of a normal human and the probiotic formulation targeted to the ileum se a mixture of bacterial genera that is reflective of the mixture of s derived from the ileum of a normal human.
4. The oral ry system of any one of claims 1 to 3, wherein the probiotic formulation targeted to the proximal colon and the probiotic formulation targeted to the ileum each comprise a live bacterial sion comprising a bacteria selected from the genus Lactobacillus and Bifidobacterium.
5. The oral delivery system of claim 4, wherein the probiotic formulation ed to the proximal colon and the probiotic formulation targeted to the ileum each r comprise Faecalibacterium itzii and/or Bacteroides otaomicron.
6. The oral delivery system of any one of claims 1 to 5, wherein the biodegradable first and second es each comprise hydroxypropylmethyl cellulose.
7. The capsule-in-capsule oral delivery system of any one of claims 1 to 6, wherein the first and second probiotic formulation each comprise the sm Faecalibacterium prausnitzii.
8. Use of an oral formulation in the manufacture of a medicament for the treatment of a gastrointestinal disorder, wherein the oral formulation comprises: a biodegradable first capsule comprising a probiotic formulation targeted to the proximal colon wherein the first capsule is coated with reverse enteric coating that solubilizes in a pH of less than 6.9; and a radable second capsule that es the first capsule and a probiotic formulation targeted to the ileum, wherein the second capsule is coated with an enteric coating that solubilizes in a pH of about 7 to 8, wherein the second capsule es the first capsule and the tic formulation targeted to the ileum in the ileum and once released the first capsule is lized in the proximal colon at a pH of less than 6.9 and releases the probiotic formulation targeted to the proximal colon, wherein the gastrointestinal disorder is a Clostridium difficile disorder.
9. The use claim 8, wherein the enteric coating comprises a polymer selected from the group consisting of hydroymethylacrylate-methyl methacrylate (HEMAMMA ), Multilayered HEMA-MMA-MAA (methylacrylic acid).
10. The oral delivery system of any one of claims 1-6 or the use of claim 8 or 9, wherein the first capsule is a size no. 3 hydroxypropylmethyl cellulose capsule.
11. The oral delivery system of any one of claims 1-6 or the use of claim 8 or 9, wherein the second capsule is a size no. 0 hydroxypropylmethyl cellulose capsule.
Applications Claiming Priority (3)
| Application Number | Priority Date | Filing Date | Title |
|---|---|---|---|
| US201361781810P | 2013-03-14 | 2013-03-14 | |
| US201361897378P | 2013-10-30 | 2013-10-30 | |
| PCT/US2014/027228 WO2014152338A1 (en) | 2013-03-14 | 2014-03-14 | Targeted gastrointestinal tract delivery of probiotic organisms and/or therapeutic agents |
Publications (2)
| Publication Number | Publication Date |
|---|---|
| NZ711298A NZ711298A (en) | 2021-07-30 |
| NZ711298B2 true NZ711298B2 (en) | 2021-11-02 |
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